Multilinear Exponential Sums With A General Class Of Weights
Bryce Kerr, Simon Macourt

TL;DR
This paper introduces new bounds for multilinear exponential sums over prime fields with a broader class of weights, leveraging recent advances in incidence geometry and applying results to sparse polynomials and Weyl sums.
Contribution
It provides novel estimates for multilinear exponential sums with general weights, extending previous work and utilizing recent geometric incidence bounds.
Findings
New bounds for multilinear exponential sums with general weights
Applications to exponential sums with sparse polynomials
Improved estimates for Weyl sums over small generalized arithmetic progressions
Abstract
In this paper we obtain some new estimates for multilinear exponential sums in prime fields with a more general class of weights than previously considered. Our techniques are based on some recent progress of Shkredov on multilinear sums which has roots in Rudnev's point plane incidence bound. We apply our estimates to obtain new results concerning exponential sums with sparse polynomials and Weyl sums over small generalized arithmetic progressions.
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Multilinear exponential sums with a general class of weights
Bryce Kerr
Department of Pure Mathematics, University of New South Wales, Sydney, NSW 2052, Australia
and
Simon Macourt
Department of Pure Mathematics, University of New South Wales, Sydney, NSW 2052, Australia
Abstract.
In this paper we obtain some new estimates for multilinear exponential sums in prime fields with a more general class of weights than previously considered. Our techniques are based on some recent progress of Shkredov in Additive Combinatorics with roots in Rudnev’s point plane incidence bound. We apply our estimates to obtain new results concerning exponential sums with sparse polynomials and Weyl sums over small generalized arithmetic progressions.
Key words and phrases:
exponential sum, sparse polynomial
2010 Mathematics Subject Classification:
11L07, 11T23
1. Introduction
Given a prime number , subsets and sequences of complex numbers , we define the weighted multilinear exponential sum over variables by
[TABLE]
where are dimensional weights that depend on all but the th variable and . Assuming each , we are interested in obtaining upper bounds of the form
[TABLE]
where . The first result in this direction is Vinogradov’s bilinear estimate and states that
[TABLE]
which is nontrivial provided . For values of progress has been made through Additive Combinatorics with the first results due to Bourgain, Glibichuck and Konyagin [7] under some restrictions on the sets, weights and number of variables occuring in (1.1) although their result was general enough to obtain new estimates for sums over small subgroups. Bourgain [3] extended the results of [7] and obtained an optimal result with respect to the size of . In particular, Bourgain showed that for all there exists a such that
[TABLE]
provided
[TABLE]
and we note that Bourgain gives the dependence of on . Recently, Shkredov [26] has made significant quantitative improvements to the results of Bourgain by exploiting a direct connection with geometric incidence estimates of Rudnev [23]. Of particular relevance are the results of Petridis and Shparlinski [22] and Macourt [18] for recent estimates of three and four dimensional multilinear sums and Shkredov [25] for the sharpest current results for exponential sums over subgroups of medium size. We mention that a direct application of the methods from [22, 18] are unable to give bounds for multilinear sums beyond four dimensional sums. However, in this paper we are able to break through this barrier and apply related techniques to given new non-trivial results for multilinear sums beyond four variables.
Given a set and an integer we let count the number of solutions to the equation
[TABLE]
for . The quantity plays an important role in our arguments and we obtain some new estimates for one of which improves the error term in a result of Shkredov [26, Theorem 32] for sets of cardinality . We then apply our estimates to obtain some new bounds for sums of the form (1.1) which are motivated by applications to exponential sums with sparse polynomials and Weyl sums over small generalized arithmetic progressions.
Given tuples of integers and we define the -sparse polynomial
[TABLE]
and consider the exponential sums
[TABLE]
Multinomial exponential sums of the form (1.4) have been studied extensively. We first note by the Weil bound, see [28, Appendix 5, Example 12]
[TABLE]
When are small the above estimate is sharp and we consider the case when grows with . In this setting, progress on the simplest case of monomials was first made by Shparlinski [27] and was further improved by Heath-Brown and Konyagin [16] using techniques based on Stepanov’s method, although the current sharpest estimates are based on Additive Combinatorics, see for example [7, 8]. More general sums of the form (1.4) were first considered by Mordell [20] and are often referred to as Mordell’s exponential sum and we refer the reader to [1, 9, 10, 11, 12, 13, 14] for previous estimates of these sums. We also mention the cases of trinomials and quadrinomials have been given new bounds in [17] and [19] and we follow these techniques to reduce to multilinear sums of the form (1.1).
A second application of our bound for the sums (1.1) is a new estimate Weyl sums over small generalized arithmetic progressions. Generalized arithmetic progressions are defined as sets of the form
[TABLE]
For as above, we define the rank of to be and say that is proper if
[TABLE]
Shao [24] has previously shown that for any polynomial we have
[TABLE]
which can be considered a Pólya-Vinogradov type estimate for generalised arithmetic progressions. We use our estimates for (1.1) to obtain a power saving for Weyl sums over proper generalized arithmetic progressions with an essentially optimal range on the cardinality of , see Theorem 1.4.
For the entirety of this paper we let , and similarly for other sets We also use the notation to indicate for some absolute constant and similarly to mean the same where depends on some parameter .
1.1. Main Results
In what follows we keep notation as in (1.1).
Theorem 1.1**.**
Let , subsets satisfying
[TABLE]
and
[TABLE]
Then we have
[TABLE]
where
[TABLE]
and and .
We give an example of when Theorem 1.1 is nontrivial. Suppose and . Then we have
[TABLE]
One can see that this is stronger than the trivial bound
[TABLE]
for . In the case of sets of cardinality a little larger than we can obtain sharper estimates.
Theorem 1.2**.**
Let satisfy
[TABLE]
Then we have
[TABLE]
The following is a consequence of Theorem 1.1.
Theorem 1.3**.**
Let be a multinomial of the form (1.3), with co-efficients for . We define
[TABLE]
and
[TABLE]
Suppose . Then
[TABLE]
where
[TABLE]
and
[TABLE]
We mention that Theorem 1.3 returns the same bound as [17, Theorem 1.1] when . We also mention the strength in this bound is that it relies on mutual greatest common divisors, rather than the size of the exponents. With this in mind, one can give examples of when this is stronger than all known bounds for a given by first ensuring that is small and each of the powers are large. We direct the reader to [17, Corollary 1.2] for such an example for the case .
Combining ideas from the proof of Theorem 1.1 with estimates of Bourgain for multilinear sums we extend a result of Shao [24] to the setting of Weyl sums over small generalized arithmetic progressions.
Theorem 1.4**.**
Let be prime, a proper generalized arithmetic progression of rank and a polynomial of degree . For any there exists some such that if
[TABLE]
then
[TABLE]
We note the condition is sharp which may be seen by considering the example
[TABLE]
so that
[TABLE]
2. Multilinear Exponential Sums
2.1. Reduction mean values
The following result is a variant of [22, Lemma 2.10] which is more suitable for applications to exponential sums when the variables may run through sets of differing cardinalities.
Lemma 2.1**.**
Let . Suppose is defined as in (1.1). Then
[TABLE]
Proof.
We proceed by induction on and first consider the case . Our sums take the form
[TABLE]
and hence by the Cauchy-Schwarz inequality
[TABLE]
Expanding the square, interchanging summation and isolating the diagonal contribution, we get
[TABLE]
Suppose the statement of Lemma 2.1 is true for some integer and consider the sums . By the Cauchy-Schwarz inequality
[TABLE]
which after expanding the square, interchanging summation and isolating the diagonal contribution results in
[TABLE]
where
[TABLE]
and
[TABLE]
By Hölder’s inequality
[TABLE]
We next fix some pair and apply our induction hypothesis to the sum . This gives
[TABLE]
which combined with the above implies
[TABLE]
and completes the proof. \sqcap$$\sqcup
We mention that the above proof is independent of the sizes of the , and as such the lemma is left without such restrictions.
For any set we define
[TABLE]
and extend the notation when variables run through different sets by defining to be the number of solutions to
[TABLE]
for . Finally, we use the notation for the above cases where we exclude the solutions when the equation is [math] and define
[TABLE]
We note that is the error in approximation of by the expected main term.
Lemma 2.2**.**
Let . Then
[TABLE]
Proof.
We let and express in terms of multiplicative characters
[TABLE]
where is the set of all distinct characters. Clearly,
[TABLE]
Using Holder’s inequality, we obtain
[TABLE]
\sqcap$$\sqcup
The proof of the following is similar to that of Lemma 2.2 with summation only over non-principal characters.
Lemma 2.3**.**
Let . Then
[TABLE]
Using Lemma 2.1, Lemma 2.2 and Lemma 2.3 we give two general results relating estimates for to the quantities and . We first recall the classic Vinogradov bilinear estimate, see [6, Equation 1.4] or [15, Lemma 4.1].
Lemma 2.4**.**
For any sets and any , with
[TABLE]
we have
[TABLE]
Lemma 2.5**.**
Let . Suppose is defined as in (1.1) and that
[TABLE]
Then
[TABLE]
Proof.
Writing
[TABLE]
by Lemma 2.1 it is sufficient to show that
[TABLE]
Let count the number of solutions to the equation
[TABLE]
so that
[TABLE]
and hence by Lemma 2.4
[TABLE]
and the result follows from Lemma 2.2 since
[TABLE]
\sqcap$$\sqcup
Our next estimate does better in applications over Lemma 2.5 when our sets have have large cardinalities.
Lemma 2.6**.**
Let . Suppose is defined as in (1.1). Then we have
[TABLE]
Proof.
Writing
[TABLE]
by Lemma 2.1 it is sufficient to show that
[TABLE]
Applying the Cauchy-Schwarz inequality, interchanging summation and isolating the diagonal contribution gives
[TABLE]
where counts the number of solutions to the equation
[TABLE]
Let
[TABLE]
and write
[TABLE]
We have
[TABLE]
With notation as in Lemma 2.3, by the Cauchy-Schwarz inequality
[TABLE]
and hence
[TABLE]
Combining the above with (2.1) and (2.2) gives
[TABLE]
and completes the proof. \sqcap$$\sqcup
2.2. Estimates for
In this section we give estimates for which will be combined with results from Section 2.1 to obtain estimates for multilinear sums. We first recall the following result [26, Theorem 32].
Lemma 2.7**.**
Suppose is a set and . For all
[TABLE]
We then have the following lemma [26, Theorem 41].
Lemma 2.8**.**
Let be a set, . Then for any one has
[TABLE]
Furthermore, if , then for any one has
[TABLE]
We first notice that from the proof of [26, Theorem 32] we have
[TABLE]
Using , combined with Lemma 2.8 and (2.3) we have the following corollary.
Corollary 2.9**.**
Suppose is a set and . For all
[TABLE]
Similarly if , for any we have
[TABLE]
and if , for any we have
[TABLE]
It is clear that we can use the above to give other estimates on using previous estimates on . We recall the following result [18, Lemma 2.6], which is given from Murphy et. al [21] result on collinear triples.
Lemma 2.10**.**
Let . Then
[TABLE]
Again, we have the following corollary.
Corollary 2.11**.**
Let . Then
[TABLE]
We next prepare to give an estimate for which improves on the above results for sets of cardinality a little larger than . As in Shkredov [26], our main tool is Rudnev’s point plane incidence bound [23].
Lemma 2.12**.**
Let be an odd prime, a set of points and a collection of planes in . Suppose and that is the maximum number of collinear points in . Then the number of point-planes incidences satisfies
[TABLE]
Lemma 2.13**.**
*For a prime number and a subset with we have *
[TABLE]
Proof.
We have
[TABLE]
Let denote the indicator function of the multiset
[TABLE]
and let denote the Fourier transform of . We note that the Fourier coefficients satisfy
[TABLE]
We have
[TABLE]
where
[TABLE]
We have
[TABLE]
where we have removed the condition in the last display since by (2.4) the Fourier coefficients are nonnegative. The above implies
[TABLE]
where
[TABLE]
For integer we define the sets
[TABLE]
so that
[TABLE]
where
[TABLE]
Fix some pair and consider . If then we consider the set of points
[TABLE]
and the collection of planes
[TABLE]
We see that is bounded by the number of point-plane incidences between and
[TABLE]
Since the maximum number of collinear points in is an application of Lemma 2.12 gives
[TABLE]
In a similar fashion, if then
[TABLE]
This implies that
[TABLE]
and hence substituting the above into (2.8) we get
[TABLE]
Recalling (2.4) and (2.7), we have
[TABLE]
and
[TABLE]
so that
[TABLE]
This implies
[TABLE]
[TABLE]
which completes the proof. \sqcap$$\sqcup
We next establish a recurrence type inequality similar to [26, Theorem 32].
Lemma 2.14**.**
*For a prime number and a subset with we have *
[TABLE]
Proof.
Let count the number of solutions to the equation
[TABLE]
with variables satisfying
[TABLE]
so that
[TABLE]
Let denote the indicator function of the multiset
[TABLE]
and let denote the Fourier transform of . We have
[TABLE]
which implies that
[TABLE]
where
[TABLE]
For integer we define
[TABLE]
so that
[TABLE]
where
[TABLE]
Using Lemma 2.12 as in the proof of Lemma 2.13, we see that
[TABLE]
We have
[TABLE]
and
[TABLE]
so that
[TABLE]
Combining the above with (2.13) and (2.14) we see that
[TABLE]
and hence by (2.11) and (2.12)
[TABLE]
which completes the proof. \sqcap$$\sqcup
Combining Lemma 2.13 and Lemma 2.14 with an induction argument gives the following Corollary.
Corollary 2.15**.**
*For a prime number and a subset with we have *
[TABLE]
Using the trivial bound in Corollary 2.15 gives the following sharp asymptotic formula for for sets of cardinality a little larger than .
Corollary 2.16**.**
For any and we have
[TABLE]
We define to be the number of solutions to
[TABLE]
with and . We now recall [22, Corollary 2.4].
Lemma 2.17**.**
Let with and . Then
[TABLE]
2.3. Proof of Theorem 1.1
Proof.
Let
[TABLE]
By Lemma 2.1, after permuting the variables, we have
[TABLE]
We now collect together and denote the number of solutions to this equation to be . Similarly we collect and we denote the number of solutions to this equation to be . Hence,
[TABLE]
for some complex weight with . Now, by Lemma 2.17 with we have
[TABLE]
Similarly,
[TABLE]
We apply Corollary 2.9 and 2.11 combined with Lemma 2.2 along with Lemma 2.4 to obtain
[TABLE]
This completes the proof. \sqcap$$\sqcup
2.4. Proof of Theorem 1.2
We note that the conditions (1.6) and Corollary 2.16 imply that
[TABLE]
and hence by Lemma 2.6
[TABLE]
from which the desired result follows.
3. Multinomial Exponential Sums
3.1. Preliminaries
The aim of this section is to extend the results of [17] and [19] beyond the cases of trinomials and quadrinomials, to more general multinomial sums.
We recall the following bound of [19].
Lemma 3.1**.**
Let be a multiplicative subgroup with . Then
[TABLE]
Combining with (2.3) and observing which term dominates we get the following corollary.
Corollary 3.2**.**
Let be a multiplicative subgroup with . Then
[TABLE]
We also have the following result as a consequence of [17, Lemma 2.4].
Lemma 3.3**.**
Let be multiplicative subgroups with cardinalities respectively with . Then,
[TABLE]
We then have the following result on multilinear exponential sums over subgroups, which may be of independent interest to the reader.
Lemma 3.4**.**
Let be multiplicative subgroups with , , . Then
[TABLE]
where
[TABLE]
and
[TABLE]
Proof.
The proof follows that of Theorem 1.1, however we use Corollary 3.2 and Lemma 3.3 in place of their relevant results on arbitrary sets. \sqcap$$\sqcup
3.2. Proof of Theorem 1.3
Let for each . We then let be the subgroups of generated by the elements of order . Then
[TABLE]
Now the image of non-zero powers contains elements, each appearing with multiplicity . Similarly, the images contain elements, each appearing with multiplicity , for . Hence, we apply Lemma 3.4 to obtain
[TABLE]
By simplifying we reach the required result.
4. Weyl Sums Over Generalized Arithmetic Progressions
4.1. Preliminaries
We will require an estimate for the norm of the Fourier transform of proper generalized arithmetic progressions which is due to Shao [24].
Lemma 4.1**.**
Let be a proper generalized arithmetic progression of rank and let denote the Fourier transform of . Then we have
[TABLE]
The following is due to Bourgain [3, Theorem A].
Lemma 4.2**.**
Let and . There exists some such that if is a sufficiently large prime and satisfy
[TABLE]
then
[TABLE]
4.2. Proof of Theorem 1.4
Considering the sum
[TABLE]
we note that for any
[TABLE]
where denotes the -fold sumset
[TABLE]
so that
[TABLE]
Averaging (4.1) over and using Lemma 4.1 gives
[TABLE]
for some , where
[TABLE]
Since has degree , we may write
[TABLE]
and hence
[TABLE]
for some sequence of polynomials where is independent of the variable . This implies that
[TABLE]
for some sequence of weights with independent of . By Lemma 2.1
[TABLE]
and by the Cauchy-Schwarz inequality
[TABLE]
This implies that
[TABLE]
for some . We note that the assumption (1.7) implies that the conditions of Lemma 4.2 are satisfied and hence
[TABLE]
for some depending on and the result follows from (4.4).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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