Locally definable subgroups of semialgebraic groups
El\'ias Baro, Pantelis E. Eleftheriou, Ya'acov Peterzil

TL;DR
This paper proves a conjecture about the structure of semialgebraic groups over real closed fields, showing that generated groups from definable sets contain generic sets and are divisible if connected.
Contribution
It establishes that in abelian semialgebraic groups, the group generated by a definable set contains a generic set and is divisible if connected, extending to o-minimal expansions.
Findings
Generated groups contain a generic set.
Connected generated groups are divisible.
The result applies to o-minimal expansions of real closed fields.
Abstract
We prove the following instance of a conjecture stated in arXiv:1103.4770. Let be an abelian semialgebraic group over a real closed field and let be a semialgebraic subset of . Then the group generated by contains a generic set and, if connected, it is divisible. More generally, the same result holds when is definable in any o-minimal expansion of which is elementarily equivalent to . We observe that the above statement is equivalent to saying: there exists an such that is an approximate subgroup of .
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Locally definable subgroups of semialgebraic groups
Elías Baro
Departamento de Álgebra, Geometría y Topología, Facultad de Matemáticas, Universidad Complutense de Madrid, Madrid, Spain
,
Pantelis E. Eleftheriou
Department of Mathematics and Statistics, University of Konstanz, Box 216, 78457 Konstanz, Germany
and
Ya’acov Peterzil
Department of Mathematics, University of Haifa, Haifa, Israel
Abstract.
We prove the following instance of a conjecture stated in [10]. Let be an abelian semialgebraic group over a real closed field and let be a semialgebraic subset of . Then the group generated by contains a generic set and, if connected, it is divisible.
More generally, the same result holds when is definable in any o-minimal expansion of which is elementarily equivalent to .
We observe that the above statement is equivalent to saying: there exists an such that is an approximate subgroup of .
Key words and phrases:
semialgebraic groups, locally definable groups, approximate groups, generic sets, lattices
2010 Mathematics Subject Classification:
03C64,03C68, 22B99, 20N99
The first author was supported by the program MTM2017-82105-P. The second author was supported by an Independent Research Grant from the German Research Foundation (DFG) and a Zukunftskolleg Research Fellowship.
1. Introduction
Locally definable groups arise naturally in the study of definable groups in o-minimal structures. In this paper we are mostly interested in definably generated groups, namely locally definable groups which are generated by definable sets (see Section 2 for basic definitions). An important example of such groups is the universal cover of a definable group. Indeed, a definable group in an o-minimal structure can be endowed with a definable manifold structure making the group into a topological group and then, similarly to the Lie context, one can construct its universal covering group, in the category of locally definable groups, see [9]. This universal covering is generated by a definable set.
The universal covering is an example of a locally definable group with a definable (left) generic set ; that is, a definable set such that for some countable subset (see [11, Lemma 1.7]). In [10], it was conjectured that every definably generated abelian group is of this form:
Conjecture 1.1**.**
Let be an abelian, connected, definably generated group. Then contains a definable generic set.
Note that by [10, Claim 3.11], we may assume in the above conjecture that is generated by a definably compact set.
It has been shown in recent papers that the above conjecture can be restated in several ways (see for example [4]). We will be using the equivalences below, for which we first need a definition.
Definition 1.2**.**
Given an abelian, connected, definably generated group , we say that a locally definable normal subgroup is a lattice if , and is definable; that is, there exist a definable group and a locally definable surjective homomorphism from onto , whose kernel is .
Fact 1.3** ([10, Proposition 3.5] and [11, Theorem 2.1]).**
Let be an abelian, connected, definably generated group. Then the following are equivalent:
- (1)
* contains a definable generic set.*
- (2)
* admits a lattice.*
- (3)
* admits a lattice isomorphic to , for some .*
Moreover, each of the above clauses implies that is divisible.
In this note, we study Conjecture 1.1 for definably generated subgroups of definable groups. To that aim, we introduce the following notion.
Definition 1.4**.**
Let be an o-minimal structure. We say that an abelian locally definable group has the generic property with respect to if every definably generated subgroup of contains a definable generic set. We omit the reference to if it is clear from the context (see Remark 2.3).
The main result of [11] can be stated as follows.
Fact 1.5**.**
Let be an -saturated o-minimal expansion of a real closed field . Then has the generic property with respect to .
Our first result, in Section 3, is that the generic property can be lifted under the presence of an exact sequence (Theorem 3.4).
Theorem**.**
Let be an o-minimal structure. Assume that we are given an exact sequence of abelian locally definable groups and maps:
[TABLE]
If and have the generic property, then so does .
This is a useful criterion that can be applied inductively in certain situations. As a corollary, we prove (Subsection 3.1) the following theorem.
Theorem**.**
Let be an -saturated o-minimal structure.
- (1)
If is a definable abelian torsion-free group, then has the generic property. 2. (2)
If expands a real closed field and is a definable abelian linear group, then has the generic property.
In Section 4, we apply the above lifting result to study definably generated subgroups of semialgebraic groups. In order to formulate the next result, recall that is the expansion of the real field by the real exponential map and all restrictions of real analytic functions to the closed unit box in , for all . By [7], it is o-minimal. The following theorem is the main result of the paper (Theorem 4.5), which generalizes Fact 1.5 above.
Theorem**.**
Let be an -saturated o-minimal expansion of a real closed field such that the theory is consistent and has an o-minimal completion. Then any abelian -semialgebraic group has the generic property with respect to . In particular, any semialgebraically generated subgroup of contains a semialgebraic generic set.
A special case of the above result is when is elementarily equivalent to .
A crucial key case of the above theorem is when is an abelian variety. In [18] the authors prove the definability in , on appropriate domains, of embeddings of families of abelian varieties into projective spaces. From those results it is possible to extract the following non-standard property of abelian varieties.
Fact 1.6**.**
[18]** Let be a model of and let , , be an embedded abelian variety of dimension . Then there exist a locally definable subgroup of and a locally definable covering homomorphism .
For the sake of completeness, we provide a proof of the above fact in Appendix 5. Another important ingredient is the work of E. Barriga on semialgebraic groups, [3], which we recall in Fact 4.4.
1.1. The connection to approximate subgroups
Approximate subgroups have been studied extensively in various fields including model theory, see for example [6] and [12].
Definition 1.7**.**
Given a group , and , a set is called a -approximate group if and there is a finite set of cardinality such that . We say that is an approximate group if it is -approximate for some .
As we observe in Remark 2.3 below, the existence of a generic set inside a definably generated group is equivalent to saying that there exists an such that the set (the addition of to itself times) is an approximate group. Thus our various results and conjectures can be re-formulated in the language of approximate subgroups. For example, Conjecture 1.1 can be re-formulated as follows.
Conjecture 1.8**.**
Let be a locally definable abelian group in an o-minimal structure and a definable set. Then there exists such that is an approximate group.
Our main result above (Theorem 4.5) easily implies the following uniformity statement:
Theorem 1.9**.**
Let be an o-minimal expansion of . Let an -definable family of semialgebraic abelian groups, and an -definable family, with each . Then there is , such that for every , the set is a -approximate subgroup of .
In Conjecture 1.8 we restricted our discussion to definable sets in o-minimal structures, but the same problem could be formulated for arbitrary smooth curves in .
Question 1.10**.**
Let be a connected smooth curve. Is there such that is an approximate subgroup of ?
Let us see that when is compact the answer to the above question is positive: Indeed, without loss of generality, and is given by . Moreover, we can assume that is the minimal linear space containing . Thus, there are such that form a basis for (otherwise, would not be minimal). It follows that the map
[TABLE]
is a submersion at the point and hence the point is an internal point of inside . Since is compact it can be covered by finitely many translates of , so that is an approximate subgroup.
Note that even if the answer to Question 1.10 is positive, one does not expect any uniformity statement such as that of Theorem 1.9 to hold at this level of generality.
We finish this part of the introduction by pointing out that one cannot expect a positive answer to the above question without the model theoretic (o-minimality) or the topological (smoothness) assumptions. The example was suggested to us by P. Simon. A similar example was also proposed by E. Breuillard.
Example 1.11**.**
Let with coordinate-wise addition and let be the set of all elements with at most one nonzero coordinate. We claim that for no is the set an approximate subgroup. Indeed, assume that the set is covered by finitely many translates of . Let be the projection onto the first coordinates. The set consists of the tuples with at most coordinates different than [math], so for any finite subset of we have that has dimension . On the other hand, , a contradiction.
Because is isomorphic as a group to , we can also find a set such that for no is the set an approximate subgroup.
1.2. The non-abelian case
It has been shown in [4] that Fact 1.3 fails for non-abelian groups. More precisely, it was shown that every definable centerless group, in a sufficiently saturated o-minimal structure, contains a definably generated subgroup with a definable generic set, which is not the cover of any definable group. However, as far as we know the following question is still open.
Question 1.12**.**
Let be a definably generated group in an o-minimal structure. Does contain a definable generic set?
In [13, Section 7] there is a discussion of locally definable (called Ind-definable) groups and it is shown (see Proposition 7.8 there) that every locally definable group contains a definably generated subgroup of the same dimension which contains a definable generic set (using also [11, Theorem 2.1]).
Acknowledgements. We thank Eliana Barriga for reading and commenting on an early version of this paper.
2. Preliminaries
Let be an arbitrary -saturated o-minimal structure for sufficiently large. By bounded cardinality, we mean cardinality smaller than . We refer the reader to [1] and [8] for the basics concerning locally definable groups. A locally definable group is a group whose universe is a directed union of definable subsets of for some fixed , and for every , the restriction of group multiplication to is a definable function (by saturation, its image is contained in some ). The dimension of is by definition .
A map between locally definable groups is called locally definable if for every definable and , the set is definable. Equivalently, the restriction of to any definable set is a definable map. If is surjective, then there exists a locally definable section of .
For a locally definable group , we say that is a compatible subset of if for every definable , the intersection is a definable set (note that in this case itself is a countable union of definable sets). We say that is connected if there is no proper compatible subgroup of bounded index. By [8], every locally definable group has a connected component , that is, a connected compatible subgroup of of the same dimension. Moreover, admits a locally definable topological structure that makes the group operations continuous. Note that we still use the term “definably connected” when referring to definable sets. Note also that if is a locally definable homomorphism between locally definable groups, then is a compatible locally definable normal subgroup of . In fact, the following holds.
Fact 2.1**.**
[8, Theorem 4.2]** If is a locally definable group and is a locally definable normal subgroup then is a compatible subgroup of if and only if there exists a locally definable surjective homomorphism of locally definable groups whose kernel is .
In Definition 1.4 we introduced the notion of an abelian locally definable group having the generic property. Now, we stress some easy properties regarding that notion. For that, we need the following notation that will be used throughout the paper.
Notation 2.2**.**
Let be an abelian group and a subset. The set denotes the addition of to itself times. We say that is symmetric if .
Remark 2.3*.*
(1) An abelian locally definable group has the generic property if and only if for every definable subset , there are and , , such that . In particular, is a -approximate group.
(2) If has the generic property and is a locally definable subgroup of , then has also the generic property.
(3) Let and be abelian locally definable groups, and a surjective locally definable homomorphism. If has the generic property, then so does . Indeed, for definable, let be any definable set with (such exists by saturation). Since has the generic property, there are and a set , such that . In particular, we get that and
[TABLE]
as required.
(4) The generic property is preserved under taking reducts. Namely, let be an o-minimal expansion of . By (1) above, if is a locally definable group in with the generic property with respect to , then has the generic property with respect to . It is also clear, again using (1), that the generic property is preserved under taking elementary substructures. That is, let be an elementary extension of . Let be a locally definable group in , and denote by its realization in . Then has the generic property with respect to if and only if has the generic property with respect to . For, let be a subset of definable over a finite tuple . Replace the parameters by variables , and take the definable set . Since is definable over , we can consider the definably family in of definable subsets of . By (1) and saturation of there are such that for all there is , , such that , as required.
We can now formulate:
Proposition 2.4**.**
Let be an abelian locally definable group in (which is still sufficiently saturated). Then the following are equivalent:
- (1)
* has the generic property.* 2. (2)
For every definable family of subsets of there exist such that for every , there exists a subset , of size at most such that
[TABLE]
In particular, has the generic property in if and only if it has the generic property in any/some elementary extension of .
Proof.
This follows immediately from Remark 2.3 (1) and saturation.∎
Remark 2.5*.*
While we focus here on o-minimal structures, the notions we defined make sense in any sufficiently saturated structure, in which case Remark 2.3 and Proposition 2.4 are also true.
3. Group extensions
In this section we study the existence of definable generic sets when dealing with abelian group extensions, in an arbitrary o-minimal structure . As a corollary, we prove that definably generated subgroups of abelian torsion-free definable groups contain definable generic sets. When expands a real closed field , we deduce a similar result for definable linear groups over .
Proposition 3.1**.**
Assume that we are given an exact sequence of locally definable abelian groups and maps,
[TABLE]
where is connected and admits a lattice. Let be a definable generic set and a definable section. Then the intersection is definably generated.
Proof.
By [11, Lemma 1.7], . In particular, sends the group onto . Without loss of generality, we may assume that is the identity map.
Henceforth we will use that given a definable set , we can assume that . Indeed, by saturation there is such that and by definable choice there is a section . Thus we can extend the section to a section via in such a way that . Therefore we can work with the generic set instead of , as required. For example, we can assume that is symmetric (extend the section to the set ). Moreover, we can set . For, let and consider the definable section such that in and . If is a definable set which generates , then generates , as required.
By Fact 1.3 and since is generic, the locally definable group admits a lattice . Since is definable and generic in , there is a finite set such that . Indeed, to see that note that the image of in is a generic so finitely many translates of it cover the group. Now, without loss of generality, we can assume that contains a fixed set of generators of . Therefore we can assume that and (extending the section to ).
Let and note that is an isomorphism. Consider the symmetric finite set (notice that is finite)
[TABLE]
and the definable set
[TABLE]
Note that , and we now claim that generates . To prove that, it is sufficient to show the following:
Claim. For all and for every and , if then .
Indeed, granted the claim, pick . Define and . Since we deduce , as required.
Proof of the claim. By induction on . The case gives , hence , so . Therefore .
Assume now that . We want to show that is in . We write the sum in pairs:
[TABLE]
Now, because , for each there is and such that . Let be such that . Note that , so that . Hence,
[TABLE]
Also because the image under of is [math], it belongs to .
Thus the above sum also equals
[TABLE]
We already showed that \Sigma_{k=1}^{2^{n-1}}\big{(}s(y_{2k-1})+s(y_{2k})-\alpha_{k}-s(w_{k})\big{)}\in\langle D\cap\mathcal{H}\rangle, so if we denote then
[TABLE]
and it remains to see that it belongs to . This follows by induction, so the claim is proved and with it Proposition 3.1.∎
Proposition 3.2**.**
With , and as in Proposition 3.1, assume that is a definable set with . Then is definably generated.
Proof.
Again, we may assume that is the identity map. Since admits a lattice it contains a definable generic set . Without loss of generality, we may assume that . By saturation for some and therefore by definable choice we can pick a section . Moreover, we can assume that . Let . By Proposition 3.1 we have that is definably generated. Thus, to prove that is definably generated it suffices to show that .
To that aim, pick such that . We can write
[TABLE]
Note that for each and therefore . Moreover, . Since also for each , we get and so , as required. ∎
Before the main corollary we need also the following lemma.
Lemma 3.3**.**
Let be an abelian locally definable group which is definably generated. Then its connected component is definably generated by a definably connected set (with regard to the group topology). In particular, if every connected definably generated subgroup of contains a definable generic set, then has the generic property.
Proof.
Let be a locally definable group and be a definable set which generates . Let be its connected components. Fix an element in each , and let . Consider the connected set , and notice that . Since is a locally definable subgroup of of bounded index, it is compatible ([10, Fact 2.3(2)]), and since it is connected, it must be the connected component of .
For the second part of the statement, let be a definably generated subgroup of . Then, by what we just showed, its connected component is definably generated and therefore by hypothesis it contains a definable generic set , that is, there is a bounded such that . Since has bounded index in , there is a bounded such that . In particular , as required. ∎
Theorem 3.4**.**
Assume that we are given an exact sequence of abelian locally definable groups and maps
[TABLE]
If and have the generic property then has the generic property.
Proof.
By Lemma 3.3 it is sufficient to consider subgroups of which are generated by definably connected sets. Let be a definably connected set. Since is a definably generated connected group, we have the exact sequence of locally definable groups
[TABLE]
By hypothesis the connected group contains a definable generic set, that is, there exists a definable set such that is generic in . In particular the group admits a lattice (see Fact 1.3) and therefore by Proposition 3.2 the group is definably generated. Again by hypothesis, we have that contains a definable generic set . Finally, it is not hard to see that is generic in ∎
3.1. Some applications of Theorem 3.4
First, we study definably generated subgroups of abelian torsion-free definable groups (see basic facts on torsion-free groups definable in o-minimal structures in Section 2.1 in [17]).
Corollary 3.5**.**
Any abelian torsion-free definable group in an o-minimal structure has the generic property with respect to .
Proof.
We prove it by induction on . Assume first that and prove first a more general result.
Lemma 3.6**.**
If is a -dimensional torsion-free locally definable group then it has the generic property.
Proof.
By [8, Corollary 8.3], the group can be linearly ordered. By Lemma 3.3 it suffices to study a subgroup generated by a set of the form , that is,
[TABLE]
It is easy to verify that the group is a lattice in because is isomorphic to the definable group \big{(}[0,b),\text{mod }b\big{)}.∎
Now, assume that . Then, by [19], there exists a definable subgroup of of dimension . In particular, we have the exact sequence
[TABLE]
Since and are abelian torsion-free definable groups smaller dimension it follows by induction that they have the generic property. By Theorem 3.4, so does .∎
Next we prove:
Corollary 3.7**.**
Let be an o-minimal expansion of a real closed field and a definable abelian linear group. Then has the generic property with respect to .
Proof.
We may assume that is definably connected with regard its group topology. By [15, Proposition 3.10], is definably isomorphic to a semialgebraic linear group, and hence it is the connected component of for some abelian linear algebraic subgroup of , defined over (here is the algebraic closure of ). By [15, Fact 3.1], is semialgebraically isomorphic to a group of the form , where .
By Corollary 3.5, the group has the generic property, so by Theorem 3.2 it is enough to show that has the generic property. The universal covering of is a torsion-free -dimensional locally definable group, so by Lemma 3.6, it has the generic property. Thus has the generic property.∎
4. Semialgebraic groups
The main purpose of this section is to show, see Theorem 4.5 below, that every semialgebraic abelian group over a real closed field has the generic property with respect to certain o-minimal expansions of , which we now fix.
**In the rest of the section, we fix to be an -saturated o-minimal -structure expanding a real closed field such that the -theory is consistent and has an o-minimal completion, call it . We denote by its algebraic closure.
**
For example, any real closed field, or more generally an -saturated structure elementarily equivalent to clearly satisfies the above.
We start by analysing the case of abelian varieties.
Proposition 4.1**.**
Every embedded abelian variety over has the generic property with respect to .
Proof.
First, note that by our assumptions there exists an elementary extension such that can be expanded to a model of . Furthermore, we may assume that this structure is -saturated. By Proposition 2.4 and the fact that the generic property is preserved under taking reducts and elementary substructures (Remark 2.3(4)), it is sufficient to prove the result in . Thus, all in all, we can assume that is an -saturated model of .
By Fact 1.6, there exist a locally definable subgroup of some and a locally definable covering homomorphism . Thus, by Fact 1.5 and Remark 2.3, the group has the generic property.∎
Proposition 4.2**.**
Let be an irreducible abelian -algebraic group. Then has the generic property with respect to .
Proof.
As in the proof of Proposition 4.1, we can assume that is an -saturated model of .
By Corollary 3.7, the result is true when is linear (notice that every linear subgroup of can be viewed as a linear subgroup of for some ).
For the general case, by Chevalley’s theorem, there are a linear group and an abelian variety such that the following is an exact sequence:
[TABLE]
Thus, by Theorem 3.4 and Proposition 4.1, the group also has the generic property. ∎
Remark 4.3*.*
If is an abelian -algebraic group defined over , then by Remark 2.3 and Proposition 4.2, the group of -rational points has the generic property.
Before reaching our main theorem we recall the following result of Barriga, [3, Theorem 10.2], which describes every semialgebraic group in terms of the -points of an associated algebraic group over .
Fact 4.4**.**
Let be a definably compact and connected semialgebraic abelian group over . Then there exists a -algebraic group defined over , an open connected locally semialgebraic subgroup of the o-minimal universal covering group of the connected component of , and a locally semialgebraic surjective covering homomorphism , with [math]-dimensional kernel.
Theorem 4.5**.**
For an o-minimal structure expanding a real closed field , as before, let be an abelian semialgebraic group over . Then has the generic property with respect to . In particular, any semialgebraically generated subgroup of contains a generic semialgebraic subset.
Proof.
By Lemma 3.3 it is enough to show that every locally definable subgroup of generated by a definably connected set contains a definable generic subset. Thus, we can assume that is connected.
By [19, Theorem 1.2], applied finitely many times, contains a torsion-free subgroup such that the quotient is definably compact. Thus, by Theorem 3.4 and Corollary 3.5, we may assume that is definably compact.
Using the notation of Fact 4.4, we have a covering homomorphism , with a definably generated subgroup of the locally definable group .
Denote by the universal covering map. We have the exact sequence
[TABLE]
Note that is discrete and therefore its only semialgebraically generated connected subgroup is the trivial one, so by Lemma 3.3 the group has the generic property. Thus, by Theorem 3.4 and Remark 4.3, we deduce that has the generic property. In particular, by Remark 2.3(2), the same is true for , and by (3), also for , as required. ∎
5. Appendix: Abelian Varieties
Fact 1.6 is a consequence of the results in [19]. Maybe not in this form, we believe it is well-known by the experts (e.g., a similar statement is used in [20, §5.2.2 and §5.3]). For the sake of completeness, we sketch a proof in this appendix. As in [19], we quote several facts concerning abelian varieties, see [5] for details.
For a positive , by a complex -torus we mean the quotient group where is a lattice, i.e., a subgroup of generated by vectors which are -linearly independent. It is a compact complex Lie group of dimension . A torus is called an abelian variety if it is biholomorphic to a complex embedded abelian variety, namely a projective connected complex algebraic group.
By a theorem of Baily [2], for any there is a countable collection of constructible families of embedded abelian varieties , parameterized by certain polarizations , each of the form
[TABLE]
such that every -dimensional embedded abelian variety is isomorphic to a member of one of the ’s (see also [18, Thm. 8.11]).
We now denote by the semialgebraic compact group , which is isomorphic to . A consequence of [18, Theorem 8.10] is the following:
Fact 5.1**.**
For any and for each there exists in a definable family of group isomorphisms between the members of and .
Indeed, the family of maps which is given by in [18, Theorem 8.10] yields group biholomorphisms between complex tori of the form and the members of . Each , via its fundamental domain, is definably group-isomorphic to .
Proposition 5.2**.**
Let be a constructible family without parameters of embedded -dimensional abelian varieties of .
Then there are constructible covering , and there are finitely many and such that for any , and there exists an algebraic isomorphism between and an abelian variety in . Moreover, for each , there is a constructible family of isomorphisms , between the members of and of .
Proof.
By Fact 5.1, each is bi-regularly isomorphic to some , for . Because the complex field is -saturated and there are countably many it follows that there exist such that for any we have that is bi-regularly isomorphic to an abelian variety in for some . Again by saturation, the degree of the isomorphism, as varies in , is uniformly bounded by some .
Now, for each the set of such that there exists a bi-regular isomorphism of degree at most between and an abelian variety in is constructible without parameters. Because of the above bound on the degree, there exists a constructible family of isomorphisms as required. ∎
Proof of Fact 1.6.
We now return to the setting of 1.6 with a real closed field and its algebraic closure. Let be an embedded abelian variety. Let be a tuple of coefficients defining algebraically the variety .
We can replace the parameter by a tuple of free variables and therefore we obtain (without parameters) a constructible family of abelian subvarieties of of dimension .
Consider the realization of in . By Proposition 5.2 we can assume that is a sub-family of for some .
By Fact 5.1 there is a definable family in of group isomorphisms between the members of and . Going back to and , we can find a definable isomorphism between and with its natural realization in . Finally, there is a locally definable covering map from a locally definable subgroup of onto , so also onto .∎
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