The typical measure preserving transformation is not an interval exchange transformation
Jon Chaika, Diana Davis

TL;DR
This paper demonstrates that most measure preserving transformations are fundamentally different from interval exchange transformations, highlighting a key distinction in dynamical systems theory.
Contribution
It proves that the generic measure preserving transformation cannot be represented as an interval exchange transformation, clarifying the limitations of such models.
Findings
Most measure preserving transformations are not interval exchange transformations.
Interval exchange transformations do not represent the typical case in measure-preserving dynamics.
The result clarifies the structural differences in dynamical systems theory.
Abstract
We show that the typical measure preserving transformation is not isomorphic to any interval exchange transformation.
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Taxonomy
TopicsMathematical Dynamics and Fractals · Caveolin-1 and cellular processes · Chaos control and synchronization
The typical measure preserving transformation is not an interval exchange transformation
Jon Chaika and Diana Davis
1. Introduction and main results
Two basic problems in mathematics are: when are two objects in a given class the same, and what are the properties of the typical object in a given class? A measure-preserving dynamical system is a 4-tuple where is a set, is a -algebra, is a measure on and is an -measurable transformation satisfying . One notion of “sameness” in measure preserving systems is isomorphism: and are isomorphic if there exists , defined -almost everywhere, and , defined -almost everywhere, so that and . A basic problem in ergodic theory is to find invariants that distinguish measure preserving systems.
For the second question, since the 1940s, one way this has been interpreted is by considering the space of measure preserving transformations and calling a property typical if it holds on a dense , or residual, set [4, 6].
Let denote Lebesgue measure and let
[TABLE]
where is the relation
[TABLE]
Consider the topology generated by
[TABLE]
where is measurable and . This called the weak topology on , and turns into a Polish space. This topology coincides with the topology restricted to (which is a closed subset of ).
An interval exchange transformation (IET) is an invertible piecewise orientation preserving isometry of the interval, such that the interval is divided into left closed, right open subintervals that are permuted (see Figure 1). Note that if is an IET that is continuous on an interval , it is automatically an (orientation preserving) isometry on . Our main result is that the typical measure preserving transformation is not isomorphic to any IET:
Theorem 1.1**.**
* contains a dense set.*
We remark that the typical measure preserving system shares many properties with some (often most or all) IETs. The typical measure preserving system is weakly mixing but not strongly mixing, rigid, and not simple. There exist many IETs sharing these properties, so we need different invariants to distinguish the typical measure preserving transformation from all IETs.
Definition 1.2**.**
We say is a mixing sequence for if for any measurable sets we have that
[TABLE]
If has a mixing sequence, it is called weakly mixing, and if is a mixing sequence for , then is called mixing.
Halmos proved that a residual subset of is weakly mixing [4], and Rokhlin proved that a residual set of is not mixing [6]. It is our understanding that these two results are historically how people learned that there are weakly mixing transformations that are not mixing. (For an explicit example, see [2].)
Definition 1.3**.**
Given an increasing function , we say that an increasing sequence of natural numbers is -thick if for infinitely many .
Proposition 1.4**.**
Let be any increasing function. Then there exists , a residual subset of (with the weak topology), so that every element of has an -thick mixing sequence.
The next proposition requires a definition: A transformation is minimal if the orbit of every point is dense.
Proposition 1.5**.**
No minimal IET has a -thick mixing sequence.
In the language of the introductory paragraphs, certain types of mixing sequences are invariants that distinguish the typical measure preserving transformation from all interval exchange transformations.
Proof of Theorem 1.1 assuming Propositions 1.4 and 1.5.
Consider . By Proposition 1.4, , a residual set of measure preserving transformations has an -thick mixing sequence. Every non-minimal IET has at least two invariant components of positive measure [1, Theorem 2.16]. Letting and be two such components, the indicator functions of and show that can not have any mixing sequence. By Proposition 1.5, no minimal IET has an -thick mixing sequence. Clearly isomorphic transformations have the same mixing sequences, and so no measure preserving transformation in is isomorphic to any IET. ∎
2. Proof of Proposition 1.4
Proving that a property is typical in the space of measure preserving transformations has a standard strategy: First, one shows that it is a property. This often comes from studying approximating conditions which are open. Second, one shows that there exists an aperiodic transformation satisfying the property, and quotes the following result of Halmos:
Lemma 2.1**.**
[4, Theorem 1]** The conjugacy class of any aperiodic transformation in is dense in .
We now follow the strategy outlined above.
Lemma 2.2**.**
For any increasing function , the subset of that has an -thick mixing sequence is a set.
The proof uses some straightforward facts that we leave as an exercise:
- (i)
For measurable and , the function defined by by is continuous. 2. (ii)
For any and , the set
[TABLE]
is open. 3. (iii)
for all measurable sets iff for all dyadic intervals .
Proof of Lemma 2.2.
Let be an enumeration of the (countable) set of dyadic intervals. The subset of elements of that have -thick mixing sequences is
[TABLE]
This is by construction a countable intersection of open sets and therefore is a set. ∎
Proof of Proposition 1.4.
By the previous two lemmas it suffices to show that there exists an aperiodic measure preserving transformation with an -thick mixing sequence. As there are mixing transformations, (and is -thick for any ) there exists so that has an -thick mixing sequence for all increasing . ∎
3. Proof of Proposition 1.5
To prove Proposition 1.5, which requires showing that certain sequences can not be mixing sequences for IETs, we take advantage of a behavior at the opposite extreme of mixing sequences: rigidity sequences. We say is a rigidity sequence for if converges (in ) to the identity. Surprisingly, the typical measure preserving transformation not only has a mixing sequence, but it also has a rigidity sequence, which necessarily intersects its mixing sequence in at most a finite set. We will use a mild generalization of rigidity sequences, partial rigidity sequences, to prove Proposition 1.5. (Some IETs do not have rigidity sequences, let alone large enough rigidity sequences to rule out -thick mixing sequences.)
We say that is a -partial rigidity sequence if there exist measurable sets so that for all and .
Lemma 3.1**.**
To prove Proposition 1.5, it suffices to prove that for each minimal IET, , there exists an integer , a real number , and a sequence so that for all , and is a -partial rigidity sequence for .
Proof.
To prove the lemma, it suffices to show that if is a -partial rigidity sequence for , then it cannot be contained in a mixing sequence. We now prove this. Let and . By the pigeonhole principle, for each there exists (which depends on ) so that . By the definition of -partial rigidity, there exists a so that for all and . Now if and then . So
[TABLE]
There exists so that this occurs infinitely often, and so cannot be a mixing sequence. ∎
The next proposition, whose proof takes the remainder of the paper, completes the proof of Proposition 1.5, and thus of Theorem 1.1.
Notation: Let denote the length of an interval, and let denote the Lebesgue measure of a set.
Proposition 3.2**.**
Let be a -IET that is minimal. For any there exists so that for all there exists
- •
**
- •
* with *
so that for all ,
The plan for the rest of the paper is as follows: Our proof of Lemma 3.3 establishes Proposition 3.2 under mild assumptions. It is reminiscent of [5] and [7]. Lemmas 3.5 and 3.6 establish Proposition 3.2 when the mild assumptions do not hold, and show that in this case one can build a set by other means.
Let be the set of discontinuities of . Choose so that
[TABLE]
Note that exists because by the assumption that is minimal, is dense for all , and in particular if .
Lemma 3.3**.**
If there exists an interval so that
- (a)
* is continuous (and therefore an isometry) on for all , and* 2. (b)
* for all ,*
then there exists with and so that for all ,
[TABLE]
To prove this result we use the Poincaré first return map, a standard construction in ergodic theory. Let be a probability measure preserving dynamical system and let . For the first return time of to is and by the Poincaré recurrence theorem, [3, Theorem 1, §1.1] this is defined for almost every . The first return map of to is is measurable and measure preserving [3, §1.5]. In the proof of Lemma 3.3 we use the following standard result about IETs:
Lemma 3.4**.**
[3, Lemma 2, §5.3]** If is an IET on intervals, and is an interval, then the first return map of to is an IET on at most intervals. Moreover, on each interval the first return time is constant.
The last claim in the lemma is established in the last two sentences in the proof of [3, Lemma 2, §5.3]. We sketch the idea of the proof of the lemma. Consider how can become discontinuous on a subinterval of . It must map to a discontinuity of . Because we are examining a first return map, the injectivity of implies that each discontinuity can only cut once before first return. The endpoints of can also cause discontinuities of the return time function, which can create two more cuts.
Proof of Lemma 3.3.
Consider the first return map of to . It consists of at most intervals, and on each such interval, the return time is constant. Consider the set of points whose return time is at most . has measure at least , because otherwise . is divided into at most intervals, so one of them has measure at least . Let be such an interval.
We claim that we can choose to be , and to be the return time of to . Indeed if , then
[TABLE]
Also if for some , then , and (2) implies , and so
[TABLE]
is an isometry on (by (a)), giving
[TABLE]
Because are disjoint, we have that are too, establishing and the lemma. ∎
The idea of (3), that is, using that powers of are an isometry on to establish (2) for images of , will be used frequently below.
We will see that we can arrange and satisfying and Lemma 3.3 (a) with . We now show that even if such an interval doesn’t satisfy Lemma 3.3 (b), we can still prove Proposition 3.2.
Recall that is the set of discontinuities of . Let . Let be the partition of into left closed, right open half intervals whose endpoints are in . Observe that any element of satisfies Lemma 3.3 (a). Given an ordered pair let be the set of partition elements with left endpoint and right endpoint so that and for some . Note that because our intervals of continuity are right open, we require the limit as goes to from the left in place of .
Definition**.**
We say that an ordered pair is n-sizable if
[TABLE]
By the pigeonhole principle, for every there is an -sizable pair.
Lemma 3.5**.**
If is -sizable, then one of the following holds:
- (i)
There exists as in Lemma 3.3 with so that , or 2. (ii)
there exists so that one of the following holds:
* or .*
Proof.
Consider the following condition:
- (i’)
There exists with and so that
[TABLE]
for all .
Note that a exists satisfying by our assumption that is -sizable and contains at most intervals. Clearly (i’) implies (i). We will show that if (i’) fails, then (ii) holds, so that combining these gives us that if (i) fails, then (ii) holds.
Let and assume that for some . It follows that for all . For concreteness let’s assume . Now for some . As (by our concreteness assumption) and is an isometry on , . As , we have (ii).
The case of is the same with replaced by . ∎
Note that the condition is used later; see (7).
So we have that absence of (ii) implies the existence of an interval satisfying (b) and . As we have (a), establishing the assumptions of Lemma 3.3.
Lemma 3.6**.**
Let be as in Proposition 3.2. Under possibility (ii) of Lemma 3.5 and assuming
[TABLE]
there exist , as in Proposition 3.2.
Proof of Proposition 3.2 assuming Lemma 3.6.
Lemma 3.6 establishes Proposition 3.2 when Lemma 3.5 (ii) holds, and so we now prove Proposition 3.2 in the case of Lemma 3.5 (i). There exists an interval with satisfying the assumptions for Lemma 3.3 with . So there exists with so that for all ,
[TABLE]
Now and thus (1) implies that its diameter is less than . Lastly, by Assumption (a) and by the proof of Lemma 3.3 we have . completing the proof. ∎
Proof of Lemma 3.6.
For concreteness we assume that there exists so that
[TABLE]
(The other case is similar.)
Sublemma: If and then for all .
Notation: if and then .
Proof.
for some by construction. Now (by the case we are considering) and so because acts as an isometry on . So .
We wish to show by induction that for all satisfying , we have which will establish the sublemma. To do this we inductively assume that
[TABLE]
and
[TABLE]
for all . The case of is above.
We now prove the sublemma by induction. Assume it is true for and that . By our assumption, , and so . So, there exists . Since , there exists so that , and thus
[TABLE]
by our induction hypothesis (4). Now we have
[TABLE]
and so for all and . By applying (5) to we see that this is . This establishes that for all , inductive claim (5) for . Combining this with (6) we see that if then
[TABLE]
establishing inductive claim (4) (for ) and the sublemma.∎
We now complete the proof of the lemma using the sublemma. Let , the set of intervals to which we can apply the sublemma. Let and .
Recall that is the set of discontinuities of . No intersects for , because otherwise for . As , this contradicts the fact that . So we may assume that these diameters are less than (if is large enough). Now by the sublemma (and our concreteness assumption) we have that
[TABLE]
for all . Because , the only thing left to show is that has the specified measure. This follows because, by our assumption that are -sizable, and the fact that , we have that a set of measure at least must be contained in intervals, each of whose length is at least . Because we are assuming possibility (ii) of Lemma 3.5, any such interval is longer than and thus is in . ∎
Acknowledgments: The research of J. Chaika was supported in part by NSF grants DMS-135500 and DMS-1452762, the Sloan foundation, a Poincaré chair, and a Warnock chair. He would also like to thank M. Boshernitzan for asking him this question.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 5[5] Katok, Anatole. Interval exchange transformations and some special flows are not mixing. Israel J. Math. 35 (1980), no. 4, 301–310.
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