Quasi-Hamiltonian model spaces
Kay Paulus, Bart Van Steirteghem

TL;DR
This paper classifies quasi-Hamiltonian model spaces for simple, simply connected compact Lie groups, identifying subgroups related to multiplicity free manifolds with surjective momentum maps, based on F. Knop's classification.
Contribution
It explicitly identifies subgroups of the Lie algebra of the maximal torus corresponding to quasi-Hamiltonian model spaces, extending the classification framework.
Findings
Explicit subgroup classifications for quasi-Hamiltonian model spaces.
Connection with F. Knop's classification of multiplicity free manifolds.
Provides a comprehensive list of isomorphism classes for these spaces.
Abstract
Let K be a simple and simply connected compact Lie group. We call a (twisted) quasi-Hamiltonian K-manifold M a quasi-Hamiltonian model space if it is multiplicity free and its momentum map is surjective. We explicitly identify the subgroups of the Lie algebra of the maximal torus of K, which, by F. Knop's classification of multiplicity free quasi-Hamiltonian manifolds, are in one-to-one correspondence with the isomorphism classes of quasi-Hamiltonian model K-spaces.
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| \dynkin[labels*=1,3,2, ordering=Dynkin, label macro/.code=α_\drlap#1, label] G[1]2 | \dynkin[label, label macro/.code=α_\drlap#1, labels*=2,1] A[2]2 | \dynkin[labels = 0,1,2,3,n-2,n-1,n, label macro/.code=α_\drlap#1, label directions=,below, labels*=2,2,2,2,2,2,1, edge length=.7cm] A[2]even |
| {dynkinDiagram}[labels = 0,1,2,3,4,n-2,n-1,n, label macro/.code=α_\drlap#1, labels*=1,1,,2,2,2,2,1, edge length=.7cm, label* directions=,,above,,,,,] A[2]odd \node[above right,/Dynkin diagram/text style] at (root 2) ; | \dynkin[labels=0,1,2,n-2,n-1,n, label macro/.code=α_\drlap#1, labels*=1,1,1,1,1,1, edge length=.7cm] D[2] | \dynkin[label, label macro/.code=α_\drlap#1, labels*=1,2,3,2,1, edge length=.5cm] E[2]6 |
| \dynkin[label, label macro/.code=α_\drlap#1, labels*=1,2,1, edge length=.7cm] D[3]4 | ||
| -admissible subgroups of . | |||
| 1 | any except with and | ||
| 2 | even | 1 | |
| 3 | odd | 1 |
with , , , where are defined by for all |
| 4 | 1 | ||
| 5 | 2 | ||
| 6 | 2 | ||
| 7 | 2 | ||
| 8 | 2 | ||
| 9 | , odd | 2 | |
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Quasi-Hamiltonian Model Spaces
Kay Paulus
K. Paulus
and
Bart Van Steirteghem
B. Van Steirteghem: Friedrich-Alexander-Universität Erlangen-Nürnberg
Abstract.
Let be a simple and simply connected compact Lie group. We call a (twisted) quasi-Hamiltonian -manifold a quasi-Hamiltonian model space if it is multiplicity free and its momentum map is surjective. We explicitly identify the subgroups of the Lie algebra of the maximal torus of , which, by F. Knop’s classification of multiplicity free quasi-Hamiltonian manifolds, are in one-to-one correspondence with the isomorphism classes of quasi-Hamiltonian model -spaces.
1. Introduction
A quasi-affine variety equipped with an action of a complex connected reductive group is called a model variety for if its coordinate ring contains every irreducible representation of exactly once. The study of such ‘representation models’ started in [BGG76] and has been quite fruitful, see for example [GZ84, GZ85, AHV98, Lun07, BGM16].
In this paper, we classify analogous model spaces in the setting of the quasi-Hamiltonian manifolds introduced by A. Alekseev, A. Malkin and E. Meinrenken in [AMM98]. Roughly speaking, a quasi-Hamiltonian -manifold is a smooth manifold equipped with an action of a compact connected Lie group , a 2-form and a smooth -equivariant map , called the (group valued) momentum map, fulfilling certain compatibility conditions (see 2.1).
In fact, this notion can be generalized by allowing a twist of the conjugation action of on itself. Indeed, given a smooth automorphism of one can require that the momentum map be equivariant with respect to the twisted conjugation action
[TABLE]
of on itself. In this case, we use for equipped with this -twisted action and denote the momentum map by . Such quasi-Hamiltonian -manifolds were first defined by Meinrenken in [Mei17] and independently by F. Knop in [Kno16]. In [BY15], P. Boalch and D. Yamakawa also independently considered such manifolds in the context of twisted wild character varieties.
From now on, we assume that is simply connected. As is known and will be recalled in 2.4, there is a natural homeomorphism between the set of -twisted conjugacy classes in and the fundamental alcove of a certain affine root system. In [AMM98, Theorem 7.2] and [Mei17, Theorem 4.4] it was shown (for and general , respectively) that when is a compact and connected quasi-Hamiltonian -manifold, then the image of the map
[TABLE]
where is the quotient map, is a convex polytope in , which is called the momentum polytope of .
Alekseev, Malkin and Meinrenken also ported the classical notion of symplectic reduction of Hamiltonian manifolds to the setting of quasi-Hamiltonian manifolds [AMM98, Section 5]. In analogy to the multiplicity free Hamiltonian manifolds of Guillemin and Sternberg [GS84], Knop then made the following definition in [Kno16]: a compact connected quasi-Hamiltonian manifold is called multiplicity free if all its symplectic reductions are points, see also [Kno22, Def. 2.4.1 and Prop. 2.4.2].
In [Kno22, Corollary 2.6.2], Knop showed that compact connected multiplicity free quasi-Hamiltonian -manifolds are uniquely determined by the pair , where is a certain lattice which encodes the principal isotropy group of the -action on . In addition, he characterized which pairs consisting of a polytope and a lattice can occur this way.
Knop also studied certain series of examples of multiplicity free quasi-Hamiltonian manifolds in [Kno22, Section 2.7], and in [Pau18] the first author obtained a classification of those for which , see also [KP21]. In [Kno22, Proposition 2.7.2], Knop identified some multiplicity free quasi-Hamiltonian manifolds which are ‘as big as possible.’ Their explicit combinatorial classification is the purpose of this paper.
1.1 Definition**.**
A compact connected quasi-Hamiltonian -manifold is called a (quasi-Hamiltonian) model -space if it is multiplicity free and its momentum map is surjective.
The main result of this paper is 2.11 in which we combinatorially classify model -spaces for simple and simply connected. The necessary prerequisites for stating this theorem are reviewed in section 2. It is an application of 2.10, which is a specialization of Knop’s aforementioned classification theorem. Since the momentum polytope of a model - space is always the full alcove , our classification is in terms of the possible lattices . It would be interesting to have global descriptions of the model spaces realizing these lattices.
Knop’s characterization in [Kno22] of the pairs realized by multiplicity free quasi-Hamiltonian manifolds is in terms of weight monoids of smooth affine spherical varieties. This weight monoid is a basic representation-theoretic invariant of such varieties (see 2.6). In section 3 we present the tools from the combinatorial theory of spherical varieties that we will use in section 4 to prove 2.11. The main tool is 3.9. It is a special case, adapted to our setting, of the combinatorial characterization of the weight monoids of smooth affine spherical varieties in [PVS19] and may be of some independent interest.
Notation
Unless stated otherwise, will be a simple and simply connected compact Lie group with Lie algebra . Furthermore will be equipped with a (possibly trivial) smooth automorphism , which we will also call a twist, and its Lie algebra with a scalar product which is invariant for and . When is a subset of a free abelian group , we will use for the smallest subgroup of containing and when is a finite set, we will also use for this group. When is a subset of a real vector space , we will use for the closed convex cone generated by in .
Acknowledgment
We thank Friedrich Knop for proposing the problem addressed in this paper, and for numerous helpful conversations. Part of this paper is based on the first author’s doctoral thesis [Pau18], which was written under Knop’s supervision. We also thank Guido Pezzini and Wolfgang Ruppert for many helpful discussions and Franziska Pechtl for her help with proofreading. Finally, we thank the referees of an earlier version of this paper for many helpful remarks and suggestions which led to improvements. The second author received support from the City University of New York PSC-CUNY Research Award Program.
2. Prerequisites and main result
In this section we briefly recall, mostly following [Kno22], the necessary notions to state both 2.10, which is the special case of Knop’s classification theorem [Kno22, Corollary 2.6] that we will use, and 2.11, which is our main result.
Although it will not play a direct role in what follows, we begin by giving, for completeness, the definition of a quasi-Hamiltonian -manifold, following [Kno22, Definition 2.1.2].
2.1 Definition**.**
A quasi-Hamiltonian -manifold is a smooth -manifold equipped with a -invariant -form and a -equivariant smooth map , called the (group valued) momentum map, such that
- (1)
, 2. (2)
for all and , 3. (3)
,
where with being the left- and right-invariant Maurer-Cartan-forms on and
[TABLE]
is the canonical biinvariant closed -form on with respect to the chosen scalar product on .
We move on to affine root systems, extracting from [Kno22, Section 1.1], which is based on [Mac72] and [Mac03], what we will need. Let be a Euclidean vector space with inner product and associated affine space . We denote by the set of affine linear functions on . The gradient of is denoted by and is characterized by the property
[TABLE]
If is a non-constant affine linear function, we define the reflection
[TABLE]
where
[TABLE]
Its induced action on an affine linear function is:
[TABLE]
2.2 Definition**.**
A (reduced) affine root system on is a set of non-constant affine linear functions such that:
- (a)
for all , 2. (b)
for all 3. (c)
for all , 4. (d)
is finite.
Every defines an affine hyperplane
[TABLE]
An alcove of is the closure of a connected component of . The Weyl group of , which is the subgroup generated by in the group of isometries of , acts simply transitively on the set of alcoves of . Each such alcove is a fundamental domain for the action of on .
Put
[TABLE]
and . These are possibly non-reduced finite root systems on .
2.3 Definition**.**
An integral root system on is a pair where is an affine root system and is a lattice with and .
Recall that is assumed to be simply connected. It is known that the twisted conjugacy classes in are in bijection with an alcove of an affine root system that is determined by and , cf. [Wen01, MW04, Mei17]. We give the description of the twisted conjugacy classes from [Kno22, Section 2.2]. To do so, we first recall that if is a maximal torus, then its character group can (and will) be identified with a sublattice of via the map
[TABLE]
where is the unique element of such that
[TABLE]
Consequently we also view the (finite) root system of as a subset of . In what follows, we will slightly abuse notation and no longer distinguish between and .
2.4 Theorem** ([Kno22, Theorem 2.2.1]).**
Let be an automorphism of the simply connected compact Lie group . Then there exists a -stable maximal torus in and an integral root system on the -fixed part of , with the following properties:
- (a)
If is the orthogonal projection, then and . 2. (b)
The lattice is the weight lattice of , that is
[TABLE] 3. (c)
If is an alcove of , then the composition is a homeomorphism. 4. (d)
If for every we set
[TABLE]
then is a closed connected subgroup of with maximal torus and integral root system .
Moreover, is unique up to twisted conjugation.
2.5 Remark**.**
Using standard arguments (like those in the proof of [Kno22, Theorem 2.2.1], for example) one shows that
- (a)
The type of the root system in 2.4 only depends on the image of in the group of outer automorphisms of ; 2. (b)
If is simple then is the irreducible affine root system of type in LABEL:ars, where is the Dynkin type of and is the order of .
Suppose now, that is a compact connected quasi-Hamiltonian -manifold, with momentum map . Fixing an alcove and a homeomorphism as in 2.4, one defines the so-called invariant momentum map as in eq. 1.1. Recall from the introduction that its image
[TABLE]
is a convex polytope, called the momentum polytope of .
The second invariant used in Knop’s classifcation theorem of compact connected multiplicity free quasi-Hamiltonian -manifolds is a lattice in which encodes the principal isotropy group of the -action on . We introduce it following [Kno22, Section 2.4]. By 2.4, the isotropy goup is the same subgroup of for all in the relative interior of . Let’s call this group . Then the quotient of by the kernel of its action on is a torus which we call . Furthermore is the principal isotropy group of the -action on and it is encoded by the character group of , which we call the lattice of . Because is a maximal torus of , the quotient map restricts to a surjective homomorphism . Consequently, the lattice can and will be viewed as subgroup of the lattice , which is itself a subgroup of .
An immediate consequence of 1.1 is that the momentum polytope of a quasi-Hamiltonian model space is the alcove , so that only relevant invariant is the lattice . In order to characterize the lattices of quasi-Hamiltonian model spaces we need to make a few more recollections. Let be a complex connected reductive group and let be Borel subgroup. Write for the subset of of dominant weights of (with respect to ). Recall that highest weight theory gives us a one-to-one correspondence between and the set of isomorphism classes of irreducible representations of . If acts on a variety , then acts linearly on the ring of regular functions by
[TABLE]
2.6 Definition**.**
A smooth affine irreducible -variety is called spherical if its ring of regular functions is multiplicity free as a representation of , that is, if every irreducible representation of occurs at most once in . The weight monoid of such a variety is the set of -weights of -eigenvectors in , that is,
[TABLE]
2.7 Remark**.**
Usually, a spherical -variety is defined to be a normal -variety which contains a dense orbit of the Borel subgroup of . It follows from a well-known result due to Vinberg and Kimel’fel’d [VK78] that the existence of a dense -orbit on an affine -variety is equivalent to the multiplicity-freeness of the -module .
Next we define the subgroups of that can occur as lattices of quasi-Hamiltonian model -spaces. First recall that for every , the subgroup has as a maximal torus, whose character goup is . The weight lattice of the complexification of can naturally be identified with the weight lattice of . Furthermore is a Weyl chamber for and thus determines a Borel subgroup of with respect to which is the set of dominant weights. In other words, when is a smooth affine spherical -variety, we view its weight monoid as a subset of .
2.8 Definition**.**
Let and be as in 2.4. Let be a subgroup of . We will say that is -admissible if for every vertex of there exists a smooth affine spherical -variety whose weight monoid satisfies and .
2.9 Remark**.**
- (a)
A subgroup of is -admissible if and only if, in the parlance of [Kno22, Definition 2.5.1], is a spherical pair. 2. (b)
If is -admissible, then the weight monoids as in 2.8 are uniquely determined by ; see 3.2 below. Indeed, .
Here is the announced specialization of [Kno22, Corollary 2.6].
2.10 Theorem** (Knop).**
Let be an automorphism of the compact and simply connected Lie group and let . The map yields a bijection between the set of isomorphism classes of quasi-Hamiltonian -model spaces and the set of -admissible subgroups of .
We need a bit more notation before we can state our main result. Let be the set of simple roots of corresponding to the choice of alcove , that is, belongs to if and only if the affine hyperplane is a wall of and for all . For simple, we number the simple roots in as in the Dynkin diagram in LABEL:ars corresponding to .
Here is the main result of this paper. The proof will be given in section 4.
2.11 Theorem**.**
Let be a simple and simply connected compact Lie group and a smooth automorphism of . Let and be as in 2.4 and number the simple roots of as in LABEL:ars. Finally, let be the order of the image of in the group of outer automorphisms of .
Then the map gives a bijection between the set of isomorphism classes of quasi-Hamiltonian model -spaces and the subgroups of in the following table:
2.12 Remark**.**
We keep the notations from 2.11 in this remark.
- (a)
When , is simply the weight lattice of and is the set of simple roots of . This claim about holds because is an integral linear combination of , which holds, for example, because is the highest root in the root system of and the coroots of the simple roots form a basis of the dual root system. 2. (b)
More generally one can check for each irreducible affine root system in LABEL:ars that is the weight lattice of the root system of ; see 3.33.3. 3. (c)
The lattices in cases (LABEL:doubles) and (LABEL:suodd) are in natural bijective correspondence with the subgroups of the (finite) quotient . For each irreducible finite root system, this quotient group is given in [Bou68, Planches I-IX]. 4. (d)
The following cases in 2.11 had already been found in [Kno16, Theorem 11.4], see also [Kno22, Proposition 2.7.2]: (LABEL:sp2nwl), (LABEL:su2np12), (LABEL:sueven) with and (LABEL:suodd) with . 5. (e)
As is well known, and can be read in [Bou68, Planche I], the weights and used to describe the lattices in case (LABEL:sueven) of 2.11 can be expressed as (rational) linear combinations of the simple roots . We have not found an elegant basis of in terms of these simple roots. Note that for , the lattice is equal to .
3. -adapted lattices
Let be simple and simply connected. If is a subgroup of that is -admissible and is a vertex of , then there exists a smooth affine spherical -variety whose weight monoid satisfies and . The first ingredient in the proof in section 4 of our classification of quasi-Hamiltonian model spaces is 3.5, which was obtained in [PPVS18, Section 3] and provides, up to replacing by its simply connected covering group , all the lattices that satisfy the condition for being -admissible at the vertex of corresponding to the node in the Dynkin diagram of (the vertex is defined in eq. 3.3). It will then remain to check which of these lattices verify the condition at every vertex of . When we do this in section 4, we will make use of 3.3 and 3.9. The latter is a special case of the combinatorial characterization of the weight monoids of smooth affine spherical varieties due to G. Pezzini and the second author, see [PVS19]. This section also contains the necessary preliminaries to state 3.9.
For the remainder of this section, is a complex connected reductive group, a chosen Borel subgroup, a chosen maximal torus in , the weight lattice of , the set of simple roots of with respect to and and the subset of dominant weights in with respect to . Whenever necessary, we number the simple roots and the fundamental weights as in [Bou68, Planches I–IX].
3.1 Definition**.**
Let be a subgroup of . We say that is -adapted if there exists a smooth affine spherical -variety whose weight monoid satisfies
[TABLE]
3.2 Remark**.**
- (a)
Because a smooth affine spherical variety is normal, its weight monoid satisfies the equality in . This means in particular that if is -adapted then there is only one monoid for which eqs. 3.1 and 3.2 hold, namely . 2. (b)
Furthermore, thanks to a theorem of I. Losev’s in [Los09], a smooth affine spherical -variety is uniquely determined by its weight monoid (up to -equivariant isomorphism).
Part d of the following lemma allows us to “ignore” the lattice when determining whether a subgroup of is -admissible, making it a purely local problem at every vertex of .
3.3 Lemma**.**
We make the same assumptions as in 2.11. For each vertex of we let be the weight lattice of the root system . Then the following hold:
- (a)
, where the intersection is over all vertices of ; 2. (b)
With the numbering of the simple roots of as in LABEL:ars, we define the vertex of by
[TABLE]
for each . Then for all . In particular, . 3. (c)
* is the integral root system of the simply connected covering group of , which we will denote by ;* 4. (d)
A subgroup of is -admissible if and only if is -adapted for every vertex of .
Proof.
Assertion a is essentially a restatement of part b of 2.4. The first assertion in 3.3 will be repeated and proved in 4.1a. That follows because every vertex of is of the form for some . Assertion c is a standard fact of Lie theory. We come to assertion d. The “only if” statement holds because if is a smooth affine spherical -variety, then the action lifts to . The “if” statement is true because if is -adapted at every vertex of , then lies in for every . By a it then follows that , which implies that at each vertex , the -action on the smooth affine spherical -variety associated to factors through . ∎
Part d of the next lemma gives a different description of -adapted lattices. We will say that a subgroup of has full rank if . Furthermore, we recall that a submonoid of is called -saturated if .
3.4 Lemma**.**
- (a)
If is a subgroup of , then (as subsets of ). 2. (b)
If is a subgroup of of full rank, then . 3. (c)
The map is a bijection from the set
[TABLE]
to the set
[TABLE]
with inverse map . 4. (d)
A subgroup of is -adapted if and only if is of full rank and is the weight monoid of a smooth affine spherical -variety.
Proof.
Assertion a follows from the well-known fact that . Assertion b holds because every extremal ray of the convex polyhedral cone contains an element of and, since has finite index in , also an element of . Part c is a consequence of the fact that when is a subgroup of full rank of , then
[TABLE]
Equation 3.4 in turn can be shown with essentially the same proof as [Oda88, Prop. 1.1(iii)]. We turn to assertion d and begin with the “only if” statement. Suppose that is -adapted. Since spans as a vector space, it follows from eq. 3.2 that has full rank. Furthermore, it follows from 3.2a that is the weight monoid of a smooth affine spherical -variety. The “if” statement holds by eq. 3.4 and assertion b. ∎
3.5 below summarizes Propositions 3.7 and 3.16 of [PPVS18]. Note that these two propositions in loc.cit. are stated in terms of -saturated submonoids of of full rank and that parts c and d of 3.4 show that this is just different terminology for the same objects. We’ll make use of the following notation:
[TABLE]
3.5 Proposition**.**
Suppose is simply connected and simple. A sublattice of the weight lattice of is -adapted if and only if one of the following holds
- (AL1)
, 2. (AL2)
* is of type with , even and ;* 3. (AL3)
* is of type with , odd, and the odd coroots are part of a basis of the dual lattice ;* 4. (AL4)
* is of type with and * 5. (AL5)
* is of type with and * 6. (AL6)
* is of type with and .*
3.6 Remark**.**
- (a)
If is of type , then there are five -adapted subgroups of :
[TABLE]
where is the long simple root and the short one. 2. (b)
The lattices as in (AL1) are in natural correspondence with the subgroups of the (finite) quotient . For each simple and simply connected , the group is given in [Bou68, Planches I-IX]. 3. (c)
For concreteness and as we will make use of it in what follows, we recall from [PPVS18, Lemma 3.10] the explicit description of the lattices in (AL2) and (AL3). Let be of type with and a subgroup of .
- •
Suppose is even. Then satisfies (AL2) if and only if for some .
- •
Suppose is odd. Then satsifies (AL3) if and only if
[TABLE]
for some with and . 4. (d)
For each lattice in 3.5, Tables 2 and 3 in [PPVS18] contain an explicit description of the smooth affine spherical -variety such that . These provide “local models” of quasi-Hamiltonian model spaces, in the following sense. Suppose is -admissible, let be the -model space determined by and let be a vertex of . If is the smooth affine spherical -variety whose weight monoid is , then Remark 2.5.4(d) of [Kno22] explains how describes a neighborhood of in . 5. (e)
In section 4 we will use an expression like “ satisfies (AL1) at [the vertex] [of ]” to say that is a -adapted subgroup of satisfying (AL1) for .
3.5 was proved in [PPVS18] by using the combinatorial characterization of the weight monoids of smooth affine spherical varieties from [PVS19]. We now present, in 3.9, a special case of Theorem 1.12 of loc.cit., which we will use in section 4 when we verify whether a lattice is -adapted for a group which is not simple. We first need to introduce two objects.
3.7 Definition**.**
Let be a sublattice of of full rank. We define the set of N-spherical roots of as follows:
[TABLE]
where and are the sets defined in eq. 3.5
3.8 Proposition** (see [PVS19, Prop 1.7]).**
Let be a sublattice of of full rank. Among all the subsets such that the relative interior of the cone spanned by in contains a point with for all there is a unique one, denoted , which contains all the others.
Here is the announced specialization of [PVS19, Theorem 1.12]. In order to save space, we freely use notions from [PVS19, §1] and [PPVS18, §§2 and 3] in its proof. For the convenience of the reader, we point out that everything we need from [PVS19, §1] is also contained in [PPVS18, §2].
3.9 Proposition**.**
Let sublattice of of full rank. Then is -adapted if and only if
- (1)
* is a subset of a basis of the dual lattice ,* 2. (2)
if in and , then , and 3. (3)
if , then .
Proof.
By 3.4d it suffices to show that satisfies the conditions 1, 2, 3 of the proposition if and only if the -saturated monoid satisfies the conditions (a), (b), (c) of [PVS19, Theorem 1.12].
We first show that the set of 3.7 is the same set as in [PVS19, Theorem 1.12] and in [PPVS18, §3]. By [PPVS18, Lemma 3.2(b)], . Furthermore, by [PPVS18, Lemma 3.2(a)], the set is empty. It is now straightforward to check, using [PVS19, Prop. 1.7], that .
The equality immediately gives us that the set in 3.8 is the same as the set in [PVS19, Prop. 1.7]. Because by eq. 3.4, it follows that condition 1 of the current proposition is the same as condition (a) in [PVS19, Theorem 1.12].
Suppose now that fulfills conditions (a), (b) and (c) of [PVS19, Theorem 1.12]. Then, satisfies 2 and 3 of the current proposition by [PPVS18, lemma 3.4.].
Conversely, suppose that fulfills 1, 2, 3 of the current proposition. Because is of full rank, there are no simple roots such that and , and so condition (b) of [PVS19, Theorem 1.12] is trivially met. Finally, it follows from 3 that . Together with 2 this implies that the triple is a (possibly empty) “disjoint union” of copies of the triple in [PVS19, List 1.10]. In particular, the triple satisfies condition (c) of [PVS19, Theorem 1.12], and we have shown that satisfies all three conditions in loc.cit. ∎
We conclude this section with a generalization of (AL1), which has the same proof as [PPVS18, Prop. 3.7]
3.10 Proposition**.**
If is a subgroup of full rank of satisfying , then is -adapted.
Proof.
Because , we have . One then computes, that . Consequenlty, the conditions in 3.9 are trivially satisfied. ∎
4. Proof of 2.11
In this section we will prove 2.11. For the remainder of this paper, is a simply connected and compact Lie group, an automorphism of , and we fix and as in 2.4. As before we will use for the set of simple roots of determined by the choice of alcove and we will number the elements of as in LABEL:ars. We will also use the notations and from 3.3 and we set
[TABLE]
If is a vertex of , we set
[TABLE]
Then is the set of simple roots of , and corresponding to the choice of as the positive Weyl chamber. Let . We recall the definition of the vertex of from eq. 3.3. Then the Dynkin diagram of is obtained by removing from the Dynkin diagram of the simple root and all the edges adjacent to it. The following notation will also be useful:
[TABLE]
Furthermore, we will use for the fundamental weights of the root system , that is, are those elements of such that for all . We will make frequent use of the expression “satisfies (AL1) at ” introduced in 3.6e.
We begin by explaining the Dynkin labels attached to the simple roots in each diagram in LABEL:ars. They are the unique coprime positive integers such that is a constant function. Taking gradients we obtain the equation
[TABLE]
which will be important in what follows. One immediate consequence, using the definition (2.2) of , is
[TABLE]
Since it will play a role, we recall that the number of edges between two simple roots in a Dynkin diagram gives information about their relative lengths:
[TABLE]
The following summarizes some immediate consequences of eqs. 4.1 and 4.2.
4.1 Lemma**.**
- (a)
* for all .* 2. (b)
If with then . 3. (c)
If with then .
Proof.
To show a one uses eq. 4.2 to check for each affine root system in LABEL:ars that, with the chosen numbering of the simple roots, is an integral linear combination of (for the untwisted diagrams one can also argue as in part a of 2.12.) To show b we first observe that . The claim now follows because eq. 4.1 implies that when . Part c follows from the fact that the Dynkin labels are coprime, which together with the linear independence of the simple roots in implies that when . ∎
We now start the actual proof of 2.11. For each irreducible affine root system in LABEL:ars we will check which of the -adapted sublattices of are -admissible. It is 3.5 which provides those -adapted sublattices.
This next proposition will determine all the -admissible subgroups of for many of the root systems and justify entry (LABEL:doubles) in 2.11.
4.2 Lemma**.**
If is not of type , with and is a subgroup of with then is -admisible.
Proof.
One checks in LABEL:ars that , and so it follows from 4.1 that
[TABLE]
for all . 3.10 tells us that is -adapted for all . By 3.3d we obtain that is -admissible. ∎
Case: has type \mathsf{D}_{n}^{(1)}\text{ with n\geq 4},\mathsf{E}_{6}^{(1)},\mathsf{E}_{7}^{(1)},\mathsf{E}_{8}^{(1)},\ \mathsf{F}_{4}^{(1)},\mathsf{G}_{2}^{(1)},\ \mathsf{E}_{6}^{(2)},\text{ or }\mathsf{D}_{4}^{(3)}
Because the only -adapted subgroups of for these affine root systems are those satisfying (AL1) at , 4.2 yields the following.
4.3 Corollary**.**
Suppose has one of the following Dynkin types:
[TABLE]
Then the -admissible subgroups of are the sublattices of with
This shows that 2.11 contains all the -admissible lattices when is of one of the types listed in 4.3.
Case: is of type
Here and the only -adapted lattice not satisfying (AL1) is . Because and it follows from eq. 4.2 that , which is -admissible, because
Together with 4.2 we have shown
4.4 Lemma**.**
If is of type , then the -admissible subgroups of are and .
We have justified entry (LABEL:sueven) for in 2.11 and shown that 2.11 contains all -admissible lattices when is of type
4.5 Remark**.**
The -admissible lattices for (and the corresponding manifolds) are already contained in [Kno16, §11, Example 2], see also [Kno22, §2.7].
Case: is of type with even
4.6 Lemma**.**
Suppose is of type with even and let be a -adapted sublattice of that does not satisfy (AL1) at . Then the following are equivalent
- (a)
* is -admissible;* 2. (b)
; 3. (c)
; 4. (d)
;
Proof.
It follows from the assumptions on and from 3.5, that satisfies (AL2) at , i.e. . We first show that a and b are equivalent. Let . The Dynkin type of is and , because , which is odd. This implies that and it follows, again from 3.5, that is -adapted if and only if . The equivalence of a and b now follows, with 3.3d, from the fact that .
We now show that c implies d. For this root system, eq. 4.1 becomes
[TABLE]
which implies, since is a subgroup of , that if contains , then it also contains . That b follows from d is clear. Finally, we prove that b implies c. Observe that, since is even, eq. 4.3 can be rewritten as
[TABLE]
If we now assume that b holds, and in particular that , then this equation implies that , since . Again using that one then (recursively) deduces c. ∎
4.7 Remark**.**
It follows from straightforward computations like in the proof of 4.6 that, under the assumptions of the lemma, assertion b of the lemma holds if and only if if and only if .
Together with 4.2 we have proven
4.8 Lemma**.**
Suppose is of type with even. The subgroups of that are -admissible are the lattices with and the lattices with .
We have justified entry (LABEL:suodd) in 2.11 and shown that 2.11 contains all -admissible lattices when is of type with even.
Case: is of type with odd
4.9 Lemma**.**
Suppose is of type with odd and let be a -adapted sublattice of that does not satisfy (AL1) at . Then is -admissible if and only if and the even coroots are part of a -basis of .
Proof.
As is -adapted and does not satisfy (AL1), 3.5 implies that satisfies (AL3) at . In particular, it contains . Let . The Dynkin type of is and because . 3.5 now yields that is -adapted if and only if satisfies (AL3) at .
With 3.4d and the fact that , the lemma now follows because the coroots of listed in (AL3) are when is odd, and when is even. ∎
The next lemma says that in this case all -adapted lattices which do not satisfy (AL1) at are -admissible.
4.10 Lemma**.**
Suppose is of type with odd and let be a -adapted sublattice of that does not satisfy (AL1) at . Then
[TABLE]
and is -admissible.
Proof.
Equation 4.4 follows from 3.6c. By eq. 4.1 we have
[TABLE]
Since , because satsifies (AL3) at , these two equations imply that . By 4.9, what remains is to show that the even coroots are part of a -basis of . To do so, we will apply the elementary divisors theorem, see e.g. [Lan84, Theorem 5.2, p. 234]. We first recall that by eq. 4.2.
Next we give the basis elements of in eq. 4.4 a name, that is, for we set
[TABLE]
and we consider the matrix with rows and columns and whose -th entry is
[TABLE]
Put differently, the columns of give the coordinates of the coroots in the basis of that is dual to the basis of . For example, for we have
[TABLE]
We need to show that the greatest common divisor of all -minors of is . To do so, we consider the -submatrix of consisting of rows and of . For example for , we have
[TABLE]
Elementary computations show that and then the elementary divisors theorem implies that the even coroots are part of a -basis of . ∎
Together with 4.2 we have proven
4.11 Lemma**.**
Suppose is of type with odd. The subgroups of that are -admissible are: the lattices with and the lattices in eq. 4.4.
We have justified entry (LABEL:sueven) for in 2.11 and shown that 2.11 contains all -admissible lattices when is of type with odd.
Case: is of type with
4.12 Lemma**.**
Suppose is of type with and let be a -adapted sublattice of that does not satisfy (AL1) at . Then is not -adapted, and therefore not -admissible.
Proof.
For this affine root system , is of type , with . As does not satisfy (AL1) at , it follows that it satisfies (AL4) or (AL5) at which implies that
[TABLE]
Indeed, this holds in both cases because , and is odd.
If , then is of type , which means, by 3.5, that the only -adapted lattices are those satisfying (AL1). By (4.5) it follows that is not -adapted.
If , then is of type and its Dynkin diagram is
[TABLE]
By (4.5), does not satisfy (AL1) at . We show that it also doesn’t satisfy (AL3) at , which then implies by 3.5 that is not -adapted, as there are no other adapted lattices for a group of type .
If satisfies (AL4) at , then . Since the greatest common divisor of the -minors of the matrix
[TABLE]
is , the elementary divisors theorem tells us, that the coroots and are not part of a basis of the dual lattice . Consequently, does not satisfy (AL3) at in this case.
If satisfies (AL5) at , then . Using the Dynkin diagram of , one computes the matrix
[TABLE]
As the greatest common divisor of the -minors of this matrix is , it follows again that is not part of a basis of , so that once again does not satisfy (AL3) at . ∎
4.12 and 4.2 establish the following
4.13 Lemma**.**
Suppose is of type with . The subgroups of that are -admissible are the lattices with .
This shows that 2.11 contains all -admissible subgroups of when is of type with .
Case: is of type with
Here is of type . By 3.5 (and 3.6a), the -adapted lattices are
[TABLE]
We first deal with the lattices in (4.6). The first two, are -admissible by 4.2 and it was shown in [Kno22, Proposition 2.7.2] that is -admissible. This shows
4.14 Lemma**.**
If is of type with , then the -admissible subgroups of are , and .
This justifies the entry (LABEL:sp2nwl) for in 2.11 and shows that 2.11 contains all -admissible lattices when is of type with
4.15 Lemma**.**
If is of type , then the -admissible subgroups of are
[TABLE]
Proof.
Because the argument before 4.14 also applies to the case we only need to consider the two lattices in eq. 4.7. We show that neither of them is -admissible using 3.3d. We first show that is not -adapted, using 3.9. Note that is of type . Writing and for the fundamental weights of we compute, using eq. 4.2, that . An easy computation shows and it follows that . Because
[TABLE]
is not a basis of , and therefore condition 1 of 3.9 is not satisfied.
Next, we show that is not -adapted. Again writing for the fundamental weights of we find that
[TABLE]
Here too and therefore . Because
[TABLE]
is not a basis of , and once again condition 1 of 3.9 is not satisfied. ∎
We have justified entry (LABEL:sp2nwl) for in 2.11 and shown that 2.11 contains all -admissible subgroups of when is of type .
Case: is of type
Here and it is well known (or can be read from 3.5) that the -adapted lattices are
[TABLE]
For this affine root system, eq. 4.2 reads
[TABLE]
so that . This implies that , so that
[TABLE]
where is the fundamental weight of . Since the only -adapted lattices are
[TABLE]
and so of the three lattices in (4.9) only
[TABLE]
are -admissible.
We have thus proved:
4.16 Lemma**.**
If is of type , then the -admissible subgroups of are and .
This justifies the entries (LABEL:su2np12) and (LABEL:su2np12_2) for in 2.11 and shows that 2.11 contains all -admissible lattices when is of type .
4.17 Remark**.**
The -admissible lattices when is of type are already contained in [Kno16, §11, Example 2], see also [Kno22, §2.7].
Case: is of type with
Here is of type . By 3.5 (and 3.6a), the -adapted lattices are
[TABLE]
We first deal with the lattices in (4.11). It was shown in [Kno22, Proposition 2.7.2] that is -admissible. Since and , 4.1c tells us that is a proper sublattice of . As is of type and does not satisfy (AL1), (AL4) or (AL5), nor (AL6) when , for , it follows from 3.5, that is not -adapted and therefore also not -admissible. This leaves the -adapted lattice . It follows from 4.1a that
[TABLE]
Since for all by 2.2b, we have and consequently that
[TABLE]
By 3.10 and 3.3d we obtain that is -admissible. We have proved:
4.18 Lemma**.**
If is of type with , then the -admissible subgroups of are and .
This justifies the entries (LABEL:su2np12) and (LABEL:su2np12_2) for in 2.11 and shows that 2.11 contains all -admissible lattices when is of type with
4.19 Lemma**.**
If is of type , then the -admissible subgroups of are
[TABLE]
Proof.
Because the argument before 4.18 also applies to the case we only need to consider the two lattices in eq. 4.12. We fist show that is not -adapted. Indeed, writing and for the fundamental weights of we compute, using eq. 4.2, that . As this lattice does not satisfy (AL1), (AL4), (AL5) or (AL6) at , it is not -adapted.
Next, we show that is -admissible, by showing that it is - and -adapted. Writing for the fundamental weights of we compute, using eq. 4.2, that , which is a -adapted lattice by (AL1). To show that is -adapted, we use 3.9. If we now write for the fundamental weights of we find that . Straightforward computations show that and and then also that the three conditions in 3.9 for to be -adapted are satisfied. ∎
This justifies the entries (LABEL:su5), (LABEL:su2np12) and (LABEL:su2np12_2) for in 2.11 and shows that 2.11 contains all -admissible lattices when is of type .
Case: is of type with
4.20 Lemma**.**
Suppose is of type with and let be a -adapted sublattice of that does not satisfy (AL1) at . Then is not -adapted, and therefore not -admissible.
Proof.
For this affine root system , is of type , with . As does not satisfy (AL1) at , it follows that it satisfies (AL6), that is, . This implies that
[TABLE]
Indeed, , and , which is odd.
If , then is of type , which means, by 3.5, that the only -adapted lattices are those satisfying (AL1). By (4.13), it follows that is not -adapted.
If , then is of type and its Dynkin diagram is
[TABLE]
By (4.13), does not satisfy (AL1) at . We show that it also doesn’t satisfy (AL3) at , which then implies by 3.5 that is not -adapted, as there are no other adapted lattices for a group of type . Recall that are the fundamental weights of . For the root system of type , eq. 4.2 becomes
[TABLE]
Using this formula, one computes the matrix
[TABLE]
As the greatest common divisor of the -minors of this matrix is , the elementary divisors theorem tells us, that the coroots and are not part of a basis of the dual lattice . Consequently, does not satisfy (AL3) at . ∎
4.20 and 4.2 establish the following
4.21 Lemma**.**
Suppose is of type with . The subgroups of that are -admissible are the lattices with .
This shows that 2.11 contains all -admissible subgroups of when is of type with .
Case: is of type with
Here is of type . By 3.5 (and 3.6a), the -adapted lattices which do not satisfy (AL1) at are
[TABLE]
We will use that eq. 4.1 and eq. 4.2 become
[TABLE]
for the affine root system of type .
4.22 Lemma**.**
Suppose is of type with . If is even, then is not -adapted and therefore not -admissible.
Proof.
Set . Like , the group has Dynkin type . First note that (when too). As and , this implies that and so does not satisfy (AL1) at . Next we show that
[TABLE]
since this implies that does not satisfy (AL4) or (AL5) at and that it does not satisfy (AL6) when . Since is a basis of , we know that . Because is even and because , this implies (4.18) thanks to eq. 4.16. As we have shown that cannot be any of the -adapted lattices listed in 3.5, the lemma follows. ∎
We now show that the lattice in (4.15) is not -admissible.
4.23 Lemma**.**
Suppose is of type . Then is not -adapted and thefore not -admissible.
Proof.
Here is of type . Writing and for the fundamental weights of we find, using eq. 4.17, that , which is exacly the lattice we encountered in eq. 4.8 in the proof of 4.15. We showed there that it follows from 3.9 that is not -adapted. ∎
Next we show that the remaining lattices in eq. 4.14 are -admissible.
4.24 Lemma**.**
Suppose is of type with . If is odd, then is a -admissible subgroup of .
Proof.
Set and . First we observe that eq. 4.16 and the fact the is odd imply
[TABLE]
Consequently
[TABLE]
and . This shows that satisfies (AL4) at and consequently is -adapted.
We now fix and check that is -adapted using 3.9. Observe that has Dynkin type . To begin, we note that
[TABLE]
Since it follows from eqs. 4.19 and 4.20 that
[TABLE]
An elementary, if somewhat lengthy computation then shows that . Consequently the three conditions in 3.9 are trivially justified. By 3.4d we can conclude that is -admissible. ∎
4.25 Lemma**.**
Suppose is of type with . Then is a -admissible subgroup of .
Proof.
By 3.4d it suffices to show that is -adapted for all . We begin with . Using eq. 4.16 one directly sees, that
[TABLE]
Consequently, satisfies (AL5) at and is therefore -adapted. We now fix . Then is of type and , where has type and set of simple roots , and has type and set of simple roots . Using eq. 4.16 once again, one directly sees that , where
[TABLE]
Consequently, is -adapted and is -adapted by (AL5) and therefore is -adapted. ∎
We have shown the following
4.26 Lemma**.**
If is of type with , then the -admissible subgroups of are: , and and, in addition, when is odd.
This justifies entries (LABEL:spineven) and (LABEL:spinodd) in 2.11 and shows that 2.11 contains all -admissible subgroups of when is of type with .
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