Semi-linear cooperative elliptic systems involving Schr{\"o}dinger operators: Groundstate positivity or negativity
B\'en\'edicte Alziary, Jacqueline Fleckinger (IMT)

TL;DR
This paper investigates the positivity or negativity of ground state solutions to a semi-linear cooperative Schrödinger system with a potential that grows at infinity, analyzing how solutions behave near the principal eigenvalue.
Contribution
It provides a detailed analysis of the sign of ground state solutions for a class of semi-linear cooperative Schrödinger systems involving variable potentials and eigenvalue parameters.
Findings
Ground state solutions can be positive or negative depending on parameters.
The behavior of solutions is characterized near the principal eigenvalue.
The variational approach is used to analyze the system.
Abstract
We study here the behavior of the solutions to a semi-linear cooperative system involving Schr\" odinger operators (considered in its variational form): where is a continuous positive potential tending to at infinity; is a real parameter varying near the principal eigenvalue of the system; is a column vector with components and and is a square cooperative matrix with constant coefficient. is a column vector with components and depending eventually on .
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Numerical methods in inverse problems
Semi-linear cooperative elliptic systems
involving Schrödinger operators:
Groundstate positivity or negativity.
B.Alziary - J.Fleckinger
Classification 35J61, 35J10
**Abstract ** We study here the behavior of the solutions to a semi-linear cooperative system involving Schrödinger operators (considered in its variational form):
[TABLE]
[TABLE]
where is a continuous positive potential tending to at infinity; is a real parameter varying near the principal eigenvalue of the system; is a column vector with components and and is a square cooperative matrix with constant coefficient. is a column vector with components and depending eventually on .
1 Introduction
We study here the behaviour of the solutions to a semi-linear cooperative system involving Schrödinger operators (considered in its variational form):
[TABLE]
[TABLE]
where is a continuous positive potential tending to at infinity; is a column vector with components and and is a square matrix with constant coefficients; moreover is a cooperative matrix (which means that its coefficients outside the diagonal are non negative). is a column vector with components and depending eventually on . The real parameter varies near the principal eigenvalue of the system and plays a key role. According to its position it determines not only the sign of the solutions but also their position w.r.t. the groundstate.
Such systems have been intensively studied (very often for ) and mainly for Dirichlet problems defined on bounded domains ( [16], [17], [18],[21],[20], [25],[12], [4]). When the whole is considered, as here, 2 cases are generally studied: either ”Schrödinger systems” ([1],[2],[3], [7]), that is system involving Schrödinger operators, as here, or systems with a weight tending to [math] ([23],[6]). It is also possible to consider a combination of these 2 problems with a potential and a weight :
[TABLE]
as far as tends to [math] at infinity which is the condition for having some compactness and therefore a discrete spectrum.
The first results on Schrödinger systems, when does not depend on (linear systems) deal with cooperative systems and with the Maximum Principle (MP) that is:
”If the data is non negative, , then, any solution is non negative”.
As for the case of one equation, this Maximum Principle holds for a parameter , where is the principal eigenvalue of the system, which means that has a non zero solution which does not change sign.
For the classical case of an equation defined on a bounded domain with zero boundary conditions, , Clément and Peletier [14] have shown that the solution changes sign as soon as goes over , the first eigenvalue of the Dirichlet Laplacian defined on . More precisely there exists a small positive , depending on , such that for all This phenomenon is known as ”Anti-maximum Principle” (AMP).
In our present case, where we have no boundary, we have improved these results giving not only the sign of the solutions but also comparing the solutions with the groundstate (principal eigenfunction); it is what we call ”groundstate positivity”(GSP) (resp. negativity) (resp. GSN). We extend in particular previous results established in [5] for linear systems to some semi-linear cooperative systems. For being not excessively technical, we limit our study to radial potentials and cooperative systems. Extensions to more general cases will appear somewhere else. Our paper is organized as follows:
We recall first some previous results of the linear case that we use. Then we study a semi-linear equation. Finally we study a cooperative semi-linear system.
2 Linear Case: one equation
We shortly recall the case of a linear equation with a parameter varying near the principal eigenvalue of the operator.
[TABLE]
[TABLE]
[TABLE]
We seek in where
[TABLE]
If is satisfied, the embedding of into is compact (see [19],[15]). Hence possesses an infinity of eigenvalues tending to :
[TABLE]
Notation : We set from now on the smallest one (which is positive and simple) and the associated eigenfunction, positive and with -norm .
It is classical (see [24]) that if and , there exists exactly one solution which is positive: the positivity is ”improved”, or in other words, the (strong) maximum principle (MP) is satisfied:
[TABLE]
Lately, as said above, another notion has been defined ([8],[10], [22]) the ”groundstate positivity” (GSP) (resp. ” negativity” (GSN)) which means that, there exists such that the solution (GSP) (resp. (GSN)).
We also say shortly ”fundamental positivity” or” negativity”, or also ”-positivity” or ”negativity”. Indeed these properties are more precise than MP or AMP. But for proving them, it is necessary to have a potential growing fast enough, a potential with a super quadratic growth.
In [10] a class of radial potentials is defined:
[TABLE]
The last inequality holds precisely if is growing sufficiently fast, indeed faster than (the harmonic oscillator). In this paper we consider only a radial potential . Note that our proof is valid for more general potentials, in particular for perturbations of radial potential [9] or [10] . We assume here
[TABLE]
Remark 1
: Note that since is in it satisfies .
On we assume
[TABLE]
For having more precise estimates on , in particular the ”groundstate negativity” (GSN) , we have to define another set in which varies, the set of ”groundstate bounded functions”:
[TABLE]
equipped with the norm .
Theorem 1
: Assume and , . For or there exists (defined below) depending on and a positive constant , depending on such that if ,
[TABLE]
[TABLE]
**Proof of Theorem 1: ** Decompose now and in on and its orthogonal:
[TABLE]
we derive from Equation
[TABLE]
Choose or . From the first equation we derive
[TABLE]
By use of Theorem 3.2 (c) in [9] or [10], we know that the restriction of the resolvent to is bounded from into itself. The following lemma is a direct consequence of this result as it is shown in the proof of the Theorem 3.4 in [9].
Lemma 1
: There exists small enough and there exists a constant (depending on ) such that for all with or ,
[TABLE]
Finally we take in account Lemma 1 and (3):
[TABLE]
for when stays bounded. Hence, for small enough, more precisely for , we have
[TABLE]
We deduce that Theorem 1 is valid for .
3 Semi-linear Schrödinger equation
We study now the case of a semi-linear equation. We first obtain bounds for the solutions, if they exist and then we show their existence via the method of ”sub-super solutions”. Finally, with additional assumptions, we prove the uniqueness of them.
Consider the semi-linear Schrödinger equation (SLSE)
[TABLE]
[TABLE]
We assume that the potential satisfies and we denote as above by the principal eigenpair with .
We work in and we consider the problem in its variational formulation. We seek in for a suitable .
We assume that satisfies :
is a Caratheodory function the function is Lebesgue measurable in , for every and the function is continuous in for almost every . Moreover, is such that
[TABLE]
[TABLE]
[TABLE]
Later we also suppose
[TABLE]
Remark 2
: Note that, by and , for any , and hence the solutions, if they exist, are in .
Let a parameter be given, with “small enough”. In this section we prove groundstate positivity and negativity for the semi-linear Schrödinger equation.
Theorem 2
: If and are satisfied , then there exists ( where and are given in Lemma 1) such that, for there exists a solution to such that
[TABLE]
Also
- for , ,
- for , .
Moreover if is satisfied, the solution to is unique.
Remark 3
If does not hold, for , there exists a solution such that
[TABLE]
The existence is classical ( [3]) and the estimate follows from the proof below.
**Proof of Theorem 2: **
We do the proof in steps: first maximun and anti-maximum principles, secondly existence of the solution such that for and such that , for , and thirdly the uniqueness.
**Step 1. Maximun and anti-maximum principles **
We prove the positivity or negativity of the solutions exactly as for the linear case, but, since depends on we have to show that (which depends on in the linear case) is now uniform. This follows from hypotheses and .
Let be a solution to . For this , set
[TABLE]
Also and .
Note that, always by and , .
With this decomposition, reporting in , we obtain 2 equations:
[TABLE]
Choose or . From the first equation we derive
[TABLE]
Now we proceed exactly as for the linear case. By use of Theorem 3.2 (c) in [9] or [10], we know that the restriction of the resolvent to is bounded from into itself. So by and by Lemma 1 there exists a small enough and there exists a constant (depending on ) such that for all with ,
[TABLE]
Write now
[TABLE]
Hence . For when stays bounded. For small enough, that is here , we get (since )
[TABLE]
Finally Maximum and anti-maximum principles are valid for
.
**Step 2. Existence of solutions **
We prove the existence of solutions by Schauder fixed point theory; for this purpose we need some classical elements: a set constructed with the help of sub-super solutions and a compact operator acting in such that stays invariant by : . 1: ”Sub-super solution” :
Case .
Obviously, by , is a subsolution:
[TABLE]
and by and GSP, .
Analogously ( given in ) is a supersolution :
[TABLE]
Remark 4
: The sub- and supersolutions tend to as .
Case . is a supersolution. Indeed
[TABLE]
and by and the anti-maximum .
Analogously, is a subsolution.
Remark 5
: The sub- and supersolutions tend to as .
Remark 6
: Obviously, for (resp. for ).
2: The operator
We define where is the unique solution to . 3: The invariant set for (resp. for ).
If , by the maximum principle and the hypothesis , implies . Indeed,
[TABLE]
since, by , , we apply the maximum principle and hence . The 3 other cases lead to analogous calculation. 4: is compact in .
First note that (resp. ). can also be written . Since by [10] ,[9], the resolvent is compact in for or , and since is continuous, is compact. We deduce from Schauder fixed point theory that there exists a solution to in , (resp. in ). **Step 3. Uniqueness **
For proving uniqueness we follow [13], p.57. First we assume not only but also . Assume that and are two solutions:
[TABLE]
The solutions are in and we have shown that for (resp. for ). Hence we can write
[TABLE]
By subtraction and disappear. Multiply by and integrate.
[TABLE]
the last term is non positive by .
We transform exactly as in [13] the first term.
[TABLE]
[TABLE]
therefore both terms are equal to [math] and
[TABLE]
by regularity, .
4 Semi-linear cooperative system
We extend here to a class of semi-linear systems previous results shown in [5] where linear systems of the form are studied.
We study for , ,
[TABLE]
[TABLE]
We write shortly where is the cooperative matrix with components :
[TABLE]
Notation : Denote the largest eigenvalue of (the other one being denoted by ); is the eigenvector associated with :
[TABLE]
[TABLE]
An easy calculation shows that moreover here is with components which do not change sign: we choose both components of positive:
[TABLE]
Notation : is the principal eigenvalue of System with associated eigenvector :
[TABLE]
Hypotheses: We assume
is a cooperative matrix with positive coefficients outside the diagonal.
are Caratheodory function the functions or are Lebesgue measurable in , for every or in and the functions , are continuous in for almost every . Moreover, , are such that
[TABLE]
[TABLE]
[TABLE]
and are decreasing w.r.t. and .
We introduce 2 sets :
[TABLE]
for , and
[TABLE]
for .
Theorem 3
If and are satisfied there exists , depending on and such that if (resp. ), (with ) System has a solution which is in , (resp. in ). Moreover, if is satisfied, the solution is unique.
**Proof of Theorem 3: ** We use of course the results above as well as previous results for linear systems obtained in [5] where Theorem 3 is shown for suitable assumptions on and ( independent on ). 1. Maximun and anti-maximum principles
We diagonalize System thanks to the change of basis matrix , and we get a system of 2 equations. Here
[TABLE]
Set
[TABLE]
We obtain
[TABLE]
which is a system of 2 equations (with obvious notation):
[TABLE]
[TABLE]
Note that and are in .
The second equation, where the parameter stays away (below) from , has a bounded solution . Concerning the first equation, we apply Theorem 2 above. We compute , and get
[TABLE]
[TABLE]
where and are 2 positive constants depending on , and on the coefficients of . This follows from and with , so that
[TABLE]
Analoguously we have . Therefore Theorem 2 holds here with . Finally we deduce from the maximum principle for that .
If , reasoning similarly, we deduce . As , tends to when stays bounded. Indeed, by Remark 3,
[TABLE]
the last inequality follows from .
Now we go back to .
[TABLE]
Combining the estimates above on and , we conclude that, as , there exists , depending only on such that as , has the sign of and . If , has the sign of and .
2. Existence of the solution in , (resp. in )
Sub-supersolutions:
. Case . Recall that has positive components and , and the principal eigenvector satisfies
[TABLE]
Inspired by the case of one equation, we seek a subsolution of the form .
[TABLE]
For such that , for , we get by the maximum principle. Finally, since , a subsolution is
[TABLE]
Analogously is a supersolution. . Case . We have similar results with change of sign and replacing by .
[TABLE]
[TABLE]
The operator : We define where is the solution to the linear system
[TABLE]
[TABLE]
The rectangle: If for (resp. for ) then (resp ). Indeed, for , this can be written with obvious notations
[TABLE]
for , since has non negative components, , then . Analogously, we obtain the supersolution .
We argue exactly as for one equation: or is invariant by and can be written . Since by [10] ,[9], the resolvent is compact in for or , and since is continuous, is compact.
We apply the fixed point theorem. There exists a solution . 3. Uniqueness
We assume now . assume there are 2 positive solutions and to ; for the first equation we have and . Since we are in (resp. ), divide by the first equation and by the second one and subtract:
[TABLE]
Exactly as in [13] multiply by and integrate; hence
[TABLE]
The first terme is non-negative by ( 4):
[TABLE]
Then do exactly the same calculus with the second equation in and add these two lines: we derive from (7) that with
[TABLE]
Of course the 1st term is non-negative by (4). By ,
[TABLE]
We develop what is left and get
[TABLE]
Hence and ,. The solution is unique.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A.Abakhti-Machachti, J.Fleckinger Existence of positive solutions for non cooperative semilinear elliptic systems defined on an unbounded domain. Pitman Research Notes in Math, 255, (1992) p.92-106.
- 2[2] B.Alziary, N.Besbas Anti-Maximum Principle for a Schrödinger Equation in ℝ N superscript ℝ 𝑁 \mathbb{R}^{N} , with a non radial potential. , Ro Ma Ko, 59 (2005) pp 51-62.
- 3[3] B. Alziary, L. Cardoulis J. Fleckinger, Maximum principle and existence of solutions for elliptic systems involving Schrödinger operators. Rev. R. Acad. Cienc. Exact. Fis. Nat. 91 (1) (1997), pp 47-52.
- 4[4] B.Alziary, J.Fleckinger Sign of the solutions to a non cooperative system Rostok Math. Kolloq., 71, (2016), p.3-13.
- 5[5] B. Alziary, J. Fleckinger, Blow up of the solutions to a linear elliptic system involving Schrödinger operators to appear.
- 6[6] B. Alziary, J. Fleckinger, M. H. Lecureux , N. Wei Positivity and negativity of solutions to n × n 𝑛 𝑛 n\times n weighted systems involving the Laplace operator defined on ℝ N superscript ℝ 𝑁 {\mathbb{R}}^{N} , N ≥ 3 𝑁 3 N\geq 3 Electron. J. Diff. Eqns, 101, 2012, p.1-14.
- 7[7] B.Alziary, J. Fleckinger, P. Takac, Maximum and anti-maximum principles for some systems involving Schrödinger operator , Operator Theory: Advances and applications, 110, 1999, p.13-21.
- 8[8] B.Alziary, J. Fleckinger, P. Takac, An extension of maximum and anti-maximum principles to a Schrödinger equation in ℝ N superscript ℝ 𝑁 {\mathbb{R}}^{N} Positivity , 5, (4), 2001, pp. 359-382
