Topological corner modes in a brick lattice with nonsymmorphic symmetry
Yuhan Liu, Yuzhu Wang, Nai Chao Hu, Jun Yu Lin, Ching Hua Lee, Xiao, Zhang

TL;DR
This paper introduces a brick lattice model with nonsymmorphic symmetry that hosts topological corner modes, expanding the understanding of higher-order topological phases and proposing an experimental realization in RLC circuits.
Contribution
It presents a new brick lattice model with unique symmetry protection and a novel topological invariant, broadening the class of higher-order topological insulators.
Findings
Identified two topological regimes in the phase diagram.
Demonstrated realization of corner modes in RLC circuits.
Proposed detection via colossal topolectrical resonances.
Abstract
The quest for new realizations of higher-order topological system has garnered much recent attention. In this work, we propose a paradigmatic brick lattice model where corner modes requires protection by nonsymmorphic symmetry in addition to two commuting mirror symmetries. Unlike the well-known square corner mode lattice, it has an odd number of occupied bands, which necessitates a different definition for the topological invariant. By studying both the quadrupolar polarization and effective edge model, our study culminates in a phase diagram containing two distinct topological regimes. Our brick lattice corner modes can be realized in a RLC circuit setup and detected via collossal "topolectrical" resonances.
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Topological corner modes in a brick lattice with nonsymmorphic symmetry
Yuhan Liu
Department of Physics, Sun Yat-sen University, Guangzhou 510275, China
Department of Physics, the University of Chicago, Chicago, Illinois 60637, USA
Yuzhu Wang
Department of Physics, Sun Yat-sen University, Guangzhou 510275, China
Nai Chao Hu
Department of Physics, Sun Yat-sen University, Guangzhou 510275, China
Department of Physics, University of Texas at Austin, Austin, TX 78712, USA
Jun Yu Lin
Department of Physics, Sun Yat-sen University, Guangzhou 510275, China
Department of Physics, The Chinese University of Hong Kong, Hong Kong, China
Ching Hua Lee
Institute of High Performance Computing, 138632, Singapore
Department of Physics, National University of Singapore, Singapore, 117542.
Xiao Zhang
Department of Physics, Sun Yat-sen University, Guangzhou 510275, China
Abstract
The quest for new realizations of higher-order topological system has garnered much recent attention. In this work, we propose a paradigmatic brick lattice model where corner modes requires protection by nonsymmorphic symmetry in addition to two commuting mirror symmetries. Unlike the well-known square corner mode lattice, it has an odd number of occupied bands, which necessitates a different definition for the topological invariant. By studying both the quadrupolar polarization and effective edge model, our study culminates in a phase diagram containing two distinct topological regimes. Our brick lattice corner modes can be realized in a RLC circuit setup and detected via collossal “topolectrical” resonances.
I Introduction
In much of topological condensed matter systems from Quantum Hall gasesThouless et al. (1982); Streda (1982); Klitzing et al. (1980) to topological insulatorsKane and Mele (2005); Bernevig and Zhang (2006); Fu and Kane (2007); Moore and Balents (2007); König et al. (2007); Qi et al. (2008); Moore (2010); Hasan and Kane (2010); Qi and Zhang (2011) and Weyl semimetalsBurkov and Balents (2011); Wan et al. (2011); Balents (2011); Burkov and Balents (2011); Turner et al. (2013); Vafek and Vishwanath (2014); Weng et al. (2015), the focus has been on protected modes at the boundary of a topological bulk. Such modes exist by virtue of nontrivial Wannier polarization, analogous to boundary charge accumulation from classical electric dipole polarization. But recently, this analogy has been further extended to quadrupolar or higher polarizations, where the intrinsic directionality of a multipole gives rise to enigmatic topological phenomena occurring only when two or more open boundaries are presentBenalcazar et al. (2017a). In such systems, topologically protected “higher-order” corner modes can exist at the intersection of edges, even if the edges themselves do not host topological modesLangbehn et al. (2017a); Noh et al. (2018); Imhof et al. (2018); Schindler et al. (2018a); Lin and Hughes (2018); Schindler et al. (2018b).
From a complementary viewpoint, these corner modes can also be inferred from special crystal symmetries, with their host lattices regarded as glorified topological crystalline insulators (TCIs)Fu (2011); Tanaka et al. (2012); Dziawa et al. (2012); Hsieh et al. (2012); Ando and Fu (2015); Zhang et al. (2016); Schindler et al. (2018c, d). In the archetypal higher-order square latticeBenalcazar et al. (2017a), the corner mode is protected by two non-commutable mirror symmetries that defines a nontrivial mirror Chern number. As a slightly more sophisticated example, corner modes also exist in the breathing Kagome latticeEzawa (2018a), where they are protected by three mirror symmetries. An advantage of viewing higher-order phenomenon as symmetry-protected topological order is that it does not presuppose the existence of a Fermi sea, unlike the viewpoint of nested Wannier polarization. As such, bona fide higher-order topological corner modes should exist in classical and quantum lattices alike, even when higher-order polarization do not correspond to any physical charge accumulation. Indeed, topological corner modes have been experimentally observed with relative ease in various classical photonic, mechanical and electrical lattices Peterson et al. (2018); Serra-Garcia et al. (2018); Imhof et al. (2018), where couplings can be fine-tuned with precision.
Encouraged by these practical advances, we propose in this work a higher-order topological brick lattice with novel nonsymmorphic symmetry in addition to two commuting mirror symmetries Langbehn et al. (2017b), unlike the often used square corner mode lattice which possesses rotational symmetry and two non-commuting mirror symmetries. More fundamentally, it has an odd instead of even number of occupied bands at half filling, which necessitates an alternative definition of its topological index distinct from well-studied modelsBenalcazar et al. (2017a, b). First, we begin by describing our brick lattice and providing numerical evidence for higher-order corner modes. Following that, we justify their robustness both in terms of a newly defined topological index and an edge Hamiltonian picture, with three distinct gapped phases illustrated in a phase diagram. Next, we discuss the consequences of breaking non-symmorphic symmetry before finally proposing an experimental setup for detecting these brick lattice corner modes with circuit impedance measurements.
II Brick lattice model and corner modes
II.1 Brick lattice structure and tight-binding Hamiltonian
We study a brick lattice as shown in Fig. 1. The six sites in each unit cell are connected via various real hoppings as described in Fig. 1b. Notice that are two inequivalent types of “bricks”, one which is wholly contained within a unit cell, and the other which straddles three unit cells and contains a possibly nonvanishing coupling through its width. Note that all couplings are meant to be properties of the lattice structure, and are unaffected by the lattice distortion angle . For this reason, our brick lattice is suitable for circuit implementation, as described later. In general, such geometry agnostic property is useful for lattice model engineering, where desired properties can be designed through universal complex analytic properties that are embedded in the graph structure Budich et al. (2014); Lee et al. (2016, 2017); Kunst et al. (2018), not geometric structure of the lattice.
As we can see in Fig. 1a, the brick lattice possesses two commuting mirror symmetries and about the x and y-axes, as well as the nonsymmorphic (glide reflection) symmetry . Specifically, the lattice is mapped onto itself when translated along half a unit cell (, red dashed arrow) and then reflected along the mirror plane (, blue dashed line). When and , our brick lattice possesses the same rotational symmetry as the corner mode lattice of Noh et al. (2018); but as we shall show, the corner mode behavior can persist far beyond this limit, and hence does not require rotational symmetry at all. Indeed, nonsymmorphic symmetry has been known to protect various interesting topological features from tilted Dirac cones to surface states with Möbius twists Parameswaran et al. (2013); Liu et al. (2014); Shiozaki et al. (2015); Watanabe et al. (2015); Schoop et al. (2016); Lin et al. (2017).
In the basis of sublattices 1 to 6 illustrated Fig. 1b, the couplings are contained in an effective Hamiltonian
[TABLE]
with onsite energies and at the corners and midpoints of each brick respectively. are related to the lattice momenta via , such that indeed never appears explicitly. Since higher-order topological phenomena are essentially mathematical properties of the lattice rather than that of the particles inhabiting it, our following results will be equally valid even if is interpreted as a lattice Laplacian or any other linear operator on the lattice graph.
II.2 Band structure and corner modes
We next sequentially present the band structure and eigenmodes of our brick Hamiltonian under periodic, single and double open boundary conditions (PBCs, single and double OBCs), so as to elucidate how exactly the corner modes emerge.
To present various possible contrasting scenarios, we shall consider three sets of parameters, as illustrated in the top row of Fig. 2:
- •
Case A:
- •
Case B:
- •
Case C:
[TABLE]
Case A contains much stronger couplings across unit cells than case B. Case C is somewhat similar to case A, but with much stronger -type couplings across the widths of bricks that straddle unit cells. Henceforth, we shall also set the onsite energies and to zero, so that the corner modes can be pinned at zero energy ().
First, we examine the bulk (PBC) band structure of the brick lattice. In all three cases, a gap clearly separates the upper three bands from the lower three bands (Fig. 2 middle row), allowing unambiguous topological characterization of potential midgap modes.
Next, we introduce a boundary perpendicular to the x-axis, such that remains a good “quantum number” (Fig. 2 bottom row). While edge modes (red) now appear in cases A and C, they do not traverse the gap. This indicates constant first-order polarization and hence trivial first-order topology, which is expected from our simple lattice structure devoid of effective pseudospin-orbit coupling Albert et al. (2015); Ningyuan et al. (2015).
What is interesting is that, after taking OBCs in both x and y directions (double OBCs), second-order topological corner modes can still appear even though the edge modes with a single OBC do not exhibit topological polarization. As shown in Fig. 3, such corner modes in cases A and C, but not B. In case A (Fig. 3(a)), we observe a two-fold degenerate density of states (DOS) peak at energy , each copy corresponding to a corner mode plotted in the lower left panel. Other DOS peaks away from zero energy but within the bulk gap correspond to edge modes. Both corner and edge modes do not exist in case B (Fig. 3(b)), which only exhibit bulk modes. Indeed, without edge modes from single OBCs, corner modes cannot possibly appear when another open boundary is introduced. Case C (Fig. 3(c)) is somewhat similar to case A, but its zero energy modes are not isolated from the other modes, and hence do not form well-defined corner modes. In the following, we shall explain and substantiate these observations through topological arguments.
III Topological characterization of corner modes
We now briefly recap the theory of higher-order topological polarization before describing a topological classification of our brick lattice corner modes different from that in existing literature.
III.1 First-order polarization
First, we introduce the notion of topological (Wannier) polarization. Consider a 2D Hamiltonian with OBC in the x-direction, such that its eigenstates are indexed by , which remains a good quantum number. Of central importance is the projected periodic position operator
[TABLE]
where is the usual position operator, is the projection onto a chosen band and is the number of unit cells along the x-direction. The first-order polarization is given by the rescaled phase of the eigenvalues of :
[TABLE]
For a Hamiltonian with bands, there exists eigenvalues of , but only of them are independent: the rest are translated by a phase of , and as such correspond to the same polarization Qi (2011); Lee and Ye (2015) .
Physically, the polarization is the center-of-mass position of its corresponding eigenstate, which is also a maximally localized Wannier function for any given Kivelson (1982); Marzari and Vanderbilt (1997); Yu et al. (2011); Asbóth et al. (2016). Hence it is also called the Wannier center. For a Fermi gas of electrons, the polarization tells us, through the Laughlin gauge argument, how charge within the occupied Fermi sea is inevitably topologically “pumped” by an electric field that translates . Numerically, the Wannier centers can be computed via the Wilson loop operator , as detailed in Appendix A.1.
In our brick lattice with time reversal symmetry, the band topology is characterized by a invariant Kane and Mele (2005); Yu et al. (2011); Fu and Kane (2007) which can be read from the spectral flow of the polarization Yu et al. (2011). Specifically, the index is trivial/non-trivial depending on whether the eigenvalues “switch partners” as varies over half a period, i.e from one time reversal invariant point to the other. This is equivalent to checking whether a particular Wannier center trajectory crosses an arbitrary line parallel to the axis an even/odd number of times as varies over a period.
In general, the polarization flow bears a one-to-one correspondence with the energy spectral flow: for each pair of Wannier centers that switch partners, there also exist a pair of gapless edge modes that switch partners and traverse the bulk gap. In particular, a gapped OBC spectrum can contain only bulk bands, as in all of the cases plotted in the bottom row of Fig. 2. They can possess either edge modes that do not traverse the gap (cases A and C), or no edge modes at all (case B). These behaviors are reflected in their polarization trajectories shown in Fig. 4. While none of them exhibit partner switching and are hence all trivial, cases A and C both possess polarizations that fluctuate about , indicative of midgap localization tendencies of their respective OBC edge modes.
III.2 Second-order polarization and classification of corner modes
To understand how topological corner modes can arise from trivial single OBC edge modes, we now introduce the concept of second-order quadrupole polarizationBenalcazar et al. (2017a). The main idea is to use the gapped (first-order) Wannier bands as the “bulk” bands of a new effective system, and apply the machinery of Wannier polarization on it to obtain the second-order polarization properties of the original system. This procedure can of course be repeated ad infinitum to obtain higher-order polarizations in a higher-dimension system, although we shall stop at the second-order in this work since the brick lattice is 2-dimensional.
More concretely, one divides the set of Wannier centers into mutually non-intersecting (gapped) sectors, such that intersecting Wannier centers combine to form a single sector Benalcazar et al. (2017c, b). Just like gapped bands, each sector is well-separated from the others, and can thus be unambiguously characterized topologically. For each -th Wannier center, , where is the number of occupied bands, we can define an effective second-order “bulk” state in terms of its corresponding Wannier function:
[TABLE]
where is the -th component of the -th Wannier function in the basis of occupied bands, and is the -th Bloch state. In analogy to the first-order polarization, one can thus compute a second-order polarization
[TABLE]
from the nested Wilson loop operator formed from , as detailed in Appendix A.1. The subscript in indicates that it refers to the -direction nested polarization of x-OBC Wannier functions; does not necessarily equal unless a mirror symmetry maps one boundary to the other.
The topological class of a second-order (double OBC) system is given by the set of numbers associated with the Wannier sectors. In the well-studied square corner mode lattice Benalcazar et al. (2017a, b) with gapped occupied edge bands at half filling, there are two Wannier sectors, and a classification can be defined 111Alternatively, this topological classification can also be obtained through the mirror Chern number Imhof et al. (2018), without reference to higher-order polarization.. But in our model with occupied bands at half filling, a different Benalcazar et al. (2017a) classification must be defined. Since there is already a dispersionless Wannier center due to odd and symmetry, we shall let it be in its own Wannier sector with corresponding second-order polarization (a flat trajectory in each plot of Fig. 4). The other two Wannier bands may generically intersect, and shall be taken to form the other sector. Hence we define, for our brick lattice, a new topological index
[TABLE]
A phase diagram for the brick lattice is shown in Fig. 5 for fixed intra-unit cell couplings and variable inter-unit cell couplings and . Case A is deep within the region with and , and host two distinct degenerate corner modes. Case B, which essentially consists of islands dominated by intra-unit cell couplings , is non-topological as expected, with neither edge (Fig. 2) nor corner modes. Case C belongs to the more enigmatic phase, which is encouraged by a dominant . To gain some intuition, consider the extreme limit of large and small , where the brick lattice essentially splits into weakly coupled 1D Su-Schrieffer-Heeger (SSH) ladders with strong/weak couplings and , and relatively weak “rungs” composed of two successive couplings (Fig. 1). In this quasi-1D limit, corner modes obviously should not exist, although a continuum of boundary modes at the ends of each ladder still gives rise to polarization. In this sense, the phase can be regarded as the “horizontal half” of the phase, although the above analogy quickly becomes inaccurate away from the extreme limit. Finally, we note that the various topological phases are usually not adjacent to each other: to transform from one topological phase to another, the requisite bandgap closure may last indefinitely long, i.e. if the parameters are transformed along the gray strip .
IV Corner modes from effective 1D edge picture
To more intuitively understand the origin of the corner modes, we now consider cases where the corner mode can be largely explained with a 1D edge picture. Instead of invoking the rather abstract nested polarizations, we attempt to visualize corner modes as the intersections of the boundary modes of 1D SSH-like edges.
The double OBCs in our brick lattice produces armchair-like edges in both directions, as shown in Fig.6. Evidently, the edgemost couplings form SSH-like chains along each edge, each with four sites per unit cell:
[TABLE]
In the chains and as shown, the basis in are taken to be sites and respectively.
Like the well-known SSH model, this 4-band model contains topological zero modes when the inter-unit cell coupling is larger than the intra-unit cell coupling . This can be seen from the analytic expression of its eigenenergies with , which gives the only gap closure and hence possible topological phase transition at . In other words, the intra-unit cell couplings are “spectators” that play no part in determining the topology, and leave behind an SSH-like dimerization mechanism for topological boundary modes. Setting as before, we see that the topological phase transition point for indeed agrees with the phase diagram of the full brick lattice in Fig. 5. Indeed, as shown in Fig. 7c, its DOS also agrees qualitatively with that of the full brick lattice in Fig. 3, with corner modes comprising superposed SSH-like boundary modes from both chains and . Note that his admittedly rudimentary edge model completely ignores the effects of coupling between adjacent chains, and thus cannot predict the effects of . A more detailed analysis with these neighboring couplings may provide intuition for the entire phase diagram, as has been done for the square corner mode model Li et al. (2018).
V Effect of breaking nonsymmorphic symmetry
As previously emphasized, a hallmark of our brick lattice is its nonsymmorphic symmetry in addition to its two commuting mirror symmetries. Below, we show that with our lattice structure, the nonsymmorphic symmetry is essential in protecting the corner zero modes, unlike the extensively studied square corner mode lattice Benalcazar et al. (2017a) which requires only the two mirrors symmetries and .
As illustrated in Fig. 8a, we break the nonsymmorphic symmetry by removing the couplings of alternate original unit cells (green white) i.e. sites and are no longer coupled by . Doing so, the mirror symmetries and are obviously preserved, since the ’s are removed symmetrically within each unit cell. However, nonsymmorphic symmetry is broken because site no longer maps identically to site , and ditto for site to site , etc. From Fig. 8b,c, we no longer observe well-defined zero modes in the DOS. This destruction of the corner zero modes is expected from the previous effective edge picture, which gives two inequivalent SSH-like chains that do not “dimerize” in the same way.
VI Experimental proposal via RLC circuits
Finally, we briefly discuss how to experimentally realize a brick lattice and measure its corner modes. Of various possible platforms in photonic, mechanical and acoustic systemsZhang et al. (2017); Lee et al. (2018a); Serra-Garcia et al. (2018), an RLC circuit realization is arguably the least challenging, with experimental smoking gun being easily performed impedance experiments Ningyuan et al. (2015); Helbig et al. (2018); Wang et al. (2018); Lu et al. (2018); Imhof et al. (2018). Since this approach is already quite mature with a similar corner mode circuit experiment performed last year Imhof et al. (2018), we shall refer the reader to various excellent references for most of the details Albert et al. (2015); Lee et al. (2018b); Hofmann et al. (2018).
In a circuit, the physics are most directly described via Kirchhoff’s law, which can be put into a matrix form
[TABLE]
where and are the frequency-space net input current and electrical potential at nodes respectively. is the circuit Laplacian that captures the circuit behavior. For our purpose, will replace the Hamiltonian, such that the DOS and energy spectrum now refers to that of the Laplacian.
To realize our brick lattice (Eq. 1) with a Laplacian, one simply substitutes each coupling by a capacitor proportional to its value, such that a coupling , becomes the admittance contributions and , the AC frequency. To independently control the onsite couplings, we also connect grounded inductors or to each site, such that they acquire onsite admittance contributions of or . Made out of capacitors of capacitances and grounding inductors described below, the brick circuit possesses a Laplacian of the form
[TABLE]
with and . By tweaking and , one can easily make them equal, such that the onsite admittances become a constant shift of the Laplacian eigenvalues, analogous to the chemical potential.
To detect the corner modes, one measures the impedance Lee et al. (2018b)
[TABLE]
between two nodes with respect to a current entering from and leaving from . The second line is defined via , the expansion of the Laplacian into its eigenmodes. Most salient from this key expression is that zero modes give rise to large divergences, which are also known as topolectrical resonances. By measuring the impedance between two points near a corner, corner zero modes can be easily identified as large impedances/resonances.
VII Conclusion
Compared to well-known higher-order lattices like the square corner mode lattice, our brick lattice is fundamentally different in two ways: its corner zero modes requires nonsymmorphic symmetry in addition to two mirror symmetries, and it has an odd number of occupied bands that necessitates a new definition of the topological invariant. In addition to trivial gapped and gapless phases, we also uncovered two distinct topological phases: with distinct corner modes, and hosting continuum boundary modes and adiabatically connected to weakly coupled SSH ladders. We conclude our work by describing how brick lattice corner modes can be realized and easily detected in a circuit setup, a platform that has proved to be experimentally accessible and amenable to interesting non-linear, non-Hermitian or Floquet generalizations Wang et al. (2018); Lee et al. (2018c); Ezawa (2018b, c).
Acknowledgements.
Yuhan Liu and Yuzhu Wang contributed equally to this work. Ching Hua Lee thanks Linhu Li for discussions.
Appendix A The Wilson loop
A.1 Wilson loop over occupied energy bands
In the main text, we have alluded to using the Wilson loop to compute the Wannier center evolution of a given Hamiltonian. Here we show a detailed description of the procedure, mainly following Asbóth et al. (2016); Yu et al. (2011) and the supplement of Benalcazar et al. (2017a). Fixing such that the system is effectively one-dimensional, the projection operator to the occupied bands (from to ) is
[TABLE]
where . We next write down the unitary periodic position operator of the occupied bands is defined as,
[TABLE]
where and . Using , and substituting the above definition of , we get,
[TABLE]
The summation over k has terms, so the above operator can be expressed as a matrix. If we define matrix with component , it is not unitary because is finite. To facilitate the numerical computation, we can do the singular value decomposition where is a diagonal matrix. If we define , we get a unitary matrix which equals to in the thermodynamic limit, and we can write the operator in the thermodynamic limit case, under the basis of :
[TABLE]
where . Each matrix is a matrix. We write its eigenvector in terms of a block, namely,
[TABLE]
The Wilson loop operator is defined as
[TABLE]
By recursively applying the above equations to the eigenvector, we can derive the eigenvalue equation
[TABLE]
Here we write as to denote that the Wilson loop is taken along . It should be noticed that although the eigenstates are different for different , their eigenvalues are the same for a fixed . So if we only care about the eigenvalue, we can choose any the starting point of the Wilson loop. If we have occupied bands, we can solve Eq.(18) to get different . Looking back on the definition of in Eq. (13), we can relate the phase of to as in the main text.
Fig. 4 of the main text plots the phase of of different . Since the Hamiltonian possesses pseudo time reversal symmetry, we only need to plot from 0 to , with the part from to 0 related by symmetry.
A.2 Nested Wilson loop over Wannier sectors
We define the Wannier basis
[TABLE]
as in the main text, and use it to calculate the nested Wilson loop in a similar way as the (first-order) Wilson loop:
[TABLE]
where , which is independent of .
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