Reduced spectral synthesis and compact operator synthesis
V.S. Shulman, I.G. Todorov, L. Turowska

TL;DR
This paper introduces the concept of reduced spectral synthesis, unifying spectral synthesis and uniqueness in locally compact groups, and explores its operator algebraic counterpart, linking it to operator equations and exceptional sets.
Contribution
It defines reduced spectral synthesis, establishes its properties, and connects it with compact operator synthesis, providing new insights into spectral and operator algebra theory.
Findings
Non-discrete groups with open abelian subgroups have subsets failing reduced spectral synthesis.
Reduced local spectral synthesis is equivalent to compact operator synthesis for related sets.
Applications to operator equations with normal commuting coefficients on Schatten classes.
Abstract
We introduce and study the notion of reduced spectral synthesis, which unifies the concepts of spectral synthesis and uniqueness in locally compact groups. We exhibit a number of examples and prove that every non-discrete locally compact group with an open abelian subgroup has a subset that fails reduced spectral synthesis. We introduce compact operator synthesis as an operator algebraic counterpart of this notion and link it with other exceptional sets in operator algebra theory, studied previously. We show that a closed subset of a second countable locally compact group satisfies reduced local spectral synthesis if and only if the subset of satisfies compact operator synthesis. We apply our results to questions about the equivalence of linear operator equations with normal commuting coefficients on Schatten -classes.
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Taxonomy
TopicsAdvanced Operator Algebra Research · Spectral Theory in Mathematical Physics · Advanced Topics in Algebra
Reduced spectral synthesis and compact operator synthesis
V. S. Shulman
Department of Mathematics, Vologda State Technical University, Vologda, Russia
,
I. G. Todorov
Mathematical Sciences Research Centre, Queen’s University Belfast, Belfast BT7 1NN, United Kingdom, and School of Mathematical Sciences, Nankai University, 300071 Tianjin, China
and
L. Turowska
Department of Mathematical Sciences, Chalmers University of Technology and the University of Gothenburg, Gothenburg SE-412 96, Sweden
(Date: 9 January 2019)
Abstract.
We introduce and study the notion of reduced spectral synthesis, which unifies the concepts of spectral synthesis and uniqueness in locally compact groups. We exhibit a number of examples and prove that every non-discrete locally compact group with an open abelian subgroup has a subset that fails reduced spectral synthesis. We introduce compact operator synthesis as an operator algebraic counterpart of this notion and link it with other exceptional sets in operator algebra theory, studied previously. We show that a closed subset of a second countable locally compact group satisfies reduced local spectral synthesis if and only if the subset of satisfies compact operator synthesis. We apply our results to questions about the equivalence of linear operator equations with normal commuting coefficients on Schatten -classes.
2010 Mathematics Subject Classification:
Primary 47L05; Secondary 43A45, 46A32
Contents
1. Introduction
The concept of spectral synthesis, arising from approximation problems for functions defined on the real line, is fundamental in classical Harmonic Analysis. Research on the topic was fuelled in its initial stages by Schwartz’ observation [43] that the unit sphere in does not satisfy spectral synthesis, and the subsequent theorem of Malliavin’s [39], establishing the existence of non-synthetic sets in any non-discrete locally compact abelian group. Later, the notion acquired prominence in Non-commutative Harmonic Analysis, where techniques from Functional Analysis played a fundamental role. Given a closed subset of a locally compact group , there exist two extremal closed ideals and of the Fourier algebra of that have null set . The set is said to satisfy spectral synthesis if . Identifying the dual of with the von Neumann algebra of [19], we thus have that is a set of spectral synthesis precisely when the annihilators and in coincide.
A connection between spectral synthesis and invariant subspace theory was pointed out by W. Arveson in [4], and was later formalised, in the commutative case, by J. Froelich [23] and, in the general locally compact case, by J. Ludwig and L. Turowska [38], leading to a rigorous link between spectral synthesis and an operator algebraic notion called operator synthesis [47]. Namely, it was shown in [38] that a subset of a locally compact second countable group satisfies local spectral synthesis if and only if the subset of satisfies operator synthesis.
The concept of sets of uniqueness in classical Harmonic Analysis, on the other hand, was motivated by questions about uniqueness of Fourier series and was lifted to the non-commutative setting by M. Bożejko [9]: these are the subsets for which the intersection of the annihilator with the reduced group C*-algebra of is trivial. Analogously to spectral synthesis, this concept has an operator theoretic counterpart, called operator uniqueness, and a similar transference result holds true [46].
In the present paper, we introduce a notion that unifies spectral synthesis and uniqueness, which is new even in the classical, commutative, case. Namely, we study the sets with the property that , which we call sets of reduced spectral synthesis. We define an operator theoretic version of this concept, called henceforth compact operator synthesis, and establish a corresponding transference result. We provide examples of both the failure and the validity of the properties of being a set of reduced spectral synthesis or compact operator synthesis, and apply our results to questions about equivalence of operator equations.
Our rationale behind investigating the link between reduced spectral synthesis and compact operator synthesis is two-fold: on one hand, results from Harmonic Analysis have been highly instrumental in providing examples of operator algebras or spaces that have or fail a certain property of interest (see e.g. [2, 4, 12, 17, 18, 26, 45, 47]); on the other hand, results obtained using operator algebraic methods have led, among others, to the identification of new classes of sets of spectral synthesis [15, 16], to unification and new proofs of transference results for sets of uniqueness [53], and to the introduction of new classes of multipliers of [46].
In more detail, the paper is organised as follows. After collecting some preliminaries from Abstract Harmonic Analysis in Section 2, we introduce, in Section 3, the notion of reduced spectral synthesis and, extending a celebrated result of L. Schwartz [43], show that the unit sphere in fails reduced spectral synthesis provided . We also show that the light cone in fails reduced spectral synthesis, and investigate the functorial properties of this concept, which lead to the fact that every non-discrete locally compact group that possesses an open abelian subgroup has a subset that fails reduced spectral synthesis.
In Section 4, we introduce compact operator synthesis, the operator algebraic counterpart of reduced spectral synthesis. This is a property of subsets of the direct product of two (standard) measure spaces, defined by considering intersections of extremal masa-bimodules associated with with the space of all compact operators between the corresponding -spaces of and . We establish an Inverse Image Theorem for compact operator synthesis, and link this concept to other classes of exceptional sets that have been studied previously [15, 45, 46]. In Section 5, we show that a closed subset of a second countable locally compact group satisfies local reduced spectral synthesis if and only if the subset of satisfies compact operator synthesis.
In Section 6, we study a question arising from the classical Fuglede-Putnam Theorem. Given commuting families and of normal operators on a Hilbert spaces , we consider the elementary operators and on the space of all bounded operators on , given by and . We show that the equations and are not equivalent, when the operator are restricted to any of the Schatten classes , , or to the the space of all compact operators on . We note that the question is inspired by the question of the equivalence of these equations on the whole of , which was answered negatively in [44]. Our result herein improves the answer given in [48] to a similar question for operators on of infinite length.
If is a Banach space and , we denote by the annihilator of in the dual Banach space of . If there is a risk of confusion, the norm of will be denoted by . Normed space duality will be denoted by , while inner product in Hilbert spaces – by .
2. Preliminaries
Let be a locally compact group. Left Haar measure on will be denoted by , and integration with respect to along the variable will be denoted . We write , , for the corresponding Lebesgue space with respect to , and for the Banach algebra of all complex Borel measures on . We identify with a (closed) ideal of in the canonical fashion. We let (resp. ) be the algebra of all continuous complex valued functions on vanishing at infinity (resp. having compact support). As usual, the modular function of is denoted by . Let , , be the left regular representation; thus, , , . We denote again by the corresponding representation of on ; for , we have , , where is the convolution of and , given by
[TABLE]
The reduced group C-algebra* of is the C*-subalgebra
[TABLE]
of , while the group von Neumann algebra of is the von Neumann subalgebra .
The Fourier-Stieltjes algebra of [19] is the algebra of all functions of the form
[TABLE]
where is a continuous unitary representation and . For , its norm is, by definition, the infimum of the products over all representations (1) of . The Fourier algebra of [19] is the (commutative, regular, semi-simple) Banach algebra consisting of all functions of the form
[TABLE]
where ; we have that is a closed ideal of . The Banach space dual of can be canonically identified with via the pairing , where is given by (2). If and , the operator is defined by the relations
[TABLE]
The map turns into a left Banach -module. Note that the inclusion gives rise to a canonical embedding . We refer the reader to [19] for further properties of and .
If is an ideal, let
[TABLE]
On the other hand, for a closed subset , let
[TABLE]
[TABLE]
and We have that
[TABLE]
and that, if is a closed ideal with , then .
The support of an operator is the (closed) set
[TABLE]
It is known [19] that
[TABLE]
and
[TABLE]
A closed subset is called a set of spectral synthesis if ; equivalently, is a set of spectral synthesis if for any with and any .
A closed subset is called a set of uniqueness (or an -set) if , otherwise it is called a set of multiplicity (or an -set). The set is called an -set if ; otherwise is called an -set. We note that sets of uniqueness were extensively studied for the group of the circle and the notion is closely related to the convergence properties of Fourier series (see [32]). For general locally compact groups, they were introduced by M. Bożejko [10], and studied more recently in [46] (see also [13, 14]).
3. Reduced spectral synthesis
3.1. Definition and examples
We start by defining one of the two main concepts that will be studied in this paper.
Definition 3.1**.**
A closed subset will be called a set of reduced spectral synthesis if
[TABLE]
The set will be called a set of reduced local spectral synthesis if for any with and any .
Note that a closed subset is a set of reduced spectral synthesis if and only if for all with and all .
Suppose that the group is abelian and let be its dual group. We reformulate Definition 3.1 for this case, using terminology widely accepted in the literature on commutative harmonic analysis. If , let be its Fourier transform; thus,
[TABLE]
We have that
[TABLE]
Let be the (unitary) extension of the restriction of the Fourier transform to . The space of pseudo-measures coincides, by definition, with the dual Banach space of . For , we write for the support of the bounded functional acting on the commutative Banach algebra [30]. Note that
[TABLE]
where stands for the operator on of multiplication by . The space of pseudo-functions is defined by letting
[TABLE]
Thus, (resp. ) can be naturally identified with (resp. ).
The inclusion gives rise to a canonical embedding . If is a closed subset of , we will denote by (resp. ) the space of all pseudo-measures (resp. measures ) with (resp. ), and let be the weak* closure of . Note that and (see e.g. [27]). Thus, in the case where is abelian, the set is of reduced spectral synthesis if and only if
[TABLE]
that is, if and only if every pseudo-function supported by can be approximated in the weak* topology by measures supported in .
We proceed with a series of examples related to the notions introduced in Definition 3.1.
Examples 3.2**.**
**(i) ** Every set of spectral synthesis is trivially a set of reduced spectral synthesis.
**(ii) ** Every set of uniqueness is a set of reduced spectral synthesis. Indeed, in this case, .
(iii) Let , realised additively as . For , let . It is known (see [27, p. 92]) that is an -set if and only if is a Pisot number. Moreover, by [27, Theorem 3.3.2], contains a subset that fails spectral synthesis. Clearly, is a set of uniqueness if is so. Hence, if is a Pisot number then is a set of reduced spectral synthesis but not of spectral synthesis.
(iv) Recall [27] that a closed subset of a locally compact abelian group is called a Helson set if every function in is the restriction of a function from . T. Körner [33] has constructed an example of a set of multiplicity which is a Helson set, and therefore a -set (see [27, Section 4.5]). Clearly, fails reduced spectral synthesis.
In the next two propositions, we will be concerned with the group . We identify it with its dual group and, for elements , write , where stands for the -th coordinate of an element , and use to denote the Euclidean norm of . In his celebrated work [43], L. Schwartz showed that the Euclidean sphere in fails spectral synthesis whenever . On the other hand, N. Varopoulos proved [55, Theorem 2] that is a set of reduced spectral synthesis in . Below we show that this does not extend to the case where . We will use distributions and operations with them, such as derivatives and Fourier transforms; we refer the reader to [20], [49] and [50] for the necessary background. We denote by the space of all infinitely differentiable functions on , and by the subspace of its compactly supported elements. We equip with the topology given by the seminorms , where
[TABLE]
and is a multi-index. The space of all distributions, that is, all continuous linear functionals on , is usually denoted by .
It is known that is a dense subset of , and the topology of is finer than that induced by (see e.g. [19, 3.26]). Hence the elements of can be viewed as distributions on in the natural way.
For , let be the Bessel function of order , given by
[TABLE]
(see [49, p. 154]). By [20, Theorem 5.1], there exists such that
[TABLE]
Proposition 3.3**.**
The Euclidean sphere in does not satisfy reduced spectral synthesis if .
Proof.
Fix . Let be the normalised surface area measure on and let denote the distribution derivative , given by the formula
[TABLE]
By [49, p. 154],
[TABLE]
where is a constant. By (3), , as . It follows that
[TABLE]
A direct verification now shows that if then
[TABLE]
It follows that is bounded in the topology of , induced by , and hence it extends to a continuous functional on (denoted in the same way). By continuity, (5) remains true for all and now (4) implies that .
Since is supported in , so is . In fact, if vanishes in a neighborhood of and is compactly supported then there exists a sequence of functions, vanishing in neighbourhoods of , such that . In fact, choose non-negative functions , , such that , for each , and . There exists such that that the function vanishes on a neighbourhood of whenever . Set , . If , , then , and hence . Thus,
[TABLE]
It now suffices to find a function that vanishes on and such that . Let with and set
[TABLE]
then whenever . Since , we have that . It remains to note that
[TABLE]
∎
In the next proposition we show that the light cone in fails reduced spectral synthesis.
Proposition 3.4**.**
Let . Then is an -set that fails reduced spectral synthesis for .
Proof.
Write , equipped with Lebesgue measure . Let be the normalized surface area measure on the Euclidean sphere . For and a subset , write . Let be the surface area measure on the set ; thus, if is a Borel set then Fix a non-negative function with and let be the Borel measure on given by
[TABLE]
where , . Then . By [49, p. 154], there exists such that
[TABLE]
By (3), there exists such that
[TABLE]
Set
[TABLE]
For suitable positive constants , and , using integration by parts, for we have
[TABLE]
Set , , and assume that and are such that . If then and hence ; by (6),
[TABLE]
On the other hand, if then and hence ; by (7),
[TABLE]
Inequalities (8) and (9) now imply that . In particular, is an -set.
Let , considered as a pseudo-measure (see the proof of Proposition 3.3). Note that, since is supported by , so is . Similarly to identity (5), we have that , and (8) and (9) show that is in fact a pseudo-function. Let be a non-zero infinitely differentiable function with compact support and
[TABLE]
As in the proof of Proposition 3.3, , vanishes on and
[TABLE]
By choosing such that the last integral is non-zero, we see that is not a set of reduced spectral synthesis. ∎
We note that the set from Proposition 3.4 is the boundary of the set , which is known to be a set of spectral, and hence of reduced spectral, synthesis for [4, Corollary, p. 498], [23].
3.2. Functorial properties
Let be a locally compact group and be a closed normal subgroup. For the remainder of this section, we let be the canonical quotient homomorphism. We set , . Given a function , let be the function given by
[TABLE]
where the integral is with respect to normalised left Haar measure on . The function is constant on the cosets of , and we denote again by the induced function on . We will make use of Weil’s quotient intergal formula [21, Theorem 2.49]:
[TABLE]
The proof of the following lemma, which will be needed in the sequel, is straightforward and is omitted.
Lemma 3.5**.**
Let be a locally compact group, be a closed set and a compact set such that . Then there exists an open neighbourhood of such that is compact and .
We will need the following fact, established in [36, Lemma 1].
Lemma 3.6**.**
Let be a locally compact group, be a closed normal subgroup and be a compact set. There exists such that if is supported on then and .
We will say that a closed normal subgroup of has property (l) if for every proper compact subset there exists such that on a neighbourhood of .
Theorem 3.7**.**
Let be a locally compact group, be a closed normal subgroup with property (l) and be a compact set. If satisfies reduced spectral synthesis then does so as well.
Proof.
Let . By Lemma 3.6, given and , there exists such that
[TABLE]
Thus, the functional on is bounded, and hence there exists an operator such that
[TABLE]
By (11),
[TABLE]
We claim that maps into . Indeed, suppose that and let . If then, using (10), we have
[TABLE]
Thus shows that ; since , we conclude that . Since is bounded, for every .
Set and let . We claim that . Indeed, let be a function with compact support such that the set contains . By Lemma 3.5, there exists an open neighborhood of in such that . Note, moreover, that . As the quotient map is open, and are open neighborhoods of and . If then for all and hence
[TABLE]
Thus, is supported by the compact set and vanishes on the neighbourhood of ; it follows from (12) that and hence .
Now suppose that , and . By the previous paragraphs,
[TABLE]
Since has property (l), there exists a function such that on a neighbourhood of . Then
[TABLE]
By [19, Corollary 2.26], . Let be a function taking value on a neighbourhood of . Then and so . In addition,
[TABLE]
As vanishes on , (13) and (14) now imply
[TABLE]
Thus, and the proof is complete. ∎
Corollary 3.8**.**
Let be a locally compact group, be a compact normal subgroup and be a compact set. If is a set of reduced spectral synthesis then is so as well.
Proof.
By Theorem 3.7, it suffices to show that has property (l). Given a compact set , let be a compactly supported function such that on a neighbourhood of . Since is compact, is a compact set; it clearly supports . By [19, Proposition 3.25], belongs to ; moreover, for every , showing that on a neighbourhood of . ∎
Corollary 3.9**.**
Let and be locally compact groups and be a closed subset. If is set of reduced spectral synthesis for then is a set of reduced spectral synthesis for .
Proof.
By Theorem 3.7, it suffices to show that the subgroup of satisfies property (l). Fix a compact subset of , viewed as . Let be such that on a neighbourhood of , and be such that . Define by letting , , . Then and
[TABLE]
∎
Proposition 3.10**.**
Let be a locally compact group, be an open subgroup and be a closed set. If is a set of reduced spectral synthesis for , then is a set of reduced spectral synthesis for .
Proof.
We denote by and the extremal ideals of , associated with the set . The restriction map , given by , is a contractive surjection from onto (see [29, Section 3]). Let be its adjoint. Since is open, (see [29, Remark 3.3]).
Suppose that . We claim that . To see this, let be a function with compact support, vanishing on a neighbourhood of in . Then vanishes on the neighbourhood of in and has compact support. Thus,
[TABLE]
By the assumption, . Let be a function vanishing on . If is such that , then
[TABLE]
Thus, and the proof is complete. ∎
Remark 3.11**.**
**(i) ** Proposition 3.10 does not hold for arbitrary closed subgroups of . In fact, by [46, Corollary 5.10], any such subgroup, and hence any of its closed subsets, is a set of uniqueness and therefore a set of reduced spectral synthesis with respect to . In particular, any closed subset of , , is a set of reduced spectral synthesis for . On the other hand, by Proposition 3.3, is not a set of reduced spectral synthesis for .
**(ii) ** It is well-known that the statement of Proposition 3.10 holds for any closed subgroup , when reduced spectral synthesis is replaced by spectral synthesis. To see this, one applies similar arguments to the ones from the proof of Proposition 3.10. **
3.3. Failure of reduced spectral synthesis
A well-known theorem of P. Malliavin’s [39] states that fails spectral synthesis whenever is a non-discrete abelian locally compact group. The theorem was later reproved using the Varopoulos tensor algebra techniques (see e.g. [27, Theorem 11.2.1]). Using results of B. Forrest [22] and of E. Zelmanov [56], E. Kaniuth and A. T. Lau extended Malliavin’s theorem to arbitrary non-discrete locally compact groups [29, Proposition 2.2]. Here we prove a related result for reduced spectral synthesis. We will need the following lemma.
Lemma 3.12**.**
The subgroup of possesses property (l).
Proof.
Let be the quotient map, and identify with in the canonical way. Fix a proper compact subset ; we assume that , for otherwise we may replace by a suitable translation. Let be such that on a neighborhood of and whenever . If then
[TABLE]
∎
Theorem 3.13**.**
Let be a non-discrete locally compact group that has an open abelian subgroup. Then has a subset which fails reduced spectral synthesis.
Proof.
By [41, 7.8.3-7.8.6], if is a compact abelian group and , there exists a pseudo-measure such that and . It follows that the subset of does not satisfy reduced spectral synthesis. Taking , and applying Theorem 3.7 and Lemma 3.12, we conclude that there exists a closed subset of that fails reduced spectral synthesis. Since every non-discrete locally compact abelian group contains an open subgroup of the form , where is compact and (see e.g. [41, Theorem 2.4.1]), we conclude by Corollary 3.9 and Proposition 3.10 that every such has a subset that fails reduced spectral synthesis. The claim follows from a further application of Proposition 3.10. ∎
Remark 3.14**.**
S. Saeki [42] has shown that any locally compact non-discrete metrisable abelian group has a closed -set that is not a set of uniqueness. By [27, Section 4.5], this implies the statement of Theorem 3.13 for this particular class of groups.
Theorem 3.15**.**
Let be a simply connected, connected nilpotent Lie group. Then has a subset which fails reduced spectral synthesis.
Proof.
Let be the Lie algebra of and be the exponential map. Denote by the commutator of . The assumptions imply that is exponential, that is, is a diffeomorphism, and we have that .
If then is abelian and connected. Hence, by Theorem 3.13, it fails reduced spectral synthesis. Let . Then is abelian and hence, by Theorem 3.13, has a closed subset that does not satisfy reduced spectral synthesis. Therefore, in order to prove the statement, it suffices by Theorem 3.7 to show that has property (l). Since is an ideal of , [24, Corollary 6.1.4] implies that there exists a Jordan-Hölder basis of such that is a basis of for some . Via the exponential map, we can identify with the vector space as manifolds and if we equip with the Campbell-Baker-Hausdorff product then is a group isomorphism. By [24, Theorem 6.1.13], for every Jordan-Hölder basis of , there exist polynomial functions , , defined on , such that for any , , for , one has
[TABLE]
where . On the other hand, due to the Campbell-Baker-Hausdorff formula, we have , where . Hence, if , we have , , and
[TABLE]
Let now be a proper compact subset of . The latter group can be identified with ; we will also identify with ( with the multiplication induced by ). Let be such that on a neighborhood of and such that . Identifying with we set . As , we have (see e.g. [19, (3.23)] or [38, (3.8) and Lemma 3.3]). Moreover, as the Haar measure on , identified with , is the Lebesgue measure, we have for
[TABLE]
∎
We finish this section with a more precise form of the failure of reduced spectral synthesis, inspired by the results in [11].
Theorem 3.16**.**
Let be a non-discrete second countable locally compact group that fails reduced spectral synthesis. Then there exists a subset of which is the closure of its interior and does not satisfy reduced spectral synthesis.
Proof.
Let be a closed set that fails reduced spectral synthesis. Let and be such that and . Recall that the successive Cantor-Bendixson derivatives of the set are defined as follows: let and, for an ordinal , let be equal to the set of all limit points of if has a predecessor, and to if is a limit ordinal. Since is second countable, it is a Polish space. Hence, as is a closed subset of , there exists a countable ordinal such that and is a perfect set [31, Theorem 6.11]. Moreover, is a countable set consisting of the isolated points of for every .
We claim that fails reduced spectral synthesis. It suffices to show that . We proceed by transfinite induction. Let and assume that for all . Suppose that has a predecessor and let be an isolated point of . By the regularity of , there exists such that and on a compact neighborhood of . By [19, Proposition 4.8], . Note that . Since on a neighbourhood of , for any , we have that and hence , implying that . By [46, Corollary 5.3], is a set of uniqueness and, since , we have that . It follows that . Since this holds for any isolated point of , we obtain . Now suppose that is a limit ordinal, and write , for , , and . Then for all , and hence . We conclude that for all . We hence hereafter assume that .
Let be the boundary of and be a sequence, dense in . Let be such that and . Choose such that and . Then vanishes at , . Since singletons satisfy spectral synthesis, there exists vanishing on an open neighborhood of and such that . Let . We have that on and
[TABLE]
We next show that there exist a compactly supported function and a compact neighborhood of , , such that
- (i)
and if ,
- (ii)
, and on for all .
To this end, let be an open neighbourhood of , , such that , for , and , . We claim that there exist a constant and functions such that , on a compact neighbourhood of , and , . For a compact neighbourhood of with , let be a symmetric neighbourhood of such that . Let . Then if , if and . As is second countable, there exists a decreasing sequence of compact neighbourhoods of such that . It follows that we may choose the compact set such that . Now let be given by , , and set and . Let .
Note that the function belongs to and vanishes on the set . Since has compact support, disjoint from , and , we have that , . Thus,
[TABLE]
and hence is not a set of reduced spectral synthesis. Finally, note that . ∎
4. Compact operator synthesis
In this section, we define an operator version of reduced spectral synthesis, exhibit a number of examples and establish some of its functorial properties.
4.1. Definitions and basic properties
If and are Hilbert spaces, we denote by the space of all bounded linear operators from into , and by (resp. , ) the space of compact (resp. nuclear, Hilbert-Schmidt) operators in . We set and for brevity. As usual, we write . The space (resp. ) can be naturally identified with the Banach space dual of (resp. ), the duality being given by the map . Here denotes the trace of a nuclear operator .
Let be a standard measure space; thus, is equipped with the Borel -algebra of a locally compact Hausdorff metrisable complete topology, with respect to which becomes a regular Borel -finite measure. For a measurable set , we write for its characteristic function. If , let denote the operator of multiplication by . The collection
[TABLE]
is a maximal abelian selfadjoint algebra (for short, masa) on . If is a measurable set, we let .
Let be a(nother) standard measure space which, along with , will be fixed throughout this section. We set and , and equip with the product measure . A subset of is said to be a measurable rectangle (or simply a rectangle) if it has the form , where and are measurable subsets. A subset is called marginally null if , where and are null. Two subsets are called marginally equivalent (written ) if their symmetric difference is marginally null. We say that is marginally contained in if is marginally null, and write . A subset of is called -open if it is marginally equivalent to the union of a countable set of rectangles. The complements of -open sets are called -closed. It is clear that the class of all -open (resp. -closed) sets is closed under countable unions (resp. intersections) and finite intersections (resp. unions). Given any family of -open sets, there exists a smallest, with respect to marginal inclusion, -open set with the property that for every . Let
[TABLE]
be the -interior of the measurable subset ; thus, is the largest, with respect to marginal inclusion, -open set contained in . The -closure of is the set ; thus, is the smallest, with respect to marginal inclusion, -closed set containing . We say that an -closed set is generated by rectangles if . We write and call the -boundary of .
The space will be identified with via the map sending an element to the integral operator given by , , . On the other hand, the space can be canonically identified with the Banach space projective tensor product and hence with the space of all functions , defined up to a marginally null set, that admit a representation
[TABLE]
where and are square summable sequences. We set . Note that the duality between and is given by
[TABLE]
where we write for the function defined by .
Recall that a measurable essentially bounded function is called a Schur multiplier if is equivalent, with respect to product measure, to a function from for every . We write for the space of all Schur multipliers. If then the map on is automatically bounded, and its adjoint, acting on , is denoted by . A subspace will be called a masa-bimodule if for all , and . Note that a weak* closed subspace is a masa-bimodule if and only if for every .
We say that a measurable subset supports an operator (or that is supported by ) if whenever the rectangle is marginally disjoint from , and write
[TABLE]
For any subset , there exists a smallest (up to marginal equivalence) -closed set which supports every operator [18].
By [4] and [47], for any -closed set , there exists a weak* closed bimodule such that, given a weak* closed bimodule , we have that if and only if
[TABLE]
We say that is a set of operator synthesis if [4] (see also [47, 52]).
Let
[TABLE]
and
[TABLE]
By [47, Theorems 4.3 and 4.4],
[TABLE]
Definition 4.1**.**
An -closed subset will be called a set of compact operator synthesis if
[TABLE]
Remarks. (i) Every set of operator synthesis is trivially a set of compact operator synthesis.
(ii) Recall [46] that an -closed set is called an operator -set if . It is clear that if is an operator -set then it is a set of compact operator synthesis. In fact, the following more general result holds:
Proposition 4.2**.**
Let be an -closed set. If is an operator -set then satisfies compact operator synthesis.
Proof.
Let and let be a Schur multiplier that vanishes marginally almost everywhere on . Then . Suppose that is a rectangle of finite product measure with . Then, for every and , we have
[TABLE]
Thus, . It follows from the proof of [18, Theorem 4.2] that is supported by the intersection of and , that is, by . Since is an operator -set, .
By [48],
[TABLE]
It follows that and hence is a set of compact operator synthesis. ∎
We next show that compact operator synthesis is a concept of “local” nature. If is a measurable subset for which its characteristic function is a Schur multipplier, we denote the idempotent by . A subset will be called elementary if there exists a (finite) family of rectangles, such that
[TABLE]
One may assume, after changing notation if necessary, that the rectangles , appearing in (16), are mutually disjoint. It is clear that is a Schur multiplier; in fact, writing for some measurable sets and , , we have that
[TABLE]
Note that the range of coincides with .
Lemma 4.3**.**
Let be an -closed set, be a sequence of rectangles such that , , and . Suppose that is a set of compact operator synthesis for each . Then is a set of compact operator synthesis.
Proof.
Write , for some measurable sets and , . Setting and , we have that . Let . Then , and hence , . Since in norm, we conclude that . ∎
We will need the following reformulation of the “principle of -compactness” [18, Lemma 3.4].
Lemma 4.4**.**
Let and be finite standard measure spaces, be an -closed set, and be -open sets, , such that that . For each , there exist and measurable subsets and with and such that
[TABLE]
Proposition 4.5**.**
Let be an -closed set and be a family of -open sets such that and is a set of compact operator synthesis for every . Then is a set of compact operator synthesis.
Proof.
Suppose first that the measures and are finite. By [45, Lemma 2.1], there exists a countable set such that . Fix . By Lemma 4.4, there exist measurable subsets and such that , , positive integers and , , and measurable sets , , , such that , , and
[TABLE]
Let be a (finite) family of mutually disjoint rectangles such that each is contained in some , and
[TABLE]
Let and . By (18) and (19), . It follows that
[TABLE]
On the other hand, , . By assumption, for each , there exists such that . Since is a set of compact operator synthesis, we conclude that . By (15), the correspondence is monotone, and hence
[TABLE]
Equation (20) implies that . Taking a limit as , we obtain that .
Now relax the assumption that and be finite, and write and as increasing unions of sets of finite measure. By the previous paragraph, is a set of compact operator synthesis for each . By Lemma 4.3, is a set of compact operator synthesis. ∎
**Remark. ** We note that a statement, analogous to Proposition 4.5, where compact operator synthesis is replaced by operator synthesis, also holds true, and can be obtained after straightforward modifications of the proof given above.
The problem of when the compact operators in a certain operator space can be approximated by finite rank operators in the same space has attracted substantial interest in non-selfadjoint operator algebra theory (see e.g. [12] and [53]), and motivates the next result, which provides a characterisation of the sets generated by rectangles that satisfy compact operator synthesis. Let be the set of all finite rank operators in and set
[TABLE]
Theorem 4.6**.**
Let be an -closed set. If then is a set of compact operator synthesis. Thus, if
[TABLE]
then is a set of compact operator synthesis.
Conversely, if is a set of compact operator synthesis that is generated by rectangles then (21) holds true.
Proof.
Let be such that . For all subsets and of finite measure, we have that . By [18, Lemma 6.1], vanishes almost everywhere on ; since and are -finite, we have that vanishes almost everywhere outside . Hence
[TABLE]
By (15), . Thus, if and then .
Suppose that is the -closure of its -interior. Since the support of a rank one operator is a rectangle, contains any rectangle contained in . Thus,
[TABLE]
and hence we have equality throughout. On the other hand, (see [46, Theorem 3.6]). By the minimality property of , we have that .
Now assume in addition that is a set of compact operator synthesis, and let . Then and hence lies in the weak closure of , when the latter is considered as a subspace of . The statement follows from the fact that the weak and the norm closures of any subspace of a Banach space are identical. ∎
We finish this subsection with an “inverse image theorem” for compact operator synthesis. The analogous result for operator synthesis was established in [47, Theorem 4.7]. Let , , and be standard measure spaces and and be measurable mappings such that the measure on , given by , is absolutely continuous with respect to and, similarly, the measure is absolutely continuous with respect to . We say that is one-to-one up to a null set if there exists a set such that and is one-to-one. Let be the Radon-Nikodym derivative of with respect to , that is, is a -measurable function such that
[TABLE]
for every measurable set . Similarly, let be the Radon-Nikodym derivative of with respect to . Let (resp. ). Note that
[TABLE]
Similarly, .
Define an operator by letting
[TABLE]
As demonstrated in [46, Lemma 5.4], is a partial isometry with initial space .
Theorem 4.7**.**
Let be an -closed set and
[TABLE]
Assume that and are partitions of and into measurable sets, such that
- (i)
* and are one-to-one, and*
- (ii)
* and are constant almost everywhere for and .*
If is a set of compact operator synthesis then so is .
Proof.
For a standard measure space , we identify the spatial weak* tensor product with the algebra of all bounded functions such that, for each , the functions and are measurable [51, Chapter IV, Section 7]. A pair , where and , is called a -pair [47] if marginally almost everywhere on . One defines -pairs analogously. Let .
We first assume that and are one-to-one up to a null set. By [46, Lemma 5.4], and are surjective. Thus, if then . By the proof of [46, Theorem 5.5], the operator is compact and supported by . Since is a set of compact operator synthesis, we have and therefore, by [47, Corollary 4.4], for any -pair .
Let be a -pair. By [47] and [46, p. 1488], there exists a -pair such that (resp. ) for almost all (resp. ). We have
[TABLE]
Since is a -pair, we have that . It follows that and therefore .
For the general case, let vanish marginally almost everywhere on and set , . We may assume that there are distinct points such that , , . We have that . Set , . As is supported by , we have that , , and
[TABLE]
Since , we have that marginally almost everywhere; by (22),
[TABLE]
We may thus assume that . Set , . By considering the operators and , , the previous paragraph implies that
[TABLE]
We thus may assume that and . The claim now follows from the first part of the proof. ∎
4.2. Thin sets
In classical Harmonic Analysis, substantial attention has been devoted to the study of various conditions of thinness of sets and their relation with spectral synthesis. In this and the next subsections, we pursue a similar line of investigation in the operator setting, identifying special classes of -closed sets satisfying compact operator synthesis.
Definition 4.8**.**
Let be an -closed set. We say that
(i) is thin if there is a decreasing sequence of elementary sets containing , such that for every compact operator ;
(ii) has thin boundary if , where is thin and is -open.
Remark 4.9**.**
(i) Let be a thin set, and be an associated sequence of elementary sets as in Definition 4.8 (i). If then for each , and hence . It follows that is an operator set of uniqueness, and therefore a set of compact operator synthesis.
(ii) A subset of a thin set is thin. In particular, the intersection of finitely many thin sets is thin. The same holds true for unions. Indeed, suppose that a subset is thin, and let be a decreasing sequence of elementary sets, containing , and such that for every . As , by the Banach-Steinhaus Theorem, . If is another thin set and is its corresponding sequence of elementary sets as in Definition 4.8 (i) then, setting , , we have that , , , and
[TABLE]
for every .
(iii) By (ii), the union (resp. intersection) of finitely many sets with thin boundary is a set with thin boundary.
(iv) An -closed set has thin boundary if and only if is thin. Indeed, suppose that , where is thin and is -open. Then and hence . Thus, and so is thin. **
Since every thin set is an operator -set, Theorem 4.2 implies that any set with thin boundary is a set of compact operator synthesis. The following theorem gives a much stronger statement.
Theorem 4.10**.**
Let be a set of compact operator synthesis and be a set with thin boundary. Then and are sets of compact operator synthesis.
Proof.
By Lemma 4.3, it suffices to consider the case where the measures and are finite. Write , where is thin and is -open. Let be an elementary set such that . The set coincides with and is hence -open. By Lemma 4.4, there exist an elementary subset of and subsets and with and , such that
[TABLE]
Set and let . Then and, since satisfies compact operator synthesis, . It follows from [46, Lemma 3.6] that if is a rectangle with then and therefore . Thus,
[TABLE]
Set ; the set coincides with and is hence elementary. Since is supported by , we have
[TABLE]
Suppose that annihilates . By (23),
[TABLE]
Letting we obtain . Since is thin, can be chosen so that is arbitrarily small; thus and hence .
Let now and suppose that annihilates . Set . We have
[TABLE]
The support of the operator is a subset of ; since is contained in , it is contained in .
For each rectangle , we have
[TABLE]
whence . Therefore
[TABLE]
On the other hand, is supported by ; so
[TABLE]
and hence . By (24), , and so
[TABLE]
Taking the limit as we otain for each elementary set containing . Since is thin, . ∎
In connection with the study of synthetic properties of masa-bimodules, the class of approximately -injective * masa-bimodules was introduced in [15]. These are weak closed masa-bimodules for which there exists a sequence of measurable subsets of such that is a Schur multiplier for each , the sequence is bounded, and . Under these circumstances, the sets will be called approximately -injective. It is straightforward to see that these sets are precisely the supports of approximately -injective masa-bimodules. The connection between thin sets and approximately -injective masa-bimodules is clarified in the next theorem.
Theorem 4.11**.**
Let be an -closed set. The following are equivalent:
(i) is a thin set;
(ii) there exists an approximately -injective operator -set such that .
Proof.
(i)(ii) Suppose that is a decreasing sequence of elementary sets such that and for every . By the remarks before Lemma 4.3, is a Schur multuplier. The Uniform Boundedness Principle implies that the sequence is bounded in norm. Thus, is an approximately -injective set containing . If then for every , and hence . Thus, is an operator -set.
(ii)(i) Write and , where and are increasing sequences of sets of finite measure. Let be a decreasing sequence such that is a Schur multiplier for each , the sequence is bounded in norm, and . It follows easily from [18, Theorem 6.5] that the pre-image of any open set under a Schur multiplier is -open. Thus, the set is both -closed and -open. By Lemma 4.4, there exist measurable sets and such that , and the set is elementary. Write and , . Set clearly, , and thus , is elementary. Let
[TABLE]
Since
[TABLE]
we have that is elementary.
We claim that
[TABLE]
To see this, note that and . Suppose that
[TABLE]
If then and hence . If, on the other hand, then, since , we have that . Since , we conclude that and so . Hence
[TABLE]
On the other hand, . Inclusion (25) follows.
We claim that
[TABLE]
First note that, by construction, for each . Set and ; observe that and, similarly, . Since
[TABLE]
we have that is marginally null.
Suppose that . Then belongs to infinitely many elements of the sequence
[TABLE]
Indeed, otherwise it belongs to infinitely many elements of the decreasing sequence
[TABLE]
that is,
[TABLE]
Since , this implies that , a contradiction. It follows that , that is, , establishing (26).
Note that , and hence . Thus,
[TABLE]
Let . By [15, Lemma 5.1 (ii)], the sequence converges in the operator norm. As , its limit is an element of . Since is an operator -set, . It follows that , and hence , is a thin set. ∎
4.3. Quasi-diagonal sets
In this subsection, we consider a special class of thin sets, which are defined in terms of limiting combinatorial behaviour of covering elementary sets. Let be an elementary set. We call a (finite) family of rectangles a decomposition of if its elements are mutually disjoint and . We let be the smallest positive integer such that
[TABLE]
for almost all and almost all (here denotes the number of elements of a finite set ). It is easy to see that
[TABLE]
We set
[TABLE]
where the infimum is taken over all decompositions of . For each decomposition of , we have ; therefore,
[TABLE]
Taking the minimum over all decompositions , we obtain
[TABLE]
Note that, by [35], the norm of the Schur multiplication by the matrix is , showing that the inequality in (27) may be strict.
For a rectangle , write . If is an elementary set, define
[TABLE]
for an arbitrary measurable subset , let
[TABLE]
Note that the map is monotone with respect to inclusion of elementary sets and therefore the quantity is well-defined.
Definition 4.12**.**
A measurable subset will be called quasi-diagonal (resp. strongly quasi-diagonal) if there exists a decreasing sequence of elementary sets such that
- (i)
,
- (ii)
, and
- (iii)
* (resp. ).*
Special classes of quasi-diagonal sets were considered in [46, Section 6] in connection with operator -sets.
Theorem 4.13**.**
Every quasi-diagonal set is thin.
Proof.
Let be a rank one operator of the form , where (resp. ) is a bounded measurable function on (resp. ), and is given by , . Suppose that is a decomposition of an elementary set . Then
[TABLE]
It follows that
[TABLE]
Now let be a quasi-diagonal set and be a decreasing sequence of elementary subsets of such that , and . In order to show that is thin, it suffices to see that
[TABLE]
By (27), . It thus suffices to assume that the measures and are finite and , where (resp. ) is a bounded measurable function on (resp. ). The convergence (29) is now immediate from (28). ∎
Recall [47, 52] that a subset is called a set of finite width if there exist measurable functions and , , such that
[TABLE]
the smallest as in (30) is called the width of . It was proved in [47] and [52] that every set of finite width is a set of operator synthesis and hence of compact operator synthesis. We will see shortly that the class of sets of compact operator synthesis is stable with respect to forming the union and the intersection with sets of finite width.
Proposition 4.14**.**
If is a set of finite width then has thin boundary.
Proof.
By Remark 4.9 (iv), it suffices to prove that, if and are measurable functions then the set has thin boundary. The set is -open, because
[TABLE]
It thus suffices to prove that the set has thin boundary. Let
[TABLE]
Since is -finite, is countable. Let . Then is -open whence is thin by [46, Lemma 6.2] and Theorem 4.13. ∎
It was shown in [15, Corollary 4.2] that the union of a set of finite width and a set of operator synthesis satisfies operator synthesis. By [47, Theorem 4.9], such a statement does not hold for intersections instead of unions. The next corollary, immediate from Proposition 4.14 and Theorem 4.10, answers the analogous questions for compact operator synthesis.
Corollary 4.15**.**
The intersection (resp. the union) of a set of finite width and a set of compact operator synthesis is a set of compact operator synthesis.
We next note that there exist -sets that are not strongly quasi-diagonal. For a locally compact group and a closed subset let
[TABLE]
Proposition 4.16**.**
Let . Then the subset of is a set of operator uniqueness with respect to the Lebesgue measure which is not strongly quasi-diagonal.
Proof.
By Proposition [46, Corollary 5.3], is a set of uniqueness for . By [46, Theorem 4.9], is a set of operator uniqueness for . It remains to show that is not strongly quasi-diagonal.
Fix and consider the unitary shift operator on given by
[TABLE]
Let be the algebra generated by and and let be its unital subalgebra generated by . We define a projection by
[TABLE]
Claim 1. The transformation is unbounded, if and are equipped with the operator norm.
Proof of Claim 1. Let be the shift operator on given by , where is the standard basis in , and set and . It follows from the Gelfand-Naimark Theorem that the mapping is an isometric isomorphism between (resp. ) and (resp. ). Clearly, and are subalgebras of (indeed, , ). The projection then corresponds to the map
[TABLE]
where and , . It is known that , as otherwise it would be the Fourier-Stieltjes transform of a measure , which is impossible (see e.g. [6, Corollary 8.3]). Since is dense in , we obtain that , and hence , is unbounded.
For , let . Then , , and . By Claim 1, if then as .
For , let be the operator on of multiplication by , and set
[TABLE]
It is easy to see that the map , given by
[TABLE]
is well-defined.
*Claim 2. * The sequence is unbounded.
Proof of Claim 2. As strongly, weakly for every . Thus, . As , for any positive there exist and such that . Clearly, whenever and . Therefore for any , , establishing the claim.
Claim 3. , for all and all .
Proof of Claim 3. Let be the unitary operator given by , . We have
[TABLE]
Hence and for any , implying the statement.
Assume now that is strongly quasi-diagonal and let be a decreasing sequence of elementary subsets of such that and . Set , . Note that the operator , and hence , , is supported by , . Hence if , , or .
Let . Given , we have . By Lemma 4.4, given , there exist and a finite subset such that , and . Thus, there exists such that for all .
Let , and . We have that , , is supported by
[TABLE]
which is a subset of . Hence, given , by the previous paragraph, there exist and subsets , of such that , and
[TABLE]
Therefore,
[TABLE]
We claim now that the sequence is unbounded. In fact, assuming the contrary, (31) implies that the set
[TABLE]
is bounded. Since
[TABLE]
weakly for every , the set is also bounded. By Claim 3, , contradicting Claim 2. Hence is unbounded. As , this contradicts the assumption that . Therefore is not strongly quasi-diagonal. ∎
Let be a standard measure space, , be measurable maps, and suppose that is not constant on any set of positive measure. Assume that the measures and are finite. It was shown in [46, Lemma 6.2] that, in this case, the set is quasi-diagonal. It turns out that this class of quasi-diagonal sets is not exhausting. Indeed, any set of the form is a set of operator synthesis (see [47] and [52]), while we will next show that this does not extend to quasi-diagonal sets.
Proposition 4.17**.**
There exists a quasi-diagonal set which is not a set of operator synthesis.
Proof.
Let
[TABLE]
If is the function given by , then
[TABLE]
and, by [46, Lemma 6.2], is quasi-diagonal. Let be a subset that fails spectral synthesis in . Using the fact that local spectral synthesis passes to supergroups (see Remark 3.11 (ii)), we have that is not a set of spectral synthesis for .
By [23], is not a set of operator synthesis. On the other hand, , and is hence a quasi-diagonal set. ∎
5. Connection between compact operator synthesis and reduced spectral synthesis
Let be a second countable locally compact group, equipped with left Haar measure. For a function , let be the function given by
[TABLE]
By [8, 28], if belongs to the algebra of completely bounded multipliers of then is a Schur multiplier. In [46] we introduced a symbolic calculus for normal completely bounded maps acting on . Namely, for every and , we let be the operator defined by the identities
[TABLE]
where the first pairing is between and , while the second one is between and . The transformation is contractive as a map from into the space of all weak* continuous completely bounded linear maps from into , and for any [46, Theorem 4.6]. We will use this result to clarify the connection between reduced spectral synthesis and compact operator synthesis. Recall that, for , we set
[TABLE]
Theorem 5.1**.**
Let be a second countable locally compact group and be a closed subset. The following are equivalent:
(i) is a set of reduced local spectral synthesis;
(ii) is a set of compact operator synthesis.
Proof.
(i)(ii) Assume that is a set of reduced local spectral synthesis and let .
*Claim 1. * If then .
*Proof of Claim. * Fix and let . By [46, Theorem 4.6], . By the proof of [46, Theorem 4.9], , whenever for some . Since the mapping from into sending to , is linear and continuous [46, Theorem 4.6], we have that . Therefore
[TABLE]
since this holds for an arbitrary , we have that .
*Claim 2. * If vanishes on then .
*Proof of Claim. * Let vanish on and . Then and, by Claim 1, for every we have
[TABLE]
Consider the set . It is straightforward to verify that is invariant under Schur multipliers. Moreover, the null set of , as defined on p. 296 of [47], is marginally equivalent to the empty set. By [47, Corollary 4.3], is dense in . It follows that .
*Claim 3. * If is a Schur multiplier that vanishes on and is a compact set then .
*Proof of Claim. * Set . Fix a Schur multiplier that vanishes on , let and set . Clearly, belongs to and vanishes on , and it suffices to show that . By [3, Lemma 3.13], we may assume that is in addition a Schur multiplier and for some compact subsets and of .
For each irreducible representation of of dimension , the functions and , defined by [37, (4.4)], vanish on , for all (or if ). Moreover, by [3, Lemma 3.10], ; thus, as, for any , we have that for almost all , for some element , vanishing on [1]. By Claim 2,
[TABLE]
Let be compactly supported. Then and
[TABLE]
By [3, Lemma 3.8], and, by [3, Lemma 3.12],
[TABLE]
By [3, Lemma 3.14],
[TABLE]
By Claim 3 and [48, Proposition 5.3], . Since is -compact, we conclude that .
(ii)(i) Suppose that is a set of compact operator synthesis and let with . By [46, Lemma 4.8], is supported by . It is straightforward to see that, if is a compact set and is compactly supported, then is a Hilbert-Schmidt operator. It follows that the operator is compact. Since satisfies compact operator synthesis, . Let be compactly supported. If then and vanishes on . It follows from (15) that and therefore
[TABLE]
Since is an arbitrary compact set, . Let be such that on the support of . Then
[TABLE]
Thus, is a set of reduced local spectral synthesis. ∎
Remark 5.2**.**
We note that if has a (not necessarily bounded) approximate identity, the word ”local” can be removed from the statement of the previous theorem.
Remark 5.3**.**
It is known that the (closed) unit ball and the complement of the open unit ball in are sets of spectral, and hence of reduced spectral, synthesis (see e.g. [25]), but, as shown in Proposition 3.3, if , their intersection, namely, the sphere , is not a set of reduced spectral synthesis. It hence follows from Theorem 5.1 that the intersection of two sets of compact operator synthesis is not necessarily a set of compact operator synthesis.
Let be a second countable locally compact group and be a continuous homomorphism from into the multiplicative group of positive reals. For , let
[TABLE]
Call a subset finitely presented if there exist continuous homomorphisms and values , , such that
[TABLE]
Corollary 5.4**.**
Let be a second countable locally compact group, be a finitely presented set and be a set of reduced local spectral synthesis. Then and are sets of reduced local spectral synthesis.
Proof.
By Theorem 5.1 (resp. Corollary 4.15), (resp. ) satisfies compact operator synthesis. By Corollary 4.15 again, and are sets of compact operator synthesis in . By Theorem 5.1, and are sets of reduced local spectral synthesis. ∎
Corollary 5.5**.**
There exists a set of compact operator synthesis that does not satisfy operator synthesis.
Proof.
By Example 3.2, there exists a closed subset of reduced spectral synthesis that does not satisfy spectral synthesis. By Theorem 5.1, is a set of compact operator synthesis, and by [37, Corollary 4.4], does not satisfy operator synthesis. ∎
In view of Corollary 5.5, it is natural to ask which measure spaces admit sets that fail operator synthesis. We provide an answer in the next proposition.
Proposition 5.6**.**
Let and be standard measure spaces. The following are equivalent:
(i) there exists an -closed subset of that fails compact operator synthesis;
(ii) the measures and are not atomic.
Proof.
(ii)(i) Let (resp. ) be a (measurable) subset with the property that (resp. ) is continuous, while (resp. ) is atomic. There exists a Borel isomorphism (resp. ) [31, Theorem 17.41], null-preserving in both directions. By Theorem 3.13, there exists a subset that fails reduced spectral synthesis. By Theorem 5.1, the subset of fails compact operator synthesis. By Theorem 4.7, the set
[TABLE]
fails compact operator synthesis. It is now easy to see that , when considered as a subset of , is not a set of compact operator synthesis.
(i)(ii) Suppose that is atomic. Without loss of generality, we may assume that , equipped with counting measure. We write for the canonical orthonormal basis of . Let be -closed and write , where are measurable. Let be the projection with range and , . Suppose that . Then w∗-, and . Since has rank one, we have by [4] that . It follows that . Thus, is a set of operator synthesis, and hence a set of compact operator synthesis. ∎
As noted in Remark (ii) before Proposition 4.2, every set of operator uniqueness satisfies compact operator synthesis. The converse is not true in general; for example, subsets with non-empty -interior are necessarily sets of operator multiplicity, although they may satisfy compact operator synthesis (as follows, from example, from [23] and [4, Corollary, p. 498]). In the next proposition we show that this may hold even for sets with empty -interior.
Proposition 5.7**.**
There exists an -closed set with empty -interior that is a set of operator multiplicity and satisfies compact operator synthesis.
Proof.
By [55], the sphere is a set of reduced spectral synthesis that is also a set of multiplicity [55]. By [46, Theorem 4.9] and Theorem 5.1,
[TABLE]
is a set of compact operator synthesis which is a set of operator multiplicity. By [34, Theorem 5.2], the -interior of coincides with , and is hence empty. ∎
6. Applications to operator equations
In this section, we apply our results to problems about compact solutions of operator equations. Our starting point is the well-known Fuglede-Putnam theorem which states that, if and are normal operators acting on a Hilbert space , then the equations
[TABLE]
with respect to the operator variable , are equivalent. Let and be commutative families of normal operators in . A natural question that arises is whether the equations and are equivalent. It is clear that the Fuglede-Putnam theorem gives an affirmative answer to this question, in the special case where , , , and .
Letting and denote the elementary operators on given by
[TABLE]
the question formulated in the previous paragraph is equivalent to whether the equality
[TABLE]
holds. Note that , where (resp. ) is the restriction of (resp. ) to the class of Hilbert-Schmidt operators on . Indeed, is a normal operator on the Hilbert space and its adjoint coincides with . In particular, identity (32) holds in the case is finite-dimensional. However, if the space is infinite-dimensional, (32) fails and an example, based on a modification of the Schwartz example [43], was constructed by the first author in [44]. Using Proposition 3.3, we will show that (32) is not valid when instead of and we consider their restrictions to the space of compact operators as well as to the Schatten classes for .
We note that here we are interested in elementary operators; examples of operators of infinite length with , , were constructed in [48] using deep results from harmonic analysis.
In what follows, we write for the Schatten -norm of an element , . We start with a couple of lemmas. Recall that stands for the Fourier transform on ; thus, for a measure , the function is given by
[TABLE]
We consider sitting canonically as an ideal in . If is a locally compact second countable group and , we denote by the convolution operator of the measure [21, Section 2.5], acting on and given by , . We note the identity
[TABLE]
We also let denote the convolution map , , ; note that for all .
Lemma 6.1**.**
Let and . If then the operator lies in . Moreover, there exists such that
[TABLE]
Proof.
We use complex interpolation. Write for brevity. Recall [7, 40] that and are compatible pairs and and coincide with the interpolation spaces corresponding to the same value of the interpolation parameter. Let
[TABLE]
be the linear operator defined by letting
[TABLE]
We note first that if then is a Hilbert-Schmidt, and hence a bounded, operator on . In fact, it is an integral operator with square integrable integral kernel given by
[TABLE]
and hence
[TABLE]
We claim that the mapping is well-defined. To see this, we need to show that, for and , we have
[TABLE]
Since both operators are bounded, it suffices to prove (35) for all and all in the dense subspace of . Note that
[TABLE]
Now assuming that we see that both sides of (35) are continuous as functions of .
Set and note that is dense in in . If then it is the Fourier image of a finite measure so by (33). Thus the equality (35) is proved.
Note that, if then and . The statement now follows from (34) by complex interpolation. ∎
Lemma 6.2**.**
Let be a second countable locally compact group, and . Then .
Proof.
Suppose that and . Then
[TABLE]
∎
In the next lemma, we consider the elements of as distributions. Further, for a given pseudomeasure on , we write for the Fourier transform of .
Lemma 6.3**.**
Let be the normalised surface area measure on the sphere , , and . Then
- (i)
, whenever ;
- (ii)
, whenever .
Proof.
(i) If then . If, in addition, on , then ,
[TABLE]
and hence . By (33) and Lemma 6.2,
[TABLE]
It follows from the definition of Schur multipliers that every Schur multiplier is a bounded operator on and , so by duality, also bounded on . Using a complex interpolation argument, one can then easily show that Schur multipliers leave the ideal invariant. It thus suffices to show that
[TABLE]
Since as (see the proof of Proposition 3.3), there exist positive reals , and such that
[TABLE]
If the last integral is convergent and hence . By Lemma 6.1, .
(ii) The statement can be shown using similar arguments and the fact that is a pseudofunction with as . ∎
Recall [54] that an -closed set is called a set of operator -multiplicity if . We say that is a set of operator -synthesis if . Clearly every set of compact operator synthesis is a set of operator -synthesis, for any . In the next corollary, we use Lemma 6.3 to obtain a result on operator -multiplicity and operator -synthesis.
Corollary 6.4**.**
Let . The following statements hold:
(i) If then is a set of operator -multiplicity in ;
(ii) If then is not a set of operator -synthesis in .
Proof.
(i) Let be the normalised surface measure on . By (33),
[TABLE]
By [46, Lemma 4.8], . The statement now follows from Lemma 6.3 (i).
(ii) Let , viewed as a pseudomeasure as in the proof of Proposition 3.3, and . By Lemma 6.3, whenever . Since
[TABLE]
(see the proof of Proposition 3.3), [46, Lemma 4.8] implies now that
[TABLE]
that is, . By the proof of Proposition 3.3, there exists vanishing on , such that . As has an approximate unit, . On the other hand, if , then
[TABLE]
where we use that whenever and , and the fact that for any .
Since the functions of the form , where and , are dense in , we have that for some , and . Since vanishes on , we conclude that . ∎
Now we can prove the failure of the generalised Fuglede-Putnam theorem for Schatten classes.
Theorem 6.5**.**
Let and . There exist commutative families , of normal operators and an operator such that
[TABLE]
Moreover, a compact operator for which (36) holds exists if .
Proof.
For the purposes of the proof, set and let be its dual space, that is, the space of distributions. As pointed out before Proposition 3.3, and every pseudo-measure on can be viewed as an element of .
Let , and , , , be polynomials such that
[TABLE]
Let , , , , and , .
Let , be the normalised surface measure of and . Let be the function given by , , and set
[TABLE]
considered as a linear transformation on . Set . Denoting a typical element of the dual of by , we have that , and so
[TABLE]
Assume that or, equivalently, that .
By [49, p.154], , for some constant . Using [20, Theorem 5.1 (pp. 139-140)], we obtain
[TABLE]
Thus the functions and belong to and so . By Lemma 6.1, for any , we have that
[TABLE]
We will now show that one can choose , and in such a way that (36) hold. Let . Since vanishes on , we have that
[TABLE]
On the other hand, and hence . It follows that
[TABLE]
and
[TABLE]
Thus,
[TABLE]
For , we have
[TABLE]
Therefore, using (37), for all , we have
[TABLE]
On the other hand, by (37) and the fact that the span of the set is dense in , there exist , , , and in such that
[TABLE]
In our construction therefore in terms of we have the condition . For this it suffices that , that is, . Now taking we get that the equations and are non-equivalent on for . ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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