Almost-prime values of reducible polynomials at prime arguments
C.S. Franze, P.H. Kao

TL;DR
This paper extends sieve methods to analyze almost-prime values of reducible polynomials at prime inputs, generalizing prior work on single irreducible polynomials and providing new insights into their prime-related behavior.
Contribution
It introduces a generalized approach using Irving's sieve to study reducible polynomials at prime arguments, broadening the scope of previous results.
Findings
Established bounds on almost-prime values of reducible polynomials at prime inputs
Extended Irving's sieve method to a broader class of polynomials
Generalized prior results on irreducible polynomials to reducible cases
Abstract
We adopt A. J. Irving's sieve method to study the almost-prime values produced by products of irreducible polynomials evaluated at prime arguments. This generalizes the previous results of Irving and Kao, who separately examined the almost-prime values of a single irreducible polynomial evaluated at prime arguments.
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| 2 | – | – | 15 | 18 | 21 | 23 | 26 | 29 | 31 | 33 | 36 | 38 | 40 | 43 |
| 3 | – | – | – | 30 | 35 | 39 | 43 | 47 | 51 | 55 | 59 | 62 | 66 | 70 |
| 4 | – | – | – | 43 | 50 | 56 | 63 | 68 | 74 | 79 | 85 | 90 | 95 | 100 |
| 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | |
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| 2 | 7 | 11 | 16 | 20 | 24 | 28 | 32 | 36 | 40 | 44 | 48 | 52 | 56 | 60 |
| 3 | 12 | 19 | 25 | 32 | 38 | 44 | 50 | 56 | 62 | 69 | 75 | 81 | 87 | 93 |
| 4 | 17 | 27 | 35 | 44 | 52 | 61 | 69 | 77 | 86 | 94 | 102 | 110 | 118 | 126 |
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Almost-prime values of reducible polynomials at prime arguments
C. S. Franze
Department of Mathematics, The Ohio State University
and
P. H. Kao
Department of Mathematics and Technology, Flagler College
Abstract.
We adopt A. J. Irving’s sieve method to study the almost-prime values produced by products of irreducible polynomials evaluated at prime arguments. This generalizes the previous results of Irving and Kao, who separately examined the almost-prime values of a single irreducible polynomial evaluated at prime arguments.
1. Introduction
In this paper, we adopt a sieve method developed by A. J. Irving in [7] to prove
Theorem 1**.**
Let , where are distinct irreducible polynomials each with integer coefficients and for all . Suppose that
[TABLE]
Then, for sufficiently large , there exists a natural number such that
[TABLE]
If and is sufficiently large, we may select an of the form
[TABLE]
where and are . Explicit admissible values of for small and are given below.
The case was first investigated by H.-E. Richert in 1969 [9], who showed that for each , is an admissible choice. Virtually no progress was made until Irving’s work in 2015 [7], which showed that one could take an of the form . Explicit bounds for the -term, as well as explicit values for when is small, are available in [7] and [8].
The more general case where is studied in the book by Halberstam and Richert in 1974 [6], who showed that one could select an of the form
[TABLE]
Their method was refined in the book by Diamond and Halberstam [4], which offers the admissible described below in Table 2 (see [4, pp.149-150]). However, their admissible exhibit the same asymptotic behavior described in (3). Therefore, the results of Theorem 1 represent an improvement when .
Irving’s innovation was to combine a linear (one-dimensional) sieve with a two-dimensional sieve that permits a level of distribution beyond that which is available using the Bombieri-Vinogradov theorem. We adopt this novel idea to the relevant - and -dimensional sieves used for the more general polynomial sequence, , considered here. The sifting functions and are, however, more difficult to work with for .
2. Main Sieve Setup
Here, we adopt some standard sieve notation. Setting , we require bounds on
[TABLE]
The sequence that we are going to sieve is
[TABLE]
Using the prime number theorem, we note that the cardinality , where
[TABLE]
Letting , it is straightforward (e.g. see [4, pp.131-132]) to show that
[TABLE]
where
[TABLE]
and the remainder term, , is bounded by
[TABLE]
where
[TABLE]
and
[TABLE]
The sieve dimension is since the density function appearing in (6) satisfies
[TABLE]
This follows from Proposition 10.1 of [4], which gives
[TABLE]
since
[TABLE]
where we used .
As a consequence of (7), the product
[TABLE]
Finally, we note that the Bombieri-Vinogradov theorem implies that for any ,
[TABLE]
for a suitably large value of (e.g. see [6, Lemma 3.5 on p.115, and p. 288]). The parameter is called the level of distribution.
3. An Auxiliary Sieve
The main difference between Irving’s approach, adopted here, and the classical one is the introduction of an auxiliary upper bound sieve for the sequence , where is a prime . Recall from (4) that
[TABLE]
If , then for any prime we plainly have . Therefore,
[TABLE]
where
[TABLE]
Although the upper bound available for is worse than that for , a larger level of distribution is available to us for , which involves integer arguments rather than primes. In this case, the cardinality , where
[TABLE]
and, using the Chinese remainder theorem, we observe that
[TABLE]
where
[TABLE]
and the remainder term, , is bounded by
[TABLE]
for and large enough to ensure that (see proof of Lemma 4.2 in [7]). The sieve dimension is in this case since the density function appearing in (12) satisfies
[TABLE]
owing to the fact that . As a consequence of (14), we have
[TABLE]
More precisely, using Mertens’ product formula,
[TABLE]
Using (5), we note that
[TABLE]
and therefore,
[TABLE]
In contrast to (10), upon setting , a small power of , we see that for any ,
[TABLE]
for a suitably large . This is easily obtained using (13) and (15) so that
[TABLE]
Proceeding in the manner of the proof of Lemma 4.3 in [4], we conclude that this is
[TABLE]
for a suitably large .
4. Diamond-Halberstam-Richert Sieve
We will employ the Diamond-Halberstam-Richert (DHR) sieve to estimate the number of survivors, , , and . Recall from Theorem 9.1 of [4] that for any ,
[TABLE]
and,
[TABLE]
The functions and are defined by the unique solutions to the differential-delay equations
[TABLE]
with initial conditions
[TABLE]
where is the Ankeny-Onishi function, and
[TABLE]
We suppose here that is a positive integer, and remark that Booker and Browning [2] have recently compiled a list of values for and for . The sifting limit satisfies , where (see [3, Theorem 2], and [1]). The functions and satisfy
[TABLE]
and decreases monotonically, while increases monotonically on . In fact, Diamond and Halberstam establish in [4, Lemma 6.2] that for ,
[TABLE]
and
[TABLE]
5. Richert Weights
The aforementioned DHR sieve is enhanced by incorporating certain weights introduced by Richert [9]. The arithmetic significance of these weights are summarized in the lemma below.
Lemma 5.1**.**
Suppose , , and . Let be a natural number such that , and define . Then for sufficiently large,
[TABLE]
where
[TABLE]
Thus, if we can show that the weighted sum remains large even as grows large, say for example , then we succeed in demonstrating the abundance of elements which contain at most prime factors. The proof of this lemma is contained in [4, pp.140-141]. We briefly reproduce it here for completeness.
Proof.
We begin by observing that the number of elements that are divisible by for a is negligible. More specifically,
[TABLE]
since , where is the discriminant of [6, p. 260]. Therefore, we have
[TABLE]
where
[TABLE]
If an contains a repeated prime factor , then , and so
[TABLE]
where denotes summation over the appropriate multiplicity. It follows from (27) and (29) that
[TABLE]
Combining this inequality with (28) finishes the proof of the lemma since
[TABLE]
The observant reader may note that should be replaced with in (29) since
[TABLE]
for sufficiently large. The presence of this , however, makes little difference in the final analysis.
6. Approximating the Weighted Sum
In this section, we turn our attention to approximating the weighted sum, , by integrals. Recall that and . Letting , say , we have
[TABLE]
where
[TABLE]
and,
[TABLE]
For and , we invoke the Bombieri-Vinogradov theorem in (10) for the underlying -dimensional sieve. However, for , we will swap for , where we can instead make use of (18) for the underlying -dimensional sieve. For readers who wish to skip ahead, we are ultimately lead to an integral form for stated below in Lemma 6.4. The following three lemmas provide the necessary bounds for , , and .
Lemma 6.1**.**
Let , and . Then
[TABLE]
Proof.
Letting , , we conclude at once from (9), (10), and (20) that
[TABLE]
Finally, equation (25) allows us to perturb the argument of at a small expense, so that
[TABLE]
Lemma 6.2**.**
Let , , and where . Then
[TABLE]
Proof.
We apply the -dimensional upper bound DHR sieve in (19) to with level of distribution . Letting , in (19), we have
[TABLE]
and so,
[TABLE]
where
[TABLE]
Applying (24) to perturb the argument of at a small expense, we have
[TABLE]
Now, summing over in , we have
[TABLE]
since, by the Bombieri-Vinogradov in (10),
[TABLE]
Using (7), and recalling that , and , we find that
[TABLE]
Therefore, distributing the sum in (30) gives
[TABLE]
Passing from this sum to the stated integral is a standard exercise in Riemann-Stieltjes integration, or summation by parts. For example, we may write the sum as
[TABLE]
with
[TABLE]
If , , , then (7) implies that the integral in (31) is asymptotic to
[TABLE]
Performing the change of variables finishes the proof. ∎
Lemma 6.3**.**
Let , , where .
[TABLE]
Proof.
Here we use (11) to swap for , since
[TABLE]
and then apply the -dimensional upper bound DHR sieve in (19) to , with replaced by , replaced by , , and for a suitably large . Using (18) to control the remainder term gives
[TABLE]
Appealing to (24) to perturb the argument of so that
[TABLE]
gives
[TABLE]
Replacing and with their corresponding expressions in (16) and (17),
[TABLE]
Summing over in then gives
[TABLE]
since (8) implies that
[TABLE]
Passing from the sum in (32) to the stated integral is a standard exercise. Note that this sum is
[TABLE]
with
[TABLE]
Recalling that , , and using (8), the integral in (33) is asymptotic to
[TABLE]
Performing the change of variables finishes the proof. ∎
Combining Lemma 6.1, Lemma 6.2, and Lemma 6.3 gives
Lemma 6.4**.**
Let . Then
[TABLE]
where
[TABLE]
and,
[TABLE]
7. Simple Estimates for the Integrals
Analysis for higher dimensional sieves is obstructed by the evaluation of and , appearing above in (34) and (35). Useful estimates of these integrals are presented below. Analysis closely follows Section 11.4 of Diamond-Halberstam [4].
Lemma 7.1**.**
Let , and . If , then
[TABLE]
Proof.
Let , so . Under this change of variables,
[TABLE]
We then separate the integral so that
[TABLE]
where
[TABLE]
and
[TABLE]
Integrating by parts,
[TABLE]
since is decreasing. Next, if , then , and we can use (22) to observe that
[TABLE]
Integrating by parts, and using the fact that is increasing, gives
[TABLE]
The remaining integral is , so that
[TABLE]
For , we make use of (22) and integrate by parts to observe that
[TABLE]
Since is increasing,
[TABLE]
The remaining integral is , and so
[TABLE]
Inserting the bounds (37) and (38) into (36) gives the stated lemma. ∎
Lemma 7.2**.**
Let , and . If , then
[TABLE]
Proof.
Let , so . Under this change of variables,
[TABLE]
Integrating by parts, and then using the fact that , we have
[TABLE]
Since is decreasing, , and
[TABLE]
where
[TABLE]
Next, using (22), and assuming that , we rewrite
[TABLE]
Integrating by parts, we find that
[TABLE]
where
[TABLE]
Now, since ,
[TABLE]
and
[TABLE]
Calculating the remaining integral, we conclude that
[TABLE]
Combining (41) and (40), we have
[TABLE]
Since , we conclude from (39) that
[TABLE]
or equivalently,
[TABLE]
Simplifying the right-hand side, this reads,
[TABLE]
Multiplying this inequality by gives the stated lemma. ∎
8. Proof of Theorem 1
Setting in Lemma 7.1, and in Lemma 7.2 gives
[TABLE]
and
[TABLE]
Setting and , this choice of and implies that
[TABLE]
and
[TABLE]
The parameters and will therefore be completely determined by our choice of .
To simplify the analysis, we bound the ratio , defined for . Let be chosen so that . Assuming that
[TABLE]
then
[TABLE]
The upper bound is easy to see since
[TABLE]
if , which holds for (46). Next, if ,
[TABLE]
is an increasing function. Therefore, for satisfying (46),
[TABLE]
since , and . If, on the other hand, , then
[TABLE]
since this is equivalent to . In either case, the lower bound for in (47) holds.
Using (47), the bound for in (43) simplifies to
[TABLE]
where we have used the boundary condition in (23), and defined
[TABLE]
Ultimately, our choice of in (53) will guarantee that the error term above is , and that our assumption that in (46) is valid provided is sufficiently large, say
[TABLE]
Lemma 5.1, Lemma 6.4, and (9) guarantee (1) is satisfied provided we select an such that
[TABLE]
Ignoring error terms, the bounds in (42) and (48) show that it is enough to select an such that
[TABLE]
In search of the smallest such , we choose to minimize the expression on the right. For the sake of simplicity, we focus on the most problematic terms in this expression, given by
[TABLE]
where is defined in (49), also keeping in mind (44). The minimum is achieved at
[TABLE]
at which
[TABLE]
and the remaining terms in (52) are . Therefore, the admissible in (52) take the form
[TABLE]
where
[TABLE]
Both and are . Thus, our admissible take the form stated in (2).
Before moving on, note that we have shown (2) for satisfying (50), but that we may need an even larger to guarantee that these admissible are asymptotically better than those in (3). In fact, the main term in (54) satisfies if
[TABLE]
Therefore, we suppose that
[TABLE]
However, numerical data suggests that the improvements appear much earlier.
For the admissible -values in Table 2, we briefly describe our choices of , , and , for each fixed and . All numerical experiments were conducted using W. Galway’s Mathematica package [5]. We chose the parameter to be of the form , where is a positive integer. Next, we chose to minimize the expression on the right in (51), which amounts to solving
[TABLE]
With these choices of and , we then chose to minimize the expression in (51) by solving
[TABLE]
This process was repeated for many values of to arrive at the stated admissible -values.
9. Concluding Remarks
More general results are readily available. For example, one could consider polynomials whose irreducible components have different degrees. In addition, the work of Booker and Browning [2] allows one to capture squarefree values, rather than almost-primes, if these irreducible components have degree 3 or less. The polynomial sequence considered here was chosen mainly for illustrative purposes.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] N. C. Ankeny and H. Onishi. The general sieve. Acta Arith , 10:31–62, 1964/1965.
- 2[2] A. R. Booker and T. D. Browning. Square-free values of reducible polynomials. Discrete Anal. , Paper No. 8, 16, 2016.
- 3[3] H. G. Diamond and H. Halberstam. On the sieve parameters α κ subscript 𝛼 𝜅 \alpha_{\kappa} and β κ subscript 𝛽 𝜅 \beta_{\kappa} for large κ 𝜅 \kappa . J. Number Theory , 67 (1): 52–84, 1997.
- 4[4] H. G. Diamond and H. Halberstam. A higher-dimensional sieve method , volume 177 of Cambridge Tracts in Mathematics . Cambridge University Press, Cambridge, 2008. With a appendix by William F. Galway.
- 5[5] W. Galway. Mathematica Package for Sieve Calculations: Sieve Functions.m (version 0.9). https://faculty.math.illinois.edu/Sieve Theory Book/Sieve Functions.m
- 6[6] H. Halberstam and H.-E. Richert. Sieve methods . Academic Press, London–New York, 1974. London Mathematical Society Monographs, No. 4.
- 7[7] A. J. Irving. Almost-prime values of polynomials at prime arguments. Bull. Lond. Math. Soc. 47 (4): 593–606, 2015.
- 8[8] P.-H. Kao, Almost-prime values of polynomials at prime arguments. J. Number Theory , 184: 85–106, 2018.
