Coordinates on the augmented moduli space of convex RP^2 structures
John Loftin, Tengren Zhang

TL;DR
This paper provides explicit coordinate descriptions of the augmented moduli space of convex RP^2 structures on surfaces, simplifying the proof of its homeomorphism to an orbifold vector bundle over the Deligne-Mumford compactification.
Contribution
It introduces explicit coordinates for the augmented moduli space and offers a simplified proof of its topological structure as an orbifold vector bundle.
Findings
Explicit coordinates on the augmented moduli space are constructed.
The topology of the augmented moduli space is described explicitly.
A simplified proof of the homeomorphism to the orbifold vector bundle is provided.
Abstract
Let S be an orientable, finite type surface with negative Euler characteristic. The augmented moduli space of convex real projective structures on S was first defined and topologized by the first author. In this article, we give an explicit description of this topology using explicit coordinates. More precisely, given every point in this augmented moduli space, we find explicit continuous coordinates on the quotient of a suitable open neighborhood about this point by a suitable subgroup of the mapping class group of S. Using this, we give a simpler proof of the fact that the augmented moduli space of convex real projective structures on S is homeomorphic to the orbifold vector bundle of regular cubic differentials over the Deligne-Mumford compactification of the moduli space of Riemann surfaces homeomorphic to S.
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Coordinates on the Augmented Moduli Space of Convex Structures
John Loftin
Department of Mathematics and Computer Science, Rutgers University Newark, 101 Warren St., Newark, NJ 07102 USA
and
Tengren Zhang
Department of Mathematics, National University of Singapore, 21 Lower Kent Ridge Road, Singapore 119077
Abstract.
Let be an orientable, finite type surface with negative Euler characteristic. The augmented moduli space of convex real projective structures on was first defined and topologized by the first author. In this article, we give an explicit description of this topology using explicit coordinates. More precisely, given every point in this augmented moduli space, we find explicit continuous coordinates on the quotient of a suitable open neighborhood about this point by a suitable subgroup of the mapping class group of . Using this, we give a simpler proof of the fact that the augmented moduli space of convex real projective structures on is homeomorphic to the orbifold vector bundle of regular cubic differentials over the Deligne-Mumford compactification of the moduli space of Riemann surfaces homeomorphic to .
T.Z. was partially supported by the National Science Foundation under grant DMS-1566585, and by the NUS-MOE grant R-146-000-270-133. The authors also acknowledge support from the GEAR Network, funded by the National Science Foundation under grant numbers DMS 1107452, 1107263, and 1107367 (“RNMS: GEometric structures And Representation varieties”.)
Contents
1. Introduction
Let denote a smooth, connected, oriented, finite-type surface with negative Euler characteristic. A convex structure on is determined by a pair , where is a representation and is a -equivariant diffeomorphism onto a properly convex domain . The pair is usually known as a developing pair for , while and are called a holonomy representation and a developing map of respectively. We will denote the deformation space of convex structures on by . (See Section 2.1 for more precise definitions.) Hyperbolic structures are then examples of convex structures via the Klein model of hyperbolic space, where is a round disk. In this article, we give local coordinates that are adapted to describe degenerations of convex structures on that converge on the complement of a multi-curve (see Remark 2.19(1)). Our coordinates generalize natural orbifold coordinates, based on Fenchel-Nielsen coordinates, near the boundary of the Deligne-Mumford compactification of the moduli space of finite-area hyperbolic structures on .
In order to motivate this choice of limiting structure to study, we recall the case of hyperbolic structures on when is a closed oriented surface of genus at least . The deformation space of all (marked) hyperbolic structures is the Teichmüller space , which is homeomorphic to . There are two major and essentially different ways to analyze degenerating families of hyperbolic structures on . First, Thurston gives a natural compactification of which may be seen as the set of limits in the projective space of hyperbolic lengths of all closed geodesics on . Second, for (unmarked) hyperbolic structures on , the moduli space , which is the quotient of by the mapping class group , has the structure of a quasi-projective algebraic variety with orbifold singularities. Its most natural compactification, the Deligne-Mumford compactification , is then formed by considering all complete, finite-area, hyperbolic structures on for all free homotopy classes of multi-curves in . One can also define an augmentation of to be together with all the possible limits of degenerating families of hyperbolic structures on so that the family converges on the complement of a multicurve. It is then well-known [1, 15] that .
These two spaces and are fundamentally different; most rays in Teichmüller space that converge to points in do not project under the quotient map to convergent rays in . The reason for this is the following: if a family of hyperbolic structures on is pinched along a multi-curve , its accumulation set in depends on the limiting hyperbolic structures on the complement of . However, if we choose a lift of this sequence to Teichmüller space, then its limit in only records the relative hyperbolic lengths of closed geodesics whose lengths are growing the fastest along this sequence. In particular, the hyperbolic structure on is forgotten in .
The present work addresses, for the case of convex structures, analogs of the geometry of . In [21], the first author introduced regular convex structures which serve to augment the deformation space . These are convex structures on , together with all the possible limits of degenerating families of convex structures, with the property that the family converges on the complement of a multi-curve. The augmented deformation space is then the set of all regular convex structures on . One should think of as a generalization of to the setting of convex structures on . The first author also defined a natural topology on . With this topology, has a stratification, where each stratum is determined by a multi-curve on . (See Section 2.4 for more details.)
Despite its naturality, the topology on is rather abstract in terms of the geometry of the limiting surfaces. The purpose of this paper is to elucidate the geometric properties of families of regular convex structures by using (global) Fenchel-Nielsen type coordinates on the space of holonomies of the convex structures on to construct (local) coordinates on appropriate quotients of by certain subgroups of the mapping class group. We show that these coordinates induce the topology on the augmented moduli space . More precisely, we have the following main theorem (also see Theorem 4.1).
Theorem 1.1**.**
Let , and let be the multi-curve on so that . Also, let be the subgroup generated by Dehn twists about the simple closed curves in . Then
[TABLE]
is an open set of containing that is invariant under , and there is a homeomorphism
[TABLE]
where is the number of curves in , is the number of punctures of , and is the genus of the compactification of in which each puncture is filled in. In particular, is a cell of dimension .
Furthermore, the coordinate functions of are explicitly described. See Section 4 for the description of .
It turns out that if is non-empty, then any open set of containing in the above theorem does not have compact closure. On the other hand, any open set of the augmented moduli space containing might have a complicated singular locus. (See Section 2.4.) Thus, it is necessary to quotient by the appropriate subgroup of for it to have a nice set of coordinates.
Theorem 1.1 is a generalization of a standard result in Teichmüller theory describing the behavior of Fenchel-Nielsen coordinates at the boundary of , the Deligne-Mumford compactification of the the moduli space of finite-area hyperbolic structures on . The following theorem is well-known (see e.g. [15])
Theorem 1.2**.**
Let be a multi-curve on , and let be Teichmüller space augmented along curves in only. Choose a pants decomposition on , and let denote the length and twist coordinates on curves in , where the are normalized so that Dehn twists are represented by . Then can be described by coordinates
[TABLE]
and is homeomorphic to a cell of dimension .
Note in this theorem that about each curve in , the length parameter is allowed to become 0 and the twist parameter is considered modulo . In our Theorem 1.1, similar but more complicated constructions on generalized length and twist parameters about are needed to define .
Theorem 1.1 (together with Theorem 3.16) gives us a complete description of the behavior of the boundary of the image of the developing map in families of convex structures degenerating to a regular convex structure, including new behavior which does not occur in the study of hyperbolic structures in . The new phenomenon is that the limit set of the holonomy representation (restricted to a component of ) in the boundary of the image of the developing map might be a proper subset of the boundary. However, we can still describe the behavior of boundary in this case.
One can generalize the holonomy of a convex structure to representations from to other split real Lie groups (in particular for Hitchin representations into , [14, 17, 13]). We hope the detailed model of the degeneration of the convex boundary curves given in Theorem 1.1 will be of help to analyze families of Hitchin representations which degenerate along a multi-curve.
Via the uniformization theorem, one may also view as the moduli space of Riemann surfaces homeomorphic to , which is itself naturally a complex orbifold. When is closed, there is a natural holomorphic vector bundle over whose fiber above every point is the vector space of holomorphic cubic differentials on . Labourie [18] and the first author [19] independently constructed a natural homeomorphism
[TABLE]
Later, the first author [21] defined the notion of a regular convex structure on a (not necessarily compact) Riemann surface . Also, in part by using [20, 2, 24], he extended (1.1) by proving that there is a natural homeomorphism , where is the orbifold vector bundle of regular cubic differentials over the Deligne-Mumford compactification of the moduli space of Riemann surfaces . (See Section 5 below.) In particular, the main theorem of [21] shows that there are (local) holomorphic coordinates (up to local finite group actions) on the augmented moduli space .
As a consequence of Theorem 1.1, we significantly simplify the proof of half of the main theorem in [21] by applying Brouwer’s Invariance of Domain Theorem to the real coordinates we construct here and the holomorphic coordinates induced by the regular cubic differentials. More precisely, we arrive at the following corollary.
Corollary 1.3** (Loftin).**
There is a natural homeomorphism . When is closed, this extends the homeomorphism (1.1).
The main tool used to prove Theorem 1.1 are Fenchel-Nielsen type coordinates on the set of holonomies of convex structures on . In the case when is closed, these kinds of coordinates were first constructed by Goldman [12]. Choi-Goldman [9] also showed that these holonomies form the Hitchin component of the space of representations from into . In the more general setting of Hitchin representations into , Fock-Goncharov, Bonahon-Dreyer, and the second author further developed analogs of Goldman’s coordinates [11, 5, 27] which are more amenable to our construction than Goldman’s original coordinates. Marquis [22] extended Goldman’s coordinates to the case of finite area convex structures on a (possibly) punctured surface . In this paper, we study convex structures on punctured surfaces by extending the coordinates of [11, 5, 27] instead. Other works studying noncompact convex surfaces from various points of view include [2, 3, 8, 10, 20, 23, 24].
Here is a brief description of the structure of this paper. In Section 2, we follow [21] to define and its topology. Then in Section 3, we describe the (global) coordinates on the image of the holonomy map from to , and use them to construct local coordinates on appropriate quotients of . For this part, a key point is that unlike the case of compact , the holonomy of a regular convex structure on a non-compact surface of negative Euler characteristic does not always determine the projective structure at the ends of . We then proceed to prove Theorem 1.1 in Section 4 by showing that the coordinates constructed in Section 3 describe the topology on described in Section 2. Section 5 relates our description of the topology on to the regular cubic differentials studied in [21], which allows us to recover Corollary 1.3. Finally, in the Appendix, we present the proof of Theorem 3.16, which describes how the image of the developing map of two regular convex structures on with the same holonomy can differ. In a result which may be of independent interest, we also give in the Appendix a description of the limit set of any convex structure on .
Acknowledgements: The first author would like to thank Bill Goldman for many inspiring discussions about structures.
2. Admissible convex real projective structures
In this section, we define admissible convex structures on finite type surfaces, as well as some terminology describing the holonomy of these structures about the ends of the surface.
2.1. Convex real projective structures
We begin by recalling some standard definitions and properties of structures on surfaces.
Definition 2.1**.**
- (1)
An surface is a smooth, connected, closed surface with finitely many punctures, that is equipped with a maximal collection of smooth maps so that the following holds.
- •
Each is a connected and simply connected open subset,
- •
For any pair of smooth maps and , is a restriction of a projective transformation on to each connected component of .
The smooth maps are called charts of . 2. (2)
Let and be two surfaces with with maximal atlases and respectively. A diffeomorphism is a projective isomorphism if for any charts of and of so that is non-empty, the composition
[TABLE]
is the restriction of a projective transformation on to each connected component of .
Let be the universal cover of . Then is naturally an surface. For any choice of chart of , one can construct via analytic continuation, a unique local diffeomorphism so that
- •
,
- •
for any point , there is an open set so that and is a chart for .
The local diffeomorphism is usually known as a developing map for . It induces a group homomorphism with the defining property that is -equivariant. This homomorphism is usually called a holonomy representation of , and the pair is a developing pair for .
Observe that for any pair of charts and of , there is some so that
[TABLE]
where is conjugation by . In particular, the holonomy representation of is unique up to conjugation.
Definition 2.2**.**
- (1)
A domain is properly convex if its closure in does not contain any projective lines, and for any pair of distinct points , there is a projective line segment with endpoints that lies entirely in . 2. (2)
A connected surface is convex if any (equivalently, some) developing map of is a diffeomorphism onto a properly convex domain in . 3. (3)
The deformation space of convex structures on is
[TABLE]
where if is homotopic to a projective isomorphism from to . An equivalence class is a (marked) convex structure on .
Let , let be a representative of , and let be any developing pair of . The diffeomorphism induces an isomorphism , and also lifts to a map . Define the pair
[TABLE]
Note that is injective, and that is a -equivariant diffeomorphism onto a properly convex domain. Furthermore, since acts properly discontinuously on , it is a discrete subgroup of . We refer to as a developing pair for the convex structure .
The following well-known theorem (see e.g. Goldman [12] Section 2.2) states that any developing pair for any representative of determines .
Theorem 2.3**.**
Let be an injective representation, and be a -equivariant diffeomorphism onto a properly convex domain . Then there is a unique so that is the developing pair for . Furthermore, and are developing pairs for if and only if there is some so that and is homotopic to via a -equivariant homotopy.
The domain in the above proposition will be referred to as the -equivariant developing image of .
Given a properly convex domain , we can define the Hilbert metric on as follows.
Definition 2.4**.**
Let be a properly convex domain and let . Let be a projective line in through and , and let so that and lie in in this order. Define
[TABLE]
where is the cross ratio of four points on the projective line .
One can verify that defines a metric on , and is a complete, proper, path metric space. Furthermore, since the cross ratio is a projective invariant, is invariant under the projective transformations that preserve . Thus, if is the -equivariant developing image of some , descends to a metric on . Projective line segments are geodesics of .
Using this, we show that any holonomy representation of , together with the -equivariant developing image, determines .
Proposition 2.5**.**
Let with developing pairs and . If and , then .
Proof.
By Theorem 2.3, it is sufficient to show that is homotopic to via a -equivariant homotopy. Set , and define by declaring to be the unique point in the projective line segment in between and , so that . It is clear that is a homotopy between and , and it is easy to verify from the projective invariance of that for all and all . ∎
As a consequence of Theorem 2.3, we may define the holonomy map
[TABLE]
where acts on by conjugation. We will also denote when convenient.
We now describe natural topologies on and . Let us start with the topology on . Given a finite generating set of , is realized as a subset of by evaluating every on . The standard topology on thus induces a subspace topology on , which can be verified to be independent of the choice of . This in turn induces the quotient topology on .
Next, we define a topology in . Choose a Riemannian metric on . For any properly convex domain , let denote the set of properly convex domains in whose Hausdorff distance from is less than . The set can then be equipped with the topology generated by the basis
[TABLE]
This topology does not depend on the choice of Riemannian metric on .
Using this, we can topologize in the following way. Recall that any chart of determines a developing pair for . Equip
[TABLE]
with the topology generated by
[TABLE]
where
[TABLE]
Since can be realized as a quotient of , the topology on induces a quotient topology on . It is clear from the definition of this topology that the holonomy map is continuous.
2.2. The admissibility condition
To build an augmentation of the deformation space of convex structures, we need to consider a particular subset that satisfy an admissibility condition (see Definition 2.12). The admissibility condition is a condition on the ends of convex surfaces, which arises naturally in the course of studying degenerations of convex structures.
In the case when is closed, we have the following theorem. The first statement is due to Choi-Goldman [9] while the second is due to Kuiper [16].
Theorem 2.6**.**
Suppose that is a closed oriented surface. Then
- (1)
* is a homeomorphism onto a connected component of , usually known as the -Hitchin component.* 2. (2)
for every and for every , the conjugacy class contains a diagonal representative with pairwise distinct eigenvalues of the same sign.
Both statements in this theorem fail if has punctures. However, we still have the following results of Marquis [22].
Theorem 2.7** (Marquis).**
Let .
- (1)
If is a non-peripheral element, then the conjugacy class contains a diagonal representative with pairwise distinct and positive eigenvalues. 2. (2)
If is a peripheral element, then the conjugacy class has to contain
[TABLE]
for some pairwise distinct and positive .
The three group elements in listed in (2) of Theorem 2.7 are known as the standard parabolic element, the standard quasi-hyperbolic element and the standard hyperbolic element respectively. Any group element in is parabolic, quasi-hyperbolic or hyperbolic if it is conjugate to the standard parabolic, quasi-hyperbolic or hyperbolic element respectively.
Motivated by the previous theorem, we will now restrict ourselves to convex structures on whose ends are either parabolic type, quasi-hyperbolic type, or bulge type, as described below.
2.2.1. Parabolic type
Let be the standard parabolic element. Note that has a unique fixed point and stabilizes a projective line through . Choose any point and let be the projective line segment with endpoints and that does not intersect . Then the closed curve
[TABLE]
bounds a properly convex domain that is invariant under the -action, where denotes the cyclic group generated by (see Figure 1). Let , and observe that is a convex surface. Using , we describe the first type of end that we allow the convex surfaces we consider to have.
Definition 2.8**.**
A puncture on a convex surface is of parabolic type if there is some so that is projectively isomorphic to a neighborhood of the puncture.
One can verify that if is a convex surface with a puncture and is a peripheral element corresponding to this puncture, then this puncture is of parabolic type if and only if some (equiv. any) holonomy representation of evaluated at is parabolic.
2.2.2. Quasi-hyperbolic type
Let be a standard quasi-hyperbolic element. Observe that stabilizes two projective lines and , and has two fixed points , where and .
For any , let be the projective line segment between and that does not intersect , and observe that there is a projective line segment with endpoints and so that the closed curve
[TABLE]
bounds a properly convex domain that is invariant under the -action (see Figure 2). This then defines a convex surface .
Definition 2.9**.**
A puncture on a convex surface is of quasi-hyperbolic type if there is some standard quasi-hyperbolic element and some point so that is projectively isomorphic to a neighborhood of the puncture.
One can verify that if is a convex surface with a puncture and is a peripheral element corresponding to this puncture, then this puncture is of quasi-hyperbolic type if and only if some (equiv. any) holonomy representation of evaluated at is quasi-hyperbolic.
2.2.3. Bulge type
Let be a standard hyperbolic element. Observe that has an attracting fixed point , a repelling fixed point , and a third fixed point , which we refer to as the saddle fixed point. Let , , be the projective lines through and , and , and respectively.
Choose any point , and let be the projective line segment with endpoints that does not intersect . Then lies in an open triangle which is a connected component of . For , let , and let be the closure of . Note that the closed curves
[TABLE]
both bound properly convex domains (see Figure 3) and (see Figure 4) respectively, which are invariant under the -action. Let and .
Definition 2.10**.**
A puncture on a convex surface is of bulge type (resp. bulge type) if there is some standard hyperbolic element and some so that (resp. ) is projective isomorphic to a neighborhood of the puncture.
Remark 2.11*.*
If is a convex surface with a puncture and is a peripheral element corresponding to this puncture, then the holonomy representation evaluated at does not determine the type of the puncture. This is unlike the case when the puncture is of parabolic type or quasi-hyperbolic type.
Let . For every puncture of , the diffeomorphism sends a neighborhood of to a neighborhood of some puncture of . We will abuse notation and denote .
Definition 2.12**.**
- (1)
A convex surface is admissible if every puncture of is either of parabolic type, quasi-hyperbolic type, bulge type, or bulge type. Similarly, is admissible if is admissible. 2. (2)
Let . For any and any puncture of , the -type of is the type of .
We equip with the subspace topology.
2.3. The augmented deformation space.
Next, we describe the augmented deformation space of admissible convex structures, which was previously introduced and studied by the first author [21].
Remark 2.13*.*
In [21], this augmented deformation space was constructed for closed . However, the construction extends easily to general as long as we only consider admissible convex structures.
We begin by describing multi-curves in .
Definition 2.14**.**
A multi-curve is a collection of simple closed curves in that are pairwise non-intersecting, pairwise non-homotopic, non-contractible and non-peripheral. We allow the empty set as a multi-curve.
Remark 2.15*.*
A multi-curve in is a collection of non-peripheral closed curves corresponding to the vertices of a simplex in the curve complex equipped with its usual simplicial structure.
Let be a multi-curve in , and let be the connected components of . Consider a closed curve , and choose an orientation on . Let be the connected components of that that lie on the left and right of respectively (it is possible that ). The orientation on determines two conjugacy classes of group elements and on the left and right of respectively. Let and be the punctures of and respectively that correspond to .
Definition 2.16**.**
A tuple is compatible across if is conjugate to , and the -type of is bulge if and only if the -type of is bulge .
Denote
[TABLE]
and
[TABLE]
We will refer to each as the -stratum of .
Definition 2.17**.**
A regular (marked) convex structure on is a point in .
The terminology of a regular convex structure was introduced in [21], and is so named because they correspond to holomorphic cubic differentials with regular singularities at the punctures, see Section 5. Intuitively, one can think of as an “augmentation” of where we include all possible degenerations of the convex structure on that converge on the complement of a multi-curve (see Theorem 2.5.1 in [21]). This is an analog of the augmented Teichmüller space, denoted , for the deformation space of convex real projective structures. In fact, this construction of , when restricted only to regular structures where the developing image of each is the Klein model of hyperbolic plane, gives the usual construction of . From this, it is clear that naturally embeds in . The case of is much simpler though, since the type of each puncture of is parabolic.
2.4. The topology on the augmented deformation space.
We will now define a topology on . To do so, it is convenient to introduce the following terminology.
Definition 2.18**.**
Let and choose orientations on the closed curves . Let be the connected component of that lies to the left of , and let be the puncture of corresponding to . Then the -type of is the -type of .
Observe that the -type of the oriented simple closed curve is parabolic, quasi-hyperbolic or bulge if and only if the -type of is parabolic, quasi-hyperbolic or bulge respectively.
The key to defining the topology on are the pulling maps that were introduced in [21]. As before, let be any multi-curve in and let be the connected components of . By making appropriate choice of base points, the inclusion identifies as a subgroup of . Observe that there is a homeomorphism which is unique up to homotopy, and the induced map on fundamental groups is an isomorphism. Let denote the lift of . For any , if is a developing pair for , then is -equivariant. Theorem 2.3 then implies that is the developing pair for some . Since is unique up to homotopy, does not depend on the choice of . Hence, this allows us to define the -pulling map
[TABLE]
by . It is straighforward to verify that is continuous. Also, it is important to emphasize that each here has a representative so that the -equivariant developing image of agree for all . Note that if is non-empty, then every is not admissible even if is admissible.
Next, if are multi-curves in , let be the connected components of and be the connected components of . Note that for all , there is some so that . Let denote the curves in that lie in but are non-peripheral in . This allows us to define the -pulling map
[TABLE]
by \mathrm{Pull}_{\mathcal{D}^{\prime},\mathcal{D}}(\mu_{1},\dots,\mu_{k^{\prime}}):=\Big{(}\textrm{Pull}_{\mathcal{D}(S_{1}^{\prime})}(\mu_{1}),\dots,\mathrm{Pull}_{\mathcal{D}(S_{k^{\prime}}^{\prime})}(\mu_{k^{\prime}})\Big{)}. Clearly, is continuous.
Using the pulling maps, we can now define a basis for the topology on . For any open that intersects , let
[TABLE]
Note that , and define
[TABLE]
If and are sets in , let denote the maximal multi-curve that lies in both and (it is possible that is empty), and let be the connected components of . Then
[TABLE]
is open, and . This implies that is a basis on . Equip with the topology generated by .
The topology on as defined is rather abstract. The philosophical purpose of this paper of this paper is to understand this topology in a concrete way. We begin by observing that this topology has several important features that we will record as the following preliminary remarks.
Remark 2.19*.*
- (1)
For any , let be the multi-curve so that , and let be the connected components of . Then
[TABLE]
is an open set in that contains . In particular, if a sequence converges to , then by removing finitely many points from this sequence, we may assume that . Hence, for any , there is some so that , so and are of the form
[TABLE]
for some . From the definition of the topology on , one observes that in if and only if in for all . 2. (2)
Let be a multi-curve on and be the connected components of . The holonomy map extends to the map
[TABLE]
Restricting this to defines a continuous map
[TABLE] 3. (3)
This topology on is first countable. This was verified by the first author [21]. 4. (4)
From the definition of the usual topology on the augmented Teichmüller space (see [1]), it is easy to see that the natural inclusion of into as described above is a homeomorphism onto its image. 5. (5)
Abikoff [1] observed that is not locally compact at any point in . The same argument proves that is not locally compact at any point in . More precisely, let be any non-empty multicurve in , let be the connected components of , and let . By the definition of the topology on , for every open set containing , there is some nonempty open set so that is non-empty and lies in . Observe that the intersection of any fiber of the map with is either empty or has non-compact closure (because of the action of Dehn twists). This implies that the closure of in is not compact, so the same holds for the closure of in . Hence, is not locally compact at . 6. (6)
The mapping class group
[TABLE]
acts naturally on the set of multi-curves on . For any multi-curve on and any , we may define . Let be the connected components of , and let be the connected components of . One can verify that the map
[TABLE]
defined by \big{(}[f_{1},\Sigma_{1}],\dots,[f_{k},\Sigma_{k}]\big{)}\mapsto\big{(}[f_{1}\circ g,\Sigma_{1}],\dots,[f_{k}\circ g,\Sigma_{k}]\big{)} is a homeomorphism, so it restricts to a homeomorphism . This in turn defines a homeomorphism . Thus, acts on by homeomorphisms. The first author [21] showed that the quotient is topologically an orbifold, albeit with a complicated singular locus.
3. Describing
There is a well-known coordinate system on that was originally due to Goldman [12], and later modified by the second author [27] using the work of Fock-Goncharov [11] and Bonahon-Dreyer [5]. These coordinates play a key role in our description of the topology on , so we will devote this section to carefully constructing them.
3.1. Projective invariants
We can think of as the set of projective classes of vectors in . Similarly, can be thought of either as the set of projective classes of linear functionals in , the set of projective lines in , or the set of projectivized planes through the origin in . Throughout the rest of this paper, we will assume these identifications without further comment.
Given any and so that for all , we can define the cross ratio
[TABLE]
Here, we choose a linear functional representative for each and a vector representative for each to evaluate . One can verify from the definition of the cross ratio that the choice of representatives is irrelevant. Furthermore, the cross ratio is a projective invariant, and satisfies the symmetries
[TABLE]
Remark 3.1*.*
Note that if or (or both), then . On the other hand, if , then has two connected components, and is positive (resp. negative) if and only if and lie in the same (resp. different) connected component of .
Similarly, given any triple and so that for all (arithmetic in the subscripts is done modulo 3), we can define the triple ratio
[TABLE]
As before, we choose linear functional representatives of the and vector representatives of each to evaluate , and one can verify the independence of the triple ratio from these choices. The triple ratio is also a projective invariant satisfying the symmetries
[TABLE]
Remark 3.2*.*
Note that if , and do not intersect at a common point, then has four connected components, each of which is a triangle. Further suppose that for , i.e. is a flag (see Section 3.3). In this situation, it is straightforward to check that is positive if and only if one of these four connected components contains all of , , in its boundary.
3.2. Ideal triangulations and pants decompositions
Next, we will describe a particular ideal triangulation on that one can associate to any pants decomposition of . We begin by precisely defining the notion of an ideal triangulation on the topological surface .
Since has negative Euler characteristic, it is well-known that is a hyperbolic group, and its Gromov boundary has a natural cyclic order induced by the orientation on . More concretely, if we choose a convex cocompact hyperbolic metric on , then the universal cover of can be identified with the Poincaré disc as oriented Riemannian metric spaces. For any , the orbit map defined by is a quasi-isometric embedding, so it extends to an embedding of into . The orientation on then induces a counter-clockwise cyclic ordering on , which restricts to a cyclic ordering on . One can then verify that this cyclic ordering on does not depend on any of the choices made.
Definition 3.3**.**
A geodesic on is an (unordered) pair of distinct points , so that is not the set of fixed points of some peripheral .
Denote the space of geodesics on by , and note that the natural action on induces a action on . Also, we say that two geodesics and intersect transversely if or in .
Definition 3.4**.**
An ideal triangulation on is then a maximal, -invariant collection of geodesics that pairwise do not intersect transversely, with the property that every satisfies one of the following:
- •
is the set of fixed points of some
- •
there are points so that .
If the former holds, then is a closed edge of . On the other hand, if the latter holds, then is an isolated edge of . Denote the set of closed edges in by , and denote the set of isolated edges in by . Every is an edge, and are the vertices of the edge .
Remark 3.5*.*
For every , let , denote the attracting and repelling fixed points of respectively. It is important to emphasize that by our definition of geodesics, if is a peripheral group element, then is not a geodesic, and hence not an edge in . We use this convention as it will be convenient for our purposes later.
Definition 3.6**.**
An ideal triangle of the ideal triangulation is a triple so that . We will refer to as the vertices of the ideal triangle . Denote the set of ideal triangles of by , and let denote the set of vertices of the ideal triangles in .
We can then define an ideal triangulation of to be the quotient of some ideal triangulation of of , and let denote the element in with as a representative. If one chooses a convex cocompact hyperbolic metric on , then every ideal triangulation on is realized geometrically as an ideal triangulation of the convex core of the hyperbolic surface in the classical sense. Denote , , and . Let denote the element in with representative , and let denote the element in with representative . We will refer to the elements in , , , , respectively as edges, closed edges, isolated edges, ideal triangles, and vertices of the ideal triangulation of .
Next, we specialize to particular ideal triangulations coming from pants decompositions of , i.e. maximal multi-curves. For every pants decomposition of , observe that each connected component of is a pair of pants. Denote this collection of pairs of pants by . For each , let be the group elements satisfying the following:
- •
.
- •
, , correspond to the three boundary components of , oriented so that lies to the left of the boundary component.
Then let
[TABLE]
One may verify that is an ideal triangulation. The pants decomposition is naturally identified with
[TABLE]
which is the set of closed edges in , and
[TABLE]
is the set of isolated edges in . Also, the set of ideal triangles of is
[TABLE]
and the set of vertices of is
[TABLE]
Note that from the way we defined , every vertex of every closed edge in is a vertex of an ideal triangle of , see Figure 5.
3.3. Flag maps
Let be the space of flags in , i.e. . Also, let and let be a representative of the conjugacy class . Let denote the set of vertices of the ideal triangulation whose closed edges are a pants decomposition of as defined above, and let denote the lift of .
Observe that every point is a repelling fixed point of some . This allows us to construct a flag map in the following way. By (1) of Theorem 2.7, we see that one of the following holds for .
- (1)
has exactly three fixed points in , one of which is attracting and another is repelling. The third fixed point that is neither attracting nor repelling is called the saddle fixed point. 2. (2)
has exactly two fixed points in , one of which is repelling. We will refer to the fixed point that is not repelling as the quasi-attracting fixed point. also stabilizes a unique line that contains the quasi-attracting fixed point, but not the repelling fixed point. 3. (3)
has exactly two fixed points in , one of which is attracting. We will refer to the fixed point that is not attracting as the quasi-repelling fixed point. also stabilizes a unique line that contains the quasi-repelling fixed point, but not the attracting fixed point. 4. (4)
has a unique fixed point in , and stabilizes a unique line through that fixed point.
(1) holds when is hyperbolic, (2) or (3) holds when is quasi-hyperbolic, and (4) holds when is parabolic. Theorem 2.7 implies that (2), (3) and (4) can happen only when is a peripheral element.
Using this, define as follows.
- (I)
If (1) holds, define to be the repelling fixed point of , and to be the projective line containing the repelling and saddle fixed points of . See Figure 6.
- (II)
If (2) holds, define to be the repelling fixed point of , and to be the projective line containing both fixed points of . See Figure 7.
- (III)
If (3) holds, define to be the quasi-repelling fixed point of , and to be projective line stabilized by that contains its quasi-repelling fixed point but not its attracting fixed point. See Figure 8.
- (IV)
If (4) holds, define to be the unique fixed point of , and define to be the unique projective line stabilized by . See Figure 9.
Remark 3.7*.*
Observe that the flag map can actually be defined on all fixed points of all non-identity elements in . However, we will only consider the map restricted to .
It is easy to verify that the flag map is -equivariant. Also, for any , is either a repelling fixed point, a quasi-repelling fixed point, or the unique fixed point of for some . It follows that lies in , where is the -equivariant developing image of . On the other hand, satisfy the following proposition.
Proposition 3.8**.**
Let be the -equivariant developing image of . Then for all , does not intersect .
Proof.
Since is properly convex, there is an affine chart containing . Fix , and let be an element whose repelling fixed point is . We will consider the four cases (I) – (IV) separately.
Suppose that (III) or (IV) holds. Then is the unique fixed point of in . Since is open, if intersects , then this intersection contains a point that is not . The convexity of then implies that lies in , which contradicts the fact that lies in . Hence, does not intersect .
Suppose that (I) or (II) holds. In this case, has two fixed points in , one of which is . Suppose for contradiction that intersects . Then there are some that lie in the two different components of . Observe that . Also, if denotes the ray in that passes through and has source , then lies in the component of that contains for all , and is a ray in with source . From this, it follows that for sufficiently large , the triangle in with vertices , , and contains a segment of with endpoints and . However, the convexity of implies that this triangle also lies in , which is impossible. ∎
Next, we prove that the map is transverse in the following sense.
Proposition 3.9**.**
Suppose that are distinct. Then
- (1)
. 2. (2)
* does not lie in . In particular, .*
Remark 3.10*.*
Proposition 3.9 is false if we replace with . This is the main reason why we excluded peripheral elements in our definition of geodesics.
If is a developing pair for , then the orientation on induces an orientation on , which induces an orientation on via . This orientation on does not depend on the choice , so it defines a counter-clockwise cyclic ordering on . The following is a preliminary lemma to prove Proposition 3.9.
Lemma 3.11**.**
If is a pairwise distinct triple of points in so that in the cyclic ordering on , then in that cyclic order along .
Remark 3.12*.*
(1) of Proposition 3.9 in fact implies that all the inequalities in Lemma 3.11 are strict.
Proof of Lemma 3.11.
Observe that if or or , then the proposition holds trivially. Hence, we only need to consider the case when , , and are pairwise distinct.
Choose a convex cocompact hyperbolic metric on , then as oriented Riemannian metric spaces and is a subset of . Let , and be group elements whose attracting fixed points are respectively. For any and any , let be the closed line segment between and . Then define
[TABLE]
Observe that , and are simple curves starting at and going towards respectively. By choosing appropriately, we can further ensure that , and are pairwise non-intersecting. Since in , this ensures that if we take a small disc centered at , then the boundary of this disc, when oriented counter-clockwise, intersects , and in that order.
Suppose for contradiction that the proposition is false. Since , , and are pairwise distinct, this implies that in this cyclic order around . Let be the -equivariant developing map for , and recall that the orientation on was chosen so that is orientation preserving. The -equivariance of ensures that then , and are three pairwise non-intersecting curves starting at at going towards , and respectively. But this means that if we take a small disc centered at , then the boundary of this disc, when oriented counter-clockwise, intersects , and in that order. This contradicts the assumption that is orientation preserving. ∎
Proof of Proposition 3.9.
By the definition of , there are some so that in this order along . Let be a non-peripheral element, and let be elements so that and . Then for sufficiently large ,
[TABLE]
Also, let be the -equivariant developing image of . By Lemma 3.11, we see that
[TABLE]
(1) Suppose for contradiction that . Then (3.1) implies that either or . In either case, we have that , which is impossible.
(2) Suppose for contradiction that for some distinct . By Proposition 3.8 and the convexity of , one deduces that there is an open line segment in with endpoints and , so that and either or . Assume without loss of generality that the former holds. Then observe that is the entire projective line in containing . Since contains and is invariant under , we deduce that is a projective line, but this contradicts the properness of . ∎
If we choose a different representative , then . Furthermore, if , then the -orbit of flag maps associated to and agree. Hence, the map associates to the conjugacy class a -orbit of maps from , which we denote by . The next proposition tells us that varies continuously with .
Proposition 3.13**.**
Let given by be a map whose image lies in . Then is continuous if and only if is a continuous path in for every .
This proposition is a consequence of the following elementary fact.
Lemma 3.14**.**
Let be a convergent sequence of endomorphisms of , and let be the (generalized) eigenvalues of and respectively. Assume are real for all . If there is some so that for all ,
[TABLE]
where is the identity endomorphism on , then
[TABLE]
in the Grassmannian .
Proof.
Let be an orthonormal basis of . By taking subsequences, we may assume that converges to . Since , we see that , so all lie in . By the dimension hypothesis, is an orthonormal basis of . Hence, up to taking subsequences, converges to . Repeating this argument for all subsequences of proves the lemma. ∎
Proof of Proposition 3.13.
For any , let be the unique primitive group element so that is the repelling fixed point of . For any and any representative , let be a representative of . Then let be the generalized eigenvalues of . Observe that as defined, and \xi_{\rho}^{(2)}(x)=\ker\big{(}(L-\lambda_{3})(L-\lambda_{2})\big{)}. To prove the forward direction, we simply apply Lemma 3.14.
For the backward direction, pick any , any triple of pairwise distinct points , and let . Also, let
[TABLE]
and let
[TABLE]
The -equivariance of implies that .
We will now argue that the quadruple of points are in general position, i.e. no three of them lie in a line in . By (2) of Proposition 3.9, we see that the triple do not lie in a line in . For the same reason, the same is true for the triples and . On the other hand, suppose for contradition that lie in a line. By the same argument as the first part of the proof of Proposition 3.9, there is some so that . The convexity of then implies that there is a projective (open) line segment with endpoints so that and . Since is -equivariant, this means that
[TABLE]
and is an entire projective line in . This violates the properness of , so cannot lie in a line. We have thus proven that are in general position, so is also in general position.
If we normalize , , and , then it is a straightforward exercise to explicitly write down a matrix representative for in terms of the coordinates of . From this, it is clear that varies continuously with . ∎
3.4. The holonomy map.
It will be important later that we understand the image of the map . To do so, we set up the following notation. For every , let denote the set of punctures of whose -type is bulge , and let be the set of peripheral group elements corresponding to .
For any representative , let denote the -equivariant developing image of . Let and let , , be the attracting, saddle and repelling points of . Note that and necessarily lie on the boundary of . Also, by Proposition 3.8 and (1) of Proposition 3.9, we see that lies entirely in one of the two connected components of , call it . The projective line through and cuts into two open triangles, and the fact that is a peripheral group element ensures that lies entirely in one of these two open triangles, call it .
Definition 3.15**.**
Let and . The principal triangle of is the open triangle that is the connected component of that is not .
It is clear that has a unique principal triangle, which depends only on . Let denote the set of principal triangles of the group elements in . Observe that there is a natural -action on induced by . The next theorem tells us to what extent different points in can have the same holonomy.
Theorem 3.16**.**
Let be any multi-curve in , let be the connected components of , and let so that
[TABLE]
For all , let be representatives of , and let be the -equivariant developing images of respectively. Then the interior of the symmetric difference is the union of a -invariant subset of triangles in .
The proof of Theorem 3.16 is in the Appendix. As an immediate consequence of Theorem 3.16, Proposition 2.5, and the compatibility of across the closed curves in , we have the following corollary.
Corollary 3.17**.**
Let , and choose an orientation for each . For any , let
[TABLE]
Then . Furthermore, each element in corresponds to the choice of whether the -type of is bulge or bulge for each , and whether the -type of is bulge or bulge for each .
3.5. Edge and triangle invariants
When is a closed surface, Goldman gave a parameterization for that generalizes the Fenchel-Nielsen coordinates on [12]. Briefly, he did this by first parameterizing , where is the oriented thrice punctured sphere. Then, he generalized this parameterization to all surfaces of negative Euler characteristic by parameterizing the space of ways to assemble convex structures on pairs of pants together. This parameterization was later extended by Marquis to the setting of where is not closed [22].
By modifying previous parameterizations of given by Bonahon-Dreyer [5] and Fock-Goncharov [11], the second author [27] also gave a continuous (in fact real-analytic) coordinate system of that is similar in flavor to the one given by Goldman. However, this coordinate system has the additional advantage that the parameters are naturally projective invariants, and thus have easier geometric interpretations. We will give a brief description of this coordinate system. To do so, one first needs to define the edge and triangle invariants.
Choose a pants decomposition of and let be the associated ideal triangulation described in Section 3.2. For any closed edge , choose a lift of , and let be triangles in with as a vertex respectively. We refer to the orbit as a bridge across . See Figure 10.
For each edge , choose a representative of . If , let so that and . On the other hand, if , let be an element in the bridge across so that where , and where . See Figures 11 and 12, noting that for , in these figures. Define
[TABLE]
This is well-defined because the projective invariance of the cross ratio implies that all the choices we made are irrelevant (except for the choice of a bridge across each closed curve in ). Hence, for each edge , we have defined two invariants, and . Observe using Remark 3.1, Lemma 3.11, and Remark 3.12 that , so one can define . These are called the edge invariants along .
Similarly, for every ideal triangle , choose a representative so that in . Define
[TABLE]
See Figure 13. The projective invariance of the triple ratio again guarantees that the do not depend on any of the choices made. Furthermore, the symmetry of the triple ratio implies that , so we only have one such function for each . Again, observe using Remark 3.2 and Proposition 3.9 that , so one can define the triangle invariants for to be .
3.6. Coordinates on
For now, we specialize to the case when , the oriented thrice punctured sphere. Let be three group elements corresponding to oriented peripheral curves in , so that , and lies to the left of each oriented peripheral curve. Then observe that
[TABLE]
is an ideal triangulation of . With this ideal triangulation, , ,
[TABLE]
and
[TABLE]
In particular, consists of three edges, consists of two triangles, and consists of three vertices. See Figure 14.
Bonahon-Dreyer [5] computed an expression for the eigenvalues of , and in terms of the edge and triangle invariants associated to . Explicitly, if we denote the (generalized) eigenvalues of by for any , then for , define by
[TABLE]
Note that the depends only on the conjugacy class , and not on the choice of . Then Bonahon-Dreyer showed that
[TABLE]
In particular, the expressions on the right have to be at least [math]. These six inequalities are known as the (weak) closed leaf inequalities. Bonahon-Dreyer then showed that these are the only relations satisfied by these parameters.
Theorem 3.18** (Bonahon-Dreyer).**
The map given by
[TABLE]
is a homeomorphism onto the closed convex polytope in cut out by the closed leaf inequalities.
Solving the six linear equations above then proves the following.
Corollary 3.19**.**
The map given by
[TABLE]
is a homeomorphism.
Remark 3.20*.*
Bonahon-Dreyer [5] and the second author [27] were working in the more general setting of Hitchin representations, so they only stated their results for representations where the holonomy about each boundary component was required to be hyperbolic. However, in the case of convex structures, Proposition 3.13 extends their arguments verbatim to the cases where the holonomy about the boundary component is quasi-hyperbolic or parabolic.
In the coordinate system given in Corollary 3.19, the invariants and are called the internal parameters of , and the six invariants , , , , , are called the length parameters. We will simplify notation and denote and by and respectively.
3.7. Coordinates on
Now, we will use the parameterization of to parameterize . To do so, choose once and for all
- •
a pants decomposition on ,
- •
a bridge across each closed curve in ,
- •
an orientation for every closed curve in
- •
an orientation about each puncture of .
For every , let be the punctures of corresponding to . If is non-separating, then (equipped with its chosen orientation) determines two conjugacy classes , so that corresponds to the puncture . On the other hand, if is separating, let and be the two connected components of , so that is a puncture of . Then determines a conjugacy class corresponding to .
Goldman [12] proved that if is non-separating, then for any , there is some so that if and only if the -type of is bulge for both , and . Similarly, if is separating, then for any , there is some so that for if and only if the -type of is bulge for both , and . Furthermore, regardless of whether is separating or not, Goldman [12] also showed that the set of all such is parameterized by two parameters, called bulge and twist parameters . These are defined by
[TABLE]
In particular, and depend only on , so we also denote and . See Figure 15.
Remark 3.21*.*
Given a simple closed curve in , Goldman defined an action on by bulge and shearing deformations along . The bulge and twist parameters and were designed to precisely capture these deformations; performing a bulging deformation changes the bulge parameter while keeping the twist parameter fixed, while performing a twist deformation changes the twist parameter while keeping the bulge parameter fixed.
Remark 3.22*.*
Goldman [12] stated his results in the case when the -type of all the punctures of are bulge , since he was mainly interested in the closed surface case. However, his arguments work in this more general setting as well.
Combining this together with Corollary 3.19 proves the following theorem.
Theorem 3.23**.**
Let be a connected, orientable surface with negative Euler characteristic, genus with punctures. Make the choices that we did at the start of this section, and let , let be the punctures of , and let . Then
[TABLE]
is a homeomorphism, where
[TABLE]
Remark 3.24*.*
Again, the second author [27] proved Theorem 3.23 for convex structures where the holonomy about each boundary component was required to be hyperbolic. Proposition 3.13 extends his proof verbatim to the cases where the holonomy about the boundary component is quasi-hyperbolic or parabolic.
The homeomorphism is not ideal for our purposes because it does not behave well under Dehn twists about the curves in . We will thus further modify to get a new homeomorphism that has that property. For each , let
[TABLE]
be the reparameterized bulge parameters. Observe that if we replace the parameters with for all in the homeomorphism , then this defines a new homeomorphism
[TABLE]
given by
[TABLE]
The next proposition describes how behaves under Dehn twists about the curves in .
Proposition 3.25**.**
Let be the Dehn twist along the (oriented) closed curve . Then all the coordinate functions of agree at and , except for which satisfies .
Proof.
It is clear from the projective invariance of the coordinate functions that the only possible coordinate functions of that might differ at and are and . Let be the bridge across that we chose to define . For , let be the points such that and , and where . Observe that by choosing a basepoint in , induces a group homomorphism, , which sends the bridge across to the bridge across . See Figure 16.
Choose representatives and so that
[TABLE]
[TABLE]
for . Then it follows that
[TABLE]
Let so that . Observe that , and
[TABLE]
One can then compute that
[TABLE]
On the other hand,
[TABLE]
∎
Furthermore, the reparametrized bulge parameter going to or has the following interpretation.
Lemma 3.26**.**
Let so that be the two points used to define (they correspond to a bridge across ). For all , let and choose so that for all ,
[TABLE]
Also, let be the -equivariant developing image of , and let be the (open) triangle containing whose vertices are , , and . (Note that does not depend on .) If there is some so that
[TABLE]
for all , then
- (1)
* if and only if .* 2. (2)
* if and only if is empty.*
Proof.
We will only prove (1); the proof of (2) is similar. By transforming everything by a projective transformation, we may assume that for all ,
[TABLE]
[TABLE]
Let . Then , and a straightforward computation shows that
[TABLE]
and
[TABLE]
Hence, for all . Since for all , if and only if . This implies that if and only if
[TABLE]
which happens if and only if by the convexity of . ∎
From our construction, it is clear that for any multi-curve and any connected component of , the oriented pants decomposition on restricts to an oriented pants decomposition on . Also, the ideal triangulation on is naturally a subset of the ideal triangulation on , so the choice of bridge across each closed edge in induces a choice of bridge across each closed edge of . Thus, together with the choice of a bridge across each closed edge in determines a coordinate system on . Furthermore,
- (1)
The length parameters on are exactly the length parameters on associated to the closed curves in and the boundary curves of . 2. (2)
The internal parameters on are exactly the internal parameters on associated to the pairs of pants in that lie in . 3. (3)
The twist, bulge, and reparameterized bulge parameters on are exactly the twist, bulge, and reparameterized bulge parameters on associated to the closed curves in .
This immediately implies the following remark.
Remark 3.27*.*
For all , the coordinate system on determines a coordinate system on . More precisely, if are the punctures of , , , and , then this coordinate system is given explicitly by the homeomorphism
[TABLE]
where
[TABLE]
4. Coordinate description of the topology of
As we observed in (4), (5) and (6) of Remark 2.19, is not locally compact and is an orbifold with a complicated singular locus. As such, it is not easy to give local coordinates for either or .
This however, tells us that taking the quotient of by the trivial group is “too big”, while taking the quotient of by all of is “too small”. The naive dream is then to find a subgroup so that the topology on admits local coordinates about every point . It turns out that this too is impossible. However, the next theorem tells us that if we allow to change depending on the stratum of where lies, then there is an explicit description of the topology on a neighborhood of in .
More precisely, let be any multi-curve and let be the subgroup generated by Dehn twists about . Recall that we previously defined
[TABLE]
For the purpose of simplifying notation, set . Observe that there is a natural -action on for all , so we can define and . Equip and with the quotient topology. By (1) of Remark 2.19, is an open set about any point in .
The goal of this section is to prove the following theorem.
Theorem 4.1**.**
Let be any multi-curve, let be an oriented pants decomposition on and choose orientations about the punctures of . Let be the induced ideal triangulation as described in Section 3.2, and choose a bridge across every closed edge of . Then there is an explicit homeomorphism
[TABLE]
In particular, is homeomorphic to a cell.
4.1. The homeomorphism
As a preliminary step to define , we first define a continuous parameterization of for any . Per the hypothesis of Theorem 4.1, choose an oriented pants decomposition , an orientation on every boundary component of , and a bridge across every closed edge in . Remark 3.27 tells us that for any , these choices determine a coordinate system on .
Let be the connected components of . Observe that if , then the Dehn twist about acts as the identity on . Also, if , then lies in the interior of for some . In that case, acts as the identity on for all , and its action on induces an action on , which we have described explicitly in terms of the coordinates on in Proposition 3.25.
Proposition 3.25 implies that aside from the twist coordinates in , all the other coordinate functions on descend to well-defined functions on , which in turn give well-defined functions on by precomposing with the holonomy map . Although does not descend to a well-defined function on for all , we may replace with the map defined by
[TABLE]
By Proposition 3.25, this map descends to a well-defined map , so we may think of it as a map from to by pre-composing with .
If , we may define the functions by
[TABLE]
In the above formulas, is the smooth function given by . Again, for and , can also be viewed as functions on by pre-composing with .
On the other hand, if or is a puncture of , define by
[TABLE]
Note that if or is a puncture of , is a function on for . This is not so for , but its absolute value is a function on . Moreover, in the cases in which the reparametrized bulge parameter , we have simply extended the formulas above by identifying and .
Notation 4.2*.*
Let , , , and be the punctures of . Note that , .
With this notation, define
[TABLE]
by
[TABLE]
Lemma 4.3**.**
Let and . The map is a homeomorphism onto its image, which is
[TABLE]
Proof.
Recall from Remark 3.27 that the map
[TABLE]
given by
[TABLE]
is a homeomorphism. From this and the definition of the -action on defined above, we see that
[TABLE]
given by
[TABLE]
is also a homeomorphism.
From the definition of , one sees that to finish the proof, it is sufficient to prove that the maps and defined by
[TABLE]
are homeomorphisms. But this can be verified easily by writing down explicit continuous formulas for the inverse maps for both and . ∎
4.2. is a bijection
Next, we will explicitly describe the map in Theorem 4.1 and show that it is a bijection. Define
[TABLE]
by
[TABLE]
Lemma 4.4**.**
Let and . The map is a bijection onto its image, which is
[TABLE]
Proof.
For any , let be the punctures of whose -type is bulge , and let . By Corollary 3.17, we see that has elements, each of which corresponds to the choice of whether the -type of is bulge or bulge for each . The same is true for as well, because the only element in that sends to itself is the identity.
Note that by replacing the coordinate functions of with for allows us to distinguish whether the -type of is bulge or bulge . The lemma follows immediately from this observation. ∎
As defined, the target of does not depend on , but only on . Since
[TABLE]
is a disjoint union, we may define
[TABLE]
by if . As a consequence of Lemma 4.4, we have the following proposition.
Proposition 4.5**.**
The map is a bijection.
Proof.
Simply note that is a disjoint union, where and are as defined in the statement of Lemma 4.4. ∎
4.3. is a homeomorphism
To finish the proof of Theorem 4.1, we need to show that the bijection is a homeomorphism. Recall that is first countable (see (3) of Remark 2.19). Hence, it is sufficient to show that if and is a sequence in , then in if and only if .
Let be the connected components of . Since is a finite set, by considering the subsequences of that lie in different strata separately, we may further assume that for some fixed . Also, note that the map descends to . Then (1) of Remark 2.19 implies that it is sufficient to prove the following theorem.
Theorem 4.6**.**
Let be an oriented multi-curve on , let be the connected components of , and let . Also, let , let , and let so that .
- (1)
If for all , then . 2. (2)
If , then for all .
In the above theorem, we again choose an oriented pants decomposition , a bridge across every closed edge of , and an orientation about every puncture of to define .
We first prove (1) of Theorem 4.6.
Proof if (1) of Theorem 4.6.
First, observe that if for all , then for all . So Lemma 4.3 implies that
- (i)
for all , 2. (ii)
for all , 3. (iii)
for all , 4. (iv)
for all , 5. (v)
for all .
Thus, to prove (1) of Theorem 4.6, it is sufficient to prove that
[TABLE]
for all , and
[TABLE]
for all . We will only give the proof of (4.3); a special case of the same argument also works for (4.4).
Let so that is the connected component of that lies on the left of . Also, let be the puncture of that corresponds to . If the -type of is quasi-hyperbolic or parabolic, then either or . By (iv), one of or converges to [math], while the other is bounded. This, together with the definition of , imply that (4.3) holds.
On the other hand, if the -type of is bulge , then , which implies that there is some so that
[TABLE]
for all . If , this implies that the -type of is bulge as well. Since we assumed that , the -type of must agree with the -type of . From the definition of , it follows that (4.3) holds. If , by Proposition 3.25, we may choose representatives so that
[TABLE]
in which case
[TABLE]
Lemma 3.26 then implies that if the -type of is bulge , so is positive (resp. negative) for sufficiently large if the -type of is (resp. ). A straightforward calculation then proves that (4.3) holds. ∎
For any convex real projective structure , let , and let be the -equivariant developing image of . To prove (2) of Theorem 4.6, we need to define two properly convex domains and so that
- •
acts properly discontinuously on both and ,
- •
and depend only on , and
- •
.
First, we define . Proposition 3.8 states that and do not intersect for any . Also, Proposition 3.9 implies that does not lie in for all distinct , which in particular implies that . Since , this means that one of the two connected components of , denoted , contains . With this, we can define to be the interior of
[TABLE]
It is clear that is open, , and acts on . In particular, .
Lemma 4.7**.**
- (1)
The open set is properly convex. 2. (2)
The action of on is properly discontinuous.
Proof.
(1) Let be a pairwise distinct triple of points. It is straightforward to check that since , is a union of four properly convex (open) triangles. By definition, has to lie in one of these four triangles, so does not contain an entire projective line in . With this, it is clear from the definition of that is properly convex.
(2) Since is properly convex, we can define the Hilbert metric on (see proof of Proposition 2.5), which is invariant under the action on . Recall that is a proper path metric space. Hence, acts properly discontinuously on because is a discrete subgroup of the isometry group of the Hilbert metric. ∎
Next, we define to be the interior of the convex hull of in . Since is properly convex and , we see that is not contained in a projective line in . Thus, is non-empty. Furthermore, since , the convexity of implies that . In particular, is a non-empty, properly convex subset of , on which acts properly discontinuously.
Remark 4.8*.*
By Proposition 3.13, we see that and depend only on , and vary continuously with .
With this, we can prove (2) of Theorem 4.6
Proof of (2) of Theorem 4.6.
Since , it is clear that . It then follows from Remark 3.27 that for all . Then by Proposition 3.25, we can find a representative and a representative so that , and
[TABLE]
for all . In particular, there is some so that for all .
Since , we see that uniformly. Also, by Remark 4.8, and . Since and , it follows from Theorem 3.16 and Lemma 3.26 that . (2) of Theorem 4.6 follows. ∎
5. Convex real projective structures via cubic differentials
For a closed oriented surface of genus at least 2, Labourie [18] and the first author [19] independently showed that a convex structure on is equivalent to a pair , where is a complex structure on and is a holomorphic cubic differential on . This correspondence was later extended to regular convex structures on the one hand and pairs , where is a noded, connected Riemann surface and is a regular cubic differential over [2, 24, 20, 21]. The notion of a regular -differential is due to Bers [4], while the geometric and analytic foundation of the relationship between cubic differentials and convex structures follows largely from deep work on hyperbolic affine spheres of Cheng-Yau [6, 7].
To formally state this result, we recall some standard terminology from the theory of Riemann surfaces. Let be a compact, noded Riemann surface. A neighborhood of each node of is biholomorphic to a neighborhood of the origin in . We refer to and here as local coordinates near the node. Let be a (possibly empty) finite collection of points in that are not nodes, and let . We refer to the points in as punctures of . Also let denote the complement of the nodes in . The normalization of is a smooth (possibly disconnected) Riemann surface equipped with a projection map to which is a biholomorphism restricted to the preimage of and is two-to-one over each node.
Definition 5.1**.**
A regular cubic differential on is a meromorphic section of the third tensor power of the holomorphic cotangent bundle over the normalization of with the following properties:
- •
is holomorphic on ,
- •
has poles of order at most at each node and puncture of .
- •
the residues of sum to 0 at each node, i.e. in terms local coordinates near the nodes, the third-order terms of the cubic differential are and , for a complex constant .
The set of regular cubic differentials on is naturally a finite dimensional complex vector space.
Via the unifomization theorem, the Teichmüller space can be thought of as the deformation space of complex structures on . From this point of view, the augmented Teichmüller space is a stratified space with strata enumerated by the multi-curves on . Each stratum is the deformation space of marked noded, compact Riemann surfaces with punctures , with the property that the marking identifies
- •
neighborhoods of the punctures of with neighborhoods of the punctures of ,
- •
neighborhoods of the nodes of to neighborhoods in of the curves in .
Now for a fixed multi-curve , define
[TABLE]
with the subspace topology induced from that on . Recall is the subgroup of the mapping class group generated by Dehn twists around loops in , and define . Let be the proper flat family of noded Riemann surfaces parametrized by , and let be the complex vector bundle of regular cubic differentials over . In other words, the fiber of above the point is (see e.g. [15] for a full discussion), and the fiber of above the point is the vector space of regular cubic differentials on .
With this notation, we can state the following theorem.
Theorem 5.2**.**
* carries the natural structure of a complex manifold, and is a holomorphic vector bundle over . In particular, the total space of has the structure of a complex manifold.*
Hubbard-Koch [15] construct the complex structure on . See [21] and [15] for a proof that is a holomorphic vector bundle.
In the setting when is a closed surface, the first author [19] and Labourie [18] independently established the following theorem.
Theorem 5.3** (Labourie, Loftin).**
Let be a closed connected oriented surface of genus at least two. Then there is a canonical bijective correspondence between and the total space of the vector bundle over whose fibers over a point is the space of cubic differentials on . In particular, this defines a canonical complex structure on .
The first author later extended this theorem to . More precisely, he proved the following (see Theorem 4.3.1 and Section 5.1 of [21]).
Theorem 5.4**.**
There is a canonical continuous bijection from the total space of to the quotient space .
See (1) of Remark 2.19 for the definition of .
Remark 5.5*.*
The first author worked in the setting when is a closed surface, but his arguments show that Theorem 5.4 holds for finite type surfaces with negative Euler characteristic as well.
Thus Theorem 4.1, together with the above theorem shows that is a continuous one-to-one correspondence between manifolds of the same dimension. Then Brouwer’s Invariance of Domain Theorem shows is a homeomorphism. Corollary 1.3 follows immediately.
Appendix A The Proof of Theorem 3.16
In this appendix, we give a proof of Theorem 3.16. We define an interval in to be a subset of homeomorphic to an interval in . Note intervals need not be straight line segments. The key step in this proof is summarized in the following proposition.
Proposition A.1**.**
Let , let , and let be the -equivariant developing image of . Also, let
[TABLE]
For each , let be the unique interval that does not contain any points in , and whose endpoints are:
- •
the attracting and repelling fixed points of if is hyperbolic,
- •
the two fixed points of if is quasi-hyperbolic.
Then
[TABLE]
The interval in Proposition A.1 exists because every element in is peripheral. Assuming Proposition A.1, we will now prove Theorem 3.16.
Proof of Theorem 3.16.
Let . It is easy to observe from the dynamics of the action on that if has a fixed point that does not lie in , then is necessarily hyperbolic and is the saddle fixed point of . Since is closed, it follows that . Proposition A.1 then implies that
[TABLE]
where and are the unique open intervals that do not contain any points in , and whose endpoints are
- •
the attracting and repelling fixed points of if is hyperbolic,
- •
the two fixed points of if is quasi-hyperbolic.
If is quasi-hyperbolic, then observe from the dynamics of the action on that is the straight line segment between the two fixed points of , or else the convexity of is violated. (See for example [20]).
On the other hand, if is hyperbolic, and , then the admissibility of implies that is either the (open) edge of the principal triangle of whose endpoints are (bulge ), or the union of with the two edges of the principal triangle of that have as a common vertex (bulge ). In either case, the endpoints of are . The admissibility of implies the same for . Thus, if , then is the union of with the three edges of the principal triangle of . See Figure 17.
It follows immediately from this that the interior of the symmetric difference is the union of a -invariant subset of triangles in . ∎
It is thus sufficient to prove Proposition A.1. To do so, we need the notion of a limit set. First of all, recall that is the interior of the convex hull in of , and that acts on freely properly discontinuously.
Definition A.2**.**
For , define the limit set of the -action on to be the set of accumulation points in of .
Next, we want to prove that for all .
Lemma A.3**.**
For every , . In particular, for all .
Proof.
The proof of this lemma in large part follows Kuiper [16], p. 208. We recall the argument for the reader’s convenience.
It is clear that . Let be any maximal open subinterval of . By our definition of , is a projective line segment. We will now prove that no points in can lie in . This immediately implies that .
Suppose for contradiction that there is some so that . This means that there is a sequence so that as . The sequence lies in , and is compact. Thus (possibly passing to a subsequence), we may assume this sequence has a limit , which is the projectivization of a linear endomorphism of rank or . In other words, is a projective map
[TABLE]
whose image is . Moreover, uniformly on compact subsets of .
Consider a geodesic ball of radius centered at with respect to the Hilbert metric on . Then
[TABLE]
so the proper discontinuity of implies that . Since is an isometry for all , by the definition of the Hilbert metric and the fact that is in the interior of a line segment in the boundary, is not a point. This implies that has rank , and that has to be an open subsegment of . In particular, is a single point and is the projective line such that .
Using this, we will now show that is an open triangle. This will be a contradiction because it is easy to see that the projective automorphism group of such a triangle is virtually Abelian. Thus, since has negative Euler characteristic, there is no injective representation .
First, observe that for any point , is a line through with removed. Conversely, every line through with removed is sent to a single point in by . Furthermore,
[TABLE]
Since , it follows that . As such, if we set
[TABLE]
where is the projective line in passing through and , then . Since is properly convex, there are a pair of distinct lines and that intersect at , such that is the closure of one of the two connected components of . Note then that , are the endpoints of , and all the points in the interior of are mapped by to .
Since lies in and , it follows that and are proper subsegments of and with as a common vertex (it is possible that ). Let . To show that is an open triangle in , it now suffices to show that is a subsegment of a projective line.
If lies in the interior of , then it lies in the interior of , so . Since leaves invariant for all , we see that for large . Thus, there is a neighborhood of in such that for sufficiently large . This means that is a projective line segment for all in the interior of , so is a projective line segment. ∎
Remark A.4*.*
In the previous lemma, we can weaken the restriction that . In fact, for any , by Proposition A.1 and basic facts about the dynamics of hyperbolic elements on the principal triangle.
With this, we can now finish the proof of Proposition A.1.
Proof of Proposition A.1.
It is clear from the definitions that
[TABLE]
so it is sufficient to prove the other inclusion, i.e. every maximal open interval in is of the form for some . Let be the convex hull in of . Since and are both oriented topological circles and the cyclic ordering on induced by both and agree, we see that there is a canonical bijection between connected components of and . It is thus sufficient to prove the proposition for in place of .
Let and let be the projection map. Choose any , and let denote the open ball (with respect to the Hilbert metric) centered at with radius . Consider large enough so that is a disjoint collection of open cylinders, one for each end of . Then observe that
[TABLE]
is connected. Furthermore, our choice of ensures that each connected component of is the image of the developing map of a connected component of , which is a cylinder.
Let be a maximal open line segment in . By Lemma A.3, every is not a limit point of the action on . This implies that there is a connected component of that contains in its boundary. Furthermore, since is connected and both endpoints of lie in , we see that . See Figure 18.
Since is the image of the developing map of a convex cylinder, there is an infinite cyclic subgroup that preserves . The subgroup also preserves , so preserves , which implies that it fixes both endpoints of and preserves . This means that is either hyperbolic or quasi-hyperbolic. The fact that does not contain any points in immediately implies that is peripheral, and so for some . ∎
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