Locally polynomially integrable surfaces and finite stationary phase expansions
Mark Agranovsky

TL;DR
This paper investigates the property of locally polynomially integrable convex hypersurfaces in relation to stationary phase expansions, providing partial confirmation of a conjecture that only quadrics in odd dimensions have this property.
Contribution
It offers a partial proof supporting the conjecture that only quadrics in odd-dimensional spaces are locally polynomially integrable.
Findings
Partial confirmation of the conjecture for certain hypersurfaces.
Connection between polynomial integrability and finite stationary phase expansions.
Insights into oscillating integrals and their asymptotic behavior.
Abstract
Let be a strictly convex smooth connected hypersurface in and its convex hull. We say that is locally polynomially integrable if the dimensional volumes of the sections of by hyperplanes, sufficiently close to the tangent hyperplanes to depend polynomially on the distance of the hyperplanes to the origin. It is conjectured that only quadrics in odd dimensional spaces possess such a property. The main result of this article partially confirms the conjecture. The study of integrable domains and surfaces is motivated by a conjecture of V.I. Arnold about algebraically integrable domains. The result and the proof are related to study oscillating integrals for which the asymptotic stationary phase expansions consist of finite number of terms.
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Locally polynomially integrable surfaces and finite stationary phase expansions
Mark Agranovsky
Abstract
Let be a strictly convex smooth connected hypersurface in and its convex hull. We say that is polynomially integrable if the dimensional volumes of the sections of by hyperplanes, sufficiently close to the tangent hyperplanes to depend polynomially on the distance of the hyperplanes to the origin. It is conjectured that only quadrics in odd dimensional spaces possess such a property. The main result of this article partially confirms the conjecture. The study of integrable domains and surfaces is motivated by a conjecture of V.I. Arnold about algebraically integrable domains. The result and the proof are related to study oscillating integrals for which the asymptotic stationary phase expansions consist of finite number of terms.
1 Introduction
In [1], the following definition was introduced for bounded domains in The body is called polynomially integrable if the Radon transform of its characteristic function
[TABLE]
is a polynomial in The same term will be addressed the boundary which in our case will be assumed a smooth hypersurface.
The function which we will call the (sectional) volume function, evaluates the dimensional volume of the cross-section of by the hyperplane
It was proved that there is no polynomially integrable bodies with boundary in while in odd dimensions only solid ellipsoids are polynomially [9], [1], and even rationally or real-analytically [2], integrable domains with boundary.
In this article, we extend the notion of polynomial integrability to the case of open hypersurfaces. In this case, the volume function is defined for the cross-section of by hyperplanes close to tangent those. To guarantee the finiteness of the volumes, we assume that is strictly convex.
The main question that we are concerned with is: what are polynomially integrable hypersurfaces? The quadrics in odd dimensional spaces deliver examples of such hypersurfaces and it is expected that there are no other examples.
The main result of this article is towards this conjecture. Namely, we prove that, under certain additional conditions, the polynomiality of the volume function implies that the hypersurface is a quadric, namely, an elliptic paraboloid, in
The study of polynomially integrable bodies and surfaces has been motivated by works [3],[10], devoted to algebraically integrable bodies. They are bodies for which the two-valued volume function where is algebraic. Celebrated Newton’s Lemma about ovals from [8] states that there is no such domains (with infinitely smooth boundary) in the plane. V.I. Arnold ([3],problems 1987-14, 1988-13, 1990-27) has suggested to generalize Newton’s lemma to higher dimensions and conjectured that there is no algebraically integrable domains with smooth boundary in even-dimensional spaces, while in odd-dimensional spaces the only such domains are ellipsoids. The first part of the conjecture was confirmed by Vassiliev [4, 10, 11], where he has proved that there is no algebraically integrable domain with smooth boundary in when is even. The case of odd dimensions is not completely solved yet. The main result of this article can be viewed as one in the direction of the Arnold’s conjecture.
2 Definitions and main result
Let be a differentiable strictly convex open connected hypersurface in
Denote the convex hull of Let the tangent hyperplane at and the unit normal vector to directed towards
When is positive and small then the boundary of the intersection of with the translate of the tangent plane is contained in
[TABLE]
and the dimensional volume of the intersection
[TABLE]
is finite.
Remark 2.1
Notice that we have re-parameterized the volume function defined in Introduction by introducing the parameter instead of The parameter expresses the distance of the hyperplane to the tangent one, while is the distance of the hyperplane to the origin. Obviously, the properties of polynomiality with respect to either parameter are equivalent. Everywhere in the sequel we use the parameter
Definition 2.2
The hypersurface is called (locally) polynomially integrable if for any there exists such that the volume function is a polynomial for
It is not difficult to check that there is no such hypersurfaces in Indeed, is strictly convex and hence there is a non-degenerate (elliptic) point at which has strictly positive Gaussian curvature Then
[TABLE]
[7],[1]. Since for even the exponent is non-integer, the function cannot be a polynomial near
However, there are polynomially integrable strictly convex hypersurfaces in odd dimensions. They are convex connected quadrics in which can be transformed by translations and rotations to one of the following surfaces:
ellipsoid 2. 2.
two sheet hyperboloid 3. 3.
elliptic paraboloid
The polynomial integrability of each above quadratic hypersurface can be checked by a straightforward computation.
Conjecture 2.3
The only locally integrable strictly convex hypersurfaces are, up to an affine transformation, the above enlisted quadrics in odd-dimensional spaces.
In this article, we characterize the surfaces of the third type, i.e. elliptic paraboloids, in terms of polynomial integrability. To formulate the result, we need to remind the notion of osculating paraboloid. Everywhere, the hypersurface is assumed at least
Let Represent, near the hypersurface as the graph, say,
[TABLE]
where
[TABLE]
and is a function defined in a neighborhood of
The osculating paraboloid is defined as the graph of the second order Taylor polynomial of the function at the point
[TABLE]
The point is non-degenerate if the second differential is a non-degenerate quadratic form, i.e., is Hessian at is different from 0. In this case, the Gaussian curvature at is not [math]. If is strictly convex in a neighborhood of a non-degenerate point then all the principal curvatures at are non-zero and of the same sign. Let We say that the osculating paraboloid has contact with of order higher than if
[TABLE]
In this article, we prove that following result towards Conjecture 2.3:
Theorem 2.4
Let be an open real analytic strictly convex polynomially integrable hypersurface in is odd. Suppose that there exists a non-degenerate point at which the osculating paraboloid contacts to the order higher than four. Then is an elliptic paraboloid, i.e. can be transformed , by a suitable affine transformation,to the surface
[TABLE]
2.1 Plan of the proof
First, we prove that the condition of polynomiality of the volume function is equivalent to the finiteness of the stationary phase expansion of certain oscillating Fourier integrals on In order to get rid of the contribution of the boundary, we use a family of cut-off functions. Passing to the normal Morse coordinates on near the distinguished point we make the phase function quadratic. Then we apply to the stationary phase asymptotic expansions the iterates of the wave operator with respect to the variable which expresses the direction of the normal vector and then evaluate the result at the point We observe that, due to the osculating paraboloid condition at when we repeatedly apply the operator to the oscilat8ng integral, then the power of the reciprocal large parameter in the leading term of the stationary phase expansion grows faster than that of the last term. Therefore, after applying finite number of times, the finite part of the expansion disappears. That translates as vanishing identically on the symbol of the wave operator which implies that satisfies the equation of an elliptic paraboloid.
3 Stationary phase expansion
In this section we will relate the property of polynomial integrability with a property of finiteness of stationary phase expansion of a Fourier integral. Everywhere in the sequel, the dimension of the ambient space is assumed odd.
Denote
[TABLE]
the Gaussian mapping that maps a point in to the unit, inward with respect to normal vector at that point:
[TABLE]
Theorem 2.4 is local, because is assumed real analytic and connected, hence we can reduce to a neighborhood of the distinguished point mentioned in the formulation of Theorem 2.4. The hypersurface is strictly convex and is a non-degenerated point, hence the neighborhood can be chosen so that the Gaussian mapping is a real analytic diffeomorphism
[TABLE]
of onto an open subset of the unit sphere.
It will be convenient to parametrize the volume function defined in (2.1), by the normal vector and introduce
[TABLE]
Introduce the function
[TABLE]
. The absolute value of this function evaluates the distance to the origin of the tangent plane with the normal vector
Since is strictly convex, for all holds
[TABLE]
and hence
[TABLE]
with the equality for Here is the unit inward normal vector at
3.1 Cut-off functions
Fix Let be a function with the following properties:
2. 2.
in a neighborhood of 3. 3.
Now we define the function by:
[TABLE]
where is the point with the normal vector i.e., and is the ”support” function (3.2), The function is supported in the strip
Define the cap by
[TABLE]
We assume that is so small that the set is relatively compact in Then the restriction of to is supported strictly inside
Let us summarize the properties of the family of cut-off functions
2. 2.
for in a neighborhood of 3. 3.
4. 4.
is relatively compact in
3.2 Oscillating integral
Consider the integral
[TABLE]
where is the surface measure on and is the unit normal vector to at directed to the convex hull
The integral can be written as
[TABLE]
and therefore can be viewed as an oscillating integral, with respect to the large parameter and with the phase function
[TABLE]
Notice that due to the location of the support of the cut-off function the integration in (3.5) is performed, in fact, over the relatively compact submanifold defined in (3.4).
According to the stationary phase method, the asymptotic of as is determined by the values of the weight function
[TABLE]
near critical points of the phase function on i.e., point such that In our case, the only such point is
[TABLE]
The value of the phase function at its critical point is
[TABLE]
where is the ”support” function (3.2).
Then the stationary phase method (see e.g. [12], Ch.IX, Thm.1) yields the following expansion of the oscillating integral with the large parameter
[TABLE]
The series in (3.6) an is asymptotic series, i.e., for any
[TABLE]
where is the partial sum of the formal series in (3.6).
3.3 Finiteness of the stationary phase expansion of
Lemma 3.1
If is polynomially integrable then the asymptotic series (3.6) contains only finite number of nonzero terms, i.e., there exists such that for all and hence the above decomposition takes the form
[TABLE]
where is a polynomial of with coefficients depending on and for any natural holds R_{\xi}(\lambda)=o\Big{(}\frac{1}{\lambda^{N}}\Big{)},\lambda\to\infty, uniformly, with all derivatives, with respect to the parameter
**Proof **Denote the portion of the convex hull cut off by the hyperplane parallel to the tangent hyperplane to with the normal vector and the distance from the tangent hyperplane:
[TABLE]
where is the point in with the unit normal vector
The parameter is chosen so small that is compactly contained in . Then the boundary of the domain is the union of the two parts:
[TABLE]
where is the cap defined in (3.4 ) and is the ”top cover”
[TABLE]
Now apply the Stokes formula to the volume integral over the domain
[TABLE]
Compute Laplace operator of the exponential factor in the first integral in the left hand side and express the first surface integral in the right hand side through the other three integrals participating in the identity. One obtains:
[TABLE]
where
[TABLE]
The surface of integration in the left hand side of (3.8) consists of two parts, and However, does not contribute to integral (3.8), because the factor vanishes on the ”cover” Therefore, the surface of integration in the left hand side of (3.8) can be replaced by and hence (3.8) can be rewritten, due to definition (3.5) of , as
[TABLE]
Now we start exploring the asymptotic expansions of each integral separately.
3.3.1 Asymptotic expansion of
By Fubini theorem, the volume integral can be reduced to a one-dimensional integrals:
[TABLE]
where is the section volume function defined in (2.1), (3.1). In the computation, we have used also the definition
Thus, boils down to a one-dimensional Fourier oscillating integral over the segment Integration times by parts yields:
[TABLE]
It follows from (2.2) that the index of summation in (3.11) satisfies and therefore the sum does not contain positive powers of
By the construction, all the derivatives Also for all because when is close to Therefore, Leibnitz rule implies:
[TABLE]
Recall that the function is a polynomial with respect to Therefore, if is its degree then all the terms in (3.11) with are zero and we finally obtain that represents in the form:
[TABLE]
where are the coefficients and can be taken any natural number with
Thus, we have shown that has a finite stationary phase expansion. Next we will prove that the remaining integrals and vanish as to infinite order and hence contribute only to the rapidly decaying remainder.
3.3.2 Asymptotic of
It follows from the definition (3.3) of the function that
[TABLE]
Then, like in 3.3.1, we have from Fubini theorem:
[TABLE]
The function is and has the support inside the interval and also when is close to [math] since is constant in a neighborhood of Therefore the integral can be viewed as the Fourier transform of a compactly supported function from and hence is a rapidly decaying function of the parameter
[TABLE]
for all
3.3.3 Asymptotic of
Now turn to the third integral in the decomposition of
[TABLE]
As in the case of the integration in is performed over the relatively compact submanifold of
By the construction, when is sufficiently close to When is close to then is close to Therefore when is sufficiently close to
The point is the only critical point of the phase function of the oscillating integral Since in a neighborhood of , the normal derivative of vanishes near the critical point Then the stationary phase method (see [12]) yields:
[TABLE]
for any natural
3.3.4 End of the proof of Lemma 3.1
Now the expansion (3.7) in Lemma 3.1 follows from the decomposition (3.10) and asymptotic expansions (3.12),(3.13),(3.14). Indeed, admits finite stationary phase expansion, while the second and the third ones contribute only to the rapidly decaying remainder.
In all asymptotic relations (3.12),(3.13),(3.14), the remainder depends on the direction vector i.e., However, the proof of the stationary phase expansions is based on the integration of the oscillating integrals by parts and it can be seen from there that the remainder is uniformly in with all its derivatives with respect to In other words, for the remainder in (3.7) holds:
[TABLE]
Here is any partial derivative in and is an arbitrary natural number. It follows that the above asymptotic relations admit differentiation with respect to the parameter Lemma is proved.
For the sake of brevity, we will use the notation
[TABLE]
for the remainder in (3.7), if it is for any uniformly with respect to with all the derivatives.
3.4 Differentiation the asymptotic series with respect to the direction vector
The next step consists of the differentiation the asymptotic series (3.7) with respect to the parameter To make the parameter free of the normalization, we pass in 3.4.1 to the new parameter with and replace the oscillating integral by a re-parametrized integral Then in 3.4.2 we apply to the order differential operators where is the wave operator in We show that after applying the leading term of the stationary phase expansions is obtained by multiplying the integrand by the polynomials which is the symbol of The differentiated integral preserves the property of having the finite stationary phase expansion and the number of terms in the expansion increases by at most
3.4.1 Renormalization
Now awe are going to differentiate expansion (3.7) with respect to the free parameter It is more convenient to deal with differentiation in the space rather than on the sphere hence we pass from the parameter to a new parameter
[TABLE]
In our considerations, the vector will be taken in an open neighborhood of the unit sphere
Correspondingly, we replace the large parameter in oscillating integral (3.5) by
[TABLE]
Then we obtain the oscillating integral
[TABLE]
depending on the new parameters
The representation of now reads as:
[TABLE]
where
[TABLE]
Decomposition (3.7) of can be rewritten, in the new parameters, as
[TABLE]
where
[TABLE]
and is a polynomial in with coefficients depending on
[TABLE]
where the leading coefficient is not identically zero function. The remainder in (3.16) is a fast decaying function of
[TABLE]
Notice that the index of summation in satisfies
3.4.2 Differentiation asymptotic expansion (3.16) with respect to
Denote
[TABLE]
where multi-index and
Lemma 3.2
[TABLE]
Proof
The differentiation (3.15) with respect to yields:
[TABLE]
where the ”other terms” contain the derivatives of with respect to the variables
However, the function is constant in a neighborhood of the only critical point of the phase function and therefore, by the stationary phase method, the terms containing the derivatives of contribute only to the remainder o\big{(}\frac{1}{\mu^{\infty}}\big{)},\mu\to\infty.
Then we obtain (3.17). Lemma is proved.
Thus, we have understood derivatives of the oscillating integral. Now we turn to differentiation its asymptotic expansion. Direct differentiation both sides of (3.16) yields
Lemma 3.3
The derivatives of can be represented in the following form:
[TABLE]
where is a polynomial with coefficients depending on and
Since the left hand sides in (3.17) and (3.19) are the same, we have by equating the right hand sides:
Lemma 3.4
The following asymptotic expansion holds:
[TABLE]
where is a polynomial of
3.4.3 Polynomials and oscillating integrals
Consider the sequence of the polynomials
[TABLE]
and define the oscillating integral obtained from by inserting the factor under the sign of the integral:
[TABLE]
Corollary 3.5
Then the following asymptotic expansion holds:
[TABLE]
where is a polynomial with coefficients depending on and
Follows from Lemma 3.4, (3.20), since is a linear combination of with
3.5 Asymptotic of as
We proceed as follows. In the previous section we have studied the transformation of the finite expansion of under the action of the differential operators It results, on one hand, in the appearance of the factor under the sign of integral, and, on the other hand, in enlarging the length of the expansion by at most terms.
Next we are going to explore the dynamics of the first term of the expansion, corresponding to the minimal power of Using Morse coordinates on and the osculating paraboloid condition at the distinguished point we show, by establishing the order of zero of the weight function at the critical point of the phase function, that when one applies iterates of the operator at the point then the power of in the first term increases faster that of the last term.
This results in disappearing the main part of the expansion after applying the operator finitely many times. In turn, it implies vanishing on the symbol of the wave operator which means that is an elliptic paraboloid and completes the proof of Theorem 2.4 .
3.5.1 Preparations
Let be the point in the formulation of Theorem 2.4, i.e., a non-degenerate point such that the osculating paraboloid at contacts to the order greater than four.
After applying a suitable translation and rotation, we can assume that
[TABLE]
the tangent hyperplane
[TABLE]
and
[TABLE]
Now the normal vector at the point becomes
[TABLE]
We have also
[TABLE]
The hypersurface can be represented in a neighborhood of as the graph
[TABLE]
of a real analytic function We have because the tangent hyperplane at [math] is the coordinate plane Also the third and fourth differentials ar [math] are identically zero functions due to condition for the osculating paraboloid. Thus,
[TABLE]
Since is a non-degenerate elliptical point of the second differential can be reduced, by applying a diffeomorphism of a neighborhood of 0, to the sum of squares
[TABLE]
Then we have in a neighborhood of
[TABLE]
Now set
[TABLE]
and evaluate all the above constructed objects at
Denote
[TABLE]
Also we have
[TABLE]
Let in expansion (3.22):
[TABLE]
Then (3.22) takes the following form:
[TABLE]
where
3.5.2 Oscillating integral in local Morse coordinates on
In this section we will express oscillating integral in local Morse coordinates near the point Then the phase function becomes quadratic and the coefficients of the stationary phase expansion express in terms of iterated Laplace operators applied to the weight function, which allows to analyse the expansion in the needed details.
First of all, we take the parameter so small, that the representation holds on the manifold of integration in the integral
According to the condition of high order contact of osculating paraboloid at we have from (3.25) that can be represented as follows:
[TABLE]
where and
[TABLE]
is either zero or a homogeneous polynomial of degree
Our final goal is to prove that, in fact, for any That immediately implies that is a quadratic polynomial and, correspondingly, its graph is an elliptic paraboloid which completes the proof of Theorem 2.4.
Apply Morse lemma which says that the function can be made sum of squares by a suitable change of variables More precisely, there exists is a (real analytic) diffeomorphism
[TABLE]
of a small ball in centered at [math] onto a neighborhood of [math] in such that and
[TABLE]
Diffeomorphism can be normalized by the condition for the first differential:
[TABLE]
so that
[TABLE]
Also, the parameter can be taken so small that the part of the manifold on which the integration in is performed, is contained in the graph over the neighborhood
Lemma 3.6
* where is the homogeneous polynomial from (3.25).*
**Proof **Substituting into (3.25) yields:
[TABLE]
Since then
[TABLE]
and the remainder is
[TABLE]
Then we have
[TABLE]
Lemma is proved.
Denote
[TABLE]
Let be the Jacobian, corresponding to the change of variables in the surface measure
[TABLE]
Now the same change of variables in (3.5) leads to
[TABLE]
3.5.3 Asymptotic of the weight function in near
In order to understand the asymptotic of as let us explore the behavior of functions under the sign of the integral near
We have due to (3.6):
[TABLE]
Remind also that in the new coordinates the distinguished point is Also and
[TABLE]
[TABLE]
where are linear functions. Remind that is Gaussian mapping on
Then we have from 3.28:
[TABLE]
From definition (LABEL:E:Tkdef) of the polynomials
[TABLE]
Since and we have
[TABLE]
Taking into account (3.29), we compute the inner product of the vectors and and obtain
[TABLE]
Represent integral in (3.24) as the sum of the two integrals
[TABLE]
where
[TABLE]
Thus, substituting the expansions (3.30) and (3.31) into (3.32) leads to
[TABLE]
and
[TABLE]
Now we are going to determine the leading terms of the asymptotic expansion, as , of each oscillating integral and separately.
3.5.4 The leading term of the asymptotic of
Integral is an oscillating integral
[TABLE]
in a neighborhood of with the large parameter the quadratic phase function and the weight function
[TABLE]
According to the stationary phase method (see, e.g., [12]), expands into the asymptotic series:
[TABLE]
where is the Laplace operator with respect to the variable and are certain nonzero numerical coefficients.
Since is a homogeneous polynomial of degree the function is a homogeneous polynomial of degree
[TABLE]
Therefore
[TABLE]
for and
[TABLE]
with
3.5.5 The leading term of the asymptotic of
From (3.34):
[TABLE]
where
[TABLE]
The leading term of the asymptotic of as is determined by the term which is a homogeneous polynomial of degree Therefore
[TABLE]
for and hence
[TABLE]
3.5.6 The leading term of the asymptotic of
Now we are able to determine the leading term of the asymptotic expansion for the sum
Lemma 3.7
Take odd, Then
[TABLE]
where is a nonzero constant.
**Proof **Since we have from (3.35), (3.37):
[TABLE]
Let us compare the minimal degrees of contributing by each sum. The lower bound for the degree in is
[TABLE]
while the minimal degree coming from the second sum is
[TABLE]
Since we have and hence the leading term of the expansion for comes from only, i.e.,
[TABLE]
That is exactly what Lemma claims because
[TABLE]
and hence from (3.36), with follows:
[TABLE]
Lemma is proved.
3.6 End of the proof of Theorem 2.4
Lemma 3.8
[TABLE]
for sufficiently large
**Proof **Compare asymptotic expansions (3.24) and (3.38), with respect to the large parameter of the same oscillating integral
[TABLE]
By ( 3.24) the degree of polynomial is at most Therefore the term in the first decomposition (3.39), with the highest power of has the form
[TABLE]
where is a constant and the exponent in the denominator satisfies
[TABLE]
On the other hand, we see from (3.39) that the minimal degree of in the expansion is Since we have
[TABLE]
as soon as
[TABLE]
Thus, for large the lowest degree term in the second expansion in (3.39) has the degree higher than the highest degree term in the first expansion of the same function
Therefore the term with is not presented in (3.39) at all , which means that the coefficient in front of that term is zero:
[TABLE]
Lemma is proved.
Lemma 3.9
**
**Proof **Represent the variable in the spherical coordinates Then and the power of is
[TABLE]
Consider the spherical average
[TABLE]
where
[TABLE]
Since is invariant with respect to rotations, we have from Lemma 3.8:
[TABLE]
where
[TABLE]
Thus, The function under the integral in (3.40) is non-negative, therefore identically on the unit sphere and then the homogeneous polynomial identically. Lemma is proved.
Now we can complete the proof of Theorem 2.4. We have denoted by the first nonzero homogeneous polynomial of degree in the Taylor formula if such a term exists and Lemma 3.9 says that it does not:
[TABLE]
Therefore, all the differentials
[TABLE]
Since, by the assumption, we have and is real analytic, then
[TABLE]
That means that the hypersurface which is the graph of is an elliptic paraboloid. Theorem 2.4 is proved.
4 Concluding remarks
The proof of Theorem 2.4 is based on the equivalence of polynomial integrability of a hypersurface and finiteness of the stationary phase expansion, with respect to a large parameter, of oscillating integrals with linear phase function (Fourier integrals).
Study of finite stationary phase expansions is of independent interest (see [6] and references there). In our case, we deal with not a single phase function but with a parametric family of the phase functions depending on the direction vector What we essentially have proven is that the finiteness of the stationary phase expansion for such a family of oscillating integrals on does not hold except for quadrics in odd-dimensional spaces.
The assumption of existence a distinguished point with osculating paraboloid of high order contact, restricts the result since it rules out ellipsoids and two-sheet hyperboloids. Getting rid of this restriction would allow to obtain complete characterization of convex quadrics in odd-dimensional spaces in terms of finite stationary phase expansions.
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