Estimate of the validity interval for the Antimaximum Principle and application to a non-cooperative system
J Fleckinger, Jesus Hernandez Alonso, Fran\c{c}ois De Th\'elin (IMT)

TL;DR
This paper investigates the conditions under which the Antimaximum Principle holds for non-cooperative systems near a principal eigenvalue, providing estimates, applications, and counterexamples to clarify its validity range.
Contribution
It offers precise estimates of the Antimaximum Principle's validity interval for systems and demonstrates its application and limitations through examples and counterexamples.
Findings
Validity interval for the Antimaximum Principle is precisely estimated.
The principle applies only within a restricted positive cone.
Counterexamples show the necessity of the hypotheses.
Abstract
We are concerned with the sign of the solutions of non-cooperative systems when the parameter varies near a principal eigenvalue of the system. With this aim we give precise estimates of the validity interval for the Antimaximum Principle for an equation and an example. We apply these results to a non-cooperative system. Finally a counterexample shows that our hypotheses are necessary. The Maximum Principle remains true only for a restricted positive cone.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsStability and Controllability of Differential Equations · Numerical methods in inverse problems · Advanced Mathematical Modeling in Engineering
Estimate of the validity interval for the Antimaximum Principle and
application to a non-cooperative system
J. FLECKINGER
Institut de Mathématique - CEREMATH-UT1
Université de Toulouse, 31042 Toulouse Cedex, France
J. HERNANDEZ
Departamento de Matemáticas
Universidad Autónoma, 28049 Madrid, Spain
F. de THÉLIN
Institut de Mathématique
Université de Toulouse, 31062 Toulouse Cédex, France
(today; March 17, 2024)
Abstract
We are concerned with the sign of the solutions of non-cooperative systems when the parameter varies near a principal eigenvalue of the system. With this aim we give precise estimates of the validity interval for the Antimaximum Principle for an equation and an example. We apply these results to a non-cooperative system. Finally a counterexample shows that our hypotheses are necessary. The Maximum Principle remains true only for a restricted positive cone.
1 Introduction
In this paper we use ideas concerning the Anti-Maximum Principle due to Clément and Peletier [5] and later to Arcoya Gamez [3] to obtain in Section 2 precise estimates concerning the validity interval for the Anti-maximum Principle for one equation. An example shows that this estimate is sharp.
The Maximum Principle and then the Anti-Maximum Principle for the case of a single equation have been extensively studied later for cooperative elliptic systems (see the references ([1],[6],[7],[8],[10],[12]). The results in [10], are still valid for systems(with constant coefficients) involving the -Laplacian. Some results for non-cooperative systems can be found in [4],[11]. Very general results concerning the Maximum Principle for equations and cooperative systems for different classes (classical, weak, very weak) of solutions were given by Amann in a long paper [2], in particular the Maximum Principle was shown to be equivalent to the positivity of the principal eigenvalue.
Here in Section 3, we consider a non-cooperative system with constant coefficients depending on a real parameter having two real principal eigenvalues . We obtain some theorems of Anti-Maximum principle type concerning the behavior of different cones of couples of functions having positivity (or negativity) properties. We give several results of this type for values of but close to by combining the usual Maximum Principle and the results for the Anti-Maximum Principle in Section 2.
Finally a counterexample is given showing that the Maximum Principle does not hold in general for non cooperative systems, but a (partial, under an additional assumption) Maximum Principle for is also obtained.
2 Estimate of the validity interval for the anti-maximum principle
Let be a smooth bounded domain in . We consider the following Dirichlet boundary value problem
[TABLE]
where is a real parameter. We associate to (2.1) the eigenvalue problem
[TABLE]
We denote by , the eigenvalues () and by a set of orthonormal associated eigenfunctions. We choose .
Hypothesis : We write
[TABLE]
where and we assume and , if and if .
Theorem 1
: We assume and . There exists a constant depending only on , and such that, for with
[TABLE]
the solution to (2.1) satisfies the antimaximum principle, that is
[TABLE]
where denotes the outward normal derivative.
Remark 2.1
The antimaximum principle of Theorem 1, assuming , is in the line of the version given by Arcoya Gamez [3].
Lemma 2.1
We assume and . We suppose that there exists a constant depending only on and such that satisfying (2.1) is such that
[TABLE]
Then there exist constants and , depending only on and such that
[TABLE]
Remark 2.2
Hypothesis 2.6 cannot hold, unless is orthonal to . Indeed, letting go to , 2.6 implies the existence of a solution to 2.1 with . Note that in the proof of Theorem 1, Lemma 2.1 is used for orthogonal to .
2.1 Proof of Lemma 2.1
All constants in this proof depend only on , and . Claim: .
If the claim is verified then, by regularity results for the Laplace operator combined with Sobolev imbeddings
[TABLE]
From the claim and regularity results we deduce (2.7). **Proof of the claim: **
- Step 1 We consider the sequence for . Observe that for any , and that there exists a constant such that
[TABLE]
The relation (2.9) is obvious if and for we have
[TABLE]
and the result follows by classical Sobolev imbedding. - Step 2 We consider satisfying (2.1). For , we derive from (2.6) and Hölder inequality that
[TABLE]
By induction we assume that with and that
[TABLE]
By Hölder inequality,
[TABLE]
By regularity results for the Laplace operator:
[TABLE]
Using (2.9) the relation (2.11) holds for and the induction is proved. - Step 3 Let be such that . After iterations we get by (2.11)
[TABLE]
[TABLE]
which is the claim.
2.2 Proof of Theorem 1
- Step 1: We prove the following inequality:
[TABLE]
We derive from (2.3)
[TABLE]
with solution of
[TABLE]
By the variational characterization of :
[TABLE]
Hence
[TABLE]
By Lemma 2.1, we derive (2.12). - Step 2: Close to the boundary:
We show now that on the boundary and near the boundary .
Since , we set
[TABLE]
By a continuity argument there exists such that
[TABLE]
Hence by (2.12) to (2.16) , for any such that , and if
[TABLE]
we have
[TABLE]
hence
[TABLE]
Therefore . Moreover since on , we deduce from (2.17) that, for with ( small enough),
[TABLE]
where does not depend on .
- Step 3: Inside :
We consider now Set
[TABLE]
We have in by (2.12) and (2.13)
[TABLE]
if we choose
[TABLE]
We derive now Theorem 1.
2.3 An example
Let , and with , . We note that
[TABLE]
in implies . For this example, taking , we have:
[TABLE]
If the Antimaximum Principle holds, in , and by ( 2.18), we have
[TABLE]
hence
[TABLE]
We obtain an estimate of similar to that in Theorem 1.
3 A non-cooperative system
Now we will consider the non-cooperative system depending on a real parameter :
[TABLE]
[TABLE]
[TABLE]
or shortly
[TABLE]
Hypothesis We assume and
[TABLE]
3.1 Eigenvalues of the system
As usual we say that is an eigenvalue of System if has a non trivial solution for and we say that is a principal eigenvalue of System if there exists with solution to with .
Notice that, since is not cooperative, it is not necessarily true that there is a lowest principal eigenvalue and that the maximum principle holds if and only if (Amann [2]).
We seek solutions , to the eigenvalue problem where, as above, is the principal eigenpair for with Dirichlet boundary conditions.
Principal eigenvalues correspond to solutions with . The associated linear system is
[TABLE]
[TABLE]
and it follows from that and should have opposite signs. We should have
[TABLE]
which implies by that the condition on signs is satisfied and this whatever the sign of could be. (Notice that implies that both roots are real and that gives a real double root).
We have then shown directly that our system has (at least) two principal eigenvalues. Their signs will depend on the coefficients. If, for example, , , the largest one is positive. We will denote the two principal eigenvalues by and where
[TABLE]
where the eigenvalues of Matrix are:
[TABLE]
Remark 3.1
Usually the Maximum Principle holds if and only if the first eigenvalue is positive. Here by replacing by with large enough we may get . Nevertheless the maximum principle needs an additional condition (see Theorem 4 and its remark).
3.2 Main Theorems
3.2.1 The case
We assume in this subsection that the parameter satisfies: .
Theorem 2
- Assume and*
[TABLE]
[TABLE]
Then there exists , independent of , such that if
[TABLE]
we get
[TABLE]
Remark 3.2
- If in the theorem above we reverse signs of that is , then for satisfying , we get*
[TABLE]
Note that the counterexample in subsection shows that for of opposite sign( ), or may change sign.
Theorem 3
- Assume and*
[TABLE]
[TABLE]
Then there exists , independent of , such that if
[TABLE]
we obtain
[TABLE]
Remark 3.3
If in the theorem above we reverse signs of that is then for satisfying , we get
[TABLE]
Note that, by the changes used in the proof of the theorem above, the counterexample in subsection shows that for with same sign (), or may change sign.
3.2.2 The case
We assume in this Section that the parameter satisfies: .
Theorem 4
- Assume and*
[TABLE]
[TABLE]
Assume also with
[TABLE]
Then
[TABLE]
Remark 3.4
As above we can reverse signs of .
3.3 Counterexample:
We consider the system in 1 dimension
[TABLE]
[TABLE]
[TABLE]
and ; , . We compute . Choose and with to be determined later. We obtain
[TABLE]
where
[TABLE]
1/ Choosing , we get and . Therefore
[TABLE]
and for , changes sign. Hence Maximum Principle does not hold. 2/ Choosing , , we have
[TABLE]
So that as . Hence for these , , changes sign. .
3.4 Proofs of the main results
3.4.1 Some computations and associate equation
In the following we introduce
[TABLE]
[TABLE]
and some auxiliary results used in the proofs of our results.
Lemma 3.1
- We have*
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
3.4.2 Proofs of Theorems 2 and 3
Proof of Theorem 2, :
We introduce now
[TABLE]
with
[TABLE]
so that
[TABLE]
We remark that
[TABLE]
Note first that Hypothesis implies and . By , , and in Lemma 3.1, , and we apply the Maximum Principle which gives on and on We compute
[TABLE]
and since , we derive
[TABLE]
where . From and , , where
[TABLE]
we deduce from the Antimaximum Principle that on and on Hence .
Now , and imply and the Maximum Principle applied to gives on and on .
We apply now Section 1 to estimate .
[TABLE]
First we compute :Here we show that this is not the case for non-cooperative systems (with maybe ).
In this paper we use ideas concerning the Anti-Maximum Principle due to Clément and Peletier [5] (see also [9]) in order to study non-cooperative systems. In Section 2 we obtain precise estimates concerning the validity interval for the Anti-maximum Principle for one equation. We include an example.
In Section 3, we consider a non-cooperative system with constant coefficients depending on a real parameter having two real principal eigenvalues . We obtain some theorems concerning the behavior of different cones of couples of functions having positivity (or negativity) properties. We give several results of this type for values of but close to by combining the usual Maximum Principle and the results for the Anti-Maximum Principle in Section 2. We actually prove only one of such theorems, all the others are proved just by making suitable changes of variables. A (partial, under an additional assumption) Maximum Principle for is also obtained.
Set , , . Since
[TABLE]
we calculate:
[TABLE]
Now we estimate .
[TABLE]
The variational characterization of gives
[TABLE]
We derive from ( 3.29)
[TABLE]
Reasoning as in Lemma 2.1, we show that there exists a constant such that
[TABLE]
In fact for proving (3.30) we use the same sequence than that in Lemma 2.1 and we show by induction that
[TABLE]
Now we apply the antimaximum principle to the equation
[TABLE]
This is possible since by in Lemma 3.1, where, as in Theorem 1, .
Moreover we notice that and therefore, since and by ,
[TABLE]
and from (3.30), we obtain
[TABLE]
From the computation above we can choose which does not depend on , and the result follows. **Proof of Theorem 3:. ** We deduce this theorem from Theorem 2 by change of variables. Set , , and , . , , imply , . We get Theorem 3.
3.4.3 Proof of Theorem 4
Since , we have . With now the change of variable as in [4] (see also [11]) , we can write the system as
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Now , and it follows from in Lemma 3.1 that . From (3.33) it follows from the Maximum Principle that . Then in (3.32) , and again by the Maximum Principle . Finally, since in (3.31), again by the Maximum Principle . .
Acknowledgements The authors thank the referee for useful comments.
J.Hernández is partially supported by the project MTM2011-26119 of the DGISPI (Spain).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] H.Amann, Fixed point equations and nonlinear eigenvalue problems in ordered Banach spaces , SIAM Re. 18 , 4, 1976, p.620-709.
- 2[2] H.Amann, Maximum Principles and Principal Eigenvalues. Ten Mathe -matical Essays on Approximation in Analysis and Topology , J. Ferrera, J. López-Gómez, F.R. Ruíz del Portal ed., Elsevier, 2005, 1 - 60.
- 3[3] D. Arcoya, J. Gamez, Bifurcation theory and related problems: anti-maximum principle and resonance , Comm. Part. Diff. Equat., 26 , 2001, p.1879-1911.
- 4[4] G. Caristi, E. Mitidieri, Maximum principles for a class of non-cooperative elliptic systems , Delft Progress Rep. 14 , 1990, p.33-56.
- 5[5] P. Clément, L. Peletier, An anti-maximum principle for second order elliptic operators. , J. Diff. Equ. 34 , 1979, p.218-229.
- 6[6] D.G.de Figueiredo, E.Mitidieri , A Maximum Principle for an Elliptic System and Applications to semilinear Problems , SIAM J. Math and Anal. N 17 (1986), 836-849.
- 7[7] D.G. de Figueiredo, E. Mitidieri, Maximum principles for cooperative elliptic systems , C. R. Acad. Sci. Paris 310 , 1990, p.49-52.
- 8[8] D.G. de Figueiredo, E. Mitidieri, Maximum principles for linear elliptic systems , Quaterno Mat. 177 , Trieste, 1988.
