Yang-Mills flow on special-holonomy manifolds
Goncalo Oliveira, Alex Waldron

TL;DR
This paper studies the behavior of Yang-Mills flow on special-holonomy manifolds, showing that curvature bounds prevent singularities and that the long-term bubbling set is geometrically calibrated.
Contribution
It establishes a curvature bound criterion to prevent finite-time singularities and characterizes the bubbling set in Yang-Mills flow on special-holonomy manifolds.
Findings
Curvature bounds prevent finite-time singularities.
The bubbling set is calibrated by the defining form.
Long-term behavior of Yang-Mills flow is characterized.
Abstract
This paper develops Yang-Mills flow on Riemannian manifolds with special holonomy. By analogy with the second-named author's thesis, we find that a supremum bound on a certain curvature component is sufficient to rule out finite-time singularities. Assuming such a bound, we prove that the infinite-time bubbling set is calibrated by the defining -form.
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Yang-Mills flow on special-holonomy manifolds
Gonçalo Oliveira and Alex Waldron
Universidade Federal Fluminense IME–GMA, Niterói, Brazil
Michigan State University, East Lansing, MI
Abstract.
This paper develops Yang-Mills flow on Riemannian manifolds with special holonomy. By analogy with the second-named author’s thesis, we find that a supremum bound on a certain curvature component is sufficient to rule out finite-time singularities. Assuming such a bound, we prove that the infinite-time bubbling set is calibrated by the defining -form.
Contents
- 1 Introduction
- 2 -structures and calibrations
- 3 Berger’s list
- 4 Curvature evolution under (YM)
- 5 Extended monotonicity formula
- 6 Extended -regularity
- 7 Blowup criteria on special-holonomy manifolds
- 8 Infinite-time singular set
- 9 Holonomy reductions
1. Introduction
1.1. Background
Let be an oriented Riemannian manifold and a vector bundle over with metric The metric-compatible connections on form an affine space, modeled on the space of 1-forms valued in the adjoint bundle. Letting denote the curvature of we may define the Yang-Mills energy
[TABLE]
This functional originates in physics and has been studied extensively by both physicists and mathematicians.
The negative gradient of the Yang-Mills energy defines a vector field on whose integral curves correspond to paths of connections solving
[TABLE]
This equation generates a semi-parabolic flow on referred to as Yang-Mills flow, whose fixed points are known as Yang-Mills connections. Running (YM) towards an infinite-time limit is a natural strategy for finding these critical points.
The global study of the Yang-Mills functional was initiated by the foundational paper of Atiyah and Bott [1]. G. Daskalopoulos [7] was able to recover Atiyah-Bott’s stratified picture of over a Riemann surface via direct analysis of (YM), and Råde [34] later showed that the flow always exists and converges smoothly in subcritical dimensions Still, the set of critical points of on a 3-manifold has not been thoroughly described.
Since the work of Taubes [47] and Uhlenbeck [49, 50], which enabled the development of Donaldson Theory, the critical dimension () has been of particular interest in both the elliptic and the parabolic setting. Struwe [44] developed a robust existence theory and blowup criterion for (YM) in dimension four. Schlatter, Struwe, and Tahvildar-Zadeh [37] were able to prove long-time existence for solutions of (YM) by assuming rotational symmetry on leading them to conjecture that finite-time singularities do not occur in general. This conjecture was settled by the second-named author [53]. S.-J. Oh and Tataru have also recently achieved a significant breakthrough for the critical Yang-Mills equations in the hyperbolic setting, where the flow (YM) plays an auxiliary role [31].
In supercritical dimensions (), the known results concerning (YM) are sharply divergent. On one hand, assuming that is compact Kähler and is a holomorphic vector bundle, with a compatible connection, we have the remarkable result of Donaldson [11, 12] that (YM) can be extended smoothly for all time. Infinite-time behavior is then dictated by the underlying algebraic structure [41, 8, 9, 39, 40].
On the other hand, leaving aside the holomorphic setting, we know that finite-time singularities exist in abundance [29]. These are expected to be “rapidly forming” singularities driven by simple parabolic rescaling—such Type-I singularities, and the shrinking solitons on which they are modeled, have been investigated by several authors [19, 56, 26]. Moreover, as evidenced by the recent work of Donninger and Schörkhuber [16], singularities of this type are relatively stable. It is likely that for any bundle with nonabelian structure group over a manifold of dimension large open subsets of necessarily develop Type-I singularities when evolved by (YM).
The purpose of this paper is to explore the space between these two regimes. In the spirit of Donaldson and Thomas [14], we shall continue to work a priori with the full space of connections while restricting the holonomy of the base manifold. The present goals are to determine the minimal blowup criteria for (YM) under the assumption that has special holonomy, and to refine the classification of singularities. The future goal will be to establish properties of (YM) comparable to those which it enjoys in the 4-dimensional and Kähler cases, for appropriate classes of initial data over exceptional-holonomy manifolds.
1.2. Statement of results
Recall that a closed -form on is said to be a -calibration if, for any and orthonormal set there holds
[TABLE]
Assuming that carries an -calibration, according to Corrigan, Devchand, Fairlie, and Nuyts [6], and Tian [48] (see also Reyes-Carrión [35]), the key notion of four-dimensional Yang-Mills theory can be generalized to higher dimensions as follows. An instanton (or -instanton) is defined to be a connection solving
[TABLE]
Solutions of (1.2) are Yang-Mills connections, indeed minimizers of under appropriate circumstances (see Remark 2.4).
By contrast with dimension four, the symmetry between (1.2) and a complementary “anti-instanton” equation is broken, the latter typically being overdetermined. Moreover, the 2-forms often split into more than two irreducible components on special-holonomy manifolds (see §2-3). For simplicity, we state our main results here only in the case of exceptional holonomy, and refer the reader to §3 and §7 for the remaining cases on Berger’s list.
On a manifold with holonomy the curvature of any connection splits as
[TABLE]
Here is the curvature component which lies in the bundle associated to the Lie algebra and is the orthogonal complement; a similar splitting is valid in the case. Letting (resp. ) be the defining form of the (resp. )-structure, the instanton equation (1.2) takes the form
[TABLE]
Instantons on compact manifolds with exceptional holonomy are typically very difficult to construct. -instantons were first studied in depth by Lewis [28], and nontrivial examples (with structure group ) were later constructed by Tanaka [45]. The first examples of -instantons (with structure group ) on compact manifolds with full holonomy were constructed by Walpuski [55].
The splitting (1.3) may also be exploited in a parabolic context. Prior to studying the more general question in dimension four, the second-named author proved in [52] that long-time existence holds for (YM) provided that or is small in i.e., the energy is nearly minimal. Our main theorem is a partial generalization of this result to the special- holonomy setting.
Theorem 1.1** (Cf. Theorem 7.1).**
Let be a compact Riemannian manifold with holonomy contained in or and assume that is a smooth solution of (YM) over with If
[TABLE]
*then the flow extends smoothly beyond time An identical result holds with (in the case) or (in the case) replacing *
The main technical result behind Theorem 1.1 is an extended version of Hamilton’s monotonicity formula [20], Theorem 5.7, which is operative in the special-holonomy situation. Theorem 5.7 leads to an enhancement, Theorem 6.2, of the well-known epsilon-regularity theorem for (YM) in higher dimensions; the latter was proven by Chen and Shen [5], and goes back to Struwe [43] in the harmonic-map-flow context. The technical version of Theorem 1.1 (Theorem 7.1) follows straightforwardly from Theorem 6.2. At the same time, within the general setup below, we obtain a modern proof of long-time existence in the compact Kähler case, Corollary 7.4, and a new existence result for Yang-Mills flow over compact quaternion-Kähler manifolds, Corollary 7.5.
Next, recall that a closed oriented -dimensional submanifold is said to be calibrated by if, for any equality holds in (1.1) for an orthonormal basis of Any such submanifold minimizes volume in its homology class [22]. This notion extends to the more general class of rectifiable sets, i.e., subsets of which are (up to measure zero) composed of countable unions of Lipschitz -dimensional submanifolds, with locally finite -Hausdorff measure. An -rectifiable set is calibrated if (1.1) holds for -almost-every point, where indeed its tangent spaces are well-defined.
According to the theorem of Tian [48], energy-minimizing Yang-Mills connections (instantons) and -calibrated sets are related via the bubbling process. This relationship has been a focus of intense study, in view of the proposal by Donaldson and Segal [15] to construct gauge-theoretic invariants by counting instantons together with the calibrated submanifolds along which they may concentrate energy. Codimension-four calibrated submanifolds (or rectifiable sets) are known as associative in the case of holonomy, and Cayley in the case of holonomy.
In the parabolic context, Hong and Tian [24] have proven that the infinite-time singular set of a global solution of (YM) is rectifiable, and in the Kähler case, supports a holomorphic current. Our second main result extends Hong-Tian’s characterization from Kähler manifolds to the broader class of special-holonomy manifolds, assuming a bound on the relevant curvature component. This gives a conditional generalization of the relationship between gauge theory and calibrated geometry to the parabolic setting.
Theorem 1.2** (Cf. Theorem 8.2).**
Let be a smooth solution of (YM) on over a (resp. )-holonomy manifold, with is maximal, and assume (1.4). Then and the singular set at infinite time is an -rectifiable, associative (resp. Cayley) subset. Furthermore, for -almost-every there is a blowup sequence which converges to an anti-self-dual connection on .
The main technical ingredients of this result form the subject of a companion paper [54], leaving the proof in §8 very short.
Lastly, in §9, we examine the consequences of Theorem 1.1 for a variety of dimensional and holonomy reductions of (YM). We obtain blowup criteria for several new parabolic systems related to the Vafa-Witten, Calabi-Yau-monopole, and -monopole equations.
1.3. Acknowledgements
Gonçalo Oliveira would like to thank Casey Kelleher for several conversations during the initial stage of this project. Alex Waldron would like to thank Thomas Walpuski and Karsten Gimre for suggestions and comments on the manuscript. He also thanks the Simons Collaboration on Special Holonomy for support during the academic year 2017-18.
2. -structures and calibrations
Let be an oriented Euclidean vector space of dimension Fix a linear -calibration on i.e., an alternating -tensor which satisfies (1.1).
Let be a connected simple Lie group acting effectively on and suppose that is preserved by the normalizer Let be a Lie subroup which contains
[TABLE]
We denote the respective Lie algebras by
[TABLE]
The -form defines a self-adjoint, traceless operator
[TABLE]
We shall assume that this operator preserves and let
[TABLE]
be its eigenvalues on (taken without multiplicity). Writing for the -component of we have
[TABLE]
Assume further that and
[TABLE]
In this paper, we shall always attach both the linear form and the choice of satisfying the above assumptions, to the group
Following Reyes-Carrión [35], we now consider a manifold of dimension equipped with an -structure. Since the adjoint action of preserves and we may form associated subbundles of according to (2.1). The -structure also determines a Riemannian metric on as well as a differential -form Globally, we obtain an orthogonal decomposition
[TABLE]
which is preserved by the operator (2.2). It is natural to relabel the components
[TABLE]
so that (2.5) becomes
[TABLE]
Finally, let be a vector bundle, and denote by the Lie-algebra bundle associated to the structure group of which we take to be for simplicity. The -valued -forms split orthogonally as
[TABLE]
The curvature of any connection on decomposes correspondingly:
[TABLE]
Definition 2.1**.**
We say that a connection is -compatible if its curvature takes values in i.e.
[TABLE]
We then have
[TABLE]
We shall write for the space of -compatible connections on
Remark 2.2**.**
The next section provides several examples of this compatibility condition. In the Kähler case, we will have agreeing with the standard notion of a compatible connection on a holomorphic bundle.
Lemma 2.3**.**
Suppose that i.e., is a calibration. Fix a nonzero eigenvalue of the operator (2.2), and let
[TABLE]
Then, for the curvature of a -compatible connection , we have
[TABLE]
If is compact, then
[TABLE]
where the first term is a constant depending only on Here is summed over in both equations (-).
Proof.
Fix throughout the proof. Applying the adjoint to (2.3), we have
[TABLE]
Here we have used the Bianchi identity and the assumption that is closed. Then
[TABLE]
and
[TABLE]
which is ().
The proof of () follows similarly from the identity ∎
Remark 2.4**.**
Note from (2.9) and () that a connection with is a minimizer of the Yang-Mills energy if is either the most negative or most positive eigenvalue of (2.2). Cf. Stern’s notion of a “conservative decomposition” in §3 of [42].
3. Berger’s list
Recall that an -structure is said to be torsion-free if the holonomy of the Levi-Civita connection is contained in In this case, since the induced differential form is parallel (in particular a calibration), preserves the splitting (2.6). We shall consider torsion-free -structures exclusively.
This section applies the above setup to each item on Berger’s list, consisting of the possible restricted holonomy groups of a Riemannian manifold which is neither a locally symmetric space nor a product. The following lemma allows for the condition (2.4) to be easily verified.
Lemma 3.1**.**
Let be a linear -calibration on an oriented Euclidean vector space and assume that is a connected simple Lie group which preserves If contains an -subgroup which fixes both a calibrated plane and the space of self-dual 2-forms then
[TABLE]
Proof.
By assumption, contains a subgroup which acts trivially on and acts as on with
[TABLE]
We may decompose as
[TABLE]
It follows from (1.1) that must vanish. Further write
[TABLE]
with and
[TABLE]
with a linearly independent set and Since acts trivially on and fixes each element must be fixed by But this implies that for all and we conclude that
For any element we now have
[TABLE]
Hence is contained in the -eigenspace of (2.2). Since commutes with and forms an irreducible module for the adjoint action, the same must be true for all of ∎
3.1. Four-manifolds
When we may take
[TABLE]
and Then (2.6) is the standard decomposition of the -forms into anti-self-dual and self-dual parts, and is a general metric-compatible connection.
3.2. -manifolds
Let be a Kähler manifold, with . Let
[TABLE]
and
[TABLE]
The decomposition (2.5) reads
[TABLE]
which corresponds to
[TABLE]
The three summands have dimensions
[TABLE]
respectively, with eigenvalues
[TABLE]
for the operator (2.2). These eigenvalues can be verified using Lemma 3.1, tracelessness of (2.2), and irreducibility of the summands as -modules.
Letting be a hermitian vector bundle, a connection is compatible with the corresponding holomorphic structure on According to Lemma 2.3 we have
[TABLE]
3.3. -manifolds
Let be a quaternion-Kähler manifold, with In this case, we pick
[TABLE]
The fundamental 4-form (also known as the Kraines form [27]) is closed and may be written locally as
[TABLE]
where are a triple of (local) nondegenerate -forms associated with orthogonal almost complex structures satisfying the quaternion relations. Then, the -forms given by are calibrations (see [3], Theorem 6.3), and we let
[TABLE]
The decomposition (2.5) takes the form
[TABLE]
The three summands have dimensions
[TABLE]
respectively, with eigenvalues
[TABLE]
for the operator (2.2), as computed by Galicki and Poon [18]. The components of (3.1) also have the following local description (see [4], Proposition 1). Choosing a local basis of almost-complex structures satisfying the quaternion relations, we have
[TABLE]
With the above choice of a -compatible connection will be called pseudo-holomorphic. From Lemma 2.3, we have
[TABLE]
Remark 3.2**.**
As a reference for gauge theory on quaternion-Kähler manifolds, the reader may see the recent paper by Devchand, Pontecorvo, and Spiro [10].
3.4. -manifolds
Let be a -manifold, with the defining (co)-closed -form. In this case, we take
[TABLE]
and The decomposition (1.3) is
[TABLE]
with eigenvalues and respectively, for (2.2). For an arbitrary metric-compatible connection Lemma 2.3 implies
[TABLE]
3.5. -manifolds
Let be a -manifold, with the closed Cayley -form. In this case, we take
[TABLE]
and . Then, as in the previous case, the decomposition (2.5) is
[TABLE]
with eigenvalues and respectively, for (2.2). For a connection Lemma 2.3 implies
[TABLE]
3.6. -manifolds
Calabi-Yau manifolds of arbitrary dimension may be treated as general Kähler manifolds, while Calabi-Yau 3 and 4-folds may also be treated within the framework (see §9).
3.7. -manifolds
Hyperkähler manifolds may be treated either as Kähler manifolds, where compatible connections are holomorphic with respect to a fixed integrable complex structure, or as quaternion-Kahler manifolds, where compatible connections are pseudo-holomorphic (see §3.3 above).
4. Curvature evolution under (YM)
We recall several basic properties of solutions of the flow (YM) defined above (see e.g. [52], §2, for derivations).
Given a smooth initial connection on a bundle over a compact manifold (and indeed more generally), short-time existence of a smooth solution of (YM) follows from a version of the De Turck trick due to Donaldson (see [13], §6). As with other geometric flows, this solution will exist smoothly on a maximal time interval with A supremum bound on the full curvature is sufficient to extend the flow smoothly at finite time (see e.g. Lemma 2.4 of [54]); conversely, if the maximal existence time is finite, we must have
[TABLE]
For a solution of (YM), the curvature evolves through
[TABLE]
where
[TABLE]
is the Hodge Laplacian associated to the fixed metric and the evolving connection Integrating in space and time against and applying the Bianchi identity we obtain the (global) energy identity
[TABLE]
for any
Analytic results concerning (YM) often depend on a combination of localized or specialized versions of (4.3), and Bochner/Weitzenböck formulae applied to (4.1). We shall take an elementary approach to the latter; for more sophisticated treatments, see [17], Appendix, or [38].
4.1. Weitzenböck formulae
We shall use the geometer’s convention (4.2) for the Laplace operator.
Given an arbitrary smooth connection by coupling with Levi-Civita, one obtains a connection on each bundle of -valued differential forms. For the standard Weitzenbock formula (see e.g. [52], p. 7) reads
[TABLE]
where the term is described as follows. Working in normal coordinates, for an -tensor and a -tensor, define the binary operation
[TABLE]
Then the last term in (4.4) is defined by
[TABLE]
For an -valued 1-form (4.4) therefore reads
[TABLE]
For a 2-form (4.4) reads
[TABLE]
In order to rewrite (4.5-4.6) intrinsically, we let a 2-form act on a 1-form by
[TABLE]
This action extends to -valued forms by the rule
[TABLE]
We will use the bold bracket to denote the commutator on 2-forms
[TABLE]
induced by the metric. A real-valued 2-form acts on -valued forms by (4.7), while acts on itself by
[TABLE]
Notice that in the case of two -valued forms (by contrast with real ones), we have
[TABLE]
Using these conventions, (4.5) may be rewritten
[TABLE]
On a manifold with holonomy the Ambrose-Singer theorem states that the Riemann curvature tensor takes values in i.e., there exist real-valued functions and 2-forms such that
[TABLE]
or, in components
[TABLE]
We may therefore rewrite (4.6) as
[TABLE]
Finally, applying (4.11) to the evolution (4.1) of the curvature under (YM), we obtain
[TABLE]
Taking an inner product with we obtain the basic differential inequality
[TABLE]
Note
The norm generally denotes the standard pointwise norm on -valued differential forms, e.g. although in (4.12) we have also used the norm on to write
4.2. Compatibility
We shall now use the above Weitzenböck formulae to prove that (YM) preserves the space of -compatible connections, per Definition 2.1. For Kähler manifolds, this fact is typically proved via the Kähler identities.
Proposition 4.1**.**
Assume that is a compact manifold equipped with a torsion-free -structure as in §2. If is a smooth solution of (YM) over with a -compatible connection, then for all .
Proof.
Recall from §2 that we have an orthogonal splitting
[TABLE]
under which the curvature of any connection can be written
[TABLE]
According to Definition 2.1, if and only if
For the curvature of a solution of (YM), the evolution formula (4.12) yields
[TABLE]
Here we have taken by the Ambrose-Singer theorem. In particular, since both and are invariant under the adjoint action of , we have
[TABLE]
Only the second term survives in the inner product with in (4.14). Next, we write
[TABLE]
Likewise, the first term will not contribute to (4.14). Also note that
[TABLE]
since the Levi-Civita connection preserves the splitting (4.14), by the torsion-free assumption.
Returning to (4.14), we now have
[TABLE]
Since the flow is smooth over for each there is a constant such that for . Hence, in we have
[TABLE]
Integrating over we obtain
[TABLE]
Multiplying by and integrating in time yields
[TABLE]
for Since was arbitrary, we are done. ∎
4.3. Evolution equation on a Kähler manifold
According to §3.2, in the Kähler case, we have a splitting of the -forms
[TABLE]
where
[TABLE]
For a compatible solution of (YM), the curvature splits accordingly:
[TABLE]
The Weitzenbock formula (4.12) reads
[TABLE]
where takes values in
Note that lies in which is the center of while lies in which is normalized by Therefore and
[TABLE]
For the same reason, we have
[TABLE]
Writing
[TABLE]
we obtain from (4.16) the well-known evolution equation
[TABLE]
with no quadratic curvature terms.
4.4. Evolution equations on a -manifold
We now describe the case of a -manifold, where the curvature evolution turns out to be more complex than in the 4-dimensional or Kähler cases. These equations will be analyzed in future work.
A -structure on determines several binary operations on differential forms (see [2], [25], or [36]). The octonionic cross-product is defined by the requirement
[TABLE]
Here is the dual tangent vector to under the metric defined by the positive 3-form A section acts on sections by
[TABLE]
This action is pointwise equivalent to the standard representation of on We may also define the projected wedge product
[TABLE]
which has the explicit formula (4.21) below. Each of these operations may be extended to -valued forms by coupling with the bracket
These operations are related to the commutator on 2-forms, given by (4.7), as follows.
Lemma 4.2**.**
The map
[TABLE]
is equivariant under the action of i.e. for we have
[TABLE]
For we have
[TABLE]
Proof.
The 2-forms are precisely those which preserve i.e.
[TABLE]
Rearranging yields
[TABLE]
Contracting with we obtain
[TABLE]
which is (4.18).
To prove (4.19), we first claim that
[TABLE]
To establish (4.20), it suffices to work with the standard -structure on given by
[TABLE]
Since acts transitively on orthonormal pairs, we may take and so that
[TABLE]
We calculate
[TABLE]
By -equivariance and linearity, this proves the general formula (4.20).
Writing for a 2-form the identities
[TABLE]
are easily checked as above. Hence, the projection operator is given by
[TABLE]
We therefore have
[TABLE]
and
[TABLE]
The desired equations (4.19) now follow by applying and to (4.20). ∎
Proposition 4.3**.**
Let be a -holonomy manifold and a connection whose curvature we write as
[TABLE]
Then, for sections and the Weitzenböck formula (4.11) may be rewritten
[TABLE]
Proof.
Part () follows from Lemma 4.2 and (4.11), where we claim that the Riemann curvature term vanishes. Note that since the operator preserves Hence, to check the vanishing, it suffices to calculate as follows:
[TABLE]
We have used (4.18) in the second line, and Ricci flatness in the last line.
Part () simply restates (4.11) using (4.18), while paying heed to (4.9). ∎
Corollary 4.4**.**
On a -holonomy manifold, the commutator
[TABLE]
on is given by the endomorphism
[TABLE]
where In particular, preserves the splitting of if is a -instanton.
Corollary 4.5**.**
Let be a smooth solution of the Yang-Mills flow on a -manifold. Writing the curvature as
[TABLE]
we have the evolution equations
[TABLE]
5. Extended monotonicity formula
5.1. Hamilton’s formula
Recall from [53] the pointwise energy identity for Yang-Mills flow:
[TABLE]
Here is the stress-energy tensor
[TABLE]
The identity (5.1) allows for efficient proofs of the standard monotonicity formula due to Hamilton [20], Corollary 5.2, as well as a generalization in the presence of a torsion-free -structure, Theorem 5.7. The following evolution formula (5.3) is convenient for both purposes.
Proposition 5.1**.**
Let be an oriented Riemannian manifold and a smooth function on Let be a smooth decreasing function which is positive on and put
[TABLE]
Assume that is a smooth solution of (YM) on and denote its curvature by The following formula holds:
[TABLE]
Here is the geometer’s (positive) Laplacian.
Proof.
Multiplying (5.1) by and using the Leibniz rule, we obtain
[TABLE]
Recalling that and using the Leibniz rule again, we have
[TABLE]
Multiplying (5.5) by and combining with (5.4), we have
[TABLE]
Next, we add to both sides of (5.6), to obtain the LHS
[TABLE]
To complete the square, we further add
[TABLE]
obtaining
[TABLE]
Finally, we make the substitution
[TABLE]
and add times the identity
[TABLE]
to (5.7), to obtain the desired formula (5.3). ∎
Corollary 5.2** (Hamilton [20]).**
Assume that is Ricci-parallel with nonnegative sectional curvatures, and compact. Let be a solution of the backwards heat equation on Then, for we have
[TABLE]
Proof.
Let and hence in the previous Proposition. The second and third lines on the RHS of (5.3) vanish by definition. The expression in the last line of (5.3) is Hamilton’s matrix Harnack quantity [21]; hence, the last term is nonpositive under the stated assumptions on We obtain the pointwise inequality
[TABLE]
The result follows by integrating over ∎
5.2. Splitting of the stress-energy tensor
In the presence of an -structure as in §2, the stress-energy tensor (5.2) may be decomposed as
[TABLE]
where
[TABLE]
Proposition 5.3**.**
Given a torsion-free -structure as in §2, define by (2.9). Then
[TABLE]
where and are summed over.
Proof.
Fix an index Computing in normal coordinates, we have
[TABLE]
Using the Bianchi identity, the second term of the RHS may be simplified as follows:
[TABLE]
Since the Levi-Civita connection preserves the orthogonal splitting of the 2-forms, we have
[TABLE]
Hence (5.9) becomes
[TABLE]
Therefore the last two terms in (5.8) cancel, and we left with
[TABLE]
On the other hand, we also have
[TABLE]
From Lemma 2.3 we obtain
[TABLE]
where is now summed over, as desired. ∎
Remark 5.4**.**
One may define symmetric tensors
[TABLE]
If is Ricci flat, we compute
[TABLE]
Substituting into Proposition 5.3 gives
[TABLE]
5.3. Extended formula
This section proves our extension of Hamilton’s monotonicity formula. The new feature is that the time interval is allowed to be longer than the square of the radius; in particular, it need not tend to zero with
For simplicity, we will fix so that
[TABLE]
and per (2.9). Also let
[TABLE]
The results of this and the next section hold for any choice of with by replacing with
Let with Here, we let denote the maximal radius of a normal geodesic ball centered at Fix a smooth cutoff function supported on the unit interval, with on and let
[TABLE]
Definition 5.5**.**
Given a connection define the weighted energy functional
[TABLE]
For a solution of (YM), write
[TABLE]
Lemma 5.6**.**
Let and define
[TABLE]
Writing we have the following on
[TABLE]
Here depends on and can be made arbitrarily small by rescaling.
Proof.
Let be normal coordinates centered at Then, the radial vector field
[TABLE]
satisfies
[TABLE]
for a symmetric tensor with
[TABLE]
The constant (as any other) may increase in each subsequent appearance.
The above inequalities may be verified using the following formulae, which are valid for any radial function
[TABLE]
For (), we obtain
[TABLE]
This yields (), after applying and (5.14).
The estimates () and () are proved similarly. ∎
Theorem 5.7**.**
Let be a Riemannian manifold of dimension equipped with a torsion-free -structure as in §2. Fix with and
Let be a -compatible solution of (YM) on per Definition 2.1. For write
[TABLE]
[TABLE]
Let and be such that
[TABLE]
*and put Then, the weighted energy obeys an estimate *
[TABLE]
Here is defined by (5.11), and the constants depend on and the geometry of (see Remark 5.8 below).
Proof.
Let be defined by (5.12), and
[TABLE]
Then, writing for the cutoff function, we have
[TABLE]
We apply the formula of Proposition 5.1 with this choice of and Integrating by parts against the cutoff and using items () and () in Lemma 5.6, we have
[TABLE]
where Substituting by Proposition 5.3, and integrating by parts again, we obtain
[TABLE]
We now estimate each term on the RHS of (5.17). Recall that so
[TABLE]
since and for Using Hölder’s inequality, we may therefore estimate
[TABLE]
By Lemma 5.6 we have
[TABLE]
where the fundamental solution of the heat equation on Euclidean space. The integral of the RHS is clearly bounded; in fact, since we have
[TABLE]
Substituting into (5.18) yields
[TABLE]
Next, notice that the second line of the integrand of (5.17) is supported on where
[TABLE]
We then have
[TABLE]
Here depends on and the geometry of
For the third line of (5.17), we have
[TABLE]
where (5.21) was used again. To estimate the second term, we apply the inequality
[TABLE]
of Hamilton ([20], Lemma 1.2), with and This reads
[TABLE]
since Hence, the term in the third line of (5.17) becomes
[TABLE]
Substituting (5.20), (5.22), and (5.24) into (5.17), we obtain
[TABLE]
Following Hamilton [21], p. 133, we use an integrating factor to absorb the coefficient. Let
[TABLE]
Then so the function satisfies
[TABLE]
Hence, multiplying by in (5.25), we have
[TABLE]
Integrating in time from to , and using the fact
[TABLE]
yields the estimate
[TABLE]
which is equivalent to (5.16). ∎
Remark 5.8**.**
Note from (5.19) and (5.26) that if one requires sufficiently small, depending on and the geometry of then may be taken to depend only on the dimension, and may be taken arbitrarily small. After rescaling the metric, may also be taken arbitrarily small. In particular, for the case of with we have
[TABLE]
6. Extended -regularity
This section uses the extended monotonicity formula of Theorem 5.7 to derive an -regularity result, Theorem 6.2. The proof is modeled on Theorem 5.4 of Struwe [43], which relies implicitly on the following lemma.
Lemma 6.1** (Cf. Struwe [43], Remark 5.2).**
Let be as in Definition 5.5. Given there exists a constant such that the following holds.
Let be a connection, and
[TABLE]
Then
[TABLE]
Proof.
Let Note first that for we have
[TABLE]
For we write
[TABLE]
Note that
[TABLE]
assuming Hence (6.4) becomes
[TABLE]
for Combining (6.3) and (6.5), for sufficiently large (depending on ), we obtain
[TABLE]
The result (6.2) follows by integrating (6.6) against ∎
Theorem 6.2**.**
Let and with There exists a constant depending only on and as well as depending on and the geometry of as follows.
Let be a -compatible solution of (YM) on and define by (5.15). Choose
[TABLE]
and let
[TABLE]
Assume
[TABLE]
[TABLE]
and
[TABLE]
Then
[TABLE]
Proof.
Let We first claim that it is possible to choose sufficiently small, so that for all
[TABLE]
we have
[TABLE]
Fix and satisfying (6.11). To prove (6.12), let
[TABLE]
Note that as required by (6.1). Letting for any the monotonicity formula (5.16) reads
[TABLE]
According to Remark 5.8, by choosing sufficiently small, we may assume that depends only on and
[TABLE]
From Lemma 6.1, given we also have
[TABLE]
Inserting (6.7-6.9) and (6.14-6.15) into (6.13) yields
[TABLE]
where we have used that
We claim that (6.16) implies (6.12). Indeed, let
[TABLE]
Then (6.16) reads
[TABLE]
which may be rewritten
[TABLE]
Assume that Then, if (6.12) is proved. If we have
[TABLE]
and (6.17) reads
[TABLE]
We now choose
[TABLE]
Then (6.19) yields
[TABLE]
which proves the claim concerning (6.12).
Directly from (6.12) and Definition 5.5, for any
[TABLE]
we now have
[TABLE]
where we have written in place of (since it was arbitrary).
The remainder of the proof now follows the standard argument. Since we may assume that compactly supported functions on obey the Sobolev inequality with a constant depending only on dimension. We rescale parabolically so that preserving (6.20) as well as the validity of the conclusion (6.10), and write in geodesic coordinates.
Denote the parabolic cylinders
[TABLE]
Fix with and write
[TABLE]
Let be such that
[TABLE]
Choose such that Letting we have
[TABLE]
and
[TABLE]
by choice of
Assume first that Letting
[TABLE]
we may perform the further rescaling
[TABLE]
to obtain a function defined on Then (6.23) reads
[TABLE]
and the differential inequality (4.13) becomes
[TABLE]
But then Moser’s Harnack inequality (cf. Lemma 2.2 of [52]) gives
[TABLE]
owing to (6.20). For this is a contradiction.
We therefore conclude that Directly from (6) and (6.22), we now have
[TABLE]
Since was arbitrary (within the relevant time interval), this implies the desired estimate (6.10). ∎
Remark 6.3**.**
The next result, Theorem 6.4, is the analogue of Theorem 5.1 of Struwe [43], which we include here only for the sake of completeness. The last result, analogous to Theorem 5.3 of [43], achieves the simplest version of the -regularity theorem (at the price of letting depend on ).
Theorem 6.4**.**
There exists a constant depending only on as well as depending on and the geometry of as follows.
With otherwise the same setup as Theorem 6.2, omit (6.8) and assume
[TABLE]
and
[TABLE]
Then, there exists a constant depending on and such that
[TABLE]
Proof.
This follows by the same proof as Theorem 6.2, using the comparison estimate (5.2) of Struwe [43] in place of Lemma 6.1. ∎
Corollary 6.5**.**
There exists depending on and the geometry of as follows.
With otherwise the same setup as Theorem 6.2, omit (6.8) and assume
[TABLE]
*If *
[TABLE]
and
[TABLE]
then
[TABLE]
Proof.
Because an estimate of the form (6.8) now follows from (6.24) by an extra application of Theorem 5.7, with and The resulting will now depend on and the geometry of Applying Theorem 6.2, we obtain an which now depends on all of the above, and may assume to eliminate the extra constant. ∎
7. Blowup criteria on special-holonomy manifolds
This section derives several corollaries of Theorem 6.2, including our main result, which follows.
Theorem 7.1**.**
Let be a Riemannian manifold (without boundary) which carries a torsion-free -structure as in §2. Let be a -compatible smooth solution of (YM) on with
Assume that for each compactly contained open set we have
[TABLE]
and
[TABLE]
Then, the curvature remains locally bounded as i.e.
[TABLE]
for each Moreover, if and is compact, then the flow extends smoothly past
A similar result holds with replaced by for any such that the eigenvalue of (2.2) is nonzero.
Proof.
Let and choose By (7.1), we have
[TABLE]
for some hence (6.24) is satisfied. By (7.2), we may choose sufficiently close that
[TABLE]
Since is smooth, we may also choose sufficiently small that
[TABLE]
Combining (7.5) and (7.6) yields (6.25), with and By Corollary 6.5, we conclude that the full curvature remains uniformly bounded in a neighborhood of as Since was arbitrary, this is equivalent to (7.3).
Given (7.3), and assuming Lemma 2.4 of [54] implies that converges in as Hence, if is compact, we may restart the flow (briefly) at time ∎
Proof of Theorem 1.1.
According to §3.4-3.5, in the case of or holonomy, we have and the compatibility condition is trivial. By assumption, is compact and hence (7.1) follows from the global energy identity (4.3), and (7.2) is implied by (1.4). Theorem 1.1 therefore follows from Theorem 7.1. ∎
Corollary 7.2**.**
Assume that the operator (2.2) is invertible. Let solve (YM) as above, with If, for any open set fails to exist in then
[TABLE]
for at least two components in the eigenspace decomposition (2.8).
Proof.
This follows from the contrapositive of the Theorem 7.1. ∎
Corollary 7.3**.**
Let be as above, and assume that is compact. Define
[TABLE]
For either , or
[TABLE]
*Here is a constant depending on and *
Proof.
Let so that the constant of Theorem 6.2 depends only on the dimension. Since has bounded geometry, we may take and independent of in Theorem 6.2.
We will prove the following equivalent statement: if and
[TABLE]
then
[TABLE]
First, recall that by a standard barrier argument applied to (4.13), for and there holds
[TABLE]
Hence, it suffices to assume
[TABLE]
Given note that
[TABLE]
Let
[TABLE]
We have from (7.11), as well as
[TABLE]
from (7.12). Combined with (7.8), this yields (6.7-6.8). Applying Theorem 6.2, we have
[TABLE]
Since was arbitrary, this implies (7.9).
The statement (7.8-7.9) implies (7.7) by subdividing the interval ∎
Corollary 7.4** (Donaldson [11, 12]).**
Let be a connection on a Hermitian vector bundle over a compact Kähler manifold with curvature of type Then, the Yang-Mills flow with exists for all time, with curvature blowing up at most exponentially as .
Proof.
By Proposition 4.1, the solution remains -compatible (i.e. has curvature of type ) for as long as it exists. Taking an inner product with in the evolution equation (4.17), we obtain
[TABLE]
Combining with the identity
[TABLE]
yields
[TABLE]
By the maximum principle, remains uniformly bounded, and long-time existence follows from Theorem 7.1. By Corollary 7.3, the full curvature blows up at most exponentially as . ∎
Corollary 7.5**.**
Let be a pseudo-holomorphic connection (see §3.3) on a vector bundle over a compact quaternion-Kähler manifold There exists and a smooth solution of (YM) on with and pseudo-holomorphic for If is maximal, then
[TABLE]
Proof.
This follows from the discussion in §3.3, Proposition 4.1, and Corollary 7.2. ∎
8. Infinite-time singular set
This brief section contains the detailed version of the second theorem of the introduction, Theorem 8.2. The proof is based on Theorem 7.1, the results of [54], and the following well-known lemma.
Lemma 8.1** (Cf. Tian [48], Corollary 4.2.2).**
Let be a linear -calibration on an oriented Euclidean vector space and choose an -plane Let be a connection on a bundle over which is the product of a flat connection on with a non-flat connection on
If is a -instanton, then is anti-self-dual and is a calibrated plane. If, also, is preserved by an -subgroup as in Lemma 3.1, then the converse holds.
Proof.
We write
[TABLE]
The orientation on may be chosen so that in (8.1).
If is a -instanton, then satisfies
[TABLE]
But we have
[TABLE]
and
[TABLE]
The latter must vanish, since the other terms of (8.2) lie in Then (8.2) reduces to
[TABLE]
This yields
[TABLE]
Since we must have and both claims follow.
The converse follows from the proof of Lemma 3.1. ∎
Theorem 8.2**.**
Let be a -compatible smooth solution of (YM) on with maximal, over a compact manifold admitting a torsion-free -structure as in §2. Assume that
[TABLE]
Then and for any sequence we may pass to a subsequence of again indexed by as follows.
The set
[TABLE]
is a closed -rectifiable set of finite -measure, which is calibrated by There exists an Uhlenbeck limit which is a Yang-Mills connection on a vector bundle together with bundle maps (defined on an exhaustion of ), such that
[TABLE]
Here is the constant solution of (YM) on identically equal to
Moreover, for -almost-every there exist and with such that the blowup sequence
[TABLE]
converges smoothly modulo gauge to the constant product on of a nonzero finite-energy anti-self-dual connection on with a flat connection on
Proof.
Proposition 4.1 implies that remains -compatible (per Definition 2.1) on Because (8.3) implies (7.2) at finite time, and is maximal, we conclude from Theorem 7.1 that
The existence of the Uhlenbeck limit satisfying (8.5), and the rectifiability of follow from Corollary 1.3 of [54]. Theorem 4.1 of [54], applied to the sequence of solutions gives the required blowup sequence (8.6) for -a.e. in which the blowup limit reduces to the product of a non-flat Yang-Mills connection on with a flat connection on
It follows from (8.3) that is a -instanton on By Lemma 8.1, this forces to be a -calibrated -plane, with anti-self-dual on Since was arbitrary (up to -measure zero), we are done. ∎
Remark 8.3**.**
If we replace (8.3) by the weaker assumption
[TABLE]
and allow the same conclusions may be drawn regarding Note, however, that for -rectifiability and calibratedness of are trivial if Conjecture 1.5 of [54] holds.
9. Holonomy reductions
This section works out the consequences of Theorem 1.1 when the holonomy of reduces to a proper subgroup of The results follow by identifying the -component of the curvature in each case.
9.1. From to
Let be a connection on a vector bundle over a compact hyperkähler -manifold (i.e. a surface or ). Let , for . Pulling back these objects to we obtain a connection over with curvature
[TABLE]
Here are periodic coordinates on The Yang-Mills energy of amounts to the following functional of and :
[TABLE]
The Yang-Mills flow on is equivalent to the gradient flow of on given by
[TABLE]
Note that the fields remain bounded for as long as the flow is defined, by the maximum principle:
[TABLE]
Fix a global covariant-constant frame for the self-dual 2-forms with Let , for a cyclic permutation of and equip with the -structure defined by
[TABLE]
Lemma 9.1**.**
Denote the curvature of as . Then, with respect to , we have
[TABLE]
Here and for denote the complex structures induced by
Proof.
First recall that for a -form on we have Then, we compute and hence
[TABLE]
For we have . Putting these together, we obtain
[TABLE]
For and we have
[TABLE]
where , denote the complex structures associated with and respectively (which act on -forms by pullback, ). The above formula yields
[TABLE]
Applying these formulae to the corresponding terms in the curvature of we have
[TABLE]
Putting (9.2) and (9.3) together yields the formula in the statement. ∎
Corollary 9.2**.**
Let be a solution of (9.1) on a compact hyperkähler -manifold. Suppose that
[TABLE]
for and cyclic, and
[TABLE]
are all uniformly bounded on . Then the flow can be continued past time .
Remark 9.3**.**
On a hyperkähler -manifold as above, one may reinterpret the fields as a tuple by setting
[TABLE]
Then, the vanishing of the quantities in Corollary 9.2 are precisely the Vafa-Witten equations, as written for example in Section 4.1 of [23]. These equations first appeared in [51].
9.2. From to
Consider a connection on a bundle over a Calabi-Yau -fold Let , which may be written
[TABLE]
Pulling back to , we obtain a connection on with curvature
[TABLE]
where . The Yang-Mills energy of yields the following functional
[TABLE]
Computing its negative gradient flow, we obtain the flow equations
[TABLE]
A similar computation and appeal to the maximum principle, as in the previous case (9.1), shows that and remain uniformly bounded along the flow (9.4).
Equip with the -structure given by
[TABLE]
where is the Kähler form and the holomorphic volume form on .
Lemma 9.4**.**
With respect to the -structure in (9.5), we have
[TABLE]
where denotes the anti-linear extension to of the Hodge- operator on .
Proof.
It will be convenient to complexify the -forms as and regard as a (real) section of .
First, one checks that and , which can be used to compute
[TABLE]
These, together with the fact that has eigenvalues , and on the spaces and respectively, gives and
[TABLE]
Next, note that for , we have
[TABLE]
For any -form on this yields
[TABLE]
We obtain
[TABLE]
Furthermore, using the above mentioned fact that for real we have together with yields
[TABLE]
Putting all these together, we arrive at the formula in the statement. ∎
The last three lines of in Lemma 9.4 only depend on the quantity and so we are left with the following conclusion.
Corollary 9.5**.**
Let solve (9.4) on a compact Calabi-Yau -fold. If the quantities
[TABLE]
are both uniformly bounded in then the flow can be continued past time .
Remark 9.6**.**
Pairs for which the quantities in Corollary 9.5 vanish are known both as complex Calabi-Yau monopoles [32] and DT-instantons [46].
9.3. From to
Consider a connection on a vector bundle over a -manifold and a Higgs field . Pulling these back to we may define a connection with curvature The Yang-Mills energy of , with respect to the product metric on , is given up to a constant by
[TABLE]
Its negative gradient flow is
[TABLE]
As above, the maximum principle implies a uniform bound on along the flow (9.6).
Let where is the Hodge star operator for the metric on induced by and equip with the -structure given by
[TABLE]
Theorem 7.1 implies that the maximal existence time for (9.6) is characterized by blowup of the 7-component of determined by the -structure . Having this in mind, one computes
[TABLE]
The above two terms of can be identified by wedging the second with and applying . This discussion, combined with Theorem 1.1, proves the following result.
Corollary 9.7**.**
Let be a solution of (9.6) on a compact -manifold for If
[TABLE]
is uniformly bounded on , then the flow can be continued past time .
Remark 9.8**.**
Pairs for which the quantity in Corollary 9.7 vanishes, i.e. are known as -monopoles.
9.4. From to
A Calabi-Yau -fold with Kähler form and holomorphic volume form can be equipped with the following torsion-free -structure:
[TABLE]
As before, let denote the Hodge- on , which we anti-linearly extend to .
Lemma 9.9** (Theorem 11.6 in [36]).**
With respect to the -structure determined by the Cayley -form above, we have
[TABLE]
Corollary 9.10**.**
Let be a solution of (YM) on a compact Calabi-Yau -fold, for Suppose that
[TABLE]
are both uniformly bounded on . Then the flow can be continued past time .
Remark 9.11**.**
The vanishing of the quantities in Corollary 9.10 coincides with the so-called equations (called “-instanton equations” in [14]).
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