Some sharp bounds for Steklov eigenvalues
Sheela Verma, G. Santhanam

TL;DR
This paper establishes sharp lower bounds for Steklov eigenvalues on star-shaped domains in hypersurfaces of revolution and paraboloids, extending classical results to more general geometries.
Contribution
It provides new sharp lower bounds for Steklov eigenvalues on star-shaped domains in curved spaces, generalizing previous Euclidean results.
Findings
Derived sharp lower bounds for Steklov eigenvalues.
Extended bounds to domains in hypersurfaces of revolution.
Applied bounds to domains in paraboloids.
Abstract
This work is an extension of a result given by Kuttler and Sigillito (SIAM Rev :, ) on a star-shaped bounded domain in . Let be a star-shaped bounded domain in a hypersurface of revolution, having smooth boundary. In this article, we obtain a sharp lower bound for all Steklov eigenvalues on in terms of the Steklov eigenvalues of the largest geodesic ball contained in with the same center as . We also obtain similar bounds for all Steklov eigenvalues on star-shaped bounded domain in paraboloid, .
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Taxonomy
TopicsAdvanced Mathematical Modeling in Engineering · Advanced Numerical Analysis Techniques · Geometric Analysis and Curvature Flows
Some sharp bounds for Steklov eigenvalues
Sheela Verma
Tata Institute of Fundamental Research
Centre For Applicable Mathematics
Bangalore, India
and
G. Santhanam
Department of Mathematics and Statistics
Indian Institute of Technology Kanpur
Kanpur, India
Abstract.
This work is an extension of a result given by Kuttler and Sigillito (SIAM Rev :, ) on a star-shaped bounded domain in . Let be a star-shaped bounded domain in a hypersurface of revolution, having smooth boundary. In this article, we obtain a sharp lower bound for all Steklov eigenvalues on in terms of the Steklov eigenvalues of the largest geodesic ball contained in with the same center as . We also obtain similar bounds for all Steklov eigenvalues on star-shaped bounded domain in paraboloid, .
Key words and phrases:
Laplacian, Steklov eigenvalue problem, Star-shaped domain, Rayleigh quotient
2010 Mathematics Subject Classification:
Primary 53C42; Secondary 58J50
1. Introduction
Let be a bounded domain in a compact connected Riemannian manifold with smooth boundary . The Steklov eigenvalue problem is to find all real numbers for which there exists a nontrivial function such that
[TABLE]
where is the outward unit normal to the boundary . This problem was introduced by Steklov [13] for bounded domains in the plane in . Its importance lies in the fact that the set of eigenvalues of the Steklov problem is same as the set of eigenvalues of the well-known Dirichlet-Neumann map. This map associates to each function defined on , the normal derivative of its harmonic extension on . The eigenvalues of the Steklov problem are discrete and form an increasing sequence . The variational characterization of , is given by
[TABLE]
where is a set of functions such that , and . For background on this problem, see [9].
There are several results which estimate first nonzero eigenvalue of the Steklov eigenvalue problem [1, 2, 5, 6]. The first upper bound for was given by Weinstock [15] in . He proved that among all simply connected planar domains with analytic boundary of fixed perimeter, the circle maximizes . Later F. Brock [3] obtained a sharp upper bound for by fixing the volume of the domain. He proved that for a bounded Lipschitz domain , , where is the volume of the unit ball in and equality holds if and only if is a ball. In several recent papers, bounds for all eigenvalues of the Steklov problem have been studied [4, 8, 11, 16]. In particular, sharp upper bounds for some specific functions of the Steklov eigenvalues have been derived in [8]. Weyl-type bounds have also been obtained for Steklov eigenvalues in [11, 16].
Let be a star-shaped domain with smooth boundary . Let be a center of . Let , and , where is the outward unit normal to . With these notations, Bramble and Payne [2] proved that
[TABLE]
Equality holds when is a ball.
Kuttler and Sigillito [10] proved the following lower bound for a star-shaped bounded domain in .
Theorem 1.1** ([10]).**
Let be a star-shaped bounded domain in with smooth boundary and centered at the origin. Then, for ,
[TABLE]
where and equality holds for a disc.
Following the idea of Kuttler and Sigillito [10], Garcia and Montano [7] and the first author [12] obtained a similar bound for the first nonzero Steklov eigenvalue on a star-shaped domain in and , respectively. Let be a star-shaped bounded domain with smooth boundary centered at a point and be the outward unit normal to . For any point , let , where . Let .
Theorem 1.2** ([7]).**
Let . Then with the above notations, the first nonzero eigenvalue of the Steklov problem satisfies
[TABLE]
Theorem 1.3** ([12]).**
Let be a star-shaped bounded domain in such that . Then the first nonzero Steklov eigenvalue satisfies
[TABLE]
Here and are defined as above.
In Theorem 2.2, we obtain a lower bound similar to [12], for all Steklov eigenvalues on a star-shaped domain in hypersurface of revolution centered at pole. In Theorem 3.1, we prove a result for a star-shaped domain in a paraboloid in analogous to the above. The main tool used to prove these results is the construction of suitable test function for the variational characterization of the corresponding eigenvalues.
2. Eigenvalues on hypersurface of revolution
Let be a hypersurface of revolution with metric , where is the usual metric on and for some . Moreover, We assume that satisfies , . Let be a star-shaped bounded domain in with respect to the pole of . Let be the smooth boundary of with outward unit normal . Since is star-shaped with respect to the point and have smooth boundary, then for every point there exists a unique unit vector and such that . Observe that in geodesic polar coordinates, and can be written as
[TABLE]
Define .
Let be the radial vector field starting at , the center of and be the unit outward normal to . Since is a star-shaped bounded domain, for any point , . Therefore for all . By compactness of , there exists a constant such that for all . Recall that for any point , . Additionally, assume that also satisfies the following conditions
- (a)
is a decreasing function of on , 2. (b)
is an increasing function of on .
Lemma 2.1**.**
Let be a function defined on such that is a decreasing function. Then satisfies the following properties:
- (a)
If , then . 2. (b)
If , then .
Proof.
Since is a decreasing function of ,
[TABLE]
Which gives the desired results. ∎
The following theorem gives a sharp lower bound for all Steklov eigenvalues on a star-shaped domain in .
Theorem 2.2**.**
Let , , , and be as the above. Let . Then , satisfies the following inequality.
[TABLE]
where is the geodesic ball of radius centered at . Further, if is a geodesic ball, then equality occurs. Conversely, if equality holds for some , then is a geodesic ball of radius .
Proof.
For a continuously differential real valued function defined on , we first find a lower bound for and then an upper bound for to find a lower bound for .
Let be a continuously differential real valued function defined on . Then for , . Therefore
[TABLE]
Let , . Then . By abuse of notations, we denote by and by . Then the above integral can be written as
[TABLE]
Next we estimate . For any function on , Cauchy-Schwarz inequality gives
[TABLE]
Thus
[TABLE]
Note that and . Hence
[TABLE]
We assume and by substituting above inequalities in (6), we get
[TABLE]
By solving the equation for we see that
[TABLE]
From this it follows that
[TABLE]
Now we find an upper bound for .
Recall that the Riemannian volume element on , denoted , is given by (see [14]). Then
[TABLE]
By using the fact that and substituting , this integral becomes
[TABLE]
By inequalities (8) and (9), we have
[TABLE]
We now construct some specific test functions for the variational characterization of .
We choose the functions , such that is the th Steklov eigenfunction of . Let be an arbitrary function which satisfies
[TABLE]
Note that
[TABLE]
By substituting , the above integral becomes
[TABLE]
Fix in (4). Then it follows from (4) that
[TABLE]
Since is the th Steklov eigenfunction of , we have
[TABLE]
By substituting the above value in (11), we get (5). If is a geodesic ball, then and , hence equality holds in (5). Next if equality holds in (5) for some , then equality holds in (7) and . Hence is a geodesic ball. ∎
Remark 2.3**.**
In [7] and [12], authors obtained a lower bound for the first nonzero Steklov eigenvalue on a star-shaped bounded domain in and , respectively. Using the above idea, a similar bound can be obtained for all nonzero Steklov eigenvalues on a star-shaped bounded domain in and .
3. Eigenvalues on a paraboloid in
In this section, we state and prove the result for a star-shaped bounded domain in a paraboloid . We first fix some notations which will be used to state the main result of this section.
We use the parametrization for paraboloid , where and . Then the line element and the area element on is given by and , respectively. Let be a star-shaped bounded domain with respect to the origin and have smooth boundary . Then there exists a function such that
[TABLE]
Hereafter, we denote by . Let and . Define . Let be the outward unit normal to . Let . With these notations, we prove the following theorem.
Theorem 3.1**.**
Let , , , and be as the above. Then , satisfies
[TABLE]
Furthermore, if equality holds for some then is a geodesic ball of radius and if is a geodesic ball then equality holds in (12).
Proof.
Let be a continuously differentiable real valued function defined on . We first obtain a lower bound for .
[TABLE]
Let , . Since , we have and . Thus the above integral can be written as
[TABLE]
For any function on , Cauchy-Schwarz inequality gives
[TABLE]
As a consequence, we have
[TABLE]
Note that and . Let’s assume , then the above integral becomes
[TABLE]
Solving the equation for , we obtain
[TABLE]
By substituting these values, we have
[TABLE]
Now we give a lower bound for .
[TABLE]
By substituting , and using the fact that , we get
[TABLE]
Hence for a continuously differentiable real valued function defined on , it follows from (13) and (14) that
[TABLE]
Now using the same argument as in Theorem 2.2, we get the desired result. ∎
Acknowledgment
The authors would like to thank Dr. Prosenjit Roy for various useful discussions. Some part of this work was done when the first author was working under project PDA/IITK/MATH/96062 at IIT Kanpur.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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