$p$-adic $L$-functions on metaplectic groups
Salvatore Mercuri

TL;DR
This paper constructs p-adic L-functions for metaplectic groups by interpolating special values of complex L-functions, using Rankin-Selberg methods and Fourier expansions of Siegel Eisenstein series, advancing the analytic side of Iwasawa theory.
Contribution
It establishes the fundamental p-adic L-function for metaplectic groups, bridging the analytic and algebraic aspects in the context of Iwasawa main conjecture.
Findings
Construction of p-adic L-functions via Fourier expansion methods
Explicit p-stabilisation technique developed for metaplectic groups
Advancement in the analytic theory of Siegel modular forms of half-integral weight
Abstract
With respect to the analytic-algebraic dichotomy, the theory of Siegel modular forms of half-integral weight is lopsided; the analytic theory is strong whereas the algebraic lags behind. In this paper, we capitalise on this to establish the fundamental object needed for the analytic side of the Iwasawa main conjecture -- the -adic -function obtained by interpolating the complex -function at special values. This is achieved through the Rankin-Selberg method and the explicit Fourier expansion of non-holomorphic Siegel Eisenstein series. The construction of the -stabilisation in this setting is also of independent interest.
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assertionAssertion \newnumberedconjectureConjecture \newnumbereddefinitionDefinition \newnumberedhypothesisHypothesis \newnumberedremark[lemma]Remark \newnumberednoteNote \newnumberedobservationObservation \newnumberedproblemProblem \newnumberedquestionQuestion \newnumberedalgorithmAlgorithm \newnumberedexampleExample \newunnumberednotationNotation
\classno11F46, 11M41 (primary) \extralineCompleted with the support of an EPSRC Doctoral Studentship
-adic -functions on metaplectic groups
Salvatore Mercuri
Abstract
With respect to the analytic-algebraic dichotomy, the theory of Siegel modular forms of half-integral weight is lopsided; the analytic theory is strong whereas the algebraic lags behind. In this paper, we capitalise on this to establish the fundamental object needed for the analytic side of the Iwasawa main conjecture – the -adic -function obtained by interpolating the complex -function at special values. This is achieved through the Rankin-Selberg method and the explicit Fourier expansion of non-holomorphic Siegel Eisenstein series. The construction of the -stabilisation in this setting is also of independent interest.
Contents
1 Introduction
Traditionally, -adic -functions have dual constructions – analytic and algebraic – and it is the substance of the Iwasawa main conjecture that these two are equivalent. This conjecture can be formulated for various settings; for example, over , the conjecture asserts that the analytic construction – Kubota-Leopoldt’s -adic interpolation of the Dirichlet -function – is equivalent to Iwasawa’s algebraic -adic -function. The Iwasawa main conjecture for classical modular forms of integral weight is formulated over and this has been a recent, active research area with its connections to the Birch and Swinnerton-Dyer conjecture, see [8] and [9]. Provided one has both the analytic and algebraic machinery, the Iwasawa main conjecture can be formulated for higher dimensional modular forms and groups, for example [17]
The algebraic theory of half-integral weight modular forms, both classical and metaplectic, has long been inchoate due to the difficulties present in developing the ‘Galois side’. Recent work by M. Weissmann in [18] has made progress in this regard by developing -groups for metaplectic covers, the length and methods of which further underline the difficulties present here. The analytic theory is substantial however, and in this paper we give the analytic construction of the -adic -function for Siegel modular forms of half-integral weight and any degree . In [5] we gave a similar construction when ; in that case the -adic -function was already known to exist by the Shimura correspondence, this is not so for general .
The proof found here is adapted from the method of A. Panchishkin found in Chapters 2 and 3 of [7], which proves the existence of the analytic -adic -function for Siegel modular forms of integral weight and even degree . This method makes critical use of the Rankin-Selberg method and reduces the question of -adic boundedness of the -function down to that of the Fourier coefficients of the Eisenstein series that are involved in the Rankin-Selberg integral expression. For full generality, it is assumed that does not divide the level of the modular form and a crucial step is to produce another form such that does divide the level. Significant modifications to the method of [7] were required to make this work in the metaplectic case – this is Section 4. Outside of this, the success of Panchishkin’s method is facilitated by the work of G. Shimura in developing the Rankin-Selberg integral expression in this setting, [15], and the arithmeticity of Eisenstein series, [16, Chapters 16–17]. Interestingly, the -adic boundedness of the Eisenstein series coefficients is almost immediate in this case, making the final step of the proof simpler than that found in [7].
After preliminary Sections 2 and 3, we establish the -stabilisation in Section 4. Fairly elementary manipulations on the level of the Rankin-Selberg integral follow in Section 5. Sections 6 and 7 are devoted to transformation formulae of theta series and Fourier expansions of Eisenstein series – these are relatively well-known. Finally the statement and proof of the main theorem, and the subsequent existence of the -adic -function, are given in Section 8.
2 Siegel modular forms
This section runs through the very basics of the modular forms that we study and their Fourier expansions are detailed.
For any ring and any matrix , note the use of the following notation: () to mean that is positive definite (resp. positive semi-definite), , , and . For any collection of matrices with entries in , let be the matrix whose th diagonal block is and is zero off the diagonal.
Let and denote the adele ring and idele group, respectively, of . The Archimedean place is denoted by and the non-Archimedean places by . If is an algebraic group, let denote its adelisation. Let , , and denote by the subgroup of elements of whose Archimedean place is the identity of . View as a subgroup of by embedding diagonally at every place, but view and as subgroups by embedding place-wise. Recall the adelic norm
[TABLE]
where , denotes the usual absolute value on , and denotes the -adic absolute value, normalised in the sense that . Let denote the unit circle and define three -valued characters on , , and respectively by
[TABLE]
where denotes the fractional part of ; if and then write and .
For any fractional ideal of let denote the completion (with respect to the -adic norm) of the localisation of at the prime , which is an ideal of . Understand to be the unique positive generator of .
Write any as
[TABLE]
where for . Define an algebraic group , subgroup , and the Siegel upper half-space by
[TABLE]
A half-integral weight is an element such that ; an integral weight is an element . The factor of automorphy of half-integral weight involves taking a square root; to guarantee consistency of the choice of root one uses the double metaplectic cover of . The localisations and the adelisation of can be described as groups of unitary transformations, respectively, on and with the exact sequences
[TABLE]
where . There are natural projections and , either of which will usually be denoted as the context is clear. On the flip side, there are natural lifts and through which we view and as subgroups of .
For any two fractional ideals of such that , congruence subgroups are defined by the following respective subgroups of , and :
[TABLE]
Typically these will take the form for certain fractional ideals and integral ideals .
One of the key differences in the theory of half-integral weight modular forms is in the congruence subgroups one considers. The factor of automorphy involved can only be defined for a certain subgroup , and any congruence subgroups must therefore be contained in . This subgroup, , is defined via the theta series and is given by
[TABLE]
Typically we shall take and such that .
The spaces defined above interact with each other as follows. The action of on and the traditional factor of automorphy are given by
[TABLE]
where and . If then we extend the above by and . If with then put for any ; the action of on is given by .
For any we can define a holomorphic function satisfying the following properties
[TABLE]
The proofs for the above three properties can be found in [11, pp. 294–295].
If is a half-integral weight then put ; if is an integral weight then put . The factors of automorphy of half-integral weights and integral weights are given as
[TABLE]
where , , and . Given a function and an element or , the slash operator of an integral or half-integral weight is defined by
[TABLE]
Definition 2.1**.**
Let be an integral or half-integral weight, and let be a congruence subgroup with the assumption that if . Denote by the complex vector space of functions such that for any . Let denote the subspace of holomorphic functions (with the additional cusp holomorphy condition if ). Elements of are called modular forms of weight , level ; if they are also known as metaplectic modular forms.
Elements of and have Fourier expansions summing over positive semi-definite symmetric matrices, the precise forms for which are given later in this section. The subspace is characterised by all forms such that the Fourier expansion of sums over positive definite symmetric matrices, for any if , or for any if . Write
[TABLE]
where and the union is taken over all congruence subgroups of (that are contained in if ).
Take a fractional ideal and integral ideal and put ; when always make the crucial assumptions that
[TABLE]
then we have in this case.
By a Hecke character of we mean a continuous homomorphism . Denote the restrictions to , , and by , , and respectively. We have that for and and we say that is normalised if . For any integral ideal let .
Now take a normalised Hecke character of such that
[TABLE]
Modular forms of character are then defined by
[TABLE]
Understand if . If then its adelisation is
[TABLE]
where for and , and . To give the precise Fourier expansions of these forms, define the following spaces of symmetric matrices:
[TABLE]
for any fractional ideal of .
Take a congruence subgroup (contained in if ), a modular form , and matrices , . The Fourier expansion of is given as
[TABLE]
for some satisfying the following properties
[TABLE]
The proof of the above expansion and properties can be found in Proposition 1.1 of [14]. The coefficients are the traditional Fourier coefficients of in the following sense. by property (2.8), the modular form has Fourier expansion
[TABLE]
where only if . If , then it has Fourier expansion of the form
[TABLE]
where and the coefficients are smooth functions of having values in . We have is identically zero unless .
We finish this section with some final key definitions. Consider fixed in the definitions of , so that this group depends only on , and let be a normalised Hecke character satisfying and . For any two , the Petersson inner product is defined by
[TABLE]
in which
[TABLE]
for any . This integral is convergent whenever one of belongs to .
3 Complex -function
The standard complex -function associated to eigenforms is defined in this section, and the known Rankin-Selberg integral expression is stated. As in the previous section, take ideals and satisfying (2.4) and (2.5), and set .
For any Hecke character of let denote the associated ideal character. Though the integral expression can be stated for any half-integral weight , we take to ease up on notation – we shall be making this assumption later on anyway. For a prime , the association of the Satake -parameters – an -tuple – to a non-zero Hecke eigenform is well-known (see, for example, [14, p. 46]). Now set a Hecke character of conductor . The standard -function of , twisted by , is then defined by
[TABLE]
in which
[TABLE]
The Rankin-Selberg integral expression, (4.1) in [15, p. 342], is given there in generality; we restate it now for our purposes. Fix such that and let be the quadratic character associated to the extension ; choose such that .
The key ingredients of the integral are three modular forms: the eigenform , a theta series , and a normalised non-holomorphic Eisenstein series . To define the theta series, take any and define an integral ideal by the relation for all . Take and a Hecke character such that . The theta series is then the sum
[TABLE]
where we understand if and as zero otherwise. This has weight , level determined by Proposition 2.1 of [15], character , and coefficients in .
The Eisenstein series of weight is now defined in a little more generality. Let be a congruence subgroup, contained in if , and let be a Hecke character satisfying (2.6) with in place of , and also such that (note that this is a more stringent condition than the usual (2.7)). The Eisenstein series is defined by
[TABLE]
where recall , and we have , . This sum is convergent for and can be continued meromorphically to all of by a functional equation with respect to . This series belongs to and is normalised by a product of Dirichlet -functions as follows. Let be any integral ideal and define
[TABLE]
The normalised Eisenstein series is given by
[TABLE]
Set . In this setting, the integral expression of [15, (4.1)] becomes:
[TABLE]
in which ; ; is the finite set of primes such that and are certain polynomials satisfying ;
[TABLE]
and .
4 -stabilisation
Fixing a prime , the initial key ingredient in our construction of the -adic -function is the replacement of an eigenform with its so-called -stabilisation . The form is also an eigenform away from , whose eigenvalues there coincide with , however it has the key property that divides the level of and is an eigenform for the operator – the Atkin-Lehner operator that shifts Fourier coefficients. Thus the -functions of and are easily relatable and so for full generality we can begin with an eigenform , assume that does not divide the level, and then pass to . In [5] we constructed explicitly in the case which was possible through explicit formulae on the action of the Hecke operators involved on the Fourier coefficients. For general we modify the method of [7], which involves abstract Hecke rings, the Satake isomorphism, and certain Hecke polynomials; at the end of this section however, we show how all this abstract Hecke yoga reduces to the explicit form found in [5], when .
Let be a half-integral weight, be ideals, and be a Hecke character satisfying (2.6) and (2.7); put and . Then define
[TABLE]
If is a Hecke pair, in the sense of [1, pp. 77 – 78], then the abstract Hecke ring denotes the ring of formal finite sums where and . Each double coset has a finite decomposition into single right cosets, and the law of multiplication is given in [1, pp. 78 – 79]. Consider the Hecke ring defined in [14, p. 39] and let denote the factor ring of defined in [14, p. 41] or analogously to (4.1) below – this is the adelic Hecke ring which acts on forms in , and it is factored in order to give the Satake isomorphism. We need the use of a slightly different Hecke ring and we define this more explicitly. Let and ; define
[TABLE]
and
[TABLE]
Now define the Hecke ring , which differs from of [14] in allowing denominators of into the matrices defining (contrast with the definition of ), and is therefore analogous to the Hecke ring of [1, pp. 81 – 82]. By Lemma 1.1.3 of [1] there exists a -linear embedding defined on single cosets as . The law of multiplication in , and subsequent actions of on and , are defined in the same way as [14, pp. 39 – 41], and thus the factor ring
[TABLE]
also has a well-defined action on and . The action of the double coset on , for example, is given by first decomposing into single cosets
[TABLE]
where and then summing over the actions of on by the slash operator involving an extended factor of automorphy – see Sections 2, 3, and 4 of [14] for the details here.
Let denote the image under projection of , for , and let denote the image under projection of , for . Then the local rings and are the spaces generated by and respectively, where now and .
Assume . Let be the Weyl group of transformations generated by the transformations for , and let denote the ring of Weyl-invariant complex polynomials. The Satake map is defined in [14, pp. 41 – 42] through the composition of two maps
[TABLE]
which we now give. By [1, Lemma 1.2.2] this is an isomorphism.
The map .
If with then by Lemma 2.1 of [13] we have the decomposition
[TABLE]
where , represents , and . To define we extend, by -linearity, the map
[TABLE]
where for (see [14, (2.7) and Lemma 2.4] for the precise definition and characterisation of ). By [14, Lemma 4.3] the map is injective.
The map .
Note that any coset with contains an upper triangular matrix of the form
[TABLE]
with , and then define
[TABLE]
Through the decomposition and -linearity, we extend this to obtain .
By multiplying out elements of , for , we see that also has a single coset decomposition of the form (4.2). Thus we can analogously define and
[TABLE]
The map , and therefore , is no longer necessarily injective. There is a local embedding and we have . There exists – called the Frobenius element – defined by
[TABLE]
If , it is well known that corresponds to the th Hecke operator when ; for general , this is no longer true. Note that .
Let denote the centraliser of in . The map is injective when restricted to by the following argument.
Proposition 4.1**.**
Any is a linear combination of double cosets
[TABLE]
where .
Proof 4.2**.**
This is essentially the second statement of Proposition 2.1.1 of [1] with (in the notation of Andrianov). To prove it, define then multiply out the cosets of both sides of the relation to see that must have entries in . Define the involution , which satisfies and apply it to the condition to obtain the proposition.
Proposition 4.3**.**
The map is injective when restricted to .
Proof 4.4**.**
By the previous proposition, if then . We therefore have the decomposition
[TABLE]
where is as in (4.2), ranging over and . This is easily seen by multiplying out for such and is analogous to the case in [14, Lemma 2.3]. Now by Lemma 2.4 of [14], and therefore , which shows injectivity.
The definition of the -stabilisation is now achieved through factorisations of a certain Hecke polynomial. This polynomial is an element defined by:
[TABLE]
It has an immediate decomposition of the form
[TABLE]
where . By definition of , the coefficients are clearly invariant under the group of Weyl transformations so, by the Satake isomorphism, there exists a polynomial
[TABLE]
whose coefficients satisfy . If and denotes the th Hecke operator then notice, from [14, (5.4a)], that , and so in this case.
The polynomial has a factorisation involving the Frobenius element – this part is similar to the methods found in [1, pp. 90–91] and [7, pp. 42–50].
Lemma 4.5**.**
With and defined as above
[TABLE]
Proof 4.6**.**
Denote the sum on the left-hand side by , this belongs to . It is easy to check that so, immediately from (4.3) we have
[TABLE]
By (4.4) above and the same argument of Proposition 2.1.2 in [1, pp. 88–89] we therefore have . Since is injective on by Proposition 4.3, we just need to show that . For this, note
[TABLE]
which is zero, since is a factor of .
For any , define
[TABLE]
Proposition 4.7**.**
The Hecke polynomial can be factorised as
[TABLE]
Proof 4.8**.**
By definition and by Lemma 4.5 . For the rest, , we have
[TABLE]
Expanding the right hand side of (4.5) therefore gives the factorisation (4.3), which concludes the proof.
Definition 4.9**.**
Let be a non-zero Hecke eigenform with Satake -parameters , assuming . Set
[TABLE]
Then the -stabilisation of is defined by
[TABLE]
Proposition 4.10**.**
If is an eigenform and , then we have that , where . Moreover,
[TABLE]
Proof 4.11**.**
Recall ; clearly has level and therefore, as operators, . Recall as the involution on defined by , which satisfies . So, by the argument of [7, p. 49], we have as operators as well. So we have that and the first property follows by definition of and .
The action of on is considered the scalar one, i.e. . The second property is then given by the calculation
[TABLE]
where Proposition 4.7 was invoked in the last line and Definition 4.9 in the penultimate. This is zero since we have that and that is a factor of .
For , the th Hecke operator commutes with . Therefore and share the same eigenvalues away from , and we then have the following corollary.
Corollary 4.12**.**
Assume that . If and is a character of conductor , then .
In [5] we showed, if , that the -stabilisation of takes the form
[TABLE]
where, for any Dirichlet character of conductor ,
[TABLE]
denotes the twist of by . This satisfies by direct construction. If (for example, if ), then , so we can see immediately that and this matches the first part of Proposition 4.10.
By definition we have in this case, so the abstract definieion of in Definition 4.9, when we set , becomes
[TABLE]
where denotes the eigenvalue of under . By Lemma 3.1 (c) of [5], this is precisely the form of (4.7) above.
Non-vanishing of .
It is not clear from the above method that if . That may vanish is entirely possible, as is remarked in [7, p. 50].
Suppose that is a homomorphism defining the eigenvalues of , that is for all we have . By the definition in (4.6) and of we get
[TABLE]
Assume that , so that we can take such that . Using the fact that , the above formulation of gives
[TABLE]
The above formula may be used as a method of checking, computationally, whether one has as well. Given the formula in (4.8) above, it seems unlikely that should vanish for all outside of a few special cases. As an example, consider the case and assume that for some such that . By (4.7) the coefficient only if . This becomes less trivial a situation if only for . As things become significantly more complex for general , we acknowledge that this does not constitute a particularly strong argument, but it is hopefully enough to convince the reader that there should exist eigenforms for which as well.
In [2, Section 9], Böcherer and Schmidt give an alternative construction for the -stabilisation of a Siegel modular form of integral weight, which does guarantee that . Though this is perhaps stronger than our construction, one still needs to make an assumption that such a non-zero should exist and this is incorporated into Böcherer-Schmidt’s definition of -regular [2, p. 1431]. Their construction takes two Andrianov-type identities of Dirichlet series for and and uses them to compare their Satake parameters directly. It has a fairly simple generalisation to the present setting by using the identity of [14, Corollary 5.2]. Indeed this identity becomes almost exactly the same as that of [2, Proposition 9.1] by putting and in the notations found in [14], as well as in the definition of in [14, Theorem 5.1]. All that remains is to manipulate the lattice sum, the far right-hand component of [14, Corollary 5.2], and express it as a sum of the Hecke operators (defined as the double coset and ). This was done for the Hermitian modular forms in [3, Section 7], but remains the same for our case.
5 Tracing the Rankin-Selberg Integral
Given the relationship, established in Corollary 4.12, between and the focus can be shifted to the latter. The level, , of the Rankin-Selberg integral (3.2) will depend on , which dependence we naturally seek to avoid. This is achieved in this section by making crucial use of the behaviour of under .
Fix such that . Recall as an integral ideal such that and define
[TABLE]
Take a Dirichlet character of modulus and conductor with , choose a such that , and put .
This section involves many levels and liftings of modular forms through these levels, so first we define and clarify these schematically. Fix and note by (2.8) that , so we can think of as a form of level and put
[TABLE]
The ideal can be taken as the level of the integral in the Rankin-Selberg expression of only if ; to avoid this condition we generally choose higher levels. The levels involved are where the integral ideals are indexed by . They are defined below, arranged in order of divisibility:
[TABLE]
Later on, when we invoke the Kummer congruences, we shall take a set of Dirichlet characters of varying moduli and we shall be considering a sum of Rankin-Selberg integral expressions of varying levels . Then we shall take a single so that all characters in the set are defined modulo and therefore we can simply lift all the Rankin-Selberg integrals of varying levels to all be of the same level and finally we trace the Rankin-Selberg integral back down to which process is given in the rest of this section. This is so that we can treat all characters uniformly. In specific cases, i.e. when we consider a single primitive Dirichlet character with , one need not lift up to in the first place and such a case is given as an example at the end of this section but will not be of much use later on.
Assuming that is a Dirichlet character of modulus with , the Rankin-Selberg expression from [15, (4.1)] of is given as
[TABLE]
in which and .
Write for ; then , and note that , , and . Also if .
The definition of the trace map on modular forms is well known; with fixed, the map for any takes modular forms in down to forms in , where , and is defined by decomposing and summing over all the slash operator actions by these coset representatives. If , then put and we have
[TABLE]
Define, for any , the matrix
[TABLE]
which belongs to and is therefore in . Associate to the operator , acting on any modular form of weight by .
Proposition 5.1**.**
Let be of modulus , and let and be as above. If is an integer, then
[TABLE]
where .
Proof 5.2**.**
By the definition of the trace map and substitution of variables in the integral, we have
[TABLE]
To finish, note that and we claim , the proof of which, in contrast to the integral-weight case, is twofold. That the matrices corresponding to the operators match is given by the simple matrix multiplication
[TABLE]
for and in which we used . For the claim to hold however, we need to check that the half-integral weight factors of automorphy match up as well, for which the requisite identity is
[TABLE]
where . We have by considering and using (2.2), (2.3), and [12, (2.5)]. Per the definition of in [14, (2.7)] write , where and are defined by , , , for all primes . Thus we get by (2.2).
Finally, by Lemma 2.2 of [12] we have
[TABLE]
Making use of and combining all of the above, observe that both sides (5.3) above coincide with . Thus the claim, and therefore the proposition, holds.
As an example, assume that is primitive, that , and that . Let and . Taking , we have and , so applying the above proposition to the integral expression of (5.2) gives
[TABLE]
6 A transformation formula of the theta series
Transformation formulae for theta series of the form when is a primitive Dirichlet character are generally well-known entities. The precise formula of this section is encompassed by the generality of both Theorem A3.3 and Proposition A3.17 of [16]; what follows is a concrete derivation and calculation of the integrals found in the aforementioned results. Theorem A3.3 of [16] gives the existence of a -linear automorphism of on the space of “Schwartz functions on ”, and it gives formulae of this action by and the inversion . This is relevant since a more general class of theta series is defined using Schwartz functions by
[TABLE]
for a fixed and . If is a Hecke character of conductor , then putting and
[TABLE]
gives the series of (3.1).
Assume that is a Hecke character of conductor and let . Since , Proposition A3.17 of [16] says that
[TABLE]
and so we calculate . Note where
[TABLE]
and so . Let if is even, if is odd and let be the Haar measure on such that the measure of is for any . Theorem A3.3 (5), and equation (A3.3) of [16], and the definition of in (6.1) above gives
[TABLE]
making the change of variables in the last line. By the definition of in (5.1) and we have is equal to
[TABLE]
The integral in the above equation is non-zero if and only if the integrand is a constant function in – i.e. if and only if – at which point it is . Likewise by the same process, if , we have if and only if at which point it is . Therefore if and only if , for which
[TABLE]
where, for any Hecke character of conductor and ,
[TABLE]
denotes the -degree Gauss sum and put . If is a primitive Dirichlet character then if and if . So, under the assumption that is a primitive Dirichlet character and , (6.3) becomes
[TABLE]
Hence, by the calculation in (6.4), the transformation formula (6.2) on theta series with Schwartz functions translates, when is a primitive Dirichlet character, to
[TABLE]
and this becomes, by writing and , the desired formula
[TABLE]
7 Fourier expansions of Eisenstein series
The holomorphic projection map and its explicit action on Fourier coefficients is well-known when – see Theorem 4.2 of [7, p. 71]. This has a simple extension to the half-integral weight case with the formulae remaining unchanged, and we did this in [6, Theorem 3.1].
Given Proposition 5.1 and the transformation formula (6.5), it will be germane to give the explicit Fourier development of , where
[TABLE]
for certain values defined below. To ease up on notation, let
[TABLE]
The projection map is only applicable for certain values at which the Eisenstein series satisfies growth conditions; restriction to the set of special values, , at which the standard -function satisfies algebraicity results guarantees this and this set is given by
[TABLE]
Proposition 7.1**.**
For any , define
[TABLE]
Assume that , is a Dirichlet character, and . For any , there exists a polynomial , defined on ; a finite subset of primes; polynomials , defined for each and , whose coefficients are independent of ; and a factor
[TABLE]
where and , such that if (and if and ), then has non-zero Fourier coefficients only when at which
[TABLE]
if whereas
[TABLE]
if .
Furthermore, the polynomial satisfies .
When and is even the above kind of result is well-known, see for example Theorem 4.6 of [7, p. 77]. Since the definition of the projection map remains unchanged, we can obtain the above in a similar manner, by using results on the Fourier development of integral and half-integral weight Eisenstein series as follows.
Let be such that , and let , assuming as always that if . Further assume that and are both squares and let . If , , and if and , then by Proposition 17.6 of [16], the analytic continuation of the Eisenstein series, and the fact that , we have
[TABLE]
where, if , we have by Propositions 16.9 and 16.10 of [16] that
[TABLE]
defined for , and . The above integral converges for large enough , but is continued analytically via the hyperconfluent geometric function of [10]. Through this analytic continuation one can represent , for the above values of , in terms of the polynomial
[TABLE]
where . This is obtained by using, in order, the relation (17.11) and analytic continuation of the hyperconfluent geometric function of [10, Theorem 3.1]; the properties (4.7.K) and (4.10) of [10] and the definitions (3.23)–(3.24) of [7, p. 63]; and, finally, Proposition 3.2 of [10] to get
[TABLE]
Now, since , we have that
[TABLE]
where are given explicitly by
[TABLE]
Put and .
Now let be a holomorphic modular form and let . By analogy to Theorem 4.6 of [7, p. 77] and using (7.1), the coefficients after application of are given by
[TABLE]
when , ( if and ), and , whereas
[TABLE]
if and . In both cases the coefficients are zero for .
Specialising (7.2) and (7.3) to the case , , , , , and for , and also putting gives Proposition 7.1.
8 -adic interpolation
8.1 -adic measures and the main theorem
Though complex -functions are defined on variables , they can equally be viewed as Mellin transforms of the continuous characters . In this latter vantage point, -adic -functions can naturally be constructed as Mellin transforms of continuous characters on with respect to a -adic measure.
Fix a prime , let denote the completion of the algebraic closure of , and fix an embedding . The -adic norm naturally extends to and its ring of integers is given by
[TABLE]
The domain of the -adic -function will be
[TABLE]
The discussion in [7, pp. 23–25] concerning the decomposition of tells us that any -analytic function on is uniquely determined by its values for a fixed and ranging over non-trivial elements of . This torsion subgroup can be identified as the group of primitive Dirichlet characters having -power conductor. So to define a -adic measure, it is enough to give its values on where is a non-trivial primitive Dirichlet character of -power conductor, , and
[TABLE]
Definition 8.1**.**
Let denote the -module of all locally constant functions , and let be a -module. An -valued distribution on is an -linear homomorphism
[TABLE]
which we denote by
[TABLE]
for any .
When these are called complex distributions, whereas when they are -adic distributions.
Since is a profinite group, taken with respect to the natural projections for each , to any distribution there associates a system of functions satisfying
[TABLE]
This association works by noting that each factors through some and by
[TABLE]
The compatibility criterion of [7, p. 17] tells us when we can run the above process backwards.
Proposition 8.2** ((Compatibility criterion)).**
Consider and arbitrary system of functions . If we have, for any fixed and any function , that the sum
[TABLE]
is independent of for large enough , then there exists a distribution on associated to .
Definition 8.3**.**
Let denote the topological -module of all continuous functions . A -adic measure is a -module homomorphism
[TABLE]
So distributions are generally quite easy to define; -adic measures arise from -adic distributions that are -adically bounded. Hence defining a distribution interpolating -values is relatively trivial and showing that these expressions are bounded is the crux of the matter. To do this, we will invoke the abstract Kummer congruences, which criterion is well-known in generality and is due to Katz in [4, p. 258]; we give a specialisation of it.
Proposition 8.4** ((Kummer Congruences)).**
Suppose, for an index set , that is such that is dense in . For a given system , there exists an -module homomorphism such that
[TABLE]
if and only if, for any finite subset and any system , the condition
[TABLE]
for an integer implies that
[TABLE]
The proof of this can be found in [7, pp. 19–20]; it covers -valued measures as well by multiplication of some non-zero constant. An easy example of these criteria is the Fourier coefficients of the Eisenstein series given in the previous section. Recall the finite set of primes and polynomials from Proposition 7.1.
Corollary 8.5**.**
If and , then there exists a -adic distribution defined on non-trivial elements by
[TABLE]
Setting defines a -adic measure that satisfies
[TABLE]
Proof 8.6**.**
That satisfies the compatibility criterion is immediate. By taking in the identity (16.46) of [16] we see that the product of polynomials has no constant term. Take as the system in the statement of the Kummer congruences. If is a finite subset and , then
[TABLE]
is immediate, by the crucial fact that the coefficients of are independent of .
If for some a_{m}:\{\text{\mathbb{T}-valued characters}\}\to\mathbb{C}_{p} and is a primitive -valued character whose conductor is prime to , then the twist of by , given by , is also a -adic measure.
A non-zero Hecke eigenform with Satake -parameters is -ordinary if , where recall that . As usual, take a half-integral weight , ideals and satisfying (2.4) and (2.5), a normalised Hecke character satisfying (2.6) and (2.7). The main theorem is given as follows.
Theorem 8.6**.**
Let be a prime, , and be a -ordinary Hecke eigenform. Assume the existence of such that , , and recall as an integral ideal such that for all . There exist bounded -analytic functions
[TABLE]
that are uniquely determined by the following. In both cases is a primitive Dirichlet character of conductor with ; ; is chosen so that ; recall ; put , which is a finite product of Euler factors defined by Section 3, and also put , which is a product of polynomials in also defined in Section 3; and recall if is even, if is odd.
- (i)
For any with , the measure is given by
[TABLE]
whenever (i.e. whenever ) and (with the further condition that if and ), otherwise the integral is zero. 2. (ii)
For any with , the measure is given by
[TABLE]
whenever (i.e. whenever ), otherwise the integral is zero.
Remark 8.7**.**
The condition that (and when ) arises as a result of complications in the Fourier expansion of the Eisenstein series at this value, as seen in the previous section. It is unique to the half-integral weight case since does not belong to the set of special values when . Most likely it can still be interpolated since one can use the Kubota-Leopoldt measure to interpolate the extra Fourier coefficients arising here, but it is not necessary in order to give the existence of the measure.
The -adic Mellin transform of a -adic measure is defined by
[TABLE]
for any .
Definition 8.8**.**
Let be a -ordinary Hecke eigenform. The -adic -functions of are defined by:
[TABLE]
8.2 Proof of Theorem 8.6
The proof of the main theorem now follows along the following lines: prove the existence of -adic distributions interpolating and show that they satisfy the Kummer congruences, thus defining -adic measures. Though it is enough to define the -adic distribution in terms of non-trivial primitive characters , to use the Kummer congruences we need all characters in and we achieve this by lifting the undesirable primitive characters (i.e. the trivial character) into desirable imprimitive characters. The definition of the distribution on primitive characters is similar to that seen in Theorem 8.6. For imprimitive characters, we cannot use the transformation formula of the theta series (6.5), instead we define it in terms of the Rankin-Selberg Dirichlet series
[TABLE]
where , , and . This Rankin-Selberg Dirichlet series has an integral expression similar to (3.2) – in fact it is used as an intermediary step in the proof of (3.2) – and the flexibility in choice of allows us to pre-empt the right-hand side of the transformation formula (6.5).
Proposition 8.9**.**
There exists a complex distribution on which is uniquely determined on Dirichlet characters of -power conductor as follows. If is primitive and , then it is defined by
[TABLE]
where , and are as in Theorem 8.6.
In general, for any , let denote the character modulo associated to and, for any , define
[TABLE]
where, recall, .
Proof 8.10**.**
By the compatibility criterion, Proposition 8.2, we just need to show that the definition of is independent of and . When is primitive, this is immediate. The expression (8.2) is evidently independent of since . Now fix , to show independence of let for be the operator associated to , which acts as if is of weight . Notice as operators, so the Dirichlet series becomes
[TABLE]
We have and so the powers of in (8.2) cancel. Since , the proposition is proved.
Remark 8.11**.**
Through the identities [13, (5.9b, 8.8)] relating to , Corollary 4.12, the transformation formula (6.5) with the fact that , and the manipulations on found in the above proof, one can check that the two definitions, (8.1) and (8.2), coincide if is primitive (i.e. when ).
Proposition 8.12**.**
If then, for any Dirichlet character of -power conductor and , we have
[TABLE]
Proof 8.13**.**
In Theorem 7.6 of [6] we showed the existence of a non-zero constant through which the Petersson inner product, and subsequently the -value, satisfied an algebraicity result. Plugging into that theorem of [6] gives . So whenever is primitive, this is immediate from the main theorem, Theorem 7.8, of [6]. This is also given in [16, Theorem 28.8].
If is not primitive, then use the unfolded integral expression [13, (8.5)] of to obtain the expression
[TABLE]
Repeating the process of proving the algebraicity of -values in [6] – applying Proposition 7.5 with and Theorem 7.6 found in that paper – proves the proposition in this case too.
By the above proposition we can define a -adic distribution for all with by putting
[TABLE]
for (i.e. whenever ), and by otherwise putting (and moreover if and ). To make the following expressions more manageable, we collect superfluous terms into a constant , independent of , as follows:
[TABLE]
The factor of appears as a result of in the following calculation. Combining the integral expression (8.3) above with the case , for large enough , of Proposition 5.1, we get
[TABLE]
where recall . In light of the Fourier expansion in Proposition 7.1 we make one final, artificial adjustment to this expression by inserting a constant . Define
[TABLE]
which latter is an element of (which is true for all ). For the values of given in Proposition 7.1 (which are those upon which our distribution is non-zero), it has cyclotomic Fourier coefficients that are non-zero only when at which point, by Proposition 7.1, they are
[TABLE]
Insertion of to the expression (8.4) above leaves us with
[TABLE]
The distribution .
To define we just replace in the definitions (8.1) and (8.2) with . As before, for with normalise this into the following -adic distribution
[TABLE]
whenever and otherwise.
Define , this has cyclotomic Fourier coefficients that are non-zero only when . In such a case they are given, when , by
[TABLE]
where . We obtain the expression
[TABLE]
Define the linear functional
[TABLE]
and we have where are the eigenvalues of . Taking the similarly-defined linear functional , found in (3.51) of [7, p. 109], we have that . The functionals and are equal up to some algebraic constant, of bounded -adic norm, determined by the differences of the operator between this paper and [7]. So, by (3.52) of [7, p. 109], there exist positive definite and satisfying
[TABLE]
For any subset take the integers large enough so that all for are non-trivial and then take so that they are all defined modulo . Thus the expressions (8.6) and (8.7) hold for all . We have
[TABLE]
By assumption and, by definition, and are independent of and have bounded -adic valuation. So whether defines a measure or not is directly dependent on the -adic boundedness of . By the expressions (8.5) and the analogous one for , the -coefficients of do not depend on the modulus of , and therefore setting for as in Proposition 7.1 defines a -adic distribution. By (8.8), we see that is bounded if give rise to a -adic measure.
Fix and for any fix ; by definition of we may assume . By Proposition 7.1 we have, for any , the congruences
[TABLE]
So we have, by definition of (see (8.5)), and Corollary 8.5, that
[TABLE]
where is the primitive character associated to . The conductor of is , where is the conductor of , and is prime to by the following argument. By assumption we just show . Since and we see as well, so that if and only if . That latter Legendre symbol makes sense since we know by the Fourier coefficient property (2.8) of . We can assume , since otherwise by congruence in (8.11). By definition, following by the use of the congruence in (8.10) above, we see
[TABLE]
which is non-zero by assumption. So we see and hence defines a -adic measure. Now define , which satisfies by (8.12).
The Kummer congruences now complete the proof that defines a measure. Assume
[TABLE]
for some . Then the congruence (8.12) above gives
[TABLE]
taken modulo . The right-hand side of the above is clearly in since we have and we know is a measure satisfying the Kummer congruences.
We have shown that defines a -adic measure. To finish the proof of Theorem 8.6 put . By (8.8), (8.9), (8.12), and the fact that , we have
[TABLE]
The main identities of Theorem 8.6 follow by using the definitions of the underlying distributions, for example (8.1), and the subsequent normalisations.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] T. Bouganis, ‘ p 𝑝 p -adic measures for Hermitian modular forms and the Rankin-Selberg method’ in ‘Elliptic Curves, Modular Forms and Iwasawa Theory’, Soringer Proceedings in Mathematics & Statistics , 188 (2016), 33–86.
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- 5[5] S. Mercuri, ‘The p 𝑝 p -adic L 𝐿 L -function for half-integral weight modular forms’, to appear in manuscripta mathematica , (2018).
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