Meronic Einstein-Yang-Mills black hole in 5D and gravitational spin from isospin effect
Fabrizio Canfora, Andr\'es Gomberoff, Seung Hun Oh, Francisco Rojas,, and Patricio Salgado-Rebolledo

TL;DR
This paper constructs a five-dimensional Einstein-Yang-Mills black hole with a Meron field, revealing a spin-from-isospin effect that induces fermionic behavior from a purely bosonic setup, with implications for AdS/CFT correspondence.
Contribution
It presents an analytic 5D black hole solution with a Meron gauge field, demonstrating a novel spin-from-isospin effect and analyzing its thermodynamics and holographic implications.
Findings
Black hole solution with finite mass and phase transition.
Evidence of fermionic behavior emerging from bosonic fields.
Implications for AdS/CFT correspondence in the asymptotic case.
Abstract
We construct an analytic black hole solution in Einstein-Yang-Mills theory in five dimensions supporting a Meron field. The gauge field is proportional to a pure gauge and has a non-trivial topological charge. The would-be singularity at the Meron core gets shielded from the exterior by the black hole horizon. The metric has only one integration constant, namely, its ADM mass, which is shown to be finite once an appropriate boundary term is added to the action. The thermodynamics is also worked out, and a first-order phase transition, similar to the one occurring in the Reissner-Nordstr{\"o}m case is identified. We also show that the solution produces a \mbox{\textit{spin from isospin effect}}, i.e., even though the theory is constructed out of bosons only, the combined system of a scalar field and this background may become fermionic. More specifically, we study scalar…
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Taxonomy
TopicsBlack Holes and Theoretical Physics · Noncommutative and Quantum Gravity Theories · Cosmology and Gravitation Theories
aainstitutetext: Centro de Estudios Científicos (CECS), Casilla 1469, Valdivia, Chilebbinstitutetext: Facultad de Ingeniería y Ciencias, UAI Physics Center, Universidad Adolfo Ibáñez,
Avda. Diagonal Las Torres 2640, Peñalolén, Santiago, Chileccinstitutetext: Seoul National University of Science and Technology, Seoul, 01811, Koreaddinstitutetext: Instituto de Física, Pontificia Universidad Católica de Valparaíso, Casilla 4059, Valparaíso, Chile
Meronic Einstein-Yang-Mills black hole in 5D and gravitational spin from isospin effect
Fabrizio Canfora b,a
Andrés Gomberoff c
Seung Hun Oh b
Francisco Rojas d
Patricio Salgado-Rebolledo
Abstract
We construct an analytic black hole solution in Einstein-Yang-Mills theory in five dimensions supporting a Meron field. The gauge field is proportional to a pure gauge and has a non-trivial topological charge. The would-be singularity at the Meron core gets shielded from the exterior by the black hole horizon. The metric has only one integration constant, namely, its ADM mass, which is shown to be finite once an appropriate boundary term is added to the action. The thermodynamics is also worked out, and a first-order phase transition, similar to the one occurring in the Reissner-Nordström case is identified. We also show that the solution produces a spin from isospin effect, i.e., even though the theory is constructed out of bosons only, the combined system of a scalar field and this background may become fermionic. More specifically, we study scalar excitations in this purely bosonic background and find that the system describes fermionic degrees of freedom at spatial infinity. Finally, for the asymptotically case, we study its consequences in the context of the AdS/CFT correspondence.
1 Introduction
It has long been recognized that topological solitons are key ingredients of the non-perturbative sector of quantum field theories (for reviews see manton2004topological ; greensite2010introduction ). In some cases, the asymptotic form of these solitons demand that a spatial rotation must be compensated by a Yang-Mills gauge transformation. This remarkable phenomenon, which usually goes under the name of Goldhaber-Jackiw-Rebbi-Hasenfratz-’t Hooft effect Jackiw:1976xx ; Hasenfratz:1976gr ; Goldhaber:1976dp (also known as spin from isospin effect), implies that a composite of a bosonic field and solitons of this type, can become fermionic. That is, starting from a purely bosonic theory, fermionic excitations arise nonetheless. In situations in which the gravitational back-reaction is not negligible, however, this property of topologically non-trivial solitons has not been thoroughly studied (see, for instance, Canfora:2012ap ). In this article we report the existence of a new spherically symmetric black hole solution for the Einstein-Yang-Mills system111For related works on Einstein-Yang-Mills black holes see Cordero:1976jc ; Bizon:1990sr ; kunzle1990spherically ; Volkov:1998cc ; Brihaye:2002jg ; Okuyama:2002mh ; Gibbons:2006wd ; Brihaye:2007jua ; Winstanley:2008ac ; Mazharimousavi:2008ap ; Bostani:2009zf ; Agop:2010zz ; Winstanley:2015loa ; Volkov:2016ehx ; Shepherd:2016ily ; Sadeghi:2018ylh and references therein. in which the gauge field is a Meronic configuration with such solitonic structure.
On flat spaces, Merons (firstly introduced in deAlfaro:1976qet ) can be thought of as building blocks of instantons, and are relevant configurations when studying confinement Callan:1977gz ; Callan:1977qs ; Glimm:1977sx ; Callan:1978bm ; Actor:1979in ; Lenz:2003jp . However, they suffer from a problem: they are singular at their core. An interesting feature of the gravitating Meron found here is that its center lies inside the black hole horizon, preventing its singular behavior to affect the exterior. Moreover, it also exhibits the spin from isospin effect.
To obtain the meronic black hole we study analytic, Meron–type solutions of the Einstein-Yang-Mills field equations, using the hedgehog Ansatz introduced in Canfora:2013mrh ; Canfora:2013osa ; Canfora:2013xja ; Chen:2013qha ; Canfora:2014aia ; Canfora:2014jka ; Canfora:2014jsa ; Canfora:2015xra ; Chen:2015bek ; Ayon-Beato:2015eca ; Canfora:2015hxa ; Canfora:2016spb ; Tallarita:2017bks ; Canfora:2017ivv ; Canfora:2017gno ; Canfora:2017yio . The Yang-Mills gauge potential is , where is pure gauge. Due to the fact that in abelian gauge theories these types of potentials are necessarily trivial, the existence of Merons is a genuine non-abelian feature. Indeed, for , the Meron configuration has a non-zero field strength: .
In the context of the AdS/CFT correspondence, one studies strongly coupled phenomena using well controlled methods of weakly coupled gravitational theories. Thus, whenever we have a new gravitational tool at our disposal, it is natural to ask what can it do for the dynamics of strongly interacting matter. Having in mind the gravitational spin from isospin effect we describe here, we envisage the possibility of using it as a way to describe fermionic observables in the CFT using only bosonic fields in the bulk.
As a first example, we study the equation of motion for a scalar field isospin doublet in the Meron black hole background. We show how its asymptotic behavior, near the AdS boundary, can be recovered from the equation of motion of a free massive two-spinor on the boundary geometry.
As a second, and stronger argument in favor of the holographic applicability of this new solution, we study the Fock space of free particle states in the bulk geometry and compare it with that of the boundary CFT operators, following the approach of Witten:1998qj ; Balasubramanian:1998de ; Balasubramanian:1998sn ; Balasubramanian:1999ri . We show that, when expanding the CFT operators in terms of spherical harmonics at the boundary (the ), the angular momentum quantum numbers acquire half-integer values in the presence of the Meron black-hole. Thus, necessarily implying a fermionic character of such operators when the Meron is turned on.
Also within AdS/CFT, strongly coupled systems on have been the ones most intensively studied; black holes in this case are black branes whose horizons share the topology of with the boundary theory. The study of black holes with spherical horizons have received, however, considerably less attention. For example, although black branes in AdS have been extensively used in the study of holographic superconductors (for a recent review see Hartnoll:2016apf ), spherical black holes also exhibit the same kind of instability required to describe superconductors Gubser:2008px . The new black hole solution found here thus enlarges the set of systems with spherical symmetry that can be addressed using holography. Moreover, since the solution we present also exhibits a first-order phase transition, the system could hint at novel holographic features. Another amusing feature of our black hole solution is that it exhibits a logarithmic dependence in the radial coordinate (see Eq. (29)). Since the radial coordinate of is dual to the RG scale of the boundary theory, our solution hints a logarithmic running of the coupling, similar to that found by Klebanov and Strassler Klebanov:2000hb , and originally pointed out in Klebanov:1999rd .
The paper is organized as follows. In section 2 we study gauge fields of Meron-type on spherically symmetric spacetimes and solve the Yang-Mills equations. Using the generalized hedgehog ansatz, we find the explicit form of the gauge field and show that it cannot be continuously “turned off". In section 3 we turn our attention to the gravitational part of the system and present a black hole solution of the Einstein equations that supports the Meron gauge field. We show that the ADM mass can be consistently computed by noting that, due to the presence of the Meron, the background solution is not Minkowski space, but the zero mass solution of the black hole spectrum. In section 4 we show how a gravitating Meron induces a spin from isospin effect, implying that a scalar particle moving in the meronic black hole background has half-integer angular momentum eigenvalues, and finalize with envisaging the possibility of using this effect in the context of the AdS/CFT correspondence.
2 Gravitating Meron gauge field
We consider the Einstein-Yang-Mills action in five dimensions with cosmological constant
[TABLE]
where is the Ricci scalar, is the field strength of the gauge field , is Newton’s constant, is the cosmological constant and is the Yang-Mills coupling. In our conventions . Einstein equations are given by
[TABLE]
where is the Einstein tensor, and is the stress-energy tensor of the Yang-Mills field:
[TABLE]
The Yang-Mills equations, on the other hand, read
[TABLE]
where is the Levi-Civita covariant derivative.
The gauge field and therefore the field-strengh take values on the algebra, where the () are Hermitian generators satisfying
[TABLE]
The action is invariant under gauge transformations of the form
[TABLE]
2.1 Ansatz
We will consider the usual spherically symmetric ansatz for the five-dimensional space-time metric:
[TABLE]
where stands for the time coordinate, corresponds to the radial coordinate, and denotes the line element of the unit three-sphere. The group is diffeomorphic to . Therefore can be written as (see Appendix A)
[TABLE]
where corresponds to the right-invariant Maurer-Cartan form on , and whose components satisfy
[TABLE]
For the gauge field we will consider Meron-like configurations, i.e., connection one-forms that are proportional to a pure gauge field deAlfaro:1976qet . According to (5) this means
[TABLE]
which is equivalent to
[TABLE]
The corresponding curvature two-form is given by . For a gauge field of the form (10) it takes the simple form
[TABLE]
2.2 Yang-Mills Equations
In the case of a Meron gauge field, Yang-Mills equations (4) can be easily solved when written in terms of forms:
[TABLE]
where denotes the Hodge dual of . In the following, it will prove convenient to define a set of fünfbeins , , such that with . The natural choice is
[TABLE]
The gauge connection (10) can be written in terms of the angular fünfbeins as
[TABLE]
Therefore, in the fünfbein basis , the components of the Meron gauge field take the simple form
[TABLE]
Similarly, the curvature two-form (11) can be written in terms of the fünfbein basis as , with components
[TABLE]
The Hodge dual of , on the other hand, takes the form
[TABLE]
Using (13) and (17), equation (12) reduces to
[TABLE]
which, due to the Maurer Cartan equation (8), is solved for
[TABLE]
2.3 Generalized hedgehog ansatz
The group element that corresponds to the Meron gauge potential (9) can be explicitly written using the generalized hedgehog ansatz Canfora:2013mrh . It is interesting to note that such an approach (subsequently worked out in Canfora:2013osa ; Canfora:2013xja ; Canfora:2014aia ; Canfora:2014jka ; Chen:2013qha ; Canfora:2015xra ; Chen:2015bek ; Ayon-Beato:2015eca ; Canfora:2014jsa ; Canfora:2015hxa ; Canfora:2016spb ; Tallarita:2017bks ; Canfora:2017ivv ; Canfora:2017gno ; Canfora:2017yio ) was originally developed to analyze the Skyrme and Einstein-Skyrme models, but it also works in the case of Yang-Mills and Einstein-Yang-Mills theories with almost no modifications (as one can see comparing Canfora:2013osa , Ayon-Beato:2015eca with Canfora:2012ap , Canfora:2017yio ). This approach is specially designed for situations in which the group element cannot be deformed continuously to the identity.
In order to write down the ansatz for , we adopt the standard parametrization for elements:
[TABLE]
where is the identity and is a unit vector that can be written in the form
[TABLE]
The generalized hedgehog ansatz corresponds to the following choice for the functions , , in terms of Euler variables:
[TABLE]
This leads to the following form for the components of the right-invariant Maurer-Cartan form on SU(2):
[TABLE]
[TABLE]
which clearly satisfy (8). Using (23), and defining the coordinates , the metric for the three-sphere (7) takes the form
[TABLE]
while the components of the gauge field (10) read
[TABLE]
where we have also used (19), i.e., .
It is worth emphasizing that the group valued element in Eqs. (20), (21) and (22) (which is the basic building block of the Meron ansatz) is topologically non-trivial as it has a non-vanishing winding number along the hypersurfaces of the metric (6). In fact, the second Chern number associated with the Meron gauge field (26) is given by
[TABLE]
Hence, the group valued element defined by Eqs. (20), (21) and (22) cannot be continuously deformed to the identity.222The integral (27) is the Pontryagin index. For Yang-Mills instantons, it defines a topological charge that takes integer values. Merons, on the other hand, are solutions of Yang-Mills equations with one-half unit of topological charge Actor:1979in .
3 Black hole solution
As we have expressed the metric on in the form (25), the space-time metric (6) takes the form
[TABLE]
Using this and (26), it is straightforward to check that Einstein equations (2) admit an exact solution with
[TABLE]
where is an integration constant that will later be identified with the mass of the black hole, and
[TABLE]
The solution exists provided
[TABLE]
This condition is met trivially for , whereas for it implies that the solution exists only if the coupling of the Yang-Mills field is sufficiently large. The solution is a black hole, whose horizon is determined by the equation . Note that in Eq.(30) has a smooth limit as the cosmological constant vanishes. The parameter has been designed so that is the smallest possible value for the solution not to have naked singularities. For the horizon is located at its minimum value, which is , and the black hole is extreme, as .
3.1 Mass
As previously announced, the mass of the black hole solution is precisely the parameter in (29). Unlike what happens, for instance, with the Reissner-Nordström black hole, this is the only parameter present in the solution. There is no integration constant associated with the gauge potential, and therefore there is no way to “turn off" the Yang-Mills field: the parameter in front of the gauge potential (9) is uniquely fixed333If was not fixed, it would play a similar role to the electric charge appearing as a free parameter in the ansatz for the electric gauge potential in the electric Reissner-Nordström black hole. In the usual case, the gauge field solves the Maxwell equations for any value of . Thus, in the Reisssner-Nordström black hole one can continuously turn off . by the Yang-Mills field equations to be . Therefore, one expects that the vacuum solution of zero energy needed to properly define the ADM mass of this black hole should not coincide with the naive vacuum solution in which the gauge potential is vanishing. The following computations confirm this point of view very clearly.
In the asymptotically flat case (), the ADM mass can be defined, and is given by Arnowitt:1962hi (see Hanson:1976cn for a detailed analysis)
[TABLE]
where is the radial unit vector, stands for surface element on , is the spatial part of (28), i.e.,
[TABLE]
and . This leads to the following divergent expression for (31)
[TABLE]
Even though this quantity is infinite, the divergent term does not depend on . This means that the mass can be made finite by defining the black hole as the vacuum configuration. To do so one defines a new action principle by subtracting the action evaluated in the vacuum solution to the original one. The resulting mass is
[TABLE]
An analog argument, along the lines of Henneaux:1984xu ; Gomberoff:2003ea , for example, may be carried out when the cosmological constant does not vanish. We will not go through that analysis here, however, the consistency of this definition with the first law of thermodynamics (see next subsection) it is indeed reassuring.
Note that the solution is not to be interpreted as the global vacuum of the theory. It has been defined as the lowest energy configuration included in the family of solutions discussed here. It is not characterized by a symmetry enhancement of any sort. A similar situation is encountered, for example, in three dimensional gravity with negative cosmological constant. There, the BTZ black hole solution Banados:1992wn ; Banados:1992gq defined as having zero mass does not correspond to AdS space, which is only recovered when setting the mass parameter . The reason for choosing such a definition is that for the resulting geometries contain a conical naked singularity. There is, however, an important difference between that case and the meronic black hole: in the latter there is no value of the mass parameter for which a maximally symmetric solution is recovered. This was to be expected due to the topological nature of this family of solutions. They have a non–vanishing Chern invariant (27) and therefore cannot be continuously deformed to a maximally symmetric vacuum with a vanishing Chern invariant. This non-perturbative property of the meronic solutions can also be seen from the fact that the limit to (A)dS or Minkowski are obtained in the strong coupling limit of .
Finally note, as we discussed above for the asymptotically flat case, that there is an infinite mass gap between the meronic black hole and the Minkowski vacuum. This should not be a cause of concern. It is precisely what happens, for instance, between the false vacuum and the true gravitational dS vacua described by Coleman and De Luccia in Coleman:1980aw . A phase transition to the true vacuum may only occur via bubble nucleation, which starts on a finite volume and then grows to cover the entire space in an infinite amount of time. One would expect that the meronic solutions could have been produced as primordial black holes, and that there should exist a mechanism (thermal or quantum mechanical) that will make them decay to the true, maximally symmetric, vacuum.
3.2 Thermodynamics
The thermodynamics of the meronic black hole is quite similar to the one of an electrically charged black hole with cosmological constant Louko:1996dw ; Chamblin:1999tk . As mentioned above, however, in the meronic case there is no integration constant analog to the electric charge that could be varied. There is, therefore, only one thermodynamical extensive parameter: the mass .
The temperature of the black hole may be computed most easily passing to the Euclidean metric by making the identification , so that
[TABLE]
As usual, the coordinate must have a well-defined periodicity for the metric to be regular. The temperature is given by
[TABLE]
Since the gravitational action we are using here is the Einstein-Hilbert one, the entropy is
[TABLE]
We will analyze the case with first. In that case we can write the mass, temperature, and the entropy of the black hole in terms of the horizon radius: ,
[TABLE]
As announced in the previous section, the definition of mass used here satisfies the first law of black hole thermodynamics,
[TABLE]
Of course, the first law determines the mass up to a constant shift. We have adjusted that shift in (29) so that the solutions with have naked singularities.
The thermodynamical properties of the black hole solution in this case can be extracted from figure 1 (a), where a graph of temperature versus is shown. We see that, if the temperature is larger than
[TABLE]
there is no black hole solution. If , a unique black hole of radius is formed. If we lower the temperature to the region , there are two possible black hole solutions. One with , and one with . Note, however, that black holes of the first kind are thermodynamically unstable, because they have a negative heat capacity. This can be seen from the graph. Indeed, as the entropy is a monotonically increasing function of , it is clear that is positive for and negative for . Therefore, black holes with are the biggest ones that are thermodynamically stable. These are also the more massive, because is also a monotonically increasing function of for . If a black hole with is formed in a reservoir at temperature , say, at the point of Fig. 1 (a), it will evaporate until it reaches point . There, it will stay in thermodynamical equilibrium with the reservoir. Finally, for we have the vacuum solution, with .
Figure 1 (b) shows the Helmholtz free energy, as a function of . It clearly shows that the stable region is the one with lower , corresponding to a horizon radius of .
When the cosmological constant is positive, the situation is similar. However, as there is a cosmological horizon, the mass is also bounded from above as the two horizons merge into each other. The case of negative cosmological constant is more interesting. In that case, if the cosmological constant is not too big, there is the possibility of a first-order phase transition between black hole solutions. In fact, if
[TABLE]
the graph of temperature versus the horizon radius, analog to Fig. 1 (a) is monotonically increasing, there is no maximal temperature, and all solutions are thermodynamically stable. If, on the contrary,
[TABLE]
then has two extremal points: and , as it can be seen in Fig. 2 (a). The region between those point is thermodynamically unstable, and therefore it has negative heat capacity.
For small temperatures the system has only one value for . When the temperature is raised to the region , the system has three possible values for . For , the smallest value of is the one that minimizes the Helmholtz free energy, as it can be seen in Fig.1 (b), and therefore that is the value that the system will choose. When is reached, the black hole performs a first-order phase transition from point to point of Fig.1 (a). This is because at that temperature the two stable branches of the Helmholtz free energy intersect each other, and from that point on, the branch with bigger values of minimizes the free energy. The discontinuity in the slope, as one passes from one branch to the other, is precisely the discontinuity in the entropy characterizing a first-order transition.
4 Spin from isospin effect and gravitating Merons
In this section we will describe the spin from isospin effect induced on the system of a scalar particle moving in the Meron black hole background.
Before considering the case of a gravitating Meron, we will briefly review the standard effect in flat space for ’t Hooft-Polyakov monopoles found in Jackiw:1976xx ; Hasenfratz:1976gr ; Goldhaber:1976dp , where a fermionic excitation arises as a “bound” system of two bosons: a scalar particle and the monopole.
After this, we will move on to the meronic analog of the spin from isospin effect, where the Meron plays the role of the monopole. It is very important to emphasize that, in this case, the effect is only possible if the Meron is coupled to gravity (as Merons in flat space are known to be singular deAlfaro:1976qet ; Callan:1977qs ), which is the reason why we refer to it as a gravitational spin from isospin effect. Moreover, the singularity of the Meron at is covered by the horizon and thus shielded from the exterior by it. This is a very welcome feature since, otherwise, one would need to regularize such singularity, as it is the case in flat space Callan:1977qs . Also, when Yang-Mills theory is coupled to General Relativity, the total mass of the system has to be computed with the ADM formalism (as described in the previous subsection), and the result turns out to be finite. These facts are basically the reason why the spin from isospin effect that we will describe in subsection 4.2 is a genuine feature of the gravitational interaction.
Finally, in the last part of this section we entertain the possibility of a holographic realization of this effect, namely, that it should be possible to compute fermionic observables in the boundary CFT from a purely bosonic theory in the bulk.
4.1 Spin from isospin in flat space
The idea that the composite of two bosons can become a fermion dates back a long time saha1936origin ; Saha:1949np (see also coleman1983magnetic ). Basically one notes that the total angular momentum of an electric charge in the presence of a magnetic monopole, even in the non-relativistic limit, must include the contribution from the angular momentum stored in the electromagnetic field. Moreover, because of Dirac’s quantization condition, this effect contributes with half-integer multiples of , so the quantum mechanical system describing the charge/monopole bound state becomes a fermion.
Consider now the ’t Hooft-Polyakov monopole
[TABLE]
where , and . Note that this is a four-dimensional example, spatial indices in this case run from to . The key observation is that this solution does not transform as a vector under spatial rotations nor under global SU(2) transformations, but it does transform correctly under the combination
[TABLE]
where is the canonical conjugate to .
Now consider a non-relativistic spin 0 particle represented by the state , where is an internal isospin index transforming under some irreducible representation of SU(2), interacting with the monopole background (37). Its evolution will be described by a Schrödinger equation where is the Hamiltonian for such particle in the background (37). Since this background transforms as a vector under the generator (38), we get
[TABLE]
Thus, we can diagonalize the Hamiltonian using the eigenstates generated by . Therefore, since the state representing the monopole, say, and the spinless particle are both, independently, multiplets of , one can think of this scalar-monopole “bound eigenstate” of as a state with total angular momentum Hasenfratz:1976gr . If the spinless particle is in a half-integer representation of the internal SU(2) group, then the bound state acquires half-integer spin quantum numbers and, by the spin-statistics connection, it effectively becomes a fermion Goldhaber:1976dp . Moreover, Hasenfratz and t’ Hooft Hasenfratz:1976gr also showed that in the classical limit, the angular momentum stored in the Yang-Mills field above is precisely given by the contribution in (38).
4.2 Gravitational spin from isospin
Consider a complex scalar (multiplet) field in the black hole (6) and Meron Yang-Mills background (26). Its action reads
[TABLE]
where , and is in the fundamental representation of . Following the logic of Hasenfratz:1976gr , let us now imagine quantizing this scalar field around the classical background of the black hole and Meron field. In other words, defining
[TABLE]
and by only considering the quantum fluctuations (i.e., neglecting ), one would be quantizing the system in the one-soliton sector of the Hilbert space. That is, our excitations correspond to those of the bound-state formed by the scalar and the Meron background.
In the non-relativistic limit, the interaction of this spinless particle (with internal isospin indices) with such background is described by a Hamiltonian of the form
[TABLE]
where is the inverse of the spatial metric (32), and is given by the spatial components of (26). Note that the ’s, and hence , are matrix-valued operators. For simplicity, let us consider the asymptotically flat case . The Hamiltonian has the asymptotic form
[TABLE]
where denotes the inverse of the metric on the defined in Eq. (25). In order to simplify some calculations, it will prove useful to express the unit three-sphere in terms of cartesian coordinates such that . In these coordinates the metric on is , and the usual angular momentum operator in four spatial dimensions can be simply expressed as
[TABLE]
It is easy to see that this operator does not commute with the Hamiltonian (42). Since partial derivatives transform trivially as vectors under rotations, is rotationally invariant, and in this basis is constant (see Appendix C), looking at (42) we see that problem stems from the fact that the gauge connection does not transform as a vector under rotations generated by (43). Hence, since is not a conserved quantity, its eigenvalues are not useful to label quantum states. However, the operator
[TABLE]
does commute with this Hamiltonian provided and (recall that the indices run from 1 to 3). Thus, it is that should be identified with the true angular momentum of the system, and not . This can be seen as follows: expressing the right invariant Maurer-Cartan form (23) in the coordinates , the Meron field (26) takes the form (see Appendix C)
[TABLE]
where444Even though indices have so far been used as group indices, in (46) they denote spatial indices. This identification between the group manifold and spatial three-sphere is a common ingredient when studying the spin from isospin effect Jackiw:1976xx .
[TABLE]
Using this one obtains
[TABLE]
Hence, rotates as a vector under the action of , and therefore, so does . Since the asymptotic hamiltonian (42) is quadratic in , this yields
[TABLE]
as promised.
This analysis can be easily generalized to the asymptotically (A)dS case. In fact, in the presence of cosmological constant, the first term in (42) must be replaced by , which is rotationally invariant as it only depends on . The second term in (42) remains unmodified and the operators (43) continue to generate the Lorentz subgroup of the full asymptotic symmetry group. As the Meron has support only on , Eq. (46) also remains unchanged, showing that (48) holds when .
The operator can be divided into two sets of angular momenta that satisfy the algebra (for details see Appendix B)
[TABLE]
In the same way, the total angular momentum can be divided into two sets of generators, that have the form
[TABLE]
The form of resembles the shift in (38) and produces the spin from isospin effect. Thus, in the same way detailed in subsection 4.1, the bound system of a spinless particle in the background of this meronic black hole can acquire half-integer spin quantum numbers, hence, effectively, becoming a fermion.
It is also instructive to study the Klein-Gordon equation for a scalar field in this background:
[TABLE]
After using (6) and (26), Eq. (51) becomes
[TABLE]
where and is the right angular momentum operator defined in (49) (for details see Appendix A),
[TABLE]
The d’Alembertian on the black hole background (34) has the form
[TABLE]
Here denotes the square of the four-dimensional angular momentum (43) (see Eq. (89) in Appendix B). Using this and Eq. (50), the equation of motion for the scalar field takes the form
[TABLE]
where is the square of the total angular momentum (44). Note that the the term in Eq. (55) is similar to the one found in Boulware:1976tv , where the scattering of a scalar particle off a magnetic monopole was studied.
Now we can consider modes of the form
[TABLE]
where stands for the Wigner D-functions varshalovich1988quantum (see Eq. (81) in Appendix A), which are the higher-dimensional generalization of the standard spherical harmonics meremianin2009hyperspherical . The shift in produces half-integer shift in the angular momentum eigenvalues of the modes given by (see Eq. (91) in Appendix B),
[TABLE]
As the eigenvalues of the total angular momentum are given by half-integer multiples of , the scalar field effectively becomes fermionic.
4.3 Holography
The gauge/gravity duality states that any theory of quantum gravity that asymptotically approaches AdSd+1 space-time is dual to a flat -dimensional conformal field theory on the boundary of AdS. The AdS/CFT dictionary can be used to relate, in principle, all physical observables of the gravitational theory to those of the CFT.555Although it is not yet clear how the boundary theory precisely reproduces the degrees of freedom of the black hole interior (see Harlow:2018fse for a recent review on the subject), this will not bother us here since we are dealing with fields in the exterior of the black hole only. Because of the strong/weak nature of the correspondence, the description of strongly correlated observables in terms of weakly interacting fields in the gravitational bulk is one of the most useful (and widely studied) aspects of the duality.
In the presence of black holes, the bulk partition function is dual to the thermal partition function of the theory on the boundary, where the Hawking temperature of the black hole corresponds to the temperature of a thermal state in the dual theory. For horizons with spherical topology (such as the one studied here), the dual super Yang-Mills theory is naturally defined on space-time.666However, as noted in Emparan:1999pm , depending on how the radial slices are chosen as one approaches the boundary of (Euclidean) AdSd+1, one could also have the boundary theory defined on other spacetimes such as , , , and . Since we now have a new black hole solution at our disposal, a natural question is: what can it do for the dynamics of strongly correlated systems?
In this section we argue that the “gravitational” spin from isospin effect described in the previous section has the interesting property of describing fermionic observables in the boundary of the spacetime777We note that this boundary effect is not restricted to the asymptotically AdS case only, but also for asymptotically dS and Minskowski. This could have interesting applications in cosmology (dS) and also in the recent developments of amplitudes on the celestial sphere., even though the bulk theory is purely bosonic.888The converse case, i.e., finding the gravitational dual of the usual flat space spin from isospin effect, is also an interesting question which we leave for future work. We will provide supporting evidence that the composite system of a scalar field and the Meron black hole is dual to a fermionic operator in the boundary CFT. Moreover, we also conjecture that this corresponds to a double trace CFT operator.
The first argument is that scalar excitations, in the presence of the Meron black hole, manifest themselves as fermionic degrees of freedom at the AdS boundary. This stems from the fact that the total angular momentum (44) has half-integer quantum numbers. However, there is a more direct way to see this. For our black hole solution (29) with , the metric is asymptotically and, as , we get
[TABLE]
which defines the metric of the conformal boundary, with topology . Consider now the expansion of the scalar field near the spatial boundary (). We look for an Ansatz of the form (see, e.g., deHaro:2000vlm ; Skenderis:2002wp )
[TABLE]
where are the coordinates of the fields that “live” on the boundary of . Since this boundary has the topology , we use where collectively refers to the three angular coordinates on the 3-sphere (see equations (24) and (25)). Inserting the asymptotic expansion (59) into the scalar wave equation (55) one obtains (at leading order in the large expansion)
[TABLE]
This is the standard relation between the mass of the scalar field in five dimensions and , which is interpreted as the conformal dimension of the scalar CFT operator dual to . The subleading term yields
[TABLE]
In the absence of the Meron, and , thus would represent a massless scalar field in four spacetime dimensions moving on a 3-sphere coupled to the source . Turning on the Meron gauge field in the bulk, however, yields equation (61) with the total angular momentum acquiring an extra term (see (44)) due to the coupling between the isospin indices of and the Meron. We can re-write the equation above as
[TABLE]
where is the covariant derivative with respect to the affine connection on , and denotes the angular components of the Meron gauge field (26)999Equation (62) also appears in the description of scalar fields with generalized Wentzell boundary conditions Zahn:2015due ; Dappiaggi:2018pju .. Due to the topological nature of our Meron (which extends all the way to infinity), and because we are studying the scalar field in the probe limit, one can consider the Meron as an external field which couples to the boundary degrees of freedom of the scalar (isospin doublet) .
Now we will see that equation (62) can actually be reinterpreted as describing fermionic degrees of freedom. In order to do this, let us consider a Majorana fermion in the chiral representation,
[TABLE]
defined on (see for instance, Pal:2010ih ; Dvornikov:2011bu ; henn2014scattering ). This, in turn, can be described in terms of the two-spinor satisfying a massive Weyl equation (see Appendix D). Adding a source term for , the equation becomes
[TABLE]
where are the Pauli matrices, denote the inverse dreibein associated to the metric (25), and is the spin connection on . If we consider the corresponding Klein-Gordon equation for the two-spinor (see Eq. (107)), one obtains
[TABLE]
where the right hand side of Eq. (65) can be written in terms of and its derivatives, but the explicit form is not important here. Notice that equation (65) does not make any reference to a gauge field coupling. Nevertheless, using Eqs. (103) and (104), it is straightforward to see that, on , the components of the spin connection match the angular components of the Meron gauge field (10) (for )
[TABLE]
Thus, (65) is on-shell equivalent to (62) when is identified with , the source term is identified with , and the mass of the Majorana fermion is fixed to . This means that the original scalar excitations of an isospin doublet , coupled to the Meron gauge field through its isospin indices, can be reinterpreted as a two-spinor with fixed mass, coupled to the geometry of the conformal boundary and satisfying (65). Hence, knowing a solution of (62), allows us to construct a Majorana spinor at the boundary by means of (63) by reinterpreting isospin indices of as spin indices. This argument is another way to justify why the Wigner D-functions in the modes (56) must be chosen as fermionic, pretty much in the same way as it happens when describing fermions in terms of the Skyme model Adkins:1983ya (see also Rho:1994ni ). All this put together signals that there must be a way to construct a holographic dictionary between a purely bosonic theory in the bulk and a fermionc theory at the boundary using the spin from isospin effect. It is important to note that, even though we expect the Meron-scalar bound state to be a fermion, the fact that the probe scalar field has no back reaction means we are considering its mass to be very small compared to the mass of the Meron black hole. Thus, in this limit, the properties of the fermionic bound state can be approximated by the dynamics of the scalar field only, which is tantamount to studying the properties of the hydrogen atom in the limit when the proton is fixed at the origin because it is much heavier than the electron.
A stronger argument in support of this idea is the following. The GKPW dictionary Gubser:1998bc ; Witten:1998qj states that the asymptotic value of at the AdS boundary () acts as the source for a scalar operator in the CFT. Since is a bulk scalar, its asymptotic value is dual to a scalar operator in the 4-dimensional CFT Gubser:1998bc ; Witten:1998qj . Near the boundary () the scalar field behaves as given in (59). It is standard to regard as the source for the operators of the CFT, which in turn yields to be directly proportional to their vacuum expectation value . From (55) it is easy to see that, at leading order, the asymptotic behavior of the scalar field near the boundary is insensitive to the presence of the gauge field . This is simply because the term that accompanies in the Klein-Gordon equation, which gets modified as
[TABLE]
is subleading in the large expansion. Thus, one may wonder in what sense the “spin from isospin” effect modifies the CFT observables. It has, however, an immediate effect. In order to see this, it is useful to use the identification between two Fock spaces: the space of (spinless) free particle states in AdS and the space of states in the CFT Witten:1998qj ; Balasubramanian:1998de ; Balasubramanian:1998sn ; Balasubramanian:1999ri (see also Fitzpatrick:2010zm ; Fitzpatrick:2011jn ).101010At leading order in the expansion in the CFT, this identification is exact. This is indeed all we need since subleading corrections in correspond to stringy corrections to the effective gravitational theory which we are not considering here. In the description, a free scalar field can be written as
[TABLE]
where the modes satisfy the wave equation (55), is their energy eigenvalue, is the total angular momentum quantum number, while are the “magnetic” angular momentum quantum numbers that arise from the of (e.g., in , they would simply be the usual “” eigenvalue of of three spatial dimensions). Because of our hedgehog-type solution for the gauge field (26), the CFT at the boundary of is naturally defined on . Now, the boundary operator , dual to , inherits a similar decomposition which, in Lorentzian radial quantization, has the form
[TABLE]
where are the spacetime coordinates of the 4-dimensional CFT, is the conformal dimension of the operator , is a normalization factor, and are the spherical harmonics on . The crucial point is the following: as discussed in Section 4.2, turning on the Meron field in the bulk shifts the eigenvalues of the total angular momentum by half-integer numbers as in (57) (provided the scalar field is in one of the half-integer representations of SU(2) of isospin). Therefore, the spherical harmonics in (68), which (for ) are just the Wigner D-functions (56), will also see its angular momentum quantum numbers () shifted by (see Eq. (57)), making the putative scalar in (68) now a fermionic operator! 111111As a consequence, there will be no “s-wave” since the eigenvalues of would never vanish.
At leading order in the expansion, the CFT has an exact Fock space representation given by the creation and annihilation operators and in (68). From the point of view of AdS physics, these operators play a central role: they correspond to the creation and annihilation of particle states in with definite energy and angular momentum quantum numbers . Their CFT duals are primary states (and their descendants). For instance, a one-particle state in AdS with mininum energy corresponds to a primary state in the CFT, while excited states in AdS correspond to descendent states. Multi-particle states in AdS are dual to CFT multi-trace operators, in particular, a two-particle state in AdS is dual to a double-trace operator. Their conformal dimension is just the sum of the dimensions of the CFT primaries simply because the energy of a system of free particles in AdS is the sum of the individual energies of its constituents. However, when interactions among the particles are turned on, the total energy of the multi-particle state will change. In particular, when a bound state of two particles is formed, its total energy will be different to that of the sum of the individual particles. In our case, we have a bound state of a scalar particle and the gravitating Meron which, altogether, behaves as a fermion. Thus, we expect that this new system, originally formed out of two bosons, describes a fermionic double trace operator in the CFT Witten:2001ua , whose conformal dimension differs from that of the sum of CFT primaries.
If we would like to go beyond this and start considering a self-interacting scalar,121212To compute, for instance, higher than 2-point correlation functions all correlation functions can be computed, in principle, from the action (39) by adding a corresponding potential , and using the standard AdS/CFT dictionary.131313See, for instance, Section 5 in Skenderis:2002wp . Moreover, to obtain real-time Green’s functions one needs to solve the equation of motion for free fields in the gravitational theory with suitable boundary conditions at both, the AdS boundary, and deep in its interior. When black holes are present, retarded Green’s functions in the CFT are obtained by keeping the infalling modes only at the black hole horizon Son:2002sd ; Herzog:2002pc ; Marolf:2004fy ; Gubser:2008sz ; Skenderis:2008dg ; Iqbal:2008by , while setting the outgoing ones to zero. At the boundary of AdS the necessary boundary conditions are those that deem the fields normalizable Gubser:1998bc ; Witten:1998qj . For fermionic fields, however, there are some subtleties which are not present for bosonic ones. More specifically, the boundary behavior of the Dirac fields, together with the necessity of having a well-defined variational principle Henneaux:1998ch needs a more subtle treatment compared to that of scalars141414The reason simply stems from the fact that free fermion fields satisfy first-order differential equations. See section III in Iqbal:2009fd for details. (see also Henningson:1998cd ; Mueck:1998iz ). Thus, we believe that being able to compute fermionic CFT correlators in this alternative way, using only bosonic fields in the bulk, would be a useful addition to the AdS/CFT dictionary. Recall, however, that it is the scalar-Meron composite that can acquire half-integer spin quantum numbers, not the individual fields. Thus, we need to construct this composite field and solve its wave equation near the AdS boundary in order to obtain the corresponding source for the dual CFT fermionic operator. It is not immediately clear how to derive such a wave equation since, even for the simplest spin from isospin effect (the one with a scalar and a t’ Hooft-Polyakov monopole), there are many subtleties involved Goldhaber:1976dp . We believe, however, that this is a very interesting direction which we leave as future work. It is important to note that in section 4.3 we were able to do so because the effect was already visible at the level of the equation of motion for the scalar field because we were dealing with a free (non self interacting) scalar field.
5 Conclusions and outlook
We have constructed an analytic black hole solution of the Einstein-Yang-Mills theory in five dimensions in which the gauge field is of Meron-type: it is proportional to a pure gauge, and it has a non-trivial topological charge. Our solution, referred to as "meronic black hole", has only one integration constant, namely, its mass. The thermodynamics of the meronic black hole is similar to that of Reissner-Nördstrom. Here, however, the analog of the electric charge is the Yang-Mills coupling, which is not a thermodynamical variable, but a fundamental constant, and therefore its variation does not appear in the first law. In the case of a negative cosmological constant, there is a first-order phase transition when the cosmological scale is big compared to the one defined by the Yang-Mills coupling in Eq. (30).
We would like to point out that black holes with a similar spacetime metric, but with an Wu-Yang-like field, have been reported in Brihaye:2002jg ; Mazharimousavi:2008ap ; Bostani:2009zf . Also, a black hole solution with a logarithmic term in the blackening factor (referred to as here) and an gauge field has been studied in Okuyama:2002mh ; Brihaye:2007jua . Although such solution is similar to the one reported here, one may show that it is different from ours, for its topological charge (27) vanishes.
A non-trivial effect of the present solution is that the total angular momentum of the composite system of a spinless particle (with internal isospin quantum numbers) and the Meron black hole, presents half-integer eigenvalues, thus, describing a fermion. Such a shift is a peculiar fingerprint of the non-trivial topological character of the meronic black hole. In fact, as the Meron singularity is hidden by the black hole horizon, this effect is only possible due to gravity. Because of this reason we have referred to it as a gravitational spin from isospin effect.
In the context of AdS/CFT it is convenient to consider the Klein Gordon equation for a scalar isospin doublet in the Meron black hole background, and study its behavior at spatial infinity. The leading term gives the standard relation between the mass of the scalar and the conformal dimension of the dual CFT operator. At subleading order, a Klein-Gordon equation on the AdS boundary is obtained. This equation is the same that one obtains by “squaring” the free Weyl equation for a massive two-spinor on the three-sphere. No gauge field appears here whatsoever. Therefore, the minimal coupling of the scalar isospin doublet to the Meron gauge field, plays the role of the connection of a free spinor to the curvature of the 3-sphere near the boundary. As a consequence it seems that, even the title of a boson or a fermion to a given boundary operator must take into proper account the topological nature of the bulk fields. Also, because the radial coordinate in AdS corresponds to the scale of renormalization group in the CFT, the logarithmic dependence in that we obtained (see Eq. (29)) seems to indicate that dual theory must also have a logarithmic RG flow like the ones found in Klebanov:1999rd ; Klebanov:2000hb .
Finally, since bound states in the bulk are dual to multi-trace operators in the boundary CFT, we argued that the bound state of the Meron+Scalar system describes a fermionic double trace operator in the CFT. An important test would be to check if the boundary properties of the putative composite field match with those of a double-trace operator in the 4-dimensional CFT. We are currently working on this and we hope to include it in a upcoming article.
Acknowledgements
We thank Ignacio Araya, Claudio Bunster, and Alberto Faraggi and for very helpful discussions. This work has been supported by FONDECYT grants 1160137, 3160581, and 11171148. Seung Hun Oh is supported by the National Research Foundation of Korea funded by the Ministry of Education of Korea (Grant 2018-R1D1A1B0-7048945). The Centro de Estudios Científicos (CECs) is funded by the Chilean Government through the Centers of Excellence Base Financing Program of CONICYT. P. Salgado-Rebolledo acknowledges DI-VRIEA for financial support through Proyecto Postdoctorado 2018 VRIEA-PUCV.
Appendix A SU(2)
In the fundamental representation, the generators of the algebra are given by , , where denotes the Pauli matrices
[TABLE]
They satisfy the relations
[TABLE]
The elements of the group can be parametrized in terms of the Euler variables
[TABLE]
where .
The right and left invariant one-forms on SU(2) are given by
[TABLE]
and satisfy the Maurer-Cartan equations
[TABLE]
Using (71), the components of the Maurer-Cartan forms (72) read
[TABLE]
The group is diffeomorphic to , which means that the bi-invariant metric on corresponds to a metric on the three-sphere milnor1977fundamental . Therefore can be written in the form
[TABLE]
Using (74), it takes the form
[TABLE]
The left and right invariant vector fields on are given by
[TABLE]
They satisfy
[TABLE]
and are dual to (23), i.e., . They can be used to define the Laplacian on the 3-sphere:
[TABLE]
where we have adopted the notation .
The definition (77) allows one to define two sets of angular momentum operators:
[TABLE]
The operators , and have common eigenfunctions given by the Wigner D-functions varshalovich1988quantum , which are equivalent to the hyperspherical harmonics on meremianin2009hyperspherical ,
[TABLE]
where
[TABLE]
In fact, they satisfy
[TABLE]
Appendix B SO(4)
The four dimensional analog of the usual three-dimensional angular momentum is a tensor which satisfies:
[TABLE]
This corresponds to the algebra, which is isomorphic to . In fact, by defining new generators
[TABLE]
the algebra (85) can be written as
[TABLE]
Then, the redefinition
[TABLE]
leads to two copies of the algebra
[TABLE]
The square of the angular momentum operator in the different basis reads
[TABLE]
where and is the Laplacian of the three-spehere defined in (79). We can identify the generators defined in (87) with the right and left angular momentum operators defined in (80) in terms of right and left invariant vector fields. This means that the Wigner D-functions (81) are also eigenfunctions of
[TABLE]
which agrees with the fact that has eigenvalues when acting on higher-dimensional spherical harmonics Frye:2012jj . At the same time, as the Wigner D-functions are eingenfunctions of , we obtain the relations
[TABLE]
Appendix C Cartesian coordinates
Using Cartesian coordinates , the unit three-sphere can be easily described. The metric on has the simple form
[TABLE]
and its isometry group is generated by the angular momentum operator
[TABLE]
which satisfy the algebra (84). Following (87), one can use (93) to define two sets of vector fields:
[TABLE]
from which one can read off the corresponding dual one-forms (72),
[TABLE]
The three-sphere embedded in the complex plane can be parametrized by means of Hopf coordinates :
[TABLE]
They are related to the Euler variables introduced in (71) by , and allow one to define Cartesian coordinates for by defining , which lead to
[TABLE]
It is straightforward to check that , using (97), the metric (92) is brought to (76), while the operators (94) reduce to (80) in terms of (77), and the components of the Maurer-Cartan forms (95) reduce to (74).
Appendix D Massive Weyl spinor on
A Majorana 4-spinor in four-dimensional Minkowski space can be written in the usual chiral representation as
[TABLE]
where is a two-spinor satisfying a massive Weyl equation Pal:2010ih ; Dvornikov:2011bu ; henn2014scattering
[TABLE]
and denotes the mass of . Now we want to generalize this description to the case a Majorana fermion field defined on the conformal boundary of (58). Therefore, the metric has the topology of and it can be written in the form
[TABLE]
where denotes the metric on a three-sphere of raduis (see Eq. (76)). As we are dealing with curved spatial section, Eq. (99) must be generalized to
[TABLE]
Here the matrices are not constant, but given by
[TABLE]
where are the pauli matrices (69), and denote the inverse of the dreibeins on , which can be defined in terms of the right invariant Maurer-Cartan forms on (72) as
[TABLE]
The covariant derivative on the sphere acts on a spinor in the form
[TABLE]
where is the covariant derivative with respect to the affine connection on .
In terms of (98), Eq. (101) can be naturally rewritten as a Dirac equation in chiral representation
[TABLE]
Then, the Klein-Gordon equation is obtained by applying the operator
[TABLE]
on (105). Using (70), the vielbein potulate , and the fact that on a vector-spinor the covariant derivative acts like , this yields
[TABLE]
where is the Ricci scalar of the three-sphere in (100).
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