Strongly compact cardinals and the continuum function
Arthur W. Apter, Stamatis Dimopoulos, Toshimichi Usuba

TL;DR
This paper investigates how the continuum function behaves when non-supercompact strongly compact cardinals are present, exploring the interaction between large cardinal properties and set-theoretic continuum values.
Contribution
It provides new insights into the continuum function's behavior under the influence of non-supercompact strongly compact cardinals, expanding understanding of large cardinal effects.
Findings
Characterization of continuum function behavior with non-supercompact strongly compact cardinals
Identification of constraints on continuum values in this context
Extensions of classical results to broader large cardinal assumptions
Abstract
We study the general problem of the behaviour of the continuum function in the presence of non-supercompact strongly compact cardinals.
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Strongly compact cardinals and the continuum function
Arthur W. Apter
Department of Mathematics, Baruch College, City University of New York, New York NY 10010, USA & Department of Mathematics, CUNY Graduate Center, 365 Fifth Avenue, New York NY 10016, USA
[email protected] http://faculty.baruch.cuny.edu/aapter ,
Stamatis Dimopoulos
School of Mathematics, University of Bristol, Bristol BS8 1TW, England
[email protected] https://st-dimopoulos.github.io/ and
Toshimichi Usuba
Department of Pure and Applied Mathematics, Faculty of Science and Engineering, Waseda University, Okubo 3-4-1, Shinjuku, Tokyo, 169-8555 Japan
(Date: January 17, 2019)
Abstract.
We study the general problem of the behaviour of the continuum function in the presence of non-supercompact strongly compact cardinals. We begin by showing that it is possible to force violations of GCH at an arbitrary strongly compact cardinal using only strong compactness as our initial assumption. This result is due to the third author. We then investigate realising Easton functions at and above the least measurable limit of supercompact cardinals starting from an initial assumption of the existence of a measurable limit of supercompact cardinals. By results due to Menas, assuming , the least measurable limit of supercompact cardinals is provably in ZFC a non-supercompact strongly compact cardinal which is not -supercompact. We also consider generalisations of our earlier theorems in the presence of more than one strongly compact cardinal. We conclude with some open questions.
1. Introduction
Easton’s theorem (see [11, Theorem 15.18]) was a milestone in set theory, which showed that ZFC by itself does not impose severe limitations on the behaviour of the continuum function at regular cardinals. However, when we bring large cardinals into the picture, the situation is more complicated. Often the mere violation of GCH at a large cardinal requires strong assumptions. The prototypical example is the case of a measurable cardinal. By results of Gitik [4, 5] (see also Mitchell [18]), the violation of GCH at a measurable cardinal is equiconsistent with the existence of a measurable cardinal such that .
In this paper, we look at the possible behaviour of the continuum function in the presence of strongly compact cardinals that are not supercompact. Our goal will be to work with strongly compact cardinals which possess no non-trivial degrees of supercompactness. There are fundamental open questions in this regard, such as whether it is possible to force GCH at an arbitrary non-supercompact strongly compact cardinal.
As motivation, let us mention that if we allow enough supercompactness assumptions, the continuum function at a non-supercompact strongly compact cardinal can be manipulated fairly easily. For instance, to realise a -definable Easton function , we can use a result due to Menas [17, Theorem, pages 83–88], which shows that it is possible to realise while preserving the supercompactness of a cardinal . We can then use Magidor’s Prikry iteration [15] that destroys all measurable cardinals below . In the resulting model, is strongly compact, is the least measurable cardinal (and so is not -supercompact), and is still realised.
In a similar vein, suppose that is an Easton function definable by a formula in a model of ZFC + GCH in which is a supercompact limit of supercompact cardinals. The aforementioned theorem of Menas shows that it is possible to force over to obtain a model in which remains a supercompact limit of supercompact cardinals and the Easton function has been realised.
In , let be the least measurable limit of supercompact cardinals. Another theorem of Menas shows that in , is both strongly compact and not -supercompact. In particular, by starting with hypotheses stronger than the existence of a measurable limit of supercompact cardinals, it is possible to force and construct a model containing a non-supercompact strongly compact cardinal in which has been realised.
Also, if we assume that the strongly compact cardinal has a sufficient degree of supercompactness, there are positive results. In [6, Theorem 4.5], Hamkins shows that if is both strongly compact and -supercompact, then can be forced to have its strong compactness and -supercompactness indestructible under any -directed closed forcing that has size at most . In particular, it is possible to realise suitable Easton functions in the interval .
The structure of this paper is as follows. Section 1 contains our introductory remarks. Section 2 contains a discussion of our notation, terminology, and some earlier results used later on. We then separate our results into two categories, depending on whether we are interested in preserving a single strongly compact cardinal or more than one strongly compact cardinal. Our results for one strongly compact cardinal are found in Section 3. We first answer a long-standing open question on the problem of whether it is possible to violate GCH at a strongly compact cardinal using no stronger assumptions. We show that just assuming and is strongly compact, it is possible to preserve the strong compactness of while forcing any desired value for . This result is due to the third author. We then address the question of what sort of Easton functions can be realised in the presence of a certain non-supercompact strongly compact cardinal. We show that if is the least measurable limit of supercompact cardinals and is an arbitrary Easton function defined on regular cardinals greater than or equal to , then it is possible to force to realise while preserving the fact that is the least measurable limit of supercompact cardinals. The techniques used, however, will of necessity destroy many supercompact cardinals. We therefore also present another result along the same lines, where the Easton function realised has restrictions placed on it, but all supercompact cardinals are preserved.
Our results for more than one supercompact cardinal appear in Section 4. We begin by showing how to iterate the partial orderings used in Section 3 so as to preserve all measurable limits of supercompact cardinals simultaneously, while realising certain Easton functions at all of them. We then prove a theorem which gives a partial answer to the problem of the simultaneous preservation of all supercompact and measurable limits of supercompact cardinals while violating GCH at each of them. Finally, Section 5 contains some open questions.
In order to present our results in full generality, we will make the minimal number of assumptions on the structure of the class of strongly compact and supercompact cardinals in our ground model. However, if we force over a model in which GCH and the property of compactness coincidence both hold111The property of compactness coincidence states that the strongly compact and supercompact cardinals coincide, except at measurable limit points. Models satisfying compactness coincidence non-trivially were first constructed by Kimchi and Magidor in [12]. As we observe in the paragraph immediately preceding the statement of Theorem 3.3, by work of Menas, a further coincidence between these two classes is impossible. (such as the one constructed by the first author and Shelah in [2]), then all strongly compact cardinals will be preserved to our generic extension. This is since the only strongly compact cardinals which exist in a model satisfying compactness coincidence are the supercompact cardinals and the measurable limits of supercompact cardinals.
2. Preliminaries
Our notation and terminology on forcing are standard and follow [3]. In particular, means * is stronger than , and we call a partial ordering -directed closed* if every directed subset of size less than has a lower bound.
We will say that F is an Easton function for the model V of ZFC if satisfies the following conditions:
- •
Either (if is a set) or is definable over (if is a proper class).
- •
is a class of -regular cardinals.
- •
is a class of -cardinals.
- •
For every , .
- •
If , , .
- •
For every , .
A model of ZFC realises an Easton function if in , for every regular cardinal in the domain of , .
We assume that the reader is familiar with the large cardinal notions of measurability, strong compactness, and supercompactness. See [11] for further details. As it is a lesser known notion, we recall that a cardinal is called tall if for every , there is an elementary embedding with , , and . In [9], Hamkins made a systematic study of tall cardinals. We will use the following facts about tallness.
Proposition 2.1**.**
([9, Corollary 2.7])* If is measurable and a limit of tall cardinals, then is tall.*
Proposition 2.2**.**
([9, Corollary 2.6])* If is tall, then for every , there is a -tallness embedding with such that there is no -tall cardinal in in .*
When it comes to strong compactness, we are interested in functions with the Menas property, which is defined as follows.
Definition 2.3**.**
Suppose is a strongly compact cardinal. A function has the Menas property if for all , there is a -complete, fine ultrafilter on such that for the ultrapower embedding , holds in .
First used by Menas in [16], this property is quite helpful when lifting strong compactness embeddings through forcing. In [6], Hamkins showed that fast function forcing at an arbitrary strongly compact cardinal adds a function with the Menas property.
Proposition 2.4**.**
([6, Theorem 1.7])* Suppose is a strongly compact cardinal. Then the fast function forcing preserves the strong compactness of and adds a fast function that has the Menas property.*
Moreover, there are cases when ZFC implies the existence of such a function.
Proposition 2.5**.**
([16, Theorem 2.21 and Proposition 2.31])* Suppose is a measurable cardinal which is a limit of strongly compact cardinals. Then is strongly compact, and the function , where is the least strongly compact cardinal greater than , has the Menas property.*
By an easy adaptation of the previous proposition, we can also obtain the following corollary, which will be used in our results.
Corollary 2.6**.**
Suppose is a measurable cardinal which is a limit of supercompact cardinals. Then is strongly compact, and the function , where is the least supercompact cardinal greater than , has the Menas property.
We will want to show at certain junctures that no new instances of large cardinals are created in certain forcing extensions. This will follow by a corollary of Hamkins’ work of [8] on the approximation and cover properties (which is a generalization of his gap forcing results found in [7]). This corollary follows from [8, Theorem 3 and Corollary 14]. We therefore state as a separate theorem what is relevant for this paper, along with some associated terminology, quoting from [7, 8] when appropriate. Suppose is a partial ordering which can be written as , where , is non-trivial, and is -directed closed”. In Hamkins’ terminology of [8], admits a closure point at . Also, as in the terminology of [7, 8] and elsewhere, an embedding is amenable to when for any . The specific corollary of Hamkins’ work from [8] we will be using is then the following.
Theorem 2.7**.**
(Hamkins)* Suppose that is a generic extension obtained by forcing with that admits a closure point at some regular . Suppose further that is an elementary embedding with critical point for which and in . Then ; indeed, . If the full embedding is amenable to , then the restricted embedding is amenable to . If is definable from parameters (such as a measure or extender) in , then the restricted embedding is definable from the names of those parameters in .*
It immediately follows from Theorem 2.7 that any cardinal which is either -supercompact or measurable in a forcing extension obtained by a partial ordering that admits a closure point below (such as at ) must also be -supercompact or measurable in the ground model . In particular, if is a forcing extension of by a partial ordering admitting a closure point at in which each supercompact cardinal and each measurable limit of supercompact cardinals is preserved, the classes of supercompact cardinals and measurable limits of supercompact cardinals in remain the same as in .
3. Results for one strongly compact cardinal
We begin by showing that we can force violations of GCH at a strongly compact cardinal without any stronger assumptions. Theorem 3.1 and Corollary 3.2 are due to the third author. Here, is the standard partial ordering for adding Cohen subsets of .
Theorem 3.1**.**
(Usuba)* Let be a strongly compact cardinal. There is then a forcing extension in which the strong compactness of is indestructible under for all .*
Proof.
By forcing with the fast function forcing if necessary, we can assume that there is a function with the Menas property.
Define , an Easton support iteration of length , as follows. Let be the trivial forcing notion. is then also a name for the trivial forcing notion, unless is inaccessible and . In this case, is a name for the lottery sum
[TABLE]
as defined in .222If is a collection of partial orderings, then the lottery sum is the partial ordering and , ordered with above everything and iff and . Intuitively, if is -generic over , then first selects an element of (or as Hamkins says in [6], “holds a lottery among the posets in ”) and then forces with it. The terminology “lottery sum” is due to Hamkins, although the concept of the lottery sum of partial orderings has been around for quite some time and has been referred to at different junctures via the names “disjoint sum of partial orderings”, “side-by-side forcing”, and “choosing which partial ordering to force with generically”. Let be -generic. The arguments of [6, Theorem 4.1] show that remains strongly compact in . We wish to show that in , the strong compactness of is indestructible under for all . Fix , and let be -generic. If we let , then is a function.
Let be a regular cardinal, and fix a cardinal . Using the Menas property of , let be an ultrapower embedding by a -complete, fine ultrafilter on with such that . Since there is no source of confusion, we will drop the subscript from elements of and denote them as . As usual, , so .
Claim 1**.**
There is in a function such that for all , .
Proof.
For each , let be a function such that . Without loss of generality, we can assume that is defined for every . Let be the function given by
[TABLE]
By its definition, is a function with domain . It follows that is a function with domain , and for each , . This completes the proof, since we can easily use to define a function with the required properties. ∎
We now proceed by lifting through . As usual, can be factorised as , where is a name for the lottery sum , and is a name for the remaining stages through . Using as an -generic filter for , we can form . Also, since , we can choose to force below a condition in that opts for . Thus, we can use as an -generic filter for . Furthermore, note that since , is at least -closed in .
Force over to add a generic filter for . Using as an -generic filter for , since , we can lift in to
[TABLE]
where . In order to further lift through , we will use a master condition argument. Consider the function given by Claim 1, and note that . Define in a function given by if , and [math] otherwise. Clearly, is a condition in .
Claim 2**.**
for all .
Proof.
By elementarity and the fact that , for each , is a function with domain . Hence, . For , we have . ∎
Force over to add a generic filter containing . By Claim 2, we can lift in to
[TABLE]
Let be an enumeration of . In , consider the set . Since is at least -closed in , . Hence, , and since , is easily seen to be a -complete, fine ultrafilter on . Thus, is -strongly compact in . Since can be chosen arbitrarily large, we have shown that remains strongly compact in . This completes the proof of Theorem 3.1. ∎
Corollary 3.2**.**
The existence of a strongly compact cardinal is equiconsistent with the existence of a strongly compact cardinal where GCH fails. In particular, assuming and is strongly compact, it is possible to force to preserve the strong compactness of while also forcing any desired value for .
We now proceed by looking at a specific case of a non-supercompact strongly compact cardinal, the least measurable limit of supercompact cardinals. By (the proof of) [16, Theorem 2.22], if is the least measurable limit of supercompact cardinals, then isn’t -supercompact. Thus, if , then isn’t -supercompact, i.e., exhibits no non-trivial degree of supercompactness.
Theorem 3.3**.**
Suppose GCH holds, is the least measurable limit of supercompact cardinals, and is an arbitrary Easton function. There is then a forcing extension in which remains the least measurable limit of supercompact cardinals, exhibits no non-trivial degree of supercompactness, and is realised at all regular cardinals greater than or equal to .
Proof.
Let be the function where is the least supercompact cardinal greater than . We define , an Easton support iteration of length . We start by letting . For , is then defined as follows:
- (1)
If is supercompact, but not the least supercompact cardinal greater than an inaccessible limit of supercompact cardinals, is a name for the Laver preparation [13] of , defined using only -directed closed partial orderings. Here, is the least inaccessible cardinal greater than the supremum of the supercompact cardinals below , or the least inaccessible cardinal if there are no supercompact cardinals below . We explicitly note that since there is no supercompact limit of supercompact cardinals below , the first non-trivial stage in the realisation of can be assumed not to occur until after stage . 2. (2)
If is an inaccessible limit of supercompact cardinals, is a name for . 3. (3)
In all other cases, is a name for the trivial forcing notion.
Let be -generic. In , we force with the Easton product
[TABLE]
where is a ( or )-regular cardinal. Let be -generic over
[TABLE]
Standard arguments (see [11, proof of Theorem 15.18]) show that is realised in at all cardinals greater than or equal to . We wish to show that remains the least measurable limit of supercompact cardinals in (so is strongly compact in ) and also exhibits no non-trivial degree of supercompactness in .
We begin by showing that remains a limit of supercompact cardinals in . For this, note that in , the set is supercompact and is not the least supercompact cardinal greater than an inaccessible limit of supercompact cardinals is unbounded below . For each such , the partial ordering forces to have its supercompactness indestructible under -directed closed forcing. Since all the stages of above are at least -directed closed, remains indestructibly supercompact in . Moreover, since the forcing is itself -directed closed in , is supercompact in as well.
We now show that remains measurable in . We first note that by Corollary 2.6, has the Menas property. Further, in the definition of , if is an inaccessible limit of supercompact cardinals, the first non-trivial stage of forcing after stage does not occur until after . Therefore, the proof of Theorem 3.1 immediately yields that is strongly compact in . However, by Easton’s lemma [11, Lemma 15.19], is -distributive in . This consequently implies that is measurable in .
To complete the proof of Theorem 3.3, it only remains to show that in , remains the least measurable limit of supercompact cardinals and exhibits no non-trivial degree of supercompactness. Towards a contradiction, suppose is a measurable limit of supercompact cardinals in . By its definition, admits a closure point at . Hence, by our remarks in the paragraph immediately following Theorem 2.7, exhibits no non-trivial degree of supercompactness in . In addition, these same remarks imply that must be a measurable limit of supercompact cardinals in , which contradicts that in , is the least measurable limit of supercompact cardinals. This completes the proof of Theorem 3.3. ∎
Remark 3.4**.**
Our choice of as the least measurable limit of supercompact cardinals together with GCH was in order to highlight the fact that we do not assume any non-trivial degree of supercompactness for . However, the same proof would go through if were an arbitrary measurable limit of supercompact cardinals.
Remark 3.5**.**
The partial ordering of Theorem 3.3 will destroy the supercompactness of any cardinal which is in the least supercompact cardinal above an inaccessible limit of supercompact cardinals. To see this, note that we can write , where is forcing equivalent to a partial ordering having size less than , and is forced to add a subset of some , below the least supercompact cardinal in above . By [10, Theorem, page 550], it is then the case that in , is no longer -supercompact. Hence, by the closure properties of , is no longer -supercompact in as well. However, if we are willing to impose some restrictions on our Easton function, it is possible to prove a version of Theorem 3.3 in which all supercompact cardinals below are preserved. In particular, we have the following theorem.
Theorem 3.6**.**
Suppose GCH holds, is the least measurable limit of supercompact cardinals, and is an Easton function such that is regular and for every . There is then a forcing extension in which remains the least measurable limit of supercompact cardinals, exhibits no non-trivial degree of supercompactness, is realised at all regular cardinals greater than or equal to , and the supercompact cardinals below are the same as in the ground model.
Proof.
We first note that since is strongly compact, by [9, Theorem 2.11], is also tall. Next, let be the function where is the least tall cardinal greater than . Since every supercompact cardinal is clearly also tall and is a limit of supercompact cardinals, has a value less than for every and so is well-defined. It is also the case that has the Menas property for tallness [9, page 75], i.e., for every ordinal , there is an elementary embedding with , , and . To see this, let . Using Proposition 2.2, we fix for a -tallness embedding such that:
- •
.
- •
.
- •
.
- •
is given by a -extender embedding.
- •
There is no -tall cardinal in in the interval .
Since in , is the least tall cardinal greater than , and because there are no -tall cardinals in in the interval , it follows that .
We will now proceed along the same lines as the proof of Theorem 3.3. We begin by fixing for an -tallness embedding such that:
- •
.
- •
.
- •
.
- •
is given by a -extender embedding.
- •
There is no -tall cardinal in the interval .
We next define , an Easton support iteration of length . We start by letting . For , is then defined as follows:
- (1)
If is supercompact, is a name for the Laver preparation [13] of , defined using only -directed closed partial orderings. Here, is redefined as the least tall cardinal greater than , the supremum of the supercompact cardinals below , or the least tall cardinal if there are no supercompact cardinals below . As before, since there is no supercompact limit of supercompact cardinals below and is supercompact, . Also, by [1, Lemma 2.1], (where we take if there are no supercompact cardinals below ). Therefore, in analogy to the proof of Theorem 3.3, the first non-trivial stage in the realisation of can be assumed not to occur until after stage . 2. (2)
If is an inaccessible limit of supercompact cardinals, is a name for . 3. (3)
In all other cases, is a name for the trivial forcing notion.
Let be -generic, and let be -generic. By clause (2) in the definition of , the choice of , and the fact has the Menas property for tallness, it is possible to opt for at stage in in the definition of . In addition, by clause (1) in the definition of , the first non-trivial stage in in the definition of after does not occur until after stage , the least tall cardinal in greater than . This means that the proof of [9, Theorem 3.13] unchanged remains valid and allows us to infer the existence of a -directed closed, -distributive, cardinal and cofinality preserving partial ordering such that if is -generic, in , is a tall cardinal, and for every . If we now let (the Easton product for a regular cardinal in any of the models , , , or ) be -generic, then is realised in at all regular cardinals . In addition, the same arguments as found in the proof of Theorem 3.3 show that in , remains the least measurable limit of supercompact cardinals, and exhibits no non-trivial degree of supercompactness. By the definition of , all ground model supercompact cardinals less than have been made indestructible and hence are preserved to . Consequently, by our remarks in the paragraph immediately following Theorem 2.7, the supercompact cardinals below in are the same as in . This completes the proof of Theorem 3.6. ∎
4. Results for more than one strongly compact cardinal
In the previous section, we successfully violated GCH and even realised certain Easton functions above one non-supercompact strongly compact cardinal, the least measurable limit of supercompact cardinals. We now present results in which we handle more than one measurable limit of supercompact cardinals. In what follows, let is a measurable limit of supercompact cardinals. Define if is a set, or if is a proper class. Let be the function where is the least supercompact cardinal greater than .
Theorem 4.1**.**
Suppose is a model of GCH containing more than one measurable limit of supercompact cardinals. Let be an Easton function defined on measurable limits of supercompact cardinals such that for any . Then there is a forcing extension in which the measurable limits of supercompact cardinals are the same as in and is realised.
Proof.
Intuitively, we will proceed by iterating the forcing notion used in the proof of Theorem 3.3. More formally, let enumerate in increasing order the measurable limits of supercompact cardinals. We define , an Easton support iteration of length . We start by letting . For , is then defined as follows:
- (1)
If is supercompact, but neither the least supercompact cardinal greater than an inaccessible limit of supercompact cardinals nor a supercompact limit of supercompact cardinals, is a name for the Laver preparation [13] of , defined using only -directed closed partial orderings. Here, is the least inaccessible cardinal greater than the supremum of the supercompact cardinals below , or the least inaccessible cardinal if there are no supercompact cardinals below . We explicitly note that since is not a supercompact limit of supercompact cardinals, the first non-trivial stage in the realisation of can be assumed not to occur until after stage . 2. (2)
If is a non-measurable inaccessible limit of supercompact cardinals, is a name for . 3. (3)
If is a measurable limit of supercompact cardinals, is a name for . 4. (4)
In all other cases, is a name for the trivial forcing notion.
Let be -generic. Fix such that is a measurable limit of supercompact cardinals in . Write as , where is -generic for the forcing defined through stage , is -generic for (the stage forcing), and is -generic for the rest of . The proof of Theorem 3.3 shows that in , remains a measurable limit of supercompact cardinals, and . By the definition of , because and the first non-trivial stage of forcing after stage does not occur until after , in , remains a measurable limit of supercompact cardinals, and . By our remarks in the paragraph immediately following Theorem 2.7, any cardinal in which is a measurable limit of supercompact cardinals must have been a measurable limit of supercompact cardinals in . Since standard arguments show that if is a proper class, is a model of ZFC, this completes the proof of Theorem 4.1. ∎
As was the case with Theorem 3.3, the proof of Theorem 4.1 yields that any which in is the least supercompact cardinal greater than an inaccessible limit of supercompact cardinals has its supercompactness destroyed after forcing with . It is possible, however, by making some slight changes in the definition of , to prove an analogue of Theorem 4.1 in which both the measurable limits of supercompact cardinals and the supercompact cardinals which are not limits of supercompact cardinals are the same as in . In particular, suppose we assume:
- •
, , and have been defined as in the proof of Theorem 4.1.
- •
is redefined as is the least tall cardinal greater than .
- •
is redefined as the least tall cardinal greater than the supremum of the supercompact cardinals below , or the least tall cardinal if there are no supercompact cardinals below .
- •
We define a partial ordering as in the proof of Theorem 4.1, except that in Case (1) of the definition of , can be any supercompact cardinal which is not a limit of supercompact cardinals.
We now have the following.
Theorem 4.2**.**
Suppose is a model of GCH containing more than one measurable limit of supercompact cardinals. Let be an Easton function defined on measurable limits of supercompact cardinals such that for any . Then there is a forcing extension in which the measurable limits of supercompact cardinals and the supercompact cardinals which are not limits of supercompact cardinals are the same as in , and is realised.
The proof of Theorem 4.2 is essentially the same as the proof of Theorem 4.1, with all references to the proof of Theorem 3.3 replaced by references to the proof of Theorem 3.6. We note only that if is in a supercompact cardinal which is not a limit of supercompact cardinals, the definition of (specifically, the change made in Case (1)) shows that is preserved to the generic extension by . By our remarks in the paragraph immediately following Theorem 2.7, it now immediately follows that the supercompact cardinals which are not limits of supercompact cardinals are the same in both and . If is a set instead of a proper class (so that in particular, is an ordinal), then by the Lévy-Solovay results [14], the supercompact cardinals above in both and are precisely the same.
The techniques used in the proofs of Theorems 4.1 and 4.2 do not seem to allow for the preservation of supercompact limits of supercompact cardinals. Although we do not yet know a way of accomplishing this in general, it is possible to achieve this goal in a certain restricted situation. More specifically, we have the following.
Theorem 4.3**.**
Suppose is a model of GCH in which is the only supercompact limit of supercompact cardinals and there is no inaccessible cardinal greater than . Then there is a forcing extension in which the supercompact cardinals and measurable limits of supercompact cardinals are the same as in (so in particular, remains the only supercompact limit of supercompact cardinals), and for every which is either supercompact or a measurable limit of supercompact cardinals.
Proof.
Let enumerate in increasing order the measurable limits of supercompact cardinals. Let be the function where is the least tall cardinal greater than . We define , an Easton support iteration of length . We start by letting . For , is then defined as follows:
- (1)
If is supercompact, is a name for the Laver preparation [13] of , defined using only -directed closed partial orderings. Here, is the least tall cardinal greater than the supremum of the supercompact cardinals below , or the least tall cardinal if there are no supercompact cardinals below . We explicitly note that as in the proof of Theorem 3.6, since is not a supercompact limit of supercompact cardinals, the first non-trivial stage in the realisation of can be assumed not to occur until after stage . 2. (2)
If is a non-measurable inaccessible limit of supercompact cardinals, is a name for . 3. (3)
If is either supercompact or a measurable limit of supercompact cardinals, is a name for . 4. (4)
In all other cases, is a name for the trivial forcing notion.
Let be -generic. Write as , where is -generic for the forcing defined through stage , and is -generic for (the stage forcing). The arguments found in the proofs of Theorems 4.1 and 4.2, in tandem with the definition of , show that in , the supercompact cardinals less than and measurable limits of supercompact cardinals are the same as in , and for every which is either supercompact or a measurable limit of supercompact cardinals. In addition, since there are no inaccessible cardinals greater than in , there are no inaccessible cardinals greater than in as well. Thus, the proof of Theorem 4.3 will be complete once we have shown that remains supercompact in .
To do this, fix an arbitrary , and let be a -supercompactness embedding with . In , there is no inaccessible cardinal greater than , and since , in , there is no inaccessible cardinal in . Thus, we can write as , where is a name for a -directed closed forcing whose first non-trivial stage occurs after . Standard arguments (see, e.g., [13, proof of the Theorem, pages 387–388]) now show that is -supercompact in . Since was chosen arbitrarily, is supercompact in . This completes the proof of Theorem 4.3. ∎
5. Questions
The following questions remain open concerning strongly compact cardinals and the continuum function.
Question 5.1**.**
If is a strongly compact cardinal, can we force GCH at while preserving the strong compactness of without assuming any stronger hypotheses?
Question 5.2** (Woodin).**
If GCH holds below a strongly compact cardinal, does it hold above it too?
Also, our methods leave unresolved the problem of realising an arbitrary Easton function in the presence of a strongly compact cardinal.
Question 5.3**.**
Suppose is any Easton function and is a strongly compact cardinal. Under what conditions can we realise while preserving the strong compactness of ?
One of the challenges in the proofs of the theorems of Section 4 that remains unresolved is the preservation of arbitrary supercompact limits of supercompact cardinals.
Question 5.4**.**
Can we prove analogues of Theorems 4.1, 4.2, and 4.3 where all supercompact limits of supercompact cardinals are preserved?
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