Leptonic CP violation in flipped SU(5) GUT from $Z_{12-I}$ Orbifold Compactification
Junu Jeong, Jihn E. Kim, Soonkeon Nam

TL;DR
This paper constructs a flipped SU(5) GUT model from string compactification that produces a realistic PMNS matrix and explores leptonic CP violation, including the Jarlskog determinant and CP phase constraints.
Contribution
It presents a string-inspired flipped SU(5) model with a phenomenologically viable PMNS matrix and analyzes leptonic CP violation using the Kim-Seo form.
Findings
PMNS matrix compatible with experimental data
CP phase |4_{ m PMNS}| 64b0 for normal hierarchy
Efficient analysis of Jarlskog determinant in the model
Abstract
We obtain a phenomenologically acceptable PMNS matrix in a flipped SU(5) model inspired by the compactification of heterotic string . To analyze the Jarlskog determinant efficiently, we include the simple Kim-Seo form for the Pontecorbo-Maki-Nakagawa-Sakata matrix. We also noted that for the normal hierarchy of neutrino masses with the PDG book parametrization.
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Leptonic CP violation in flipped SU(5) GUT from Orbifold Compactification
Junu Jeong*(1), Jihn E. Kim(1,2,3), Soonkeon Nam(2)*
*(1)*Center for Axion and Precision Physics Research (Institute of Basic Science), KAIST Munji Campus, 193 Munjiro, Daejeon 34051, Republic of Korea,
*(2)*Department of Physics, Kyung Hee University, 26 Gyungheedaero, Dongdaemun-Gu, Seoul 02447, Republic of Korea,
(3) Department of Physics and Astronomy, Seoul National University, 1 Gwanakro, Gwanak-Gu, Seoul 08826, Republic of Korea
Abstract
We obtain a phenomenologically acceptable PMNS matrix in a flipped SU(5) model inspired by the compactification of heterotic string . To analyze the Jarlskog determinant efficiently, we include the simple Kim-Seo form for the Pontecorbo-Maki-Nakagawa-Sakata matrix. We also noted that for the normal hierarchy of neutrino masses with the PDG book parametrization.
String compactification, Flipped SU(5) GUT, PMNS matrix, Kim-Seo form, Jarlskog determinant.
pacs:
11.25.Mj, 11.30.Er, 11.25.Wx, 12.60.Jv
I Introduction
The most urgent theoretical issue in the standard model(SM) is probing the symmetry structure from which the observed flavor phenomena can be understood. It is desirable if such symmetry results from an ultra-violet completed theory such as from string compactification Candelas ; Dixon2 ; Ibanez1 ; Tye87 ; Bachas87 ; Gepner87 . Most studies along this direction were centered on obtaining three families IKNQ ; Munoz88 ; Ellis89 ; KimKyae07 .111For more references, see Ref. Kim18Rp . Now time is ripe enough to study the details of the flavor structure from string compactification. In the quark sector, the Cabibbo-Kobayashi-Maskawa matrix Cabibbo63 ; KM73 has been studied in our previous paper Junu18 .
In this paper, we present a numerical study on the Pontecorbo-Maki-Nakagawa-Sakata(PMNS) matrix PMNS1 ; PMNS2 from string compactification via many U(1)’s arising in string compactification. String compactification in our example allows all the needed Yukawa couplings in the SM as non-renormalizable ones Kim18Rp . Therefore, the grand design Munoz12 of relating the neutrino masses with the magnitude of the term with renormalizable terms only is not applicable here. The relation might be intertwined in an elaborate way in our model since the discrete symmetry automatically gives the term at the electroweak scale Lee11 . Also, we are far from obtaining non-Abelian discrete symmetries such as Ma03 in this study.
The first step in modeling a flavor structure from string compactification is to allocate the CP phase at some convenient slots in the mass matrices of neutrinos and charged leptons. Toward this, we point out that it is useful to use the Kim-Seo(KS) parametrization KimSeo11 of the CKM and PMNS matrices. With the KS parametrization, the CP phase in the Jarlskog triangle can be put in the (31) elements of the CKM and PMNS matrices , and the physical magnitude of CP violation is looked upon just from this simple matrix because the Jarlskog determinant is KimSeo12 . Toward a model building, the next step is to obtain phenomenologically acceptable mass matrices. Since the Yukawa couplings are too many in standard-like models, here we work in the flipped SU(5) GUT Barr82 ; DKN84 where the number of Yukawa couplings are much less than in the standard-like models. In the flipped SU(5), the neutrino mass matrix turns out to be symmetric and hence we propose in this paper to put the CP phase in the charged lepton mass matrix.
In Sec. II, we recapitulate the simple form of the Jarlskog determinant. In Sec. III, we obtain a useful fit of the PMNS matrix in the KS form from the data presented in the Particle Data Book PDG18pmns . As a by-product, we will observe that for the normal hierarchy of neutrino masses with the PDG book parametrization PDG18pmns . In Sec. IV, we present possible terms of neutrino and charged lepton mass terms allowed by the quantum numbers of Ref. Kim18Rp . Then, we locate possible phases in the complex vacuum expectation values(VEVs) of the SM singlet fields . Section V is a brief conclusion.
II Jarlskog determinant
There are four angles, three real angles and one phase, describing charged current (CC) weak interactions both in the quark sector KM73 and in the lepton sector PMNS1 ; PMNS2 . The importance of the CP violation is given by the so-called Jarlskog determinant which is twice the area of the triangle shown in Fig. 1. Originally, it was derived by considering specific modes of weak processes, for example which defines a unitary triangle, and the initial estimate of was given by a sum of four products of in the form Jarlskog85 where each has a process significance. Therefore, we can consider six triangles, three from two columns and three from two rows.
But, it is known that by making Det. real, one can express or , etc. KimSeo12 . In this form, relates the entire range of the matrix and hence it can be a theory dependent number. So, it is better to use this form of . Figure 1 is drawn by considering . In the particle data book, the CKM matrix is defined by the coupling PDG18ckm while the PMNS matrix is defined by the coupling PDG18pmns ; Valle80 . Three real angles used in the PDG book are , and PDG18ckm and the phase is denoted as .
The angles and of Fig. 1 are related to of . The same area of the triangle can be given in a different parametrization also. One useful parametrization, the Kim-Seo (KS) parametrization with Det., locates three real numbers in the first row KimSeo11 ,
[TABLE]
where and are real and complex numbers, respectively. Then, we have . It is remarkable to note that real numbers for one row (shown with the red color) makes it possible to visualize the importance of in the position KimSeo12 . A complex (22) element can be always written in the form separating out the term with the factor . Therefore, to use the analyses in the PDG book with the simple form given in Eq. (1), we solve, in view of Fig. 1, the equations for in terms of ,
[TABLE]
For the fixed triangle given by (2), the area relation results in
[TABLE]
Since there are four parameters to be determined i.e. and from Eq. (2), there is a degree of freedom to define the KS form from the observed angles in the PDG book. Even if we can determine the KS parameters from (2) with one degeneracy parameter, the additional relation (3) has a profound meaning. It must be satisfied for all real values of parameters and . For some angles, therefore, there must be a bound for the relation (3) to be satisfied. Let us fix the parametrization such that the (11) element in the KS form agrees with the (11) element of the PDG book, . Then, the four conditions to determine the KS parameters are
[TABLE]
The second relation of (4) is the important parameter in the neutrino oscillation and hence the condition for the (11) element to reproduce the PDG’s (11) element is intuitive and persuasive. From the known values of and the solutions of (2), should be bounded. Especially, it cannot be . The numerical solutions for the angles in the KS form in the PMNS matrix will be presented in Sec. III.
III Diagonalization of mass matrices and mixing angles in the KS form
The charged current (CC) coupling in the lepton sector is
[TABLE]
where the weak eigenstate leptons are the defining ones in the CC interaction, and the weak eigenstate leptons are related to the mass eigenstate leptons as
[TABLE]
Between the mass eigenstates, the CC interaction is given by
[TABLE]
The PMNS matrix is given by222Compare with the CKM matrix defined from the coupling,
[TABLE]
where and are diagonalizing unitary matricies of L-handed charged leptons and neutrino fields.
A standard way to parametrize the CC lepton interactions is
[TABLE]
where the first factor called the PMNS matrix is usually written as Valle80 ; PDG18pmns
[TABLE]
where , , and the angle is the Dirac CP violation phase, and are two Majorana CP violation phases. The second factor of (9) contains the Majorana phases which may be determined by heavy neutrinos in the seesaw mechanism. The best fit(BF) real angles of the PMNS matrix are PDG18pmns ,
[TABLE]
and we have the following bound from Fig. 2,
[TABLE]
from which we obtain
[TABLE]
where we used the central values for the allowed angles, and , for the normal hierarchy333Here we cite, for simplicity of presentation, mainly the numbers for normal hierarchy of neutrino masses except in Fig. 3. of neutrino masses .
However, it is useful to have real numbers in one row of the PMNS matrix as in KimSeo11 ,
[TABLE]
where Det. Then, the phase appearing in the (31) element is the key, viz. KimSeo12 .
To make the PMNS matrix with one row real from the numbers given in Eq. (15), we present numerical solutions of Eq. (4) in Fig. 2.444An approximate analytic solution near the dodeca symmetric point was given before KimSeoPMNS12 . The BF real angles from PDG18pmns determine and accurately,
[TABLE]
but is can be 0.5377 or 1.0331. For (corresponding to ) and , we have
[TABLE]
Namely, to have given in Eq. (16) for compared to of Eq. (13), we have the minimum allowed value which is inside the region given in Eq. (12). In Fig. 2, we mark the band from this value, , as the pink band. In the third quadrant, the band becomes anti-symmetric to the curve in the first quadrant, . In Fig. 3, we present an inverted hierarchy solution for .
We used notation in (14) since the definition of the PMNS matrix is given by coupling and the CKM matrix is given by coupling. To compare both with the coupling, factoring out the Majorana phases, let us consider the PMNS parametrization with of Eq. (14),
[TABLE]
To build a model, leading to (17), one must find out the mass matrices and with appropriate insertions of .
As suggested in NamCKMPMNS , if we use the KS parametrization for the CKM matrix given in KimSeo11 and again the KS parametrization for the PMNS matrix KimSeoPMNS12 given in Eq. (17) and the same CP phase appears in the CKM and PMNS phases, we expect the unitary triangles take the forms given in Fig. 4 (a). If we use the Maiani-Chau-Keung (MCK) parametrization for the CKM matrix and the Schechter-Valle (SV) parametrization for the PMNS matrix given in Valle80 ; PDG18pmns and the same CP phase appears in the CKM and PMNS phases, we expect the unitary triangles take the forms given in Fig. 4 (b). The CKM unitary triangle is known rather accurately but the PMNS unitary triangle is not known accurately, chiefly because the error bars allowed for is large: e.g. for the normal hierarchy T2K18 . These unitary triangles are defined by CC interactions, and determined chiefly by the decay processes in the quark sector and by neutrino oscillations in the lepton sector.
IV Suggestion from the flpped SU(5) model
If we consider only the SM particles, neutrino masses arise from the diagram shown in Fig. 5. Any further attachments to this diagram are SM singlet scalars. If we consider the quantum numbers under SU(2)U(1)Y, two neutrinos have where means that the 3rd component of the weak isospin is . Possible scalar attachments must carry quantum number or , and is ruled out because breaks U(1)em. allows the scalar attachments, shown as in Fig. 5. Depending on details of high energy fields, implied by the question mark in the gray, two types of neutrino masses are named, Type I seasaw TypeI and Type II seasaw TypeII . Type III seasaw TypeIII requires more light particles at the electroweak scale. From the SU spectra shown in Ref. KimKyae17 , we note that there is no SU(2) triplet representation; hence only Type I seasaw is allowed from our string compactification.
Considering the SM singlet attachements to Fig. 5, let us consider the neutrino mass operator allowed in the compactification. Firstly, the diagonal masses are
[TABLE]
where the last number after ; is the charge, and and are determined by ? in Fig. 5. We need modulo 4 for integration and modulo 4 for integration. have the same structure as . The quantum numbers are listed in Tables I and II. Note that the selection rule is making the phase an integer multiple, which is satisfied above, viz. and . Then, the above masses are estimated as
[TABLE]
Then, neutrino mixing masses are generally of order since the SM singlet VEVs can be at the GUT scale without breaking .
For the off-diagonal masses between and neutrinos, we need integration,
[TABLE]
Then, the above mass mixing is estimated as
[TABLE]
where is some mass scale determined by the above equations. Note that and can have the GUT scale VEVs because all of them carry modulo 4, and we obtain a similar order of mass for all of .
Comparing and ,
[TABLE]
we note that the neutrino mass hierarchy favors the normal hierarchy (in the sense that is the heaviest) if the VEVs of singlets are comparably small, .
Since we obtained all entries in the neutrino mass matrix, here we investigate how the CP phase can be inserted in the mass matrix of the leptons and in the neutrino mass matrix.
IV.1 Neutrino mass matrix inspired by flipped SU(5)
In Ref. Kim18Rp based on the flipped SU(5) model of Huh09 , a possible identification has been achieved, forbidding dimension-5 B violating operators but allowing the electroweak scale term and dimension-5 L violating Weinberg operator. The quantum numbers, , of the SM fields and neutral singlets (’s), are presented in Ref. Kim18Rp . In the flipped SU(5), the neutrino masses arise in the form
[TABLE]
where the couplings are complex parameters, and are flavor indices, are SU(5) indices, and the subscript is the U(1)X quantum number of SU. is usually denoted as , and , together with , is the ten-plet needed for breaking the rank 5 gauge group SU(5)U(1) at a GUT scale down to the rank 4 SM gauge group. These quantum numbers in SU are given in Ref. Kim18Rp .
Consider in Eq. (28) which is symmetric under and . Thus, the neutrino mass matrix is symmetric. The Majorana phase factored in Eq. (9) is from the heavy neutrinos, which does not affect our satudy of CC interactions shown in Eq. (10). As in the quark case, we assume that the neutrino mass matrix determining the PMNS matrix is real. Thus, can be considered to be an orthogonal matrix .
IV.2 Mass matrix of charged leptons inspired by flipped SU(5)
We can always take as a real matrix . Thus, the PMNS matrix given in (14) can be represented as
[TABLE]
where the elements and are complex and real numbers numbers, respectively. Comparing with Eq. (14), and are required to be real.
The unitary matrices relating the weak eigenstates amd mass eigenstates of the charged leptons are named as for L-handed fields and for R-handed fields,
[TABLE]
The mass matrix (where ) in the mass eigenstate basis becomes
[TABLE]
in the weak eigenstate basis. Since R-handed leptons are not participating in the CC interactions, the lepton R-handed unitary matrix can be taken as the identity matrix. Thus, the mass matrix in the weak basis becomes
[TABLE]
where and we obtained and are real numbers.
We show that the quantum numbers of the model presented in Kim18Rp allows an effective mass matrix form Eq. (27) for the charged leptons.
[TABLE]
which arises from, for example for the (22), (33) and (32) elements, viz. Tables II and III,
[TABLE]
which is allowed with (needed for D-terms) and (needed for F-terms) modulo 4, respectively. The BSM fields in Eq. (29) carry and is not broken by the mass terms of the charged leptons.
Since all the entries of the mass matrix are allowed, we show below how the required form (27) results. Because of the degeneracy of the SM fields in the sector , the mass matrix can be written as
[TABLE]
Redefining the L-handed and R-handed phases,
[TABLE]
we obtain the mass matrix for the choice of and ,
[TABLE]
The above mass matrix form is simple enough to assign phases in the SM singlet fields, . From Eq. (29), we can choose the following phase for the singlets, and . Determining these phases is postponed until a sufficiently accurate value of the PMNS phase is known.
V Conclusion
After presenting a useful parametrization in the Kim-Seo form of the PMNS matrix, we obtained the mass matrix forms of neutrinos and charged leptons from symmetries allowed in a compactified string Kim18Rp . The flipped SU(5) model compactified on is simple enough to draw this analysis up to satisfying all data on the PMNS matrix. In the flipped SU(5), the -type quark mass matrix and the neutrino mass matrix are symmetric. These matrices are set to be real. We have shown that the CP phase in the PMNS matrix can be introduced from the charged lepton mass matrix.
Acknowledgements.
J.E.K. thanks Carlos Muñoz for the helpful discussion during his visit of UAM, Madrid, Spain, where this work was initiated. This work is supported in part by the IBS (IBS-R017-D1-2014-a00) and by the National Research Foundation (NRF) grant NRF-2018R1A2A3074631.
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