Strong test ideals associated to Cartier algebras
Florian Enescu, Irina Ilioaea

TL;DR
This paper explores the relationship between test ideals and Cartier algebras in positive characteristic local rings, demonstrating the abundance of strong test ideals and applying these concepts to Stanley-Reisner rings.
Contribution
It introduces new methods to analyze strong test ideals via Cartier algebras and provides concrete computations, extending previous fundamental results.
Findings
Proves the abundance of strong test ideals in certain rings
Recovers classical results using Cartier algebra techniques
Provides detailed analysis of Stanley-Reisner rings
Abstract
In this note, we use the theory of test ideals and Cartier algebras to examine the interplay between the tight and integral closures in a local ring of positive characteristic. Using work of Schwede, we prove the abundance of strong test ideals, recovering some older fundamental results, and use this approach in concrete computations. In the second part of the paper, the case of Stanley-Reisner rings is fully examined.
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Strong test ideals associated to Cartier algebras
Florian Enescu, Irina Ilioaea
Department of Mathematics and Statistics, Georgia State University, Atlanta GA 30303
[email protected], [email protected]
Abstract.
In this note, we use the theory of test ideals and Cartier algebras to examine the interplay between the tight and integral closures in a local ring of positive characteristic. Using work of Schwede, we prove the abundance of strong test ideals, recovering some older fundamental results, and use this approach in concrete computations. In the second part of the paper, the case of Stanley-Reisner rings is fully examined.
2010 Mathematics Subject Classification: 13A35
The first author was partially supported by the NSA grant H98230-12-1-0206.
1. Introduction
In this note denotes a local F-finite reduced ring of prime positive characteristic . For a subset the notation will mean that is an ideal of . Let denote the complement of the union of the minimal primes of . Let denote the th iteration of the Frobenius map, that is, , where . This defines a new -module structure on denoted here by . For an -module , let . For a submodule we denote and for , we let denote the image of in .
Definition 1.1**.**
Let . Let be a submodule of an -module . Then the tight closure of is the ideal
[TABLE]
and the tight closure of is is
[TABLE]
Tight closure theory is an important contribution to commutative algebra that has reshaped the understanding of many classical results in this area and produced new and important developments. Despite the large amount of work produced in connection to it, it is generally accepted that computing the tight closure of a given ideal in a particular ring can be very difficult.
For an ideal in , it is well known that , where denotes the integral closure of . The purpose of this note is to further the study of the relationship between these ideal closures., by considering the following question: What elements of the integral closure of an ideal belong to its tight closure? This line of investigation was initiated by Huneke, in [12], who introduced the concept of strong test ideal in relation to it. This notion provides interesting concrete information about the object of our study, as we explain below.
Definition 1.2**.**
Let be an ideal of such that . Then is a strong test ideal for if and only if , for all ideals .
Huneke has observed that the minimal number of generators of a strong test ideal is an upper bound for the minimal degree of an integral dependence equation that an element satisfies over , see Theorem 2.1 in [12].
Strong test ideals are closely connected to the concept of test ideal, which plays a prominent role in the tight closure theory. We recall the definition here.
Definition 1.3**.**
The big test ideal is defined as . The finitistic test ideal of is and is denoted by .
A longstanding conjecture of tight closure theory states that . Several people have studied this type of ideals, see [6, 8, 12, 17]. In a significant development connecting these ideals to the strong test ideal, Vraciu has shown that, for a ring satisfying our hypotheses, natural strong test ideals do exist. More precisely, Vraciu’s Theorems 3.1 and 3.2 in [17] (together with Theorem 5.1 in [1]) show that and, if is complete, are strong test ideals. Therefore, there exists an uniform upper bound for the minimal degree of an integral dependence equation that an element satisfies over . Unfortunately, practical applications of Vracius’s work are not immediate, since the big test ideal and the finitistic test ideal are hard to compute in concrete examples.
The purpose of the note is to highlight a computational approach to the problem of identifying an uniform upper bound for the minimal degree of an integral dependence equation for tight closure elements via strong test ideals. In the process, we update the literature on strong test ideals by showing that work of Schwede gives an abundance of strong test ideals, and in particular, it recovers the fact that the big test ideal is a strong test ideal as a corollary. These ideas are then explored computationally with the help of an algorithm developed by Katzman and Schwede. A significant portion of the note is dedicated to settling the case of Stanley-Reisner rings.
2. Tight closure vs Integral closure
2.1. Integral dependence for tight closure elements.
Definition 2.1**.**
Let be a Noetherian ring and a positive integer. We say that is -tight if, for every ideal and , satisfies a degree integral dependence equation over .
It is clear that a ring is -tight if and only if it is weakly -regular. Vraciu’s Theorem 2.12 coupled with Theorem 2.1 in [12] shows that a local -finite ring is -tight, where is the minimal number of generators of the test ideal of . However, the test ideal is in general difficult to compute. In our subsequent sections we provide an algorithmic approach to finding possibly smaller values of such that is -tight than the minimal number of generators of the test ideal. The reader should note that we will show in our last section that if is a Stanley-Reisner ring associated to a simplicial complex , then is -tight, where is the number of facets of .
Normality plays an important role in tight closure theory, and it is expected that the connection between the tight and integral closures of an ideal is more interesting in the presence of normality. Finding examples of normal rings that are -tight for is not difficult. For example, the cubical cone has test ideal equal to and hence it is -tight. Whether the cubical cone is -tight is in fact an intriguing question, as at present we do not know any normal ring that is 2-tight, but not -tight.
Question 2.2**.**
Let be a field of prime characteristic and
[TABLE]
Is a -tight ring?
Regarding this question, it is interesting to note that in the cubical cone any element in the tight closure of an ideal generated by a system of parameters satisfies a degree two integral dependence relation over . We will explain this statement next, but first we need to state a result due to Corso and Polini.
Proposition 2.3** ([5]).**
Let be a Cohen-Macaulay local ring, non regular, and be an ideal generated by a system of parameters in . Let . Then .
Corollary 2.4**.**
Let be a local Gorenstein ring with test ideal equal to . Then for any we have that
Proof.
Vraciu’s result shows that, in a Gorenstein ring, the test ideal is a strong test ideal. So, and so . But since is Gorenstein, so , if .
For our statement, we can assume . Proposition 2.3 implies at once that which gives the desired statement.
∎
Remark 2.5*.*
Since the cubical cone is Gorenstein and has the test ideal equal to , the above Corollary applies.
The absence of normality complicates the relationship between integral and tight closure. One should first investigate the notion we define below, before embarking on a study of -tightness over non normal rings.
Definition 2.6**.**
Let be a domain and its fraction field. We say that is -normal if every element integral over satisfies a degree integral dependence equation over .
There are domains that are not -normal, for any . In dimension , there is a simple connection between -normality and -tightness.
Proposition 2.7**.**
Let be a local domain of dimension with infinite residue field. Fix a positive integer. Then is -tight if and only if is -normal.
Proof.
Assume that is -normal.
Let , where is a nonzero ideal of . Then has height one and hence there exists a minimal reduction of generated by one element . But then and so . Therefore, there exists and such that
[TABLE]
Write , with for all . Divide by and get
[TABLE]
So, has to satisfy a degree integral dependence equation over . Retracing the steps above, we get that must satisfy an integral dependence equation of degree over , hence over . In conclusion, is -tight.
Conversely, assume that is -tight and let integral over . Then and hence satisfies an integral dependence equation over of degree . Dividing by gives an integral dependence equation of of degree over .
∎
Vassilev has shown that the conductor ideal is a strong test ideal in one-dimensional complete domains (see Example 1.11 in [12]). Hence for rings of the form , where is a numerical semigroup, we have that is -normal, for equal to the minimal number of generators of , and hence is also -tight by the above observation. This produces examples of rings that are -tight, for any ; however, these rings are not normal. This justifies our interest in Question 2.2, since the cubical cone is normal.
2.2. Schwede’s work and the abundance of strong test ideals
In this section we approach the topic of the previous section via the theory of test ideals. In the past few years, many interesting connections have been found between concepts originating from tight closure theory and birational geometry. We discuss the notion of Cartier algebra on the ring and a variant of test ideals that were defined by Schwede in [14]. The latter notion will help us refine our understanding of the test ideal of a ring discussed earlier.
Definition 2.8**.**
Let . The Cartier algebra on is
[TABLE]
Note that this is a noncommutative ring and is not central in , so this object is not an -algebra in the classical sense.
Let be a graded subring of such that and for some . A Cartier algebra pair on is a pair of the form .
Let us remind the reader a few facts of relevance for our paper. Schwede has shown how to associate a test ideal to a Cartier subalgebra on in [14, 15]. More precisely, fix and let be an -linear map. An ideal is -compatible if . The test ideal was defined by Schwede as the unique smallest -compatible ideal that intersects nontrivially with . Its existence was proved by Schwede based upon a technical result of Hochster and Huneke on test elements. Similarly, an ideal is called -compatible if , for all and all . The test ideal is the unique smallest -compatible ideal that intersects nontrivially. We will state Schwede’s result below, and we direct the reader to [14] and, especially, [15] for an overview of these ideas.
Lemma 2.9** (Hochster-Huneke, Theorem 5.10 in [10]; also Lemma 3.6 in [15]).**
Let and be as above. Then there exists an element in such that for all there exists with
[TABLE]
This allows us to state the existence result for test ideals of and and, respectively, of a subalgebra of , mentioned above.
Theorem 2.10** (cf. Theorem 3.18 in [14], Lemma 3.8 and Theorem 7.13 in [15]).**
Let and be as in the above Lemma. Then exists and equals
[TABLE]
The test ideal of an algebra pair is
[TABLE]
The result above has a direct consequence for strong test ideals.
Theorem 2.11**.**
Let be an -linear map. Then is a strong test ideal in . Moreover, if is an algebra pair, then the test ideal is a strong test ideal.
Proof.
According to Theorem 2.10,
[TABLE]
By using the definition of a strong test ideal, we can see that the sum of two strong test ideals is a strong test ideal, therefore it is enough to show that is a strong test ideal in , for any -linear map .
Let be a test element for , which exists by Lemma 2.9. By Theorem 2.10, we can write
[TABLE]
Let . Our plan is to show that is -compatible, that is .
Let . We want , or, in other words, , for every ideal in .
Let be an ideal in and . Therefore there exists such that for all with . So, , which shows that .
But and then , so . Taking the th roots, we have and hence
This shows that .
Finally, we need to check that contains an element from .
We claim that . To see this note, that . Now, for any ideal in and , we have .
∎
This result recovers immediately earlier results of Vraciu and, respectively, Takagi on strong test ideals.
Corollary 2.12** (Vraciu).**
The test ideal is a strong test ideal in .
Proof.
The result is immediate by applying our Theorem to the pair where is the complete algebra of maps on . A consequence of a result by Hara and Takagi, Lemma 2.1 in [9], shows that . ∎
To state the next result we need the notion of an -tight closure, where is an ideal of and is a positive real number.
Definition 2.13**.**
For an -module and a submodule in
[TABLE]
The test ideal where is the injective hull of the -module ; for details, see [9].
The next Corollary is due to Takagi, see Proposition 2.2 and Remark 2.3 in [16] (where one can specialize ).
Corollary 2.14** (Takagi).**
Let be an ideal of and . Then is a strong test ideal in .
Proof.
Let which defines an algebra pair .
Then, as in Exercise 7.9 in [15], and now Theorem 2.11 gives the result.
∎
Corollary 2.15**.**
- (1)
Let be an -linear map. If is principal, then is weakly F-regular. 2. (2)
If is an algebra pair such that is principal, then is weakly F-regular.
Proof.
It is obvious that, if admits a strong test ideal that is principal, then for all ideals in .
∎
2.3. Computations
We illustrate now, with a few examples, how the preceding considerations apply. We have remarked earlier that the number of minimal generators of a strong test ideal represents a uniform bound for the minimal degree of the equation of integral dependence of an arbitrary element over , where is an ideal of . Therefore, having a larger class of strong test ideals can give a better bound. In [13], Katzman and Schwede have produced an algorithm, which was implemented in Macaulay2, that computes all -compatible ideals of a surjective -linear map .
Let be a surjective -linear map. In order to compute the test ideal , which is the smallest -compatible ideal with respect to inclusion, we have to intersect all the -compatible prime ideals, because -compatible ideals are closed under radicals and primary decomposition by Proposition 3.2 in [13].
By Fedder’s Lemma 3.3, we know that there exists an -linear map which is compatible with such that (see also Remark 3.2). Now, if we want to determine the -compatible prime ideals, Lemma 2.4 in [13] tells us that it is enough to determine the -compatible prime ideals that contain since there is a bijective correspondence between the -compatible ideals and the -compatible ideals containing .
Next, we have to eliminate from this list the set of minimal primes of the ideal , otherwise by intersecting them and modding out the result by the ideal we obtain the zero ideal. Then the class of the ideal obtained after intersecting the remaining ideals modulo is the test ideal .
Therefore, we have a concrete way of computing strong test ideals for F-pure rings. The following is an example due to Katzman, and further studied by Katzman and Schwede in [13], which illustrates this idea. In the following examples, we will generally use the same letter to denote an element of and its image in , when it is harmless to do so, to avoid complicating the notation.
Example 2.16*.*
Let and let . Let be the ideal generated by the minors of
[TABLE]
Consider . The ring is Cohen-Macaulay reduced and two-dimensional.
Let be an -linear map constructed as follows:
Let which is a free -module with basis . Construct , an -linear map, by sending to and the other basis elements to zero.
Now fix . For an element we let .
This defines an -linear map .
For the choice , Katzman and Schwede have applied their algorithm [13] and obtained the list of all -compatible prime ideals of . The list of -compatible prime ideals is as follows
[TABLE]
[TABLE]
[TABLE]
[TABLE]
From this list we can easily identify the unique smallest -compatible ideal. Lemma 2.4 in [13] tells us that we have to keep the -compatible prime ideals that contain the ideal and eliminate the minimal primes of from this list.
We have that the set of minimal primes of is given by
[TABLE]
The list of -compatible prime ideals that contain and are not in the list of the minimal primes of is given by
[TABLE]
Next, by intersecting them and taking the class modulo we obtain the test ideal of the pair
[TABLE]
Therefore, this ring is -tight, so every element belonging to satisfies a degree equation of integral dependence over .
We found two more elements contained in , such that generate .
The first one is .
Since , this element defines an -linear map , given by , for all . We ran the algorithm [13] and we obtained the list of all -compatible prime ideals of as follows
[TABLE]
[TABLE]
[TABLE]
The list of -compatible prime ideals that contain and are not in the list of the minimal primes of is given by
[TABLE]
[TABLE]
Next, by intersecting them and taking the class modulo we obtain the test ideal of the pair
[TABLE]
The second one is .
Since , this element defines an -linear map , given by , for all . We ran the algorithm [13] and we obtained the list of all -compatible prime ideals of as follows
[TABLE]
[TABLE]
[TABLE]
[TABLE]
The list of -compatible prime ideals that contain and are not in the list of the minimal primes of is given by
[TABLE]
[TABLE]
Next, by intersecting them and taking the class modulo we obtain the test ideal of the pair
[TABLE]
Hence, both and have seven minimal generators.
Example 2.17*.*
Let and . Let and . Let be an -linear map constructed as follows:
Let which is a free -module with basis . Construct , an -linear map, by sending to and the other basis elements to zero.
Let an element contained in . The choice of the element guarantees that the map is surjective from Fedder’s Lemma. By applying the algorithm of Katzman and Schwede [13], we will get the list of -compatible primes
[TABLE]
[TABLE]
[TABLE]
Using this list, one can obtain the unique smallest -compatible ideal. The set of minimal primes of is .
The -compatible prime ideals that contain the ideal and are not minimal primes of are the following
[TABLE]
After intersecting them in we obtain the test ideal of the pair is
[TABLE]
Therefore, this ring is -tight, hence every element belonging to satisfies a degree equation of integral dependence over .
We notice that the number of generators of is actually the number of facets of the simplicial complex associated to the square-free monomial ideal . In the next section, Corollary 3.11 will show that this happens for all Stanley-Reisner rings.
Next we will consider, from our perspective, a well-known example of an F-rational, F-pure ring that is not weakly F-regular from [10].
Example 2.18*.*
Let , where is an algebraically closed field of characteristic and . Let be a primitive cube root of unity in . Let act -linearly on so as to send the images of to . Let be the fixed ring of this action, which is generated over by , and .
We obtained that is isomorphic to , where .
Using Macaulay 2, we found three elements in generating . Since these elements have around 250 terms each, we will not list them here.
We ran the algorithm [13] for each one of these elements and we obtained that the maximal ideal is the only -compatible prime ideal of , where is the map associated to the respective element. Therefore, the test ideal of the pair is the maximal ideal in each of the three cases. We conclude that is therefore -tight.
The reader should be aware that current algorithmic tools are sometimes insufficient to compute such strong test ideals. The algorithm implemented by Katzman and Schwede needs the map to be surjective (so needs to be -pure), and, even in the presence of -purity, the computer can fail to produce the generators of ideals of type .
3. Stanley-Reisner rings
Let be a perfect field of characteristic , be the formal power series ring in variables over and , for . Let be a square-free monomial ideal in and .
Let and a simplicial complex on the vertex set of dimension . We denote the number of -dimensional faces of by . We have and , since the empty face is a face of dimension of any non-empty simplicial complex.
The -tuple
[TABLE]
is called the -vector of . Let be the number of facets of the simplicial complex .
We can associate to the ideal a simplicial complex on such that contains a face if and only if , where and .
Remark 3.1*.*
Let be a simplicial complex on . Then the primary decomposition of the Stanley-Reisner ideal associated to is given by
[TABLE]
where is the set of the facets of , and .
Let . We define the support of as .
Let , where is a perfect field of characteristic and for . Then, is a free -module with basis . The map that sends the element to and all the other basis elements to zero is called the trace map.
Remark 3.2*.*
Let , where is a perfect field of characteristic and for . Then is a free -module with generator . Therefore, for every -linear map , there is such that , for every .
Theorem 3.3** (Fedder’s Lemma, cf. Lemma 1.6 in [7]).**
Let , where is a perfect field and for some ideal . If is any -linear map, then there exists an -linear map which is compatible with such that .
Moreover, is surjective if and only if , where and is the trace map on . Furthermore, there exists an isomorphism
[TABLE]
Proposition 3.4** (Proposition 3.2 in [2]).**
Let be a positive integer. Consider and , for every . Assume that , , are distinct vectors. Set . Then
[TABLE]
where .
Corollary 3.5**.**
Let be a square-free monomial ideal and . Then, . Therefore, defines an -linear surjective map , with , for all .
Proof.
Since is a square-free monomial ideal, the minimal primary decomposition of can be written as , where , , are distinct vectors, and , for every .
By using Proposition 3.4, we obtain that is an element contained in that is not in .
But divides because are square-free monomials. Hence, .
Therefore, by Theorem 3.3 the -linear map , given by is a surjective map. ∎
Proposition 3.6** (Corollary 1.5 in [3]).**
Let be an -linear map and such that , for every Let be an ideal in . Then is -compatible if and only if .
Definition 3.7**.**
Let be an ideal in and , for . Then denotes the smallest ideal such that . The ideal is called the -th root ideal of .
We have that the following elementary properties of the -th root ideals hold.
Proposition 3.8** (Proposition 1.3 in [3]).**
Let ideals in . Then the following statements hold:
**
Let and write
[TABLE]
Then is the ideal generated in by the elements appearing in the expression above.
Proposition 3.9**.**
Let , where is a perfect field of characteristic . Let be given by , for every and . The set of -compatible prime ideals consists of the set of ideals generated by variables, that is , where .
Proof.
In order to see that the ideals generated by variables are -compatible we will use Proposition 3.6. For example, if we consider the ideal , it is easy to see that . By using Proposition 3.6, we obtained that is -compatible.
On the other hand, we have to show that the ideals generated by variables are the only -compatible prime ideals. In order to prove this, it is enough to show that if an ideal, say , is a prime -compatible ideal, then is monomial, since every prime monomial ideal is an ideal generated by variables.
Let be a -compatible prime ideal and let be a polynomial in . We let be the decomposition of as a sum of monomials. We have to show that each monomial component of is contained in .
Since , then , where . But by Proposition 3.8 (a), . Moreover, Proposition 3.8 (b) gives that , for . Hence, each is contained in . Therefore, is a monomial prime ideal.
To sum up, all the -compatible ideals are the ideals generated by variables. ∎
Proposition 3.10**.**
Let be a square-free monomial ideal and . Let be the -linear map given by , that is, with , for all . Then the test ideal associated to the pair is given by
[TABLE]
where is the simplicial complex associated to the ideal .
Proof.
Given an -linear map, there exists an -linear map which is compatible with such that by Theorem 3.3, where and is the trace map on . Moreover, is surjective if and only if ,
But according to Corollary 3.5, defines an -linear surjective map , that is, with for all . Using Lemma 2.4 in [13], we have that there is a bijective correspondence between the -compatible ideals and the -compatible ideals containing .
Proposition 3.9 gives the list of -compatible prime ideals. We want to compute , which is the smallest -compatible ideal with respect to inclusion. Since, in an -pure ring, the -compatible ideals are closed under primary decomposition, we need to intersect all the -compatible prime ideals. By Lemma 2.4 in [13], to determine the list of all -compatible prime ideals, we first find the -compatible prime ideals that contain the ideal . Then we remove the minimal primes of from the list given by Proposition 3.9. After this, is the image of the ideal obtained after intersecting all these remaining ideals modulo .
Consider now the simplicial complex associated to the ideal . Let denote the set of facets of and
[TABLE]
the primary decomposition of the ideal .
So we have that the set of minimal primes of is . Proposition 3.9 tells us that the set of -compatible prime ideals consists of all the ideals generated by variables. Hence, the set of -compatible prime ideals that contain and are not in the set of minimal primes of are the ideals
[TABLE]
for every . Therefore, by intersecting them, we obtain
[TABLE]
Now, we obtain the test ideal by taking the intersection
[TABLE]
modulo the ideal . Since , all the monomials in the intersection
[TABLE]
are killed by modding out by the ideal , except . Hence,
[TABLE]
∎
Corollary 3.11**.**
Let be a square-free monomial ideal and . Let be the -linear map given by , that is, with for all .
Then the test ideal associated to the pair is -generated, where is the simplicial complex associated to the ideal .
Therefore, in this ring, every element belonging to satisfies a degree equation of integral dependence over .
Acknowledgements
The authors thank Siang Ng and Yongwei Yao for useful comments and Robin Baidya for a careful reading of the manuscript and writing feedback.
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