On the Second Eigenvalue of Combination Between Local and Nonlocal $p$-Laplacian
Divya Goel, K. Sreenadh

TL;DR
This paper investigates the second eigenvalue of a combined local and nonlocal p-Laplacian operator using mountain pass characterization and explores related shape optimization problems.
Contribution
It introduces a novel approach to characterize the second eigenvalue of the combined operator and addresses shape optimization issues associated with these eigenvalues.
Findings
Characterization of the second eigenvalue via mountain pass theorem
Analysis of shape optimization problems for the combined operator
Insights into the spectral properties of local and nonlocal p-Laplacians
Abstract
In this paper, we study Mountain Pass Characterization of the second eigenvalue of the operator and study shape optimization problems related to these eigenvalues.
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Numerical methods in inverse problems
On the Second Eigenvalue of Combination Between Local and Nonlocal -Laplacian
Divya Goel111e-mail: [email protected] and K. Sreenadh222 e-mail: [email protected]
Department of Mathematics,
Indian Institute of Technology Delhi,
Hauz Khaz, New Delhi-110016, India
Abstract
In this paper, we study Mountain Pass Characterization of the second eigenvalue of the operator and study shape optimization problems related to these eigenvalues.
Key words: nonlocal -Laplacian, Eigenvalue problem, Faber-Krahn inequality, nonlocal Hong-Krahn-Szego inequality.
2010 Mathematics Subject Classification: 35P30, 47J10, 49Q10.
1 Introduction
Let be an open and bounded domain in with boundary. In this article, we study the following eigenvalue problem
[TABLE]
where the operator is defined as , is the usual -Laplacian operator and the nonlocal -Laplacian is given by
[TABLE]
Here the kernel is a radially symmetric, nonnegative continuous function with compact support, and . Recently, the study of nonlocal equations fascinate a lot of researchers. In particular, equations involving fractional -Laplacian operator gain lot of attention. In [10], Lindgren and Lindqvist studied the eigenvalues of the following problem
[TABLE]
Here they studied the eigenvalues, viscosity solutions and the limit case as . Later in [7], Brasco and Parini studied the problem (1.1) in an open bounded, possibly disconnected set and . In this paper, authors also discussed about the regularity of the eigenfunctions of the operator fractional -Laplacian and gave the mountain pass characterization of the second eigenvalue of fractional -Laplacian. Moreover, authors proved the nonlocal Hong-Krahn-Szego inequality. We cite [6, 11, 12, 14] and references therein for the work on equations involving fractional -Laplacian. For the work on second eigenvalue of -Laplacian we cite [8, 16] and references therein.
On the other hand, nonlocal equations involving nonlocal -Laplacian of zero-order, that is, the following problem
[TABLE]
has been studied in [3, 5]. In these papers it has been proved that the Rayleigh quotient corresponding to problem (1.2) is strictly positive. We refer [3, 4, 5] and references therein for the work on equations involving nonlocal -Laplacian of zero-order.
The inspiring point of our work is the work of Del Pezzo et al. ([15]), where authors studied the eigenvalue problem of the operator and proved the existence of the eigenfunction of the smallest eigenvalue. In particular, authors proved the following result:
Theorem 1.1
Assume . There exists a sequence of eigenvalues of the operator such that . The first eigenvalue is simple, isolated and its corresponding eigenfunctions have a constant sign. Moreover, can be characterized by
[TABLE]
Furthermore, every eigenfunction belongs to for some .
We remark that by using the discrete picone identity as in [12], one can get is simple, isolated and eigenfunctions corresponding to eigenvalue other than changes sign for all . The variational characterization of second eigenvalue and the Sharp lower bounds on the first and second eigenvalue remains open question. In the present paper, we prove the variational characterization of the second eigenvalue of the operator associated to the problem . Also, we consider the following shape optimization problems
[TABLE]
where is a positive number. For the optimization problem (1.3), we prove the Faber-Krahn inequality (See Theorem 1.3) which says that
“In the class of all domains with fixed volume, the ball has the smallest first eigenvalue.”
Corresponding to the optimization problem (1.4), we first prove a result for nodal domains (See Lemma 4.2) whose statement can be rephrased as
“Restriction of an eigenfunction to a nodal domain is not an eigenfunction of this nodal domain.”
This Lemma is due to the nonlocal nature of the operator. Next we prove the Nonlocal Hong-Krahn-Szego inequality for the operator associated to problem (See Theorem 1.4) which states that
“In the class of all domains with fixed volume, the smallest second eigenvalue is obtained for the disjoint union of two balls.”
It implies shape optimization problem (1.4) does not admit a solution. Since the Rayleigh quotient corresponding to problem does not follow the scale invariance, there is significant amount of difference in handling the combined effects of -Laplacian and nonlocal -Laplacian of zero order. With this introduction we will state our main results:
Theorem 1.2
Let and be an open and bounded set. Then there exists a positive number with the following properties:
* is an eigenvalue of the operator .* 2. 2.
. 3. 3.
if is an eigenvalue then .
Furthermore, has the following variational characterization
[TABLE]
where , is the normalized eigenfunction corresponding to and is defined (2.1).
Theorem 1.3
(Faber-Krahn inequality): Let , be a positive real number and be the ball of volume . Then
[TABLE]
Next we will state theorem related to a sharp lower bound in .
Theorem 1.4
(Nonlocal Hong-Krahn-Szego inequality) Let and be an open bounded set. Assume is any ball of volume . Then
[TABLE]
Moreover, equality is never attained in (1.5), but the estimate is sharp in the following sense: if and are two sequences in such that and then .
The paper is organized as follows: In Section 2 we give the Variational Framework and Preliminary results. In Section 3 we give the proof of Theorem 1.2. In Section 4 we give the sharp lower bounds on the first and second eigenvalue of the operator associated to problem . In particular, we prove the Faber-Krahn inequality and nonlocal Hong-Krahn-Szego inequality. In Section 5, we discuss the eigenvalue problem associated with the combination of -Laplacian and fractional -Laplacian.
2 Variational Framework and Preliminary results
The energy functional associated with problem is given by
[TABLE]
Note that is well defined on by extending on . Moreover, a direct computation show that with
[TABLE]
for any .
Definition 2.1
A function is a solution of if satisfies the equation
[TABLE]
where
[TABLE]
Also is , where is defined as
[TABLE]
Hence, is a nontrivial weak solution of the problem .
Proposition 2.2
[1]** Let be a Banach space, , and , . Let such that and
[TABLE]
Assume that satisfies the Palais-Smale condition on and that
[TABLE]
is non empty. Then is a critical value of .
Observe that
[TABLE]
for all . It implies for any , we have . Since , we deduce that are the two global minimum of as well as critical points of .
We will now find the third critical point via Proposition 2.2. A norm of derivative of the restriction of at is defined as
[TABLE]
Lemma 2.3
* satisfies the Palais-Smale condition on .*
**Proof. ** Let be a sequence in such that and for some . As a consequence, there exists sequence such that for all and for some ,
[TABLE]
where . From (2.2) and Sobolev embedding, we obtain is bounded in . It implies up to a subsequence, still denoted by , there exists such that weakly in . Moreover, strongly in for all and a.e in . Let in (2.2), we get
[TABLE]
Thus is bounded sequence i.e, up to a subsequence as , for some .
Claim : strongly in . Since weakly in , we get
[TABLE]
Using the inequality which states that: for all , we have
[TABLE]
with the fact that and (2.3), we deduce that
[TABLE]
Thus, converges strongly to in .
Define
[TABLE]
where . Let , where . It shows that is nonempty. Using Proposition 2.2, is a critical point of and .
Proposition 2.4
Let and be two bounded open sets in with and connected then .
**Proof. ** By definition of , . Now, let if possible and let be normalized eigenfunction of , it implies on . Therefore,
[TABLE]
This implies is an eigenfunction of . But this is impossible since is connected and vanishes on .
In [8, Lemmas 3.5 and 3.6 ] and [7, Lemma B.1] the following lemmas were proved:
Lemma 2.5
Let then is locally arcwise connected and any open connected subset of is arcwise connected. Moreover, If is any connected component of an open set , then .
Lemma 2.6
Let , then any connected component of contains a critical point of .
Lemma 2.7
Let and such that . Define the following function
[TABLE]
Then we have
[TABLE]
Lemma 2.8
Let and . For any non-negative functions , , consider the function for all . Then for all ,
[TABLE]
**Proof. ** Proof is analogous to [10, Lemma 4.1].
3 Proof of Theorem 1.2
Lemma 3.1
Let . Then number (defined in (2.4)) is the second smallest eigenvalue of .
**Proof. ** On the contrary assume that there exists an eigenvalue such that . It implies that is a critical value of . Since is isolated, we may assume that has no critical value in . To get a contradiction, it is enough to construct a path connecting from to such that .
Let be a critical point of at level . Then satisfies,
[TABLE]
Since, changes sign in . Taking and in (3.1), we get
[TABLE]
and
[TABLE]
So as a consequence, we have
[TABLE]
It further implies that
[TABLE]
Now, we will define three paths in which go to , to and to
[TABLE]
Taking into account (3.2), (3.3) and Lemma 2.7 with and , we deduce that for all ,
[TABLE]
By means of Lemma 2.8, we deduce
[TABLE]
Once again from (3.2), (3.3) and Lemma 2.7 with and , we obtain
[TABLE]
Clearly , where . Also, is not a critical point of , thanks to the fact that does not change sign and vanishes on a set of positive measure. Therefore, there exists a path with and . With the help of this path we can move from to a point with . Consider a connected component of containing and employing Lemma 2.6 we get (or is in this component. Let us assume that it is . At this point we construct a path from to which is at level less than . Consider the symmetric path connects to . Since is even,
[TABLE]
Lastly, we can connect , and , to obtain a path from to and joining and we get a path from to . Taking account all this together, we get a path in from to at levels for all . This completes the proof.
Proof of Theorem 1.2 : By Theorem 3.3 of [15], there exists a positive number given by
[TABLE]
where . Let be a curve in then by joining this with its symmetric path we obtain a set of genus where does not increase its value. Hence, (defined in (2.4)). From Lemma 3.1, is the smallest eigenvalue. That is, there is no eigenvalue between and , it implies . Therefore, is second eigenvalue of the operator with variational characterization
[TABLE]
where .
4 Proof of Theorems 1.3 and 1.4
In this Section we will give a sharp lower bound on and in terms of volume of . We will assume that and is radially symmetric decreasing nonnegative continuous function with compact support, and . With this assumption, , where stands for the symmetric decreasing rearrangement of the function . Also, we have the following Polya-Szego inequality:
[TABLE]
For the proof of (4.1), we refer [2, Corrollary 2.3].
Proof of Theorem 1.3 : Let be a bounded open set of volume and the ball of same volume. Let be the eigenfunction corresponding to and be the Schwarz symmetrization of the function then by Polya-Szego inequality (See [13, Theorem 2.1.3] and [2, Corrollary 2.3]), we have
[TABLE]
Moreover, we know that . Therefore by definition of , we obtain
[TABLE]
Furthermore, if then equality must hold in (LABEL:fs20). Then using [9, Lemma A.2], we have that is a translation of a radially symmetric decreasing function. It implies that is a ball. It yields the required result.
Lemma 4.1
Let and then the following holds:
- (i)
There exists such that
[TABLE] 2. (ii)
If then
[TABLE]
**Proof. ** For detailed proof, see [7, Lemmas B.2 and B.3].
Lemma 4.2
(Nodal domains) Let be an eigenvalue of and be the associated eigenfunction. Assume the set
[TABLE]
Then .
**Proof. ** By [15, Corrollary 3.1], we have for some . Therefore, and are open subsets of and hence and are well defined. Also, from [15, Lemma 3.3] changes sign in . Since is an eigenfunction, it implies
[TABLE]
Let . Using Lemma 2.6(ii) with and then we have
[TABLE]
Taking in to account that is admissible in variational framework defined for . Indeed,
[TABLE]
Therefore, . Now for the set , we will proceed analogously as above with and to achieve . Hence we get the desired result.
Proof of Theorem 1.3 : Let be the eigenfunction corresponding to the eigenvalue , let
[TABLE]
It implies and using Lemma 4.2 and Theorem 1.3, we have
[TABLE]
where and are two balls such that and . Hence
[TABLE]
**Claim: ** is minimized when .
Let be a ball such that . Since therefore we will divide the proof of claim in three cases.
**Case 1: ** If .
It implies that balls are contained in ball then by Proposition 2.4 we have . It implies .
**Case 2: ** If .
It implies . From Proposition 2.4, we have . Thus, .
**Case 3: ** If .
Similarly as in case 2 we have .
Hence, from all cases we have is minimized only when . It proves (1.5).
Now for equality we define , where and are sequences in such that diverges as . Let and are the positive normalized eigenfunctions on and respectively. Let given by
[TABLE]
Then define . It implies that is compact, symmetric, and of genus . Now taking in account the definition of and Lemma 4.1(ii) with and , we obtain
[TABLE]
Since is nonzero only when . And for all . Hence
[TABLE]
Since
[TABLE]
and as . Thus . This proved the desired result.
5 Remarks on the eigenvalues of combination of -Laplacian and fractional -Laplacian
We consider the following eigenvalue problem:
[TABLE]
where and the operator is defined as where is the usual -Laplacian operator and is the fractional -Laplacian is given by
[TABLE]
where be a bounded open set, .
Definition 5.1
A function is a solution of if satisfies the equation
[TABLE]
where
[TABLE]
The energy functional associated with problem is the functional given by
[TABLE]
Let then by extending on , we see that
[TABLE]
Also, it is not difficult to show that
[TABLE]
By density, we get is well defined on Also, . Moreover, is , where is defined as in (2.1). By using the same assertions and arguments as in the proofs of Theorem 1.1 and Theorem 1.2 we can obtain Theorems 1.1 and 1.2 for the operator .
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