Polynomial supersymmetry for matrix Hamiltonians: proofs
Andrey V. Sokolov

TL;DR
This paper advances the theory of matrix supersymmetry by analyzing matrix intertwining operators, establishing criteria for their minimization and reducibility, and constructing polynomial supersymmetry algebra for these operators.
Contribution
It introduces criteria for weak minimizability and regular reducibility of matrix intertwining operators and proves the existence of absolutely irreducible operators for any size n≥2.
Findings
Existence of absolutely irreducible matrix intertwining operators for n≥2.
Construction of a matrix differential operator intertwining the same Hamiltonians in opposite directions.
Development of polynomial supersymmetry algebra for matrix Hamiltonians.
Abstract
In this paper we continue studying of matrix linear differential intertwining operators. The problems of minimization and of reducibility of matrix intertwining operators are considered and criterions of weak minimizability and of regular reducibility are proven. It is shown that in contrast to the scalar case there are for any regularly absolutely irreducible matrix intertwining operators of any order , {\it i.e.} operators which cannot be factorized into a product of a matrix intertwining operators of lower orders even with a pole singularity(-ies) into coefficients. The theorem is proven on existence for any matrix intertwining operator of the order a matrix differential operator of other, in general, order that intertwines the same Hamiltonians and as in the opposite direction and such that…
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Taxonomy
TopicsQuantum Mechanics and Non-Hermitian Physics · Nonlinear Waves and Solitons · Spectral Theory in Mathematical Physics
Polynomial supersymmetry for matrix
Hamiltonians: proofs
A.V. Sokolov111E-mail: [email protected], [email protected]
*Saint Petersburg State University, SPbSU,
7/9 Universitetskaya nab., St. Petersburg 199034, Russia*
*and Military Institute (Engineering-Technical),
22 Zakharyevskaya street, St. Petersburg 191123, Russia*
Abstract
In this paper we continue studying of matrix linear differential intertwining operators. The problems of minimization and of reducibility of matrix intertwining operators are considered and criterions of weak minimizability and of regular reducibility are proven. It is shown that in contrast to the scalar case there are for any regularly absolutely irreducible matrix intertwining operators of any order , i.e. operators which cannot be factorized into a product of a matrix intertwining operators of lower orders even with a pole singularity(-ies) into coefficients. The theorem is proven on existence for any matrix intertwining operator of the order a matrix differential operator of other, in general, order that intertwines the same Hamiltonians and as in the opposite direction and such that the products and are identical polynomials of and respectively. Polynomial algebra of supersymmetry corresponding to this case is constructed.
1 Introduction
The present paper is devoted to continuation of investigation of supersymmetry with matrix Hamiltonians from [1, 2, 3, 4]. The papers [1, 2] contain brief results without proofs on constructing of a matrix intertwining operator in terms of transformation vector-functions (including the case with formal associated vector-functions of initial Hamiltonian), on weak and strong minimizability and on reducibility of a matrix intertwining operator, on possibility to construct polynomial supersymmetry in some partial case and on constructing of matrix Hamiltonians with a given symmetry matrix. In [3] general constructions of first-order and higher-order matrix differential operators that intertwine matrix non-Hermitian, in general, Hamiltonians were described and founded. We consider in this paper the problems of weak minimization and of regular reducibility of matrix intertwining operators with proofs and show that polynomial algebra of supersymmetry can be constructed for arbitrary matrix intertwining operator (see review of papers on these problems in [1, 3]). Some results of this paper were briefly presented earlier without proofs in [45, 1]. The paper [4] contains some results on extended algebra of supersymmetry with matrix Hamiltonians.
This paper is organized as follows. In the Sec. 2 the basic notation is given. The Sec. 3 contains Theorem 1 on factorization of a matrix differential intertwining operator into a product of matrix differential intertwining operators of lower orders. This theorem takes an important part in investigation of polynomial supersymmetry with matrix intertwining operators and as well in studying of minimizability and of reducibility of such operators. The Sec. 4 comprises Theorem 2 on sufficient condition of existence for a matrix differential intertwining operator of the order , that intertwines a matrix Hamiltonians and , a matrix differential operator of the same order that intertwines the same Hamiltonians in the opposite direction and such that the products and are identical polynomials of and respectively. Polynomial algebra of supersymmetry is constructed of these , , and in the Sec. 4 as well. The Sec. 5 includes definitions of minimizability in different senses and, in particular, of weak minimizability of a matrix differential intertwining operator and criterion of weak minimizability for such operator (Theorem 3). Definitions of regularly and singularly reducible and irreducible and of regularly absolutely irreducible matrix differential intertwining operators, criterion of regular reducibility for such operators (Theorem 4) and proof of existence of regularly absolutely irreducible matrix differential intertwining operators of the -th order for any and are presented in the Sec. 6. The Sec. 7 contains Theorem 5 on existence for any matrix intertwining operator of the order a matrix operator of the order different, in general, from that intertwines the same Hamiltonians and as in the opposite direction and such that the product is a polynomial of . Moreover, it is shown in the Sec. 7 that the product is the same polynomial of and polynomial algebra of supersymmetry is constructed from , , and . Conclusion contains list of problems which can be considered in the following papers.
2 Basic definitions and notation
We consider two matrix Hamiltonians of Schrödinger form,
[TABLE]
defined on the entire axis, where is the identity matrix , , and all entries of the matrix potentials and are supposed to be sufficiently smooth and, in general, complex-valued functions. The Hamiltonians and are intertwined by a matrix linear differential operator of the order , , so that
[TABLE]
and all entries of the matrix coefficients , , …, are also supposed to be sufficiently smooth and, in general, complex-valued functions. It follows [1] from (2) that the coefficient is a constant matrix and
[TABLE]
We assume in what follows that .
Since the kernel of on the strength of (2) is an invariant subspace with respect to :
[TABLE]
so for any basis , …, , in this subspace there is a constant square matrix for which the following relations are valid,
[TABLE]
It should be noted that the Wronskian of all elements of any basis in the kernel of is nonvanishing on the entire axis in view of Liouville – Ostrogradsky formula.
We define the matrix of an intertwining operator as a matrix that is built for this operator similarly as the matrix was constructed for . Herein the basis in the kernel of the intertwining operator is not specified if we consider the spectral characteristics only of the matrix or, that the same, the spectral characteristics of the restriction of the corresponding Hamiltonian to the kernel of the intertwining operator in question (cf. with (4)).
A basis in the kernel of an intertwining operator that provides a normal (Jordan) form to the matrix of this operator is defined as a canonical basis. Elements of a canonical basis are defined as transformation vector-functions.
In the cases where a normal form of the matrix of an intertwining operator comprises block(s) of order(s) greater than one the corresponding canonical basis includes besides formal vector-eigenfunction(s) of the corresponding Hamiltonian its formal associated vector-function(s) as well. The latter are defined [47] as follows.
A vector-function is defined as a formal associated vector-function of the order of a matrix Hamiltonian for a spectral value if
[TABLE]
and the word “formal” underlines herein that the vector-function is not necessarily belongs to (not necessarily normalizable). A formal associated vector-function of zero order in this case is a formal vector-eigenfunction of .
A finite or infinite set of vector-functions , , 1, 2, … is called a chain of formal associated vector-functions of a matrix Hamiltonian for a spectral value if
[TABLE]
It is evident that in this case is a formal associated vector-function of -th order of the Hamiltonian for the spectral value , , 1, 2, … .
A chain , , 1, 2, … of formal associated vector-functions of the Hamiltonian for a spectral value in view of the equalities
[TABLE]
[TABLE]
that take place due to (2), is mapped by into a chain of formal associated vector-functions of the Hamiltonian for the same spectral value with possible exception of some number of vector-functions with lower numbers which can be identical zeroes. It is clear in view of (5) that if for some then for any and if for some then for any . Thus, if is a minimal number such that then one can represent the arising chain of formal associated vector-functions of in the form
[TABLE]
3 Factorization of a matrix intertwining operator
The following theorem on factorization of a matrix differential intertwining operator into a product of a matrix intertwining operators of lower orders takes an important part in investigation of polynomial supersymmetry with matrix intertwining operators and in studying of minimizability and reducibility of such operators (see below sections 4 – LABEL:secpolgen).
Theorem 1 (on a singular factorization of a matrix intertwining operator).
Suppose that
- (1)
a matrix Hamiltonians and of the form (1) are intertwined by a matrix linear differential operator of -th order of the form (2) with constant nondegenerate matrix coefficient at in accordance with (2); 2. (2)
, , …, are elements of a canonical basis in renumbered so that the set
[TABLE]
for any , …, can be divided into a chains of formal associated vector-functions of 3. (3)
the Wronskian is defined by the equality
[TABLE]
[TABLE] 4. (4)
, , …, is monotonically increasing sequence of natural numbers such that and
[TABLE] 5. (5)
the number is defined by the equality
[TABLE]
Then there exist the matrix linear differential operators , , …, such that
- (1)
the operator is an operator of -th order of the form
[TABLE]
where is an matrix-valued function, any entry of which is, in general, complex-valued even in the case where all entries of , …, , , and are real-valued, and possesses, in general, by a poles, , …, , , …, 2. (2)
the following relations hold,
[TABLE]
[TABLE] 3. (3)
*the Wronskian of the vector-functions , , …, is different from identical zero and the determinant representation *see (41), (42) in [3] for the operator in terms of these vector-functions takes place, , …, 4. (4)
the following factorization of is valid,
[TABLE] 5. (5)
there are the matrix Hamiltonians , , …, of Schrödinger form,
[TABLE]
such that**
- (a)
the potential is an matrix-valued function, any entry of which is, in general, complex-valued even in the case where all entries of , …, , , and are real-valued, and possesses, in general, by a poles, , …, and the potential is an matrix-valued function, any entry of which is smooth without poles and, in general, complex-valued but real-valued in the case where all entries of and are real-valued**;** 2. (b)
the following chain relations hold,
[TABLE]
[TABLE] 3. (c)
the potential can be found either in the chain with the help of the equalities
[TABLE]
or the equalities
[TABLE]
[TABLE]
or in terms of and the coefficient of at represented with the use of , , …, and (42) from [3] with the help of the equality (3) rewritten for the considered case, , …, or in terms of and the coefficient of at represented with the use of , , …, and (42) from [3] with the help of the equality (3) rewritten for the considered case, , …, 6. (6)
the vector-functions , , …, after appropriate renumbering form a canonical basis in , , …, moreover, the eigenvalue of the matrix of the operator corresponding to is equal to the eigenvalue of the matrix of the operator corresponding to , , …, , , …, .
Proof. Let us consider the Hamiltonian . It is evident that this Hamiltonian is of Schrödinger form (7) with the potential from (9) and is intertwined with the Hamiltonian in accordance with (8) and with the Hamiltonian as follows,
[TABLE]
where the matrix coefficient of at is equal to . Moreover, the potential satisfies the paragraph (a) of the statement (5) and , wherefrom it follows that the set , , …, is a canonical basis in as well.
In view of the condition we can construct (see section 4 of [3]) the matrix linear differential operator of -th order with the coefficient at in terms of vector-functions , , …, with the help of the formulae analogous to (41) and (42) from [3], so that there is the Hamiltonian of Schrödinger form (7) that satisfies the paragraph (a) of the statement (5) and the following intertwining takes place,
[TABLE]
Let us show that there is an matrix linear differential intertwining operator with the coefficient at such that
[TABLE]
and the intertwining (8) for is valid.
To prove the possibility of separation of from the right-hand side of we consider a basis \Psi_{l}(x)\equiv\big{(}\psi_{l1}(x),\ldots,\psi_{ln}(x)\big{)}^{t}, , …, in and note that since all elements of the basis , , …, in belong to as well. Taking into account that the Wronskian of elements of any basis in the kernel of an matrix linear differential operator with the coefficient at in the highest degree is different from identical zero and that the calculation of the Wronskian
[TABLE]
by successive computations with the help of the last columns can be reduced to calculations of the Wronskians of the subsets consisting of elements of the considered basis in , we come to the conclusion that there is a subset consisting of elements of the mentioned basis such that the Wronskian of elements of this subset is different from identical zero. Consider the matrix-valued function , columns of which coincide with elements of this subset. One can separate the operator from the right-hand sides of and with the help of the following explicit formula
[TABLE]
[TABLE]
and the analogous formula for , which can be easily derived in the same way as (32) and (33) in [43]. It is not hard to check that the nonzero elements from the set , , …, (there are only such elements obviously) form a basis in the rest of and belong to the kernel of the rest of . Hence, the kernel of the rest of is a subset of the kernel of the rest of . Proceeding further in the same way by induction, we obtain that the operator can be factorized into a product of a matrix linear differential operators of first order with the coefficients at and there is a matrix linear differential operator of -th order with the coefficient at such that the factorization (12) takes place.
The fact that the operator intertwines the Hamiltonians and in accordance with (8) is valid due to the chain
[TABLE]
which follows from (10), (11) and (12). The vector-functions , , …, form obviously a basis in . Hence, the Wronskian of these vector-functions is different from identical zero and the operator can be represented in terms of these vector-functions with the help of the formulae analogous to (41) and (42) from [3]. Moreover, it is evident in view of the last paragraph of section 2 that the vector-functions , , …, after appropriate renumbering form a canonical basis in and that the eigenvalue of the matrix of the operator corresponding to is equal to the eigenvalue of the matrix of the operator corresponding to , , …, .
Proceeding further in the same way by induction, we conclude that the statements (1) – (4) and (6) and the paragraphs (a) and (b) of the statement (5) take place. The paragraph (c) of the statement (5) follows from the intertwinings (8) and from the formulae analogous to (3) in the corresponding cases. Theorem 1 is proved.
Remark 1. In the conditions of Theorem 1 in the case where
[TABLE]
all intertwining operators , , …, are intertwining operators of the first order and it is possible to present in view of the results of section 3 from [3] the following additional chain relations as well as to simplify some formulae of Theorem 1:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where any entry of any of matrix-valued functions , , …, is complex-valued, in general, even in the case where all entries of , …, , , and are real-valued, and possesses, in general, by a poles.
Remark 2. One can reformulate Theorem 1 so that it contains the following factorization of the intertwining operator instead of (6),
[TABLE]
where is the matrix linear differential intertwining operator of the -th order with the coefficient at , , …, . It is evident that one can find these operators as follows,
[TABLE]
and the corresponding intermediate Hamiltonians , , …, of Schrödinger form that satisfy the chain relations
[TABLE]
[TABLE]
can be found with the help of the equalities
[TABLE]
4 A partial case with polynomial SUSY
The following theorem contains the sufficient condition (different from the trivial conditions of the Sec. 2.2 of [3]) which provides for a matrix linear differential operator intertwining a matrix Hamiltonians and in accordance to (2) existence of the conjugate in some sense matrix linear differential operator of -th order that intertwines the same Hamiltonians and as in the opposite direction. Moreover, by this theorem the products and are identical polynomials of the Hamiltonians and respectively. The latter allows us to construct polynomial algebra of supersymmetry from , , and .
Theorem 2 (sufficient condition of existence of “conjugate” intertwining operator for a given intertwining operator and of polynomial supersymmetry). Suppose that
- (1)
the conditions of Theorem and Remark takes place*;*** 2. (2)
* is the matrix of the operator * 3. (3)
for any eigenvalue of the matrix there are and no more Jordan blocks corresponding to this eigenvalue in a Jordan form of and, moreover, all these blocks for any fixed eigenvalue have identical sizes*;*** 4. (4)
, , …, 5. (5)
all vector-functions , , …, correspond to the same eigenvalue of the matrix and are associated vector-functions of of the same order, , …, 6. (6)
the polynomial is defined by the equality 7. (7)
* is the matrix coefficient of at , so that , , …, * 8. (8)
the operator is defined by the equality , , …, 9. (9)
the operator is defined by the the equality
Then
- (1)
all vector-functions , , …, are formal vector-eigenfunctions of the Hamiltonian , , …, 2. (2)
the matrix-valued functions , , …, take the following form
[TABLE] 3. (3)
the following chain relations hold,
[TABLE]
[TABLE] 4. (4)
the operator can be represented in the form
[TABLE]
where and is an matrix-valued function, all elements of which are smooth without poles, , …, 5. (5)
if all elements of all matrix-valued functions , , …, and of the matrix are real-valued then all elements of all matrix-valued functions , …, and of the matrix are real-valued as well*;** otherwise all elements of the matrix-valued functions , …, and of the matrix are complex-valued, in general**;*** 6. (6)
the operator intertwines the Hamiltonians and , so that
[TABLE] 7. (7)
the operator does not depend on the order of numbering of the numbers , , …, and of the order of numbering of the vector-functions , , …, corresponding to a fixed numeration of , , …, 8. (8)
the following equalities hold,
[TABLE] 9. (9)
the normal Jordan forms of the matrices of the operators and are identical up to permutation of Jordan blocks.
Proof. The statements (1) and (2) follow in view of the Sec. 2.3 of [3] from Theorem 1, Remark 1 and the representations analogous to (43) from [3] for the matrix-valued functions , , …, . The intertwining relations (13) are analogous to (20) from [3] and take place in view of Remark 1 by virtue of the validity of the conditions analogous to (21) from [3] which follow from the statement (2). The intertwining relation (14) holds due to (8) with . The statement (6) is a corollary of the statement (3). The statement (8) follows from the factorization (6) with , from the definition of , from the statements (2) and (3) and from Remark 1. The statement (4) is valid in view of (15) and smoothness (absence of pole(s)) for all elements of all matrix-valued coefficients of the operator .
To prove the statement (5) it is sufficient in view of (15) to prove in the case, where all elements of all matrix-valued functions , , …, and of the matrix are real-valued, that for any zero of the polynomial with nonzero imaginary part there is the complex conjugate zero of this polynomial with the same multiplicity. The latter follows from the fact that for any chain of associated vector-functions of belonging to the chain of vector-functions with the complex conjugate components belongs to as well due to reality of all elements of all matrix-valued functions , …, and of the matrix and is a chain of associated vector-functions of for the complex conjugate spectral value due to reality of all elements of .
The statement (7) is evident in view of (15) and independence of orders of numberings mentioned in this statement. The final statement (9) follows from Theorem 1 and from the fact that one can choose a canonical basis in the kernel of the intertwining operator (it intertwines with ) such that (i) this basis contains the vector-functions , , …, and (ii) for any eigenvalue of there are chains of equal lengths (equal to the multiplicity of the corresponding zero of ) of formal associated vector-functions of for this eigenvalue in this basis. Theorem 2 is proved.
Corollary 1. In the conditions of Theorem 2 with the help of the super-Hamiltonian
[TABLE]
and the nilpotent supercharges
[TABLE]
one can construct the following polynomial algebra of supersymmetry:
[TABLE]
Corollary 2. In the conditions of Theorem 2 the following relations hold,
[TABLE]
where is the matrix for the intertwining operator (cf. (16) and (17) with (17) in [43] or (43) in [44]).
5 Minimization of an intertwining operator and criterion of minimizability
It is evident that if we multiply a matrix operator intertwining a matrix Hamiltonians and in accordance with (2) by a polynomial of the Hamiltonian from the right as follows,
[TABLE]
where , , …, are constant matrices commuting with , or by a polynomial of the Hamiltonian from the left as follows,
[TABLE]
where , , …, are constant matrices commuting with , then such products are again a matrix intertwining operators for the same Hamiltonians and :
[TABLE]
[TABLE]
Thus, there is the problem of simplification of a matrix intertwining operator by separation from its right-hand side or from its left-hand side or both a superfluous polynomial in the corresponding Hamiltonian factor(s).
This section contains three definitions of minimizability in different senses of a matrix intertwining operator and the criterion of minimizability in the first of these senses of such operator.
Definition 1. We define that a matrix linear differential operator of -th order that intertwines a matrix Hamiltonians and in accordance with (2) is weakly minimizable if this operator can be represented in the following form,
[TABLE]
where , , …, , , and is a matrix linear differential operator of -th order, that intertwines the Hamiltonians and , so that . Otherwise, the operator is called by us weakly non-nminimizable.
Definition 2. We define that a matrix linear differential operator of -th order that intertwines a matrix Hamiltonians and in accordance with (2) is strongly minimizable from the right if this operator can be represented in the following form,
[TABLE]
where is a constant matrix that commutes with the Hamiltonian , , …, , , and is a matrix linear differential operator of -th order, that intertwines the Hamiltonians and , so that . Otherwise, the operator is called by us strongly non-minimizable from the right.
Definition 3. We define that a matrix linear differential operator of -th order that intertwines a matrix Hamiltonians and in accordance with (2) is strongly minimizable from the left if this operator can be represented in the following form,
[TABLE]
where is a constant matrix that commutes with the Hamiltonian , , …, , , and is a matrix linear differential operator of -th order, that intertwines the Hamiltonians and , so that . Otherwise, the operator is called by us strongly non-nminimizable from the left.
It is obvious that weak minimizability of a matrix intertwining operator is a partial case of left and right strong minimizabilities.
Theorem 3 (criterion of weak minimizability of a matrix intertwining operator).A matrix linear differential operator of the -th order with a constant nondegenerate matrix coefficient at that intertwines a matrix Hamiltonians of Schrödinger form and in accordance with (2) can be represented in the form
[TABLE]
where
- (1)
** 2. (2)
, , …, and 3. (3)
, , …, 4. (4)
* is a weakly non-minimizable matrix linear differential operator of the -th order that intertwines the Hamiltonians and , so that ,*
if and only if
- (1)
all numbers , , …, belong to the spectrum of the matrix , i.e. the matrix of , and there are no equal numbers in the set , , …, ;** 2. (2)
there are Jordan cells in a normal form of the matrix for any its eigenvalue from the set , , …, 3. (3)
there are no Jordan cells in a normal form of the matrix for any its eigenvalue that does not belong to the set , , …, 4. (4)
* is the minimal of the orders of Jordan cells corresponding to the eigenvalue in a normal form of the matrix , , …, *
Remark 3. A normal (Jordan) form of the matrix of a matrix linear differential intertwining operator of arbitrary order that intertwines a matrix Hamiltonians of Schrödinger form and in accordance with (2) cannot have more than Jordan blocks for the same eigenvalue , since otherwise contains more than linearly independent vector-functions.
Proof. The statement of Theorem 3 is valid by virtue of Theorem 1 and the following facts:
- (1)
any operator of the form , , intertwines the Hamiltonian with himself; 2. (2)
any canonical basis in the kernel of any operator of the form , , consists of chains of equal lengths equal to of formal associated vector-functions of the Hamiltonian for the spectral value ; 3. (3)
a matrix linear differential operator with nondegenerate matrix coefficient at in the highest degree is uniquely defined by its kernel; 4. (4)
the Wronskian of all elements of any basis in the kernel of a matrix linear differential operator with constant nondegenerate matrix coefficient at in the highest degree and with sufficiently smooth other matrix-valued coefficients defined on entire real axis does not vanish on the real axis.
Theorem 3 is proved.
Remark 4. In the conditions of Theorem 3 the matrix coefficient of at in the highest degree is equal obviously to (see (2)) and any element of any other matrix-valued coefficient of is smooth (without pole(s)) in view of (18) and smoothness of all elements of all matrix-valued coefficients of .
Corollary 3. In the conditions of Theorem 3 the following relations hold,
[TABLE]
where
is the total number of different eigenvalues of the matrix ;
is the difference of the algebraic multiplicity of in the spectrum of and , , …, ;
, , …, are eigenvalues of the matrix such that there are no equal between them and there are no Jordan blocks in a normal (Jordan) form of the matrix for any of these eigenvalues;
is the algebraic multiplicity of in the spectrum of , , …, .
6 Reducibility and irreducibility of an intertwining operator
6.1 Definitions of different types of reducibility and irreducibility for matrix intertwining operators
Let us introduce the notions of regularly reducible and irregucible, singularly reducible and irreducible and regularly absolutely irreducible matrix intertwining operators.
Definition 4. We define that a matrix linear differential operator of the -th order that intertwines a matrix Hamiltonians and of Schrödinger form in accordance with (2) is regularly reducible if there are a matrix linear differential intertwining operators and of the orders and , respectively and a matrix intermediate Hamiltonian of Schrödinger form such that the relations
[TABLE]
hold and all elements of the potential and of all matrix-valued coefficients of the operators and are smooth. Otherwise the operator is called by us regularly irreducible.
Definition 5. We define that a matrix linear differential operator of the -th order that intertwines a matrix Hamiltonians and of Schrödinger form in accordance with (2) is singularly reducible if there are a matrix linear differential intertwining operators and of the orders and respectively, and a matrix intermediate Hamiltonian of Schrödinger form such that the relations
[TABLE]
hold and all elements of the potential and of all matrix-valued coefficients of the operators and are smooth. Otherwise the operator is called by us singularly irreducible.
Remark 5. It is obvious that both matrix coefficients of and at in the eldest powers in conditions of Definition 5 are degenerate matrices and their product is zero matrix.
Remark 6. It is evident that one can define more special types of reducibility, for example, for the cases where both Hamiltonians and are Hermitian or symmetric with respect to transposition or possess by a potentials all elements of which are real-valued. It is natural to require for the intermediate Hamiltonian in these cases to be respectively as well Hermitian or symmetric with respect to transposition or possess by a potential all elements of which are real-valued.
Definition 6. We define that a matrix linear differential operator of the -th order that intertwines a matrix Hamiltonians and of Schrödinger form in accordance with (2) is regularly absolutely irreducible if for any , there are no a matrix linear differential intertwining operators and of the orders and respectively and a matrix intermediate Hamiltonian , even with the potential and the matrix-valued coefficients of the operators and element(s) of which possess by a pole singularity(-ies), such that the relations (19) hold.
Example of 2-nd order matrix intertwining operator that is regularly absolutely irreducible but is reducible singularly was presented by the author at PHHQP XVII (see abstract in [49]).
6.2 Criterion of regular reducibility of a matrix intertwining operator
The following theorem contains the sufficient condition of reducibility of a matrix intertwining operator .
Theorem 4 (sufficient condition of regular reducibility of a matrix intertwining operator).Suppose that
- (1)
a matrix Hamiltonians and of the form (1) are intertwined by a matrix linear differential operator of the -th order of the form (2) with constant nondegenerate matrix coefficient at in accordance with (2); 2. (2)
a vector-functions , , …, , belong to and can be divided into a chains of formal associated vector-functions of the Hamiltonian 3. (3)
the Wronskian
[TABLE]
does not vanish on the real axis.
Then there exist the matrix linear differential operators and of the orders and respectively and the matrix Hamiltonian of Schrödinger form such that
- (1)
the matrix coefficients of and at and are equal to and respectively and all elements of all other matrix-valued coefficients of and and of the potential are smooth without poles 2. (2)
the relations (19) hold*;*** 3. (3)
the vector-functions , , …, form a canonical basis in
*and the operator is reducible.
Proof. The matrix linear differential operator of the -th order and the matrix Hamiltonian of Schrödinger form , that satisfy the statements (1) – (3) in the part that applies to them, can be constructed by the method of the Sec. 4 of [3]. The facts that the operator can be separated from the right-hand side of the operator and that the operator , being the rest of under such separation, intertwines the Hamiltonians and in accordance with (19) can be proved in the same way as in the proof of Theorem 1. The statements about properties of coefficients of the operator and about its order are evident in view of the factorization . Thus, the intertwining operator is regularly reducible. Theorem 4 is proved.
Remark 7. Theorem 4 is a criterion in fact of regular reducibility of a matrix intertwining operator since if this operator is regularly reducible then any canonical basis in the kernel of the intertwining operator from Definition 4 satisfies the conditions (2) and (3) of Theorem 4.
6.3 Existence of regularly absolutely irreducible intertwining operators of any order
Unlike to the scalar case where regularly absolutely irreducible intertwining operators absent (see Lemma 1 in [43]) we have in the matrix case with any regularly absolutely irreducible intertwining operators of any order . Existence of such operators is provided by the proposed below method of constructing of matrix absolutely irreducible intertwining operators of any order of some type and by the fact that for any there are a scalar Hamiltonians any of which possesses by a chain of formal associated functions with the Wronskian that does not vanish on the real axis (the examples of such Hamiltonians can be found in [46]).
Let us start with the case . Consider two scalar Hamiltonians of Schrödinger type
[TABLE]
where and are complex-valued, in general, and sufficiently smooth functions defined on the entire axis, and two chains of a formal associated functions of these Hamiltonians for a spectral value :
[TABLE]
such that the Wronskians
[TABLE]
do not vanish on the entire axis. Then the vector-functions
[TABLE]
form obviously the chain of formal associated vector-functions of the matrix Hamiltonian of Schrödinger type
[TABLE]
for the spectral value ,
[TABLE]
and one can check with the help of columns permutations that the following equalities for the Wronskian of , , …, hold,
[TABLE]
[TABLE]
Thus, the Wronskian of , , …, does not vanish on the real axis and by virtue of the results of the Sec. 4 from [3] there are the matrix Hamiltonian of Schrödinger form and the matrix linear differential operator of the order such that:
- (1)
the matrix coefficient of at is equal to arbitrary nondegenerate matrix of the second order and all elements of all other matrix-valued coefficients of and of the potential of the Hamiltonian are smooth; 2. (2)
the Hamiltonians and are intertwined by the operator in accordance with (2); 3. (3)
the vector-functions , , …, form a canonical basis in .
In this case, regular absolute irreducibility of the intertwining operator takes place in view of the following contradiction:
- (1)
if there are a matrix linear differential intertwining operators and of the orders and respectively, and a matrix intermediate Hamiltonian of Schrödinger form such that the relations (19) hold, then obviously the constant matrix coefficient of at is nondegenerate and the Wronskian of elements of any basis in is different from identical zero on the real axis; 2. (2)
any canonical basis in consists either of the vector-functions , , …, or of their linear combinations, but the Wronskian of the vector-functions , , …, is identical zero on the real axis since it coincides with the minor of the -th order of the Wronskian (22) that is situated in the upper left corner of (22) and this minor contains either zero column(s) (if ) or linearly dependent for any fixed columns
[TABLE]
(if ).
A generalization of the described method to the case is straightforward. Consider a scalar Hamiltonians of Schrödinger form
[TABLE]
where the potentials , , …, are complex-valued, in general, and sufficiently smooth functions defined on the entire axis, and a chains of formal associated functions of these Hamiltonians for a spectral value such that
[TABLE]
and the Wronskians
[TABLE]
do not vanish on the real axis. Then the vector-functions
[TABLE]
[TABLE]
form obviously the chain of formal associated vector-functions of the matrix Hamiltonian of Schrödinger type
[TABLE]
for the spectral value ,
[TABLE]
and one can check with the help of columns permutations that the following equality for the Wronskian of , , …, holds,
[TABLE]
[TABLE]
Thus, the Wronskian of , , …, does not vanish on the entire axis. Constructing of the matrix Hamiltonian of Schrödinger form and the matrix linear differential intertwining operator of the order that possess by the properties analogous to their properties (1) – (3) in the case and proving of absolute irreducibility of the operator can be produced in the same way as in the indicated case.
7 Polynomial SUSY in general case
The following theorem establishes the fact that for any matrix linear differential intertwining operator there is the weakly non-minimizable matrix linear differential operator that intertwines the same Hamiltonians in the opposite direction and such that the product is a polynomial of the Hamiltonian . Moreover, this theorem contains the formula for calculation of , i.e. of the order of the operator .
Theorem 5 (on existence of “conjugate” intertwining operator for any intertwining operator such that is polynomial of ).
Suppose that
- (1)
a matrix Hamiltonians and of the form (1) are intertwined by a matrix linear differential operator of the -th order of the form (2) with constant nondegenerate matrix coefficient at in accordance with (2); 2. (2)
* is the matrix of the intertwining operator * 3. (3)
, , …, is the set of all different eigenvalues of the matrix i.e. any eigenvalue of the matrix is contained in this set and there no equal numbers in it 4. (4)
* is the geometric multiplicity of the eigenvalue in the spectrum of the matrix , , …, * 5. (5)
, , …, are the orders of Jordan blocks in a normal Jordan form of the matrix that correspond to the eigenvalue , , …, moreover, these blocks are numbered so that the sequence , , …, is nonincreasing, , …, 6. (6)
the number is defined by the equality
[TABLE] 7. (7)
* is the number of Jordan blocks of the order corresponding to the eigenvalue in a normal Jordan form of the matrix , , …, *
Then there is the weakly non-minimizable matrix linear differential operator that intertwines the Hamiltonians and as follows,
[TABLE]
and such that
- (1)
the matrix coefficient of the operator at is equal to and all elements of all other matrix-valued coefficients of the operator are smooth*;*** 2. (2)
all elements of all matrix-valued coefficients of the operator are complex-valued, in general, but are real-valued in the case where all elements of all matrix-valued coefficients of the operator and of the potential of the Hamiltonian are real-valued*;*** 3. (3)
the following equality for the product holds,
[TABLE] 4. (4)
the following representation for the order of the operator takes place,
[TABLE] 5. (5)
any eigenvalue of the matrix , i.e of the matrix of the intertwining operator belongs to the set , , …, 6. (6)
the number belongs to the spectrum of the matrix iff , where , …, is arbitrarily fixed*;*** 7. (7)
the geometric multiplicity of the number in the spectrum of the matrix can be found with the help of the equality
[TABLE]
if does not belong to the spectrum of the matrix then the geometric multiplicity of in this spectrum is zero by definition, , …, 8. (8)
if belongs to the spectrum of the matrix then Jordan blocks corresponding to in a normal Jordan form of can be numbered so that their orders , , …, form a nonincreasing sequence and the following representation holds for these orders,
[TABLE] 9. (9)
if a vector-functions , , …, form a canonical basis in the kernel of the polynomial of from the right-hand side of the (24) and the set of these vector-functions includes all elements of a canonical basis in , then the nonzero vector-functions from the set , , …, after appropriate renumbering form a canonical basis in 10. (10)
there is no a nonzero matrix linear differential operator of the -th order, such that the intertwining takes place and the product is a polynomial of the Hamiltonian coefficients of which are numbers not matrices
Proof. Existence of a matrix linear differential operator of the -th order that intertwines the Hamiltonians and in accordance with (23) and such that the statements (1), (3) and (4) are valid is evident in view of Theorem 4 and the results of the Sec. 4 from [3] if to take as and in the conditions of Theorem 4 the operators from the right-hand part of (24) and respectively. The statement (9) follows from Theorem 1 and from the results of the Sec. 4 from [3]. The statement (5) follows from the statement (9) in view of the Sec. 2.3 from [3]. The statements (6) – (8) take place by virtue of the statement (9) and the fact that any canonical basis in the kernel of the right-hand part of (24) contains chains of formal associated vector-functions of the Hamiltonian of equal lengths for any , , …, and there are no other elements in this basis. The fact that the operator is weakly non-minimizable follows from Theorem 3, from statements (5) and (7) and from the fact that , , …, .
To prove the statement (10), assume the contrary and consider the polynomial that describes dependence of from the Hamiltonian . Since , so there is such that and the multiplicity of as zero of the considered polynomial is less than (see (24)). But then a formal associated vector-function of -th order of the Hamiltonian for the spectral value from a canonical basis in cannot belong to . It follows from this contradiction that the statement (10) is valid.
To prove the statement (2), it is sufficient to consider the case where all elements of the potential of and of all matrix-valued coefficients of are real-valued since the opposite case is trivial. All elements of the potential of the Hamiltonian in this case are real-valued as well by virtue of (3). Assume in the considered case that there is one at least matrix-valued coefficient of with an element that possess by nonzero imaginary part. Then in view of (23), (24) and the statement (1) the operator is a nonzero matrix linear differential operator of the order , such that the intertwining holds and the product is a polynomial of the Hamiltonian that contradicts to the statement (10). Hence, the statement (2) takes place and Theorem 5 is proved.
Corollary 4. The numbers and in the conditions of Theorem 5 are of the same parity, i.e. these numbers are either both odd or both even.
Corollary 5. If the intertwining operator in the conditions of Theorem 5 is weakly non-minimizable then by virtue of Theorems 3 and 5 any eigenvalue of the matrix is an eigenvalue of the matrix and, conversely, any eigenvalue of the matrix is an eigenvalue of the matrix .
Corollary 6. If an intertwining operator satisfies the conditions of Theorem 2 and Theorem 5 then the intertwining operator of Theorem 2 is identical to the intertwining operator of Theorem 5 and, thus, in this case.
Corollary 7. The following relations take place in the conditions of Theorem 5 in view of (2),
[TABLE]
wherefrom it follows that
[TABLE]
Thus, in the conditions of Theorem 5 with the help of the super-Hamiltonian
[TABLE]
and the nilpotent supercharges
[TABLE]
one can construct the following polynomial algebra of supersymmetry:
[TABLE]
where the polynomial
[TABLE]
Corollary 8. In the conditions of Theorem 5 the following relation holds,
[TABLE]
(cf. (25) and (26) with (17) in [43] or (43) in [44]).
Remark 8. It is evident that is the only nonzero weakly non-minimizable matrix differential operator that intertwines and in the direction opposite to one for and such that its product wit from the right-hand side is a polynomial of with number (not matrix) coefficients.
Let us introduce the notion of complement for a matrix intertwining operator. The operation of constructing of the complement has some properties close to ones of Hermitian conjugation and transposing (see below) and it seems to be perspective in investigation of supersymmetry with matrix Hamiltonians.
Definition 7. The intertwining operator that exists in accordance with Theorem 5 for any matrix linear differential operator of the -th order with nondegenerate matrix coefficient at , which intertwines a matrix Hamiltonians and of Schrödinger form according to (2), will be called by us complement for the operator with respect to the Hamiltonian . We shall denote the complement for a matrix linear differential intertwining operator as , so that the following equality takes place in the conditions of Theorem 5,
[TABLE]
Corollary 9. If the intertwining operator in the conditions of Theorem 5 is weakly non-minimizable then the intertwining operator possesses by the following properties:
- (1)
; 2. (2)
any eigenvalue of the matrix is an eigenvalue of the matrix and, conversely, any eigenvalue of the matrix is an eigenvalue of the matrix ; 3. (3)
the highest of the orders of Jordan blocks for the eigenvalue in a normal (Jordan) form of the matrix is equal to the highest of the orders of Jordan blocks for the same eigenvalue in a normal (Jordan) form of the matrix , , …, .
Corollary 10. Suppose that
- (1)
the operator in the conditions of Theorem 5 is represented as a product of a matrix linear differential intertwining operators and of the orders and respectively, , so that there is a matrix intermediate Hamiltonian of Schrödinger form and the equalities (19) take place; 2. (2)
() is the maximal of orders of Jordan blocks corresponding to the eigenvalue in a normal (Jordan) form of the matrix of the operator () respectively, , …, (if does not belong to the spectrum of the matrix of the operator () then () respectively by definition, , …, ).
Let us note some facts before the main results of this corollary.
- (1)
Any chain from a canonical basis in of associated vector-functions of for the spectral value can be divided into two parts (see the Sec. 2.3 of [3]): chain of associated vector-functions that belong to and set of associated vector-functions which are mapped by into a chain of associated vector-functions of for the same spectral value , , …, . It is evident that and , , …, . Hence,
[TABLE] 2. (2)
Any eigenvalue of the matrix of belongs to the spectrum of the matrix since any element of a canonical basis in can be represented (as an element of ) in the form of linear combination of elements of a canonical basis in and this linear combination cannot contain elements corresponding to different eigenvalues of . 3. (3)
Any element of a canonical basis in can be represented in the form with some vector-function . This vector-function as element of can be represented in the form of linear combination of elements of a canonical basis in . This linear combination after mapping by in view of the Sec. 2.3 of [3] transforms into linear combination of associated vector-functions of for one of eigenvalues of . Hence, any eigenvalue of the matrix of belongs to the spectrum of the matrix .
Taking these facts and Theorem 5 into account, we obtain that the following equality is valid,
[TABLE]
wherefrom it follows that
[TABLE]
and that is the result of weak minimization of .
Remark 9. In the simplest case , there are three possibilities: (1) , ; (2) , and (3) . In accordance with Theorem 5 if , then and the order , if , then and the order and if then and the order as well. The following example clarifies the construction of the intertwining operator in the subcase and reasons of absence for the intertwining operator in this subcase an operator of the first order that intertwines the same Hamiltonians in the opposite direction and such that its products with are polynomials of the corresponding Hamiltonians with number (not matrix) coefficients. Let us consider two pairs of scalar Hamiltonians, intertwined by operators of the first order,
[TABLE]
where , and , are arbitrary numbers and sufficiently smooth functions respectively. Then the matrix Hamiltonians
[TABLE]
are intertwined by the operators
[TABLE]
so that
[TABLE]
but the products of these operators
[TABLE]
for are not polynomials of the corresponding Hamiltonians with number coefficients (the coefficients at are not proportional to the identity matrix ). The intertwining operator takes in this case the form
[TABLE]
and the products
[TABLE]
are polynomials of the corresponding Hamiltonians with number coefficients. For the operator is weakly minimizable,
[TABLE]
and the products (27) are polynomials of the corresponding Hamiltonians with number coefficients.
Conclusions
In conclusion we present some questions and problems for future work.
- (1)
To investigate the question on (in)dependence of matrix intertwining operators and on basis of such operators (by analogy with [43] in scalar case). 2. (2)
To investigate the properties of nontrivial matrix symmetry operator (by analogy with [43, 50] in scalar case). 3. (3)
To investigate different partial cases of intertwining relations (for example, with Hermitian or with symmetric intertwined Hamiltonians etc.). 4. (4)
To investigate and classify different types of irreducible matrix differential intertwining operators (by analogy with [42, 52, 51, 53, 54, 55, 58, 56, 57, 59, 60, 61, 62, 63, 64] in scalar case). 5. (5)
To generalize the achieved results to the case of matrix differential intertwining operator with degenerate eldest coefficient.
Acknowledgment
The author is grateful to A.A. Andrianov for critical reading of the paper and valuable and inspiring discussions and to M.V. Ioffe and S.S. Afonin for interest to the work and for support. This paper was supported by RFBR grant 18-02-00264-a.
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