Some Implications of the WP-Bailey Tree
James Mc Laughlin, Peter Zimmer

TL;DR
This paper explores special cases of WP-Bailey chains to derive new transformations of basic hypergeometric series, introduces two novel WP-Bailey pairs, and discusses their implications for Rogers-Ramanujan type identities.
Contribution
It introduces two new WP-Bailey pairs and derives novel transformations for basic hypergeometric series, expanding the understanding of WP-Bailey chains.
Findings
Derived new transformations of hypergeometric series.
Introduced two new WP-Bailey pairs.
Explored implications for Rogers-Ramanujan identities.
Abstract
We consider a special case of a WP-Bailey chain of George Andrews, and use it to derive a number of curious transformations of basic hypergeometric series. We also derive two new WP-Bailey pairs, and use them to derive some additional new transformations for basic hypergeometric series. Finally, we briefly consider the implications of WP-Bailey pairs\\ , , in which is independent of , for generalizations of identities of the Rogers-Ramanujan type.
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Some Implications of the WP-Bailey Tree
James Mc Laughlin
Mathematics Department
Anderson Hall
West Chester University, West Chester, PA 19383
and
Peter Zimmer
Mathematics Department
Anderson Hall
West Chester University, West Chester, PA 19383
Abstract.
We consider a special case of a WP-Bailey chain of George Andrews, and use it to derive a number of curious transformations of basic hypergeometric series.
We also derive two new WP-Bailey pairs, and use them to derive some additional new transformations for basic hypergeometric series.
Finally, we briefly consider the implications of WP-Bailey pairs
, , in which is independent of , for generalizations of identities of the Rogers-Ramanujan type.
Key words and phrases:
Q-Series, Rogers-Ramanujan Type Identities, Bailey chains, WP-Bailey pairs
2000 Mathematics Subject Classification:
Primary: 33D15. Secondary:11B65, 05A19.
1. Introduction
Andrews, building on prior work of Bressoud [4] and Singh [9], in [1] defined a WP-Bailey pair to be a pair of sequences satisfying
[TABLE]
Andrews also showed in [1] that there were two distinct ways to construct new WP-Bailey pairs from a given pair. If satisfy (1.1), then so do and , where
[TABLE]
with for the pair above, and
[TABLE]
These two constructions allow a “tree” of WP-Bailey pairs to be generated from a single WP-Bailey pair. Andrews and Berkovich [2] further investigated these two branches of the WP-Bailey tree, in the process deriving many new transformations for basic hypergeometric series. Spiridonov [11] derived an elliptic generalization of Andrews first WP-Bailey chain, and Warnaar [14] 111In a note added after submitting the paper [14], Warnaar remarks that he had discovered many more transformations for basic and elliptic WP-Bailey pairs, and gives two further examples of chains that hold at the elliptic level. added four new branches to the WP-Bailey tree, two of which had generalizations to the elliptic level. More recently, Liu and Ma [7] introduced the idea of a general WP-Bailey chain (as a solution to a system of linear equations), and added one new branch to the WP-Bailey tree.
In the present paper, we derive two new WP-Bailey pairs, one of them restricted in the sense that it is necessary to set . We then insert these in some of the WP-Bailey chains listed above to derive new transformations of basic hypergeometric series.
We also consider a special case () of the first WP-Bailey chain of Andrews, and show how it leads some unusual transformations of series.
We also briefly consider the special case of a WP-Bailey pair , where the are independent of . We show how a such pair may give rise to a generalization of a Slater-type identity deriving from the standard Bailey pair .
2. Finite Basic Hypergeometric Identities deriving from Simple WP-Bailey pairs
In this section we derive some unusual transformations from (1.2) by inserting “simple” WP-Bailey pairs (see below for the definition).
We reformulate the constructions at (1.2) and (for later use) (1.3) as transformations relating the original WP-Bailey pair . We first recall the following elementary transformation:
[TABLE]
Theorem 1**.**
If satisfy
[TABLE]
then
[TABLE]
and
[TABLE]
Proof.
The identity at (2.3) follows from (1.2), after substituting for in (1.1), employing (2.1), then setting the two expressions for equal, and finally replacing with . The identity at (2.4) follows from (1.3), after setting , using (2.1), and finally replacing with . ∎
For later use we also note the following corollary, which is immediate upon letting .
Corollary 1**.**
If satisfy
[TABLE]
then
[TABLE]
and
[TABLE]
Remark: At several places throughout the paper we replace with , with and with , in order to more easily make comparisons with a transformation due to Bailey (4.4) later.
We now consider some applications of the following corollary.
Corollary 2**.**
Let be a positive integer. Suppose the sequences and are related by
[TABLE]
Then
[TABLE]
Proof.
Let , and in (2.2) and (2.3) in Theorem 1. ∎
It is interesting that the simple condition relating and at (2.7) (we might call such pairs “simple” Bailey pairs) should have several non-trivial consequences. We had previously discovered (in [8]) the result that follows from Corollary 2 upon letting (found by another method), so in fact many of the results in [8] has a finite counterpart. We give some examples.
Corollary 3**.**
Let be a positive integer. Then
[TABLE]
[TABLE]
Proof.
Let in Corollary 2 to get (2.9). The identity at (2.10) follows from (2.9), after setting and , using the finite form of the -Dixon sum ((II.14) on page 355 of [5]) to sum the series on the right side, and finally using the identity at (I.9) on page 351 of [5] to rearrange two of the -products in this sum. ∎
Remark: The left side in (2.9) above could be expressed as
[TABLE]
where the additional -products are inserted here to give the series the form of a series. The identity at (2.9), which can thus be regarded as a transformation between a series with base and a series with base , does not appear to be a special case of other similar transformations due to Bailey (which involve series with base - see [5], pages 46–47) or Jain and Verma [6] (which involve series with base or ).
Recall that a series is defined by
[TABLE]
where, as usual, an basic hypergeometric series is defined by
[TABLE]
Corollary 4**.**
Let be a positive integer. Then
[TABLE]
Proof.
Let in Corollary 2. ∎
Corollary 5**.**
[TABLE]
Proof.
In Corollary 2, define , and for ,
[TABLE]
The sum for is easily seen to telescope to give
[TABLE]
and the result follows. ∎
Corollary 6**.**
[TABLE]
Proof.
This time, in Corollary 2, define , and for ,
[TABLE]
The result follows as above. ∎
Corollary 7**.**
Let and be positive integers and let be an integer. Then
[TABLE]
Proof.
In Corollary 2 set and, for ,
[TABLE]
∎
Corollary 8**.**
Let , , , , , , , , , and be complex numbers such that none of the denominators below vanish. Then
[TABLE]
[TABLE]
Proof.
We use the special case , of the identity of Subbarao and Verma labeled (2.2) in [12], namely,
[TABLE]
and then, in (2.8) above, let be the -th term in the sum above, and let be the quantity on the right side above.
The identity at (2.16) follows upon setting and simplifying. ∎
Apart from the first chain of Andrews, there is only one other WP-Bailey chain, of those seven alluded to in the introduction, that leads to a non-trivial transformation similar to that in Corollary 2 (the consequences of letting in the other chains being entirely trivial). This is the third chain of Warnaar (Theorem 2.5 in [14]). This chain implies that if satisfy (1.1), then
[TABLE]
Upon setting , we get that if , then
[TABLE]
However, we do not pursue the consequences of this transformation further here.
3. New WP-Bailey Pairs
We next exhibit two new WP-Bailey pairs.
Lemma 1**.**
The pair is a WP-Bailey pair, where
[TABLE]
Proof.
[TABLE]
The third equality follows from the -Pfaff-Saalschütz sum,
[TABLE]
∎
Lemma 2**.**
The pair is a WP-Bailey pair, where
[TABLE]
Remark: Note that this pair is restricted in that it is necessary to set for (1.1) to hold.
Proof.
[TABLE]
The third equality follows from a -analogue of Whipple’s sum,
[TABLE]
and upon setting ,
[TABLE]
∎
We had initially thought that the following WP-Bailey pair was totally new also.
[TABLE]
However, this pair can be derived from an existing WP-Bailey pair using a result of Warnaar [14].
Lemma 3** (Warnaar, [14]).**
For and indeterminates the following equations are equivalent:
[TABLE]
If and are interchanged in the second equation, we see that Lemma 3 implies the following.
Corollary 9**.**
*If are a WP-Bailey pair, then so are
, where*
[TABLE]
For the present purposes, we may call the pair the dual of the pair . Thus, for example, our pair at (3.5) is the dual of the WP-Bailey pair of Andrews and Berkovich in [2]:
[TABLE]
We had initially thought that the WP-Bailey pair in Lemma 1 was the dual of the following pair of Andrews and Berkovich:
[TABLE]
However, the dual of the pair in Lemma 1 is the pair
[TABLE]
while the dual of the pair at (3.7) is the pair
[TABLE]
Inserting the new WP-Bailey pairs in any of the existing WP-Bailey chains will lead to transformations relating basic hypergeometric series. We believe the following transformations of basic hypergeometric series to be new.
Corollary 10**.**
[TABLE]
Proof.
Insert the WP-Bailey pair at (3.1) into (2.3) and set and . ∎
Substituting the pair at (3.1) into (2.4) leads to the following result.
Corollary 11**.**
[TABLE]
Corollary 12**.**
[TABLE]
[TABLE]
Proof.
Insert the WP-Bailey pair at (3.3) into (2.3), set and and replace with . For (3.13), set , let and use (3.4) to sum the resulting right side. ∎
Corollary 13**.**
[TABLE]
Proof.
Insert the WP-Bailey pair at (3.3) into (2.4), and replace with . ∎
Remark: The extra -products inserted in each of the series on the right side of (3.12) and in (3.14) are there to allow these series to be represented as or series.
Corollary 14**.**
[TABLE]
Proof.
After replacing with and employing some simple transformations for -products, (2.18) can be rewritten as
[TABLE]
The result follows, upon inserting the pair from Lemma 1, and rearranging. ∎
Inserting the new pairs in other WP-Bailey chains will lead to other, possibly new, transformations of basic hypergeometric series, but we refrain from further examples here.
4. WP-Burge Pairs
In [2], the authors termed a WP-Bailey pair in which does not depend on a WP-Burge pair.
One such pair that they derive in [2, (7.16)] is the pair in the following theorem. For completeness, we give an alternative proof of this result.
Theorem 2**.**
Define
[TABLE]
Then satisfy (1.1) (with ).
Proof.
We begin by recalling Bailey’s summation formula [13].
[TABLE]
where the second equality follows from the definition
[TABLE]
Next, set , and , so that both sums in the final expression above become equal, to get
[TABLE]
or, upon replacing with and with ,
[TABLE]
Now replace with , set , to get, after some minor rearrangements, that
[TABLE]
The result now follows from (1.1), after some simple manipulations. ∎
One reason this WP-Bailey pair is somewhat interesting is that the special case of (4.1) gives Slater’s standard Bailey pair F3 from [10]. Recall that a pair of sequences is termed a Bailey pair relative to , if they satisfy
[TABLE]
We also recall the following result of Bailey, a particular case of the “Bailey Transform”, from his 1949 paper [3].
Theorem 3**.**
Subject to suitable convergence conditions, if the sequences and satisfy (4.3), then
[TABLE]
Thus the pair at (4.1) “lifts” this standard Bailey pair to a WP-Bailey pair and lifts all the series–product identities following from F3 to more general series–product identities containing the free parameter .
More generally, let be a WP-Bailey pair in which is independent of . Suppose further that this pair is a “lift” of a standard Bailey pair, in the sense that setting in the WP-Bailey pair recovers the Bailey pair. By comparing (4.4) and (2.5) (first setting , and in (4.4)) we see that the two infinite series containing are identical. This means that if particular choices of and in (4.4) lead to an identity of the Rogers-Ramanujan type, then the same choices for and in (2.5) will lead to a more general series–product identity containing an extra free parameter, namely , and this more general identity will revert back to the original identity of Rogers-Ramanujan type, upon setting .
The substitution of this pair at (4.1) into (2.3) (first setting , in (2.3) as above, and then setting ) and (2.5) (in addition, replacing with and specializing and ) leads to the following corollary.
Corollary 15**.**
[TABLE]
[TABLE]
[TABLE]
[TABLE]
The last three identities also follow as special cases of Jackson’s summation formula. However, they do illustrate how a lift of a standard Bailey pair leads to generalizations of identities arising from this standard pair (the identities given by setting in the corollary above).
We will investigate this phenomenon of WP-Bailey pairs that are lifts of standard Bailey pairs further in a subsequent paper.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. E. Andrews, Bailey’s transform, lemma, chains and tree. Special functions 2000: current perspective and future directions (Tempe, AZ), 1–22, NATO Sci. Ser. II Math. Phys. Chem., 30, Kluwer Acad. Publ., Dordrecht, 2001.
- 2[2] G. E. Andrews and A. Berkovich, The WP-Bailey tree and its implications. J. London Math. Soc. (2) 66 (2002), no. 3, 529–549.
- 3[3] W. N. Bailey, Identities of the Rogers-Ramanujan type. Proc. London Math. Soc., 50 (1949) 1–10.
- 4[4] D. Bressoud, Some identities for terminating q 𝑞 q -series. Math. Proc. Cambridge Philos. Soc. 89 (1981), no. 2, 211–223.
- 5[5] G, Gasper and M. Rahman, Basic hypergeometric series. With a foreword by Richard Askey. Second edition. Encyclopedia of Mathematics and its Applications, 96. Cambridge University Press, Cambridge, 2004. xxvi+428 pp.
- 6[6] V. K. Jain and A. Verma, Transformations between basic hypergeometric series on different bases and identities of Rogers-Ramanujan type. J. Math. Anal. Appl. 76 (1980), no. 1, 230–269.
- 7[7] Q. Liu and X. Ma, On the Characteristic Equation of Well-Poised Baily Chains - To appear.
- 8[8] J. Mc Laughlin and P. Zimmer, Some Applications of a Bailey-type Transformation - submitted
