Parametrization simple irreducible plane curve singularities in arbitrary characteristic
Hong-Duc Nguyen

TL;DR
This paper classifies parametrization simple irreducible plane curve singularities in any characteristic, providing bounds and explicit normal forms, extending previous characteristic-zero results to arbitrary characteristic.
Contribution
It introduces a bound for determinacy based on the conductor and offers a complete classification with explicit normal forms in arbitrary characteristic.
Findings
Bound for determinacy in terms of conductor
Complete list of normal forms for parametrization simple singularities
Extension of classification from characteristic zero to arbitrary characteristic
Abstract
We study the classification of plane curve singularities in arbitrary characteristic. We first give a bound for the determinacy of a plane curve singularity with respect to pararametrization equivalence in terms of its conductor. Then we classify parametrization simple plane curve singularities which are irreducible by giving a concrete list of normal forms of equations and parametrizations. In characteristic zero, the classification of parametrization simple irreducible plane curve singularities was achieved by Bruce and Gaffney.
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| Name | Equations | Parametrizations | Conditions |
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Polynomial and algebraic computation · Advanced Numerical Analysis Techniques
Parametrization simple irreducible plane curve singularities in arbitrary characteristic
Nguyen Hong Duc
*†*Basque Center for Applied Mathematics,
Alameda de Mazarredo 14, 48009 Bilbao, Bizkaia, Spain.
*†*TIMAS, Thang Long University,
Nghiem Xuan Yem, Hanoi, Vietnam.
Abstract.
We study the classification of plane curve singularities in arbitrary characteristic. We first give a bound for the determinacy of a plane curve singularity with respect to pararametrization equivalence in terms of its conductor. Then we classify parametrization simple plane curve singularities which are irreducible by giving a concrete list of normal forms of equations and parametrizations. In characteristic zero, the classification of parametrization simple irreducible plane curve singularities was achieved by Bruce and Gaffney.
The author’s research is supported by Juan de la Cierva Incorporación IJCI-2016-29891, the ERCEA Consolidator Grant 615655 NMST and the National Foundation for Science and Technology Development (NAFOSTED), Grant number 101.04-2017.12, Vietnam.
1. Introduction
We classify irreducible plane curve singularities which are simple with respect to parametrization equivalence, where is an algebraically closed field of arbitrary characteristic. That is, the irreducible plane singularities whose parametrizations have modality 0 up to the change of coordinates in the source and target spaces (or, left-right equivalence, see Section 2.1). The notion of modality was introduced by Arnol’d in the seventies into the singularity theory for real and complex singularities. He classified simple, unimodal and bimodal hypersurface singularities with respect to right equivalence, i.e. the hypersurface singularities of right modality 0,1,2 respectively [1],[2],[3]. The classifications of contact simple and unimodal complete intersection singularities were done by Giusti [12] and Wall [21]. Classification of contact simple space curve singularities was obtained by Giusti [12] and Frühbis-Krüger [9]. In positive characteristic, the right simple, unimodal and bimodal hypersurface singularities were recently classified by Greuel and the author in [14] and [20]. The classification of contact simple hypersurface singularities were achieved by Greuel-Kröning [11], while classifications of contact unimodal and bimodal singularities are still unknown.
Curve singularities can be also described by parametrisations. Two plane curve singularities are contact equivalent if and only if their parametrizations are left-right equivalent. The first results on classification of simple curve singularities with respect to parametrization equivalence were obtained by Bruce and Gaffney, for complex irreducible plane curve singularities in [6]. The classifications were extended to irreducible space curves by Gibson and Hobbs [10], irreducible curves of any embedding dimension by Arnold [4], and reducible curves by Kolgushkin and Sadykov [17].
In this paper, we generalize the result of Bruce and Gaffney to the singularities in arbitrary characteristic (Theorem 3.1). We give lists of normal forms of equations and parametrizations of parametrization simple plane curve singularities which are irreducible (Tables 1,2,3 in Section 3). We first study in Section 2 the problem of determinacy with respect to parametrization equivalence. The theory of determinacy was systematically studied by Mather in [18], where he defined the equivalence relations and and obtained necessary and sufficient conditions for finite determinacy with respect to them. He also gave estimates for the corresponding determinacy. Lower estimates were provided later by Gaffney, Bruce, du Plessis and Wall. The problem of determinacy in positive characteristic with respect to was treated by Boubakri, Greuel and Markwig in [5] and recently by Greuel and Pham [15],[16]. We show that reduced plane curve singularities are finitely determined with respect to parametrization equivalence. Moreover, we give a lower bound for parametrization determinacy of a plane curve singularity in terms of its conductor (Theorem 2.1).
Acknowledgement
A part of this article was done in my thesis under the supervision of Professor Gert-Martin Greuel at the Technische Universität Kaiserslautern. I am grateful to him for many valuable suggestions.
2. Parametrization determinacy
2.1. Parametrization equivalence
For a plane curve singularity , i.e. an element in the maximal ideal in , there is a unique (up to multiplication with units) decomposition with irreducible in . We assume, in this note, that is reduced, i.e. for all . The integral closure of (in the total quotient ring Quot()) is isomorphic to (see [7], [13]). A composition of the natural projection and a normalization , is called a parametrization of . It is an element in the space of morphisms of local -algebras. Any element of can be identified with the image of in . Hence, it is often written as a tuple of pairs . .
Two morphisms of -algebras are called left-right equivalent (or, -equivalent), , if there exist an automorphism of and an automorphism such that . By an automorphism of we mean a tuple of automorphisms of . Two plane curves are called parametrization equivalent, denoted by , if there exist a parametrization of and a parametrization of such that . It was known that, if and only if ([19, Prop. 1.2.10], see also [6, Lemma 2.2] for irreducible).
2.2. Parametrization determinacy
For each , the -jet of is defined to be the composition We call parametrization -determined if it is parametrization equivalent to every whose -jet coincides with that of . We say that is parametrization finitely determined if one (and therefore all) of its parametrizations is parametrization -determined for some . A minimum with this property is called a parametrization determinacy of (or ). We show, in the present note, that is -parametrization determined, where is concretely given by the conductor of .
Let be the conductor ideal of in (cf. [22]). Then is an ideal of both and . So one has for some . We call the conductor (exponent) of . The conductor of is related to the ones of its branches and other invariants by the following beautiful formulas
[TABLE]
and
[TABLE]
where is the delta invariant of , defined as .
Here for , denotes the intersection multiplicity of defined by Note that, if is irreducible and is a parametrization of , then . Furthermore, the intersection multiplicity is additive, i.e. if , then
Theorem 2.1**.**
Let be reduced, the number of the irreducible components, its conductor, and let
[TABLE]
Then is parametrization -determined. In particular, is always parametrization -determined.
The multiplicity of , , is defined to be the maximal of integers for which . For the proof of the theorem we need the two following lemmas, which give several relations between the conductor () and the maximal contact multiplicity () of a reduced power series in some concrete cases. Recall that the maximal contact multiplicity of is defined by
[TABLE]
where are the irreducible components of . We omit proofs of the lemmas here and refer to [19], Lemma 2.5.4 and 2.5.5, since they are elementary.
Lemma 2.2**.**
Let be reduced such that are regular. Then
[TABLE]
Lemma 2.3**.**
Let be irreducible.
- (i)
If , then .
- (ii)
If , then .
Proof of Theorem 2.1.
Note that , i.e. for all . Let be a parametrization of and let such that . It suffices to show that .
Indeed, we have
[TABLE]
Thus there exist such that
[TABLE]
The following claim shows that, the map sending to respectively, is an automorphism of and hence as required, since .
Claim 2.4**.**
* (similarly, ).*
Proof of the claim: Since the case is evident, we assume that . We argue by contradiction. Suppose that it is not true, i.e. . Then by the definition of the maximal contact multiplicity ,
[TABLE]
The following three steps comprise the proof:
Step 1: and . Then and . This implies
[TABLE]
where the last equality is due to Lemma 2.3. This contradicts to (2.3).
Step 2: and . Then with and . It follows from (2.1) that . Since ,
[TABLE]
Similarly, Combining Lemma 2.2 and (2.3) we get
[TABLE]
a contradiction.
Step 3: . Then . Let be an irreducible decomposition of such that . We consider the three following cases:
If , then . By Lemma 2.3 and by the definition of the maximal contact multiplicity of , one deduce that
[TABLE]
a contradiction.
If , then and . This implies that . By (2.1) and the inequality ,
[TABLE]
It follows from Lemma 2.3 that which is a contradiction.
If then and . Due to (2.1) one has . Hence
[TABLE]
Similarly and then . It hence follows from Lemma 2.2 that
[TABLE]
a contradiction. This completes the theorem. ∎
Example 2.5**.**
-
Let . Then and . It is easy to see that is not parametrization -determined.
-
Let . Then , and
[TABLE]
is a parametrization of . It can be easily verified that is parametrization - but not - determined.
3. Parametrization simple singularities
3.1. Parametrization modality
Consider an action of algebraic group on a variety (over a given algebraically closed field ) and a Rosenlicht stratification of w.r.t. . That is, a stratification , where the stratum is a locally closed -invariant subvariety of such that the projection is a geometric quotient. For each open subset the modality of , , is the maximal dimension of the images of in . The modality of a point is the minimum of over all open neighbourhoods of .
Let resp. the left group resp. the right group. The left-right group acts on by . Then, two elements are left-right equivalent, if and only if they belong to the same -orbit.
For each , denoted by the -jet space of , that is, the space of morphisms
[TABLE]
We may identify an element in with the pair in , and therefore can be identified with the variety . For each element , denoted the the image of by the map induced by the projection . We call to be left-right -determined if it is left-right equivalent to any element in whose -jet coincides with . A number is called left-right sufficiently large for , if there exists a neighbourhood of the in such that every with is left-right -determined. We also consider the -jet of the left-right group defined by . This group acts naturally on the -jet space . The left-right modality of , , is defined to be the of in with right sufficiently large for .
Let be reduced plane curve singularity and let be its parametrization. By Theorem 2.1, is left-right -determined, where denotes the sum for . Note that,
[TABLE]
It yields that is left-right -determined. From the upper semi-continuity of the delta function (see [8]), we can show, by using the same argument as in [14], that is left-right sufficiently large for . The parametrization modality of , denoted by , is defined to be the left-right modality of , i.e the number .
A plane curve singularity is called parametrization simple, uni-modal, bi-modal or -modal if its parametrization modality is equal to 0,1,2 or respectively. These notions are independent of the choice of a parametrization, and its sufficiently large number . This may be proved in much the same way as [14, Prop. 2.6, 2.12]. The simpleness can be also described by deformation theory. A plane curve singularity is parametrization simple if its parametrization is of finite deformation type, i.e. its parametrization can be deformed only into finitely many left-right classes in .
3.2. Parametrization simple irreducible plane curve singularities
Theorem 3.1**.**
Let . An irreducible plane curve singularity is parametrization simple if and only if one of its parametrizations is left-right equivalent to one of the singularities in the Tables 1, 2, 3 (where and ).
Proof.
The theorem follows from Propositions 3.2 and 3.4 below. ∎
Proposition 3.2**.**
Let be an irreducible plane curve singularity and let be its parametrization with . Then is not parametrization simple if either
- (i)
* or and or*
- (iii)
* and or and and , or*
- (v)
* and or and and .*
For the proof of these theorems we need the following lemma which is deduced from Corollaries A.4, A.9, A.10 of [14] (see [19, Prop. 3.2.4, Cor. 3.3.4 and Cor. 3.3.6] for more details).
Lemma 3.3**.**
Let the algebraic groups resp. act on the varieties resp. . Let a morphism of varieties and let an open morphism such that
[TABLE]
Then for all we have
[TABLE]
Proof of Proposition 3.2.
We give a proof for (iv), since the others are similar and simpler. Let be left-right sufficiently large for the paramterization of . Let , . We denote ,
[TABLE]
with and define and to be the natural inclusion and projection respectively, where
[TABLE]
Here and below, for each , resp. stands for a series of multiplicity resp. of order at least . We are going to show that
[TABLE]
Indeed, for a given , assume that such that . That is, there exist ,
[TABLE]
such that . This implies that and therefore
[TABLE]
Putting and we get that , i.e. . It follows from Lemma 3.3 that
[TABLE]
∎
Proposition 3.4**.**
Let be an irreducible plane curve singularity and let be its parametrization with .
- (i)
If and then is parametrization equivalent to a singularity of type .
- (ii)
If and (* if ; if ), then is parametrization equivalent to a singularity of type .*
- (iii)
If and , then is parametrization equivalent to a singularity of type .
- (iv)
If and , then is parametrization equivalent to a singularity of type .
Proof.
We prove only for the case , the other cases are proved completely similar. Assume that and . Since is not divisible by , we may assume that . Let be the smallest odd exponent with non zero coefficient in . By [19, Prop. 2.3.9],
[TABLE]
and hence . It is easy to see that is left-right equivalent to of form
[TABLE]
We shall show that, is left-right equivalent to a singularity of type . By Theorem 2.1, it suffices to prove that there exist and such that
[TABLE]
We construct a sequence of equivalent elements by constructing discrete automorphisms and automorphisms such that
[TABLE]
and
[TABLE]
Indeed, we may write
[TABLE]
for some , and define
[TABLE]
with . Then
[TABLE]
Since is not divisible by , there exists an automorphism such that
. Putting one has
[TABLE]
for some . We define
[TABLE]
Then
[TABLE]
for some . The automorphism and the automorphism
[TABLE]
yield that
[TABLE]
Applying
[TABLE]
to we obtain
[TABLE]
as desired. ∎
Proposition 3.5**.**
The singularities in Tables 3 are parametrization simple.
Proof.
It follows directly from Proposition 3.4 and the upper semicontinuity of the multiplicity and of the conductor . For instance, a singularity of type () can be deformed into at most the classes with . ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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