Stability and deformations of generalised Picard sheaves
I. Biswas, L. Brambila-Paz, P. E. Newstead

TL;DR
This paper studies the stability and deformation properties of generalized Picard sheaves on moduli spaces of stable vector bundles over complex curves, leading to the construction of a fine moduli space for Picard bundle deformations.
Contribution
It provides new results on the stability and deformation theory of generalized Picard sheaves, including conditions for local freeness and the construction of a moduli space for their deformations.
Findings
Stability of generalized Picard sheaves is established under certain conditions.
Deformations of locally free Picard sheaves are characterized and constructed.
A fine moduli space for Picard bundle deformations is constructed when conditions are met.
Abstract
Let be a smooth irreducible complex projective curve of genus and the moduli space of stable vector bundles on of rank and degree with . A generalised Picard sheaf is the direct image on of the tensor product of a universal bundle on by the pullback of a vector bundle on . In this paper, we investigate the stability of generalised Picard sheaves and, in the case where these are locally free, their deformations. When , (with some additional restrictions for ) and the rank and degree of are coprime, this leads to the construction of a fine moduli space for deformations of Picard bundles.
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TopicsAlgebraic Geometry and Number Theory · Vietnamese History and Culture Studies
Stability and deformations of generalised Picard sheaves
I. Biswas
School of Mathematics, Tata Institute of Fundamental Research, Homi Bhaba Road, Mumbai 400005, India
,
L. Brambila-Paz
CIMAT A.C., Jalisco S/N, Mineral de Valenciana C.P. 36023, Guanajuato, Gto, México
and
P. E. Newstead
Department of Mathematical Sciences, The University of Liverpool, Peach Street, Liverpool, L69 7ZL, England
Abstract.
Let be a smooth irreducible complex projective curve of genus and the moduli space of stable vector bundles on of rank and degree with . A generalised Picard sheaf is the direct image on of the tensor product of a universal bundle on by the pullback of a vector bundle on . In this paper, we investigate the stability of generalised Picard sheaves and, in the case where these are locally free, their deformations. When , (with some additional restrictions for ) and the rank and degree of are coprime, this leads to the construction of a fine moduli space for deformations of Picard bundles.
2010 Mathematics Subject Classification:
14H60, 14J60
All authors are members of the international research group VBAC. The first author acknowledges the support of a J. C. Bose Fellowship. The second author acknowledges the support of CONACYT grant 251938.
1. Introduction
Let be a smooth irreducible complex projective curve of genus and the moduli space of stable bundles of rank and degree on , where . Denote by a universal (or Poincaré) bundle over , which will remain fixed unless otherwise stated (in general, is determined up to tensoring by a line bundle lifted from ). For any vector bundle on , the torsion-free sheaf
[TABLE]
on is called a generalised Picard sheaf (for convenience, we shall say simply Picard sheaf). A similar definition can be made when is replaced by the fixed determinant moduli space for any line bundle of degree and is replaced by a universal bundle on (we take the restriction of our chosen universal bundle on ). This gives rise to a Picard sheaf
[TABLE]
on .
Picard sheaves are closely related to Fourier-Mukai transforms. If for all (respectively, all ), then (respectively, ) is locally free and coincides with the Fourier-Mukai transform. In this case, the Picard sheaves may be referred to as Picard bundles. This happens in particular when is stable of rank and degree and . Our aims in this paper are to obtain new results on the slope-stability of Picard sheaves and on the deformations of Picard bundles.
When and , the bundles coincide with classical Picard bundles, which were introduced in projectivised form in [30] in a very general setting. The Picard sheaves were studied in [38]. Picard bundles appear also in the work of Gunning [21, 22] as analytic bundles associated with factors of automorphy. There is an extensive literature on the stability of Picard bundles when (see, for example, [27], [20], [29], [7], [9], [15]); the results of these papers extend easily to the case where is an arbitrary line bundle (i.e., (see Theorem 1.2)). For and , see [12] and [24]. When , it is possible to define a projective Picard bundle on the Zariski open subset
[TABLE]
(see [9]); this subset is empty for by Riemann-Roch. If is semistable and , then . It is of course possible to make similar definitions for . Projective Picard bundles on moduli spaces of symplectic and orthogonal bundles have been studied in [10] and [11]. Picard bundles on Prym varieties are discussed in [15]. A study of Picard bundles on nodal curves has been initiated in [6]; very recently, some of the results of [9] have been generalised to nodal curves [3].
Deformations of were studied by Kempf [26] and Mukai [31]. When , this was extended to with semistable in [8]. The main object of [8] was to show that all deformations arise in a natural way from those of .
Our first aim is to present a treatment of stability properties of Picard bundles and sheaves on and with any stable bundle, including all known results and significant new ones. When , we also study deformations of the Picard bundles , thus generalising the results of [8] and showing that these deformations again arise in a natural way from those of . For , this leads to the construction of a smooth irreducible moduli space for Picard bundles and an identification of this moduli space with an open subset in a moduli space of certain bundles on . When, in addition, , this open subset is in fact an irreducible component of . Results are also obtained for ; these require an extension of the arguments of [26] and [31].
Our most important new results on the stability of Picard sheaves are as follows (full statements of most of these results may be found in section 2). Let and be theta divisors on and respectively. Before stating our first theorem, we define, for any , , morphisms
[TABLE]
[TABLE]
These are analogous to the classical Abel-Jacobi map embedding in . Note that
[TABLE]
Theorem 1.1**.**
Let be a stable bundle of rank and degree . If and (respectively, ), then, for any for which is stable, and any ,
- (i)
* is stable (respectively, semistable);*
- (ii)
* is -stable (respectively, semistable).*
This holds in particular for and for with general.
This theorem is proved in section 3 as Theorem 3.2(b).
Our next theorem concerns Picard sheaves on when (see Theorem 2.1(i)).
Theorem 1.2**.**
Let be a line bundle of degree on . If and is general, then is -stable.
The case is classical (note that ), even without the assumption that is general; the corresponding result for bundles of higher rank is also known (see Theorem 2.1(ii)).
For , a strong result is already known when is a line bundle (see Theorem 2.2(i) for details). To generalise this for , we need to extend the concept of -stability introduced in [35, 36] to torsion-free sheaves on when (see section 5 for details).
Theorem 1.3**.**
(Theorem 2.2(ii)) Let , and let be a stable bundle of rank and degree on . If either or is general and , then is --stable.
Our final result on stability is Theorem 2.3(ii).
Theorem 1.4**.**
Let , and let be a stable bundle of rank and degree on . If (respectively, ), then is -stable (respectively, semistable).
When is a line bundle, a stronger form of this theorem is known, which we extend further in Theorem 2.3(i).
We turn now to the consideration of deformations of Picard bundles. Suppose that and . Denote by the Chern character of the Picard bundles (respectively, ). With a few possible exceptions for low genus and rank, the Picard bundle (respectively, ) is simple for all (see Lemma 7.3 and Corollary 8.5, respectively [8, Corollary 21]). The formula (respectively, ) therefore defines a morphism
[TABLE]
where denotes the space of topologically trivial line bundles on and (respectively, ) is the moduli space of simple bundles on (respectively, ) with Chern character . Note that . In order to obtain good properties of these morphisms, it is necessary to study the deformations of Picard bundles. As already stated, this study was initiated by Kempf [26] and Mukai [31] in the case where . Deformations of Picard bundles on were studied in [8]. The first author and Ravindra, using Mukai’s techniques, showed that, when and is any line bundle of degree on , is an injective morphism [12, Corollary 2.3]. Here we consider Picard bundles on and prove in particular the following theorem (see Theorem 7.10).
Theorem 1.5**.**
Suppose that
[TABLE]
and suppose further that, if , then and, if , then . Then maps isomorphically onto an irreducible component of of dimension ; hence is isomorphic to and is a fine moduli space for deformations of Picard bundles on with Chern character . If , then is a component of the moduli space of -stable bundles on with Chern character .
This theorem needs modifying when . Let denote the bundle defined by the evaluation sequence
[TABLE]
The following theorem is a summary of Theorem 8.9.
Theorem 1.6**.**
Suppose that , and . Then the morphism is injective. Moreover, if is non-hyperelliptic and for some , is an injective birational morphism from to an irreducible component of . If, in addition, , is a bijective morphism onto .
It is of interest to note that, when is non-hyperelliptic, the condition is equivalent to the vanishing of the Koszul cohomology group
[TABLE]
(see Proposition 8.8). This expresses the surjectivity of the multiplication map
[TABLE]
We show also that, at least for some values of , , does not map isomorphically to (Proposition 8.10). On the other hand, for general and general , Montserrat Teixidor i Bigas has proved that is surjective [39]; this leads to Corollary 8.12.
The main results on stability, together with comments on the tools used, are stated in section 2. In section 3, we relate our problem to a conjecture of D. C. Butler; this result (Proposition 3.1) seems to be of interest in its own right and leads to an important result on the stability of and (Theorem 3.2). Sections 4–6 are devoted to the Picard sheaves on the various moduli spaces. In section 7, we consider deformations of Picard bundles on for and prove a more precise version of Theorem 1.5 (Theorem 7.10) covering also the case . In section 8, we study deformations of Picard bundles on . We start with a statement of the main results of Kempf [26] and Mukai [31] for the case (Theorem 8.1) and finish with a more detailed version of Theorem 1.6 (Theorem 8.9) and proofs of Proposition 8.10 and Corollary 8.12.
We assume throughout that is a smooth irreducible projective curve over of genus . The canonical line bundle on is denoted by . For any coherent sheaf on , we write for and for the dimension of . For any sheaf on a scheme and any , we write for the fibre of at . We also write for the Chern character of (or ); depends only on , , , and (or ) and these values will be clear from the context.
Our thanks are due to the referee of this paper and to the referee of a previous version for some useful comments. We thank also Montserrat Teixidor i Bigas for discussions on the surjectivity of .
2. Statement of results on stability of Picard sheaves
In this section, we state the main theorems on stability of Picard sheaves and comment on the tools used to prove them. We include all the results of which we have knowledge and state in detail which are already known and which are new. Proofs will be given in sections 4 to 6.
Theorem 2.1**.**
Let be a vector bundle of rank and degree on .
- (i)
If and either or and is general, then is -stable.
- (ii)
If , is stable and (respectively, ), then is -stable (respectively, semistable).
When , Theorem 2.1(i) is known for [27, 20]. Alternative proofs of (ii) are available [12, 24].
In the next theorem, we need the concept of stability for projective bundles. In fact, a projective bundle is -stable if and only if the associated principal -bundle is -stable. For further discussion of this, in our context, see [9].
Theorem 2.2**.**
Let and let be a vector bundle of rank and degree on .
- (i)
If , and either or and is not a multiple of , then is -stable. Moreover, if in addition , then is -stable.
- (ii)
If , , is stable and either or is general and , then is --stable.
If and , then and, when, in addition, , we have . So Theorem 2.2(i) is best possible for (in which case it is known [9]) and almost best possible for . If , Theorem 2.2(i) was also proved in [7] when . The new results are (i) for and (ii); note that (ii) does not imply that is -stable.
Theorem 2.3**.**
Let , and let be a vector bundle of rank and degree on .
- (i)
If and , then is -stable.
- (ii)
If , is stable and (respectively, ), then is -stable (respectively, semistable).
Theorem 2.3(i) is known for [29]; (ii) is new.
The main tools for the proofs of the above results are the generalisation, and adaptation to our cases, of Lemmas 1.1 and 1.2 in [20] and [29, Lemma 2.8(2)], and the use of Hecke correspondences as in [7, 9]. The first tool will be developed in Section 3, where we relate our problem to a conjecture of D. C. Butler; no further tools are needed in Section 4. Hecke correspondences are used in Section 5 and spectral curves in Section 6.
3. Picard sheaves and Butler’s Conjecture
In this section, we relate Picard sheaves on to a conjecture of D. C. Butler [17, Conjecture 2]. Butler’s conjecture is concerned with the following construction. Given a generated vector bundle of rank and degree on , we define a vector bundle by the exact sequence
[TABLE]
In [16, Theorem 1.2], Butler proved that, if is stable of degree , then is stable. His conjecture (see [17, Conjecture 2]) is a generalisation of this. The form of this conjecture that is relevant for us asserts that, on a general curve, the bundle is stable for general stable of any degree. The following proposition is a generalisation of part of [20, Lemma 1.1] and of a result proved but not formally stated in [29, p. 536] and links Butler’s Conjecture to our problem. The proof follows the same lines as that of [29, Theorem 2.5].
Proposition 3.1**.**
Suppose that . Let and let be a vector bundle on such that is stable and generated with . Then
[TABLE]
for some line bundle on .
Proof.
Let be the diagonal of . The vector bundles and coincide as families of stable bundles on with respect to . It follows that there exists a line bundle on such that
[TABLE]
Tensoring the exact sequence
[TABLE]
by and taking direct images by , we obtain an exact sequence
[TABLE]
Since is generated, the right-hand map in (3.3) is surjective, so . Hence, by (3.2),
[TABLE]
Since is generated and , we have for all . Hence, by [33, p.53, Corollary 3],
[TABLE]
The result now follows from (3.4). ∎
This leads in particular to the main theorem of this section.
Theorem 3.2**.**
Suppose that , , and .
(a)* If is stable and generated with and is stable (respectively, semistable), then*
- (i)
* is stable (respectively, semistable);*
- (ii)
* is -stable (respectively, semistable).*
(b)* If (respectively, ), then (i) and (ii) hold for any for which is stable, and in particular for general .*
To prove this theorem, we need some lemmas. The first is [29, Lemma 2.7].
Lemma 3.3**.**
Let be an abelian variety, and subvarieties of satisfying . Then the set is a non-empty open subset of .
We use this lemma to generalise [20, Lemma 1.2] and [29, Lemma 2.8(2)] to torsion-free sheaves.
Lemma 3.4**.**
Let be a torsion-free sheaf on . If is stable (respectively, semistable) for some , then is -stable (respectively, semistable).
Proof.
Let be a proper torsion-free subsheaf of such that is also torsion-free. The set of points of at which at least one of , and fails to be locally free is a closed subset of codimension at least . It follows from Lemma 3.3 that there is an open set such that, for all , is a vector bundle and is a proper subbundle. Since stability is an open condition, the hypotheses of the lemma allow us to assume that is also stable. Hence
[TABLE]
or, equivalently,
[TABLE]
Since is cohomologically equivalent to by the Poincaré formula, this is just the -stability condition for .
For the semistable version, we simply replace by . ∎
Proof of Theorem 3.2.
(a) (i) is immediate from Proposition 3.1. (ii) then follows from (1.2) and Lemma 3.4.
(b) By [18, Theorem 3.10] (attributed to S. Ramanan), the bundle is stable for general . Moreover, if , then is generated and . It follows from [16, Theorem 1.2] that is semistable and is stable if . So (b) follows from (a). ∎
In order to apply Theorem 3.2 to our problem, we need to relate the stability of to that of and . It will turn out that this is easy when but more difficult for .
4. Picard sheaves on
In this section, the following propositions will prove Theorem 2.1. Note that, when , we can take . It follows that .
Proposition 4.1**.**
Suppose that . If (respectively, ), then is -stable (respectively, semistable).
Proof.
In this case, is certainly stable. The result follows at once from Theorem 3.2(b) and the fact that . ∎
Remark 4.2**.**
If , it is in fact true that is -stable. This follows from [27], where the result is proved for .
Proposition 4.3**.**
Let be a general curve of genus and a line bundle on of degree with . Then is -stable.
Proof.
For general , we have and is generated. Moreover, for , is stable by [17, Theorem 2] (see also [14, Proposition 4.1]) and the result follows from Theorem 3.2(a)(ii). For , by Remark 4.2, the only outstanding case is and then has rank . ∎
Propositions 4.1 and 4.3 and Remark 4.2 complete the proof of Theorem 2.1.
Remark 4.4**.**
For other proofs of Theorem 2.1(ii), see [12, Lemma 2.1] or [24, Theorem A]; a result on semistability when may be found in [24, Theorem B].
5. Picard sheaves on
In this section, we are concerned with results for Picard sheaves on and, in particular, with establishing Theorem 2.2. For Theorem 2.2(i), we are not assuming that , so we need to show that -stability is well defined on and on the open subset (see (1.1)). Recall first that has a natural compactification , which is locally factorial with [19]. Unless and is even, the complement of in coincides with the singular set of [34, Theorem 1] and therefore has codimension . Except in this case, we therefore have and we can take to be the positive generator.
In order to prove Theorem 2.2(i), we need some lemmas.
Lemma 5.1**.**
If is a line bundle of degree and , then, unless and is even, the complement of in has codimension .
Proof.
Since we know that, under the hypotheses of the lemma, the complement of in has codimension , it remains to prove that the complement of in has codimension . For , this is proved in [9, Lemma 4.1]. In fact, the proof of that lemma shows that the codimension whenever , which gives the required result. ∎
Under the hypotheses of Lemma 5.1, we now see that and that the restriction of the positive generator of to generates ; we continue to denote this generator by . We can therefore extend the concept of -stability to torsion-free sheaves and projective bundles on .
Recall that a vector bundle on is -stable if
[TABLE]
for every proper subbundle of (see [35, 36]).
Lemma 5.2**.**
Let be a line bundle of degree on , a line bundle of degree and . Then there exist -stable bundles of rank and determinant if and only if either or and is not a multiple of .
Proof.
When , the existence of -stable bundles in follows from [7, Lemma 2]. In fact, the proof of that lemma shows that -stable bundles exist unless and there exists an integer such that , in other words, is a multiple of . It remains to show that, if and with a multiple of , then is not -stable. In fact, by [32], any vector bundle of rank and degree admits a subbundle of rank and degree with
[TABLE]
This condition simplifies to . Since is a multiple of , this is equivalent to
[TABLE]
which contradicts the -stability of . ∎
Proof of Theorem 2.2(i).
Let be a line bundle of degree with and let be defined by . Then
[TABLE]
If , Theorem 2.2(i) now follows directly from [9, Theorem 4.4 and Corollary 4.5]. When , we use Lemma 5.1 in place of [9, Lemma 4.1] and Lemma 5.2 in place of [9, Lemma 3.4]. The proofs of [9, Theorem 4.4 and Corollary 4.5] now remain valid.∎
We turn to the case and assume that . Now is a smooth projective variety with and the Picard sheaf is defined on the whole of . We shall need a generalisation of the concept of -stability to torsion-free sheaves on . For any such sheaf , we can write for some integer . The sheaf is now -stable (semistable) if and only if, for every proper subsheaf of ,
[TABLE]
Definition 5.3**.**
Suppose that and . A torsion-free sheaf on is --stable (semistable) if, for every proper subsheaf of ,
[TABLE]
This definition makes sense on any quasi-projective variety whose Picard group is isomorphic to .
We now recall more details from [7]. For any vector bundle of rank and determinant with , the non-trivial exact sequences
[TABLE]
form a family parametrised by the projective space . If is -stable, then is stable, so we obtain a morphism
[TABLE]
Lemma 5.4**.**
Suppose that and let be a -stable bundle of rank and determinant for some line bundle of degree and some . Then is an isomorphism onto its image and
[TABLE]
Proof.
For the first statement, see [36, Lemma 5.9] (or [7, Lemma 3]). After tensoring by a line bundle on , we can suppose that . It follows from [7, Diagram (6)] that, for the integer defined in [7, Formula (3)], there is an exact sequence
[TABLE]
Hence has degree . Since is the positive generator of , the formula (5.3) follows. ∎
In view of Lemma 5.4, we can identify with its image in .
Lemma 5.5**.**
Suppose that , and . Suppose further that one of the following holds:
- (i)
* and is -stable;*
- (ii)
* and and are general.*
Then there exists an exact sequence
[TABLE]
Proof.
The bundle is semistable for every . Hence, if (i) holds, for all such . Tensoring by in [7, Diagram (4)] and by in [7, Diagram (5)] (note that our , correspond respectively to , in [7]), we obtain from [7, Diagram (6)] the required exact sequence (5.4).
Now suppose that (ii) holds. The bundle is semistable. If is a general element of , then is a general element of ; moreover, for any , is a general element of . It follows from [25, Theorem 4.6] that
[TABLE]
is non-special. Since , this implies that . It follows that for all . The argument is completed as in case (i). ∎
Remark 5.6**.**
If the hypotheses of Lemma 5.5 hold, then (5.4) implies that is locally free. Moreover, since has degree and has rank , the bundle has degree . It follows at once from (5.4) that also has degree ; so is not semistable.
Lemma 5.7**.**
Suppose that the hypotheses of Lemma 5.5 hold. Then, for any proper subsheaf of rank of whose image in is non-zero,
[TABLE]
.
Proof.
Since is semistable of negative degree, it follows from the hypothesis and (5.4) that . So
[TABLE]
since (see Remark 5.6). ∎
Lemma 5.8**.**
Let and let be a subsheaf of . There exists a non-empty open subset of such that, if , then
- (i)
* is locally free at ;*
- (ii)
the homomorphism of fibres is injective;
- (iii)
for all and for the generic extension (5.2) with , the vector bundle is -stable and is locally free at every point of outside some subvariety of codimension at least .
Proof.
The proof is identical with that of [7, Lemma 4]. ∎
Lemma 5.9**.**
Suppose that , and that either or is general and . Let be a proper subsheaf of . Then there exist and such that the image of in is non-zero.
Proof.
We follow the proof on p.567 of [7]. Choose points with and choose and as in Lemma 5.8. In particular, is -stable, so Lemma 5.4 applies and (5.4) holds. Since is semistable, . Let be a non-zero element of . By Lemma 5.8, the image of in is non-zero. Since , there exists such that . By further restricting , we can suppose that . The result now follows from (5.4). ∎
Proof of Theorem 2.2(ii).
Let be a proper subsheaf of of rank . Choose and as in Lemma 5.9 and let be the image of in . In view of Lemma 5.9, we can take in Lemma 5.7. By Lemma 5.8(ii), the homomorphism is an isomorphism in the neighbourhood of . By Lemma 5.8(iii), the kernel of this homomorphism is supported on a subvariety of codimension at least . It follows that the homomorphism is an isomorphism away from this subvariety. It follows from Lemma 5.7 that
[TABLE]
By (5.3), we have
[TABLE]
This completes the proof. ∎
6. Picard sheaves on
In this section, we prove Theorem 2.3.
Lemma 6.1**.**
Suppose that and let be a line bundle of degree . If , then is -stable.
Proof.
Suppose first that . Let be defined by . Then
[TABLE]
The result now follows from [29, Theorem 1].
Under the weaker assumption , consider the morphism
[TABLE]
This is a finite map, so is -stable if is -stable.
Now consider the restriction of to a fibre . From the definition, it follows that, if ,
[TABLE]
Since is a line bundle, it follows from Theorem 3.2(b) that is -semistable. On the other hand, for
[TABLE]
and this is -stable by Theorem 2.2(i). It follows from [29, Proposition 4.8] and [4, Lemma 2.2] that is - stable. ∎
Remark 6.2**.**
- (i)
Note that we require only one of the restrictions to be stable to apply [4, Lemma 2.2]; the other needs only to be semistable. 2. (ii)
For , the same argument will prove that, if is -stable, then is -stable.
When , the methods above do not currently work. Instead, we need to use an argument based on the use of spectral curves. Recall from [5, Theorem 1 and Remarks 3.1 and 3.2] (see also [29, section 3.4]) that, for any , there exist a smooth irreducible -sheeted covering and an open set
[TABLE]
such that the morphism defined by is dominant. Here
[TABLE]
and
[TABLE]
Lemma 6.3**.**
Except when and is even, the complement of in has codimension .
Proof.
For , it is proved in [5, Remark 5.2] that . For , we can proceed as in this remark to obtain
[TABLE]
with strict inequality if is odd. This completes the proof. ∎
Let denote a -bundle on . In [29, Theorem 4.3], Li related the theta-bundle to .
Lemma 6.4**.**
Suppose that and let be a vector bundle on . If extends to a -stable (respectively, semistable) bundle on , then is -stable (respectively, semistable). Moreover, if is stable for some , then is -stable.
Proof.
By [29, Theorem 4.3], we have
[TABLE]
Since , the first part of the result now follows from [4, Lemma 2.1]. The second part follows from Lemma 3.4. ∎
Lemma 6.5**.**
Let be a stable (respectively, semistable) bundle on . Then is stable (respectively, semistable) on .
Proof.
For semistable, this is [13, Theorem 2.4].
Now assume that is stable. We know that is polystable on [13, Proposition 2.3]. Moreover,
[TABLE]
where the last equality comes from (6.2) and the fact that is simple and is semistable of degree [math]. So is simple and therefore stable. ∎
Lemma 6.6**.**
Suppose that , and . Then
[TABLE]
Proof.
Let be a universal bundle on . Possibly after tensoring by a line bundle lifted from , it follows from the definitions that
[TABLE]
Now, tensoring both sides by and taking direct images by , we obtain
[TABLE]
on . Using base change on the right hand side, this gives the result. ∎
Proof of Theorem 2.3.
(i) is Lemma 6.1.
(ii) Let . By Lemma 6.5, the bundle on is stable. Hence, by Theorem 2.1(ii), is -stable (respectively, semistable) on provided that (respectively, ). Using (6.1), we see that this condition is equivalent to
[TABLE]
The result now follows from Lemmas 6.4 and 6.6. ∎
Remark 6.7**.**
Suppose . If were -stable and Lemma 6.6 still held, then we would have -stable for . This is a plausible conjecture.
7. Deformations of Picard bundles:
In this section, we consider deformations of Picard bundles with a view to constructing and describing morphisms from moduli spaces of bundles on to moduli spaces of bundles on , thus obtaining fine moduli spaces for Picard bundles. We suppose throughout that
[TABLE]
thus ensuring that our Picard sheaves are well defined and locally free. For technical reasons related to the use of Hecke correspondences in [8], we need to assume further that
[TABLE]
The following theorem summarises some relevant results from [8]. Recall that the simple vector bundles over a scheme with fixed Chern character possess a coarse moduli space (see [28, Corollary 6.5] for a proof of this fact in the analytic context - this space is possibly non-separated; by previous work of M. Artin, is an algebraic space). We define an equivalence relation on families of bundles parametrised by a scheme as follows: for two families , , we write
[TABLE]
As in [8, Section 7], when , let be the bundle on defined by
[TABLE]
where is a universal bundle on , and let
[TABLE]
Theorem 7.1**.**
Suppose that (7.1) and (7.2) hold and let denote the Chern character of the Picard bundles . Then
- (i)
for any vector bundle of rank and degree which is both semistable and simple, the Picard bundle is simple;
- (ii)
the formula defines a morphism
[TABLE]
- (iii)
* is an open immersion and, if , it is an isomorphism onto a smooth connected component of ;*
- (iv)
if , is a fine moduli space for deformations of Picard bundles on with Chern character with respect to the equivalence relation defined in (7.3) with universal object .
Proof.
(i) is [8, Corollary 21].
(ii) follows from [8, Theorem 24] and (i). Note that the assumption that is not needed [8, Remark 25].
(iii) is not formally stated in [8] except when is -stable for all [8, Theorem 26], but follows from [8, Theorem 24] and the fact that, if , the moduli space is complete.
(iv) Let be a family of Picard bundles of the form parametrised by a scheme . Then, by (iii), there exists a morphism defined by . Now let . Then for all . Since these bundles are simple, it follows that is locally free of rank 1 (see [23, Ch III Corollary 12.9]). It follows easily that the natural homomorphism is an isomorphism. So and is a fine moduli space as required with universal object . ∎
Remark 7.2**.**
The restriction of to is , while its restriction to is . If is -stable for some and is -semistable for some , then is -stable for with by [4, Lemma 2.2]. This holds, by Theorem 2.2(i) and Theorem 2.1(ii), if and .
Our main object in this section is to obtain a similar result to Theorem 7.1 for . We begin with a lemma. Recall that denotes the group of topologically trivial line bundles on .
Lemma 7.3**.**
Suppose that (7.1) and (7.2) hold and let , . If , then and . Moreover is simple for all .
Proof.
Suppose that and consider the morphism . Since ,
[TABLE]
So
[TABLE]
So and hence
[TABLE]
for all . It follows from [8, Theorem 20] that . Since , are stable of the same slope, this implies that .
Note now that contains a subbundle generated by the identity endomorphism of . By [8, Corollary 21], is simple, so the inclusion of in restricts to an isomorphism for all . So
[TABLE]
and, by (7),
[TABLE]
Since and are both topologically trivial, it follows that and hence .
Finally, it follows from (7.5) that , so is simple. ∎
Remark 7.4**.**
Note that, for any , . Since is a universal bundle on , it follows that is itself a Picard bundle.
Remark 7.5**.**
If we write for the fundamental class of the curve , then the Chern character of is and the Todd class of is , so the Chern character of is given by
[TABLE]
by Grothendieck-Riemann-Roch. Moreover, if , then also has Chern character . Since the integral cohomology of is torsion-free (see [2]), if is not topologically trivial, the Chern character of is different from . Hence the Picard bundles with Chern character are precisely the bundles of the form with and . Note also that , can be recovered from .
Now suppose that . Consider the bundle on and define
[TABLE]
This is a bundle on and can be regarded as a family of bundles on parametrised by ; the members of this family are the Picard bundles for (compare the bundle on used in the proof of Theorem 7.1). The definition is symmetrical; can also be regarded as a family of bundles on parametrised by with members for . Now let be the moduli space of simple bundles on with Chern character . Using and Lemma 7.3, we see that
[TABLE]
is a morphism. Note that is defined even if . To see this, recall that there exists an étale covering of such that a universal bundle exists on [35, Proposition 2.4]. This implies the existence of a morphism from to , which descends to .
Lemma 7.6**.**
Suppose that (7.1) and (7.2) hold. Then the differential of defines an isomorphism of Zariski tangent spaces
[TABLE]
for all , . In particular,
[TABLE]
Proof.
Recall that the tangent space to at is
[TABLE]
while that to at is . By (7.5), we have . So the Leray spectral sequence of yields an exact sequence
[TABLE]
Since for all , we can identify with . Under this identification, is just the differential of . Moreover, for any , the differential of gives a linear map
[TABLE]
which can be composed with to give a linear map
[TABLE]
This in turn yields a homomorphism of bundles
[TABLE]
On the fibre of over , (7) gives a linear map
[TABLE]
By construction, (7.12) is the infinitesimal deformation map for , which is an isomorphism for all by [8, Theorem 24], implying that (7) is an isomorphism. Hence (7.10) is also an isomorphism and the sequence (7.9) splits. It follows that (7.7) is an isomorphism. Since
[TABLE]
and , (7.8) now follows. ∎
Remark 7.7**.**
Since the map in (7.9) is surjective, it follows from the Leray spectral sequence that there is an injective map
[TABLE]
In particular , so in principle the infinitesimal deformations of could be obstructed. Lemma 7.6 shows that in fact they are not obstructed. Note also that, by (7.5),
[TABLE]
and, by (7),
[TABLE]
Moreover, it follows from [8, Proposition 14 and (11)] that for all if
[TABLE]
the minimum being taken over all values of , satisfying , .
Corollary 7.8**.**
Suppose that (7.1) and (7.2) hold. Then is an open immersion and is smooth of dimension at .
Proof.
Since , we have a natural isomorphism
[TABLE]
Hence, by Lemma 7.3, the dimension of at is equal to . The result now follows from Lemma 7.6. ∎
Remark 7.9**.**
In [8], we obtained an inversion formula for . We can use this to obtain a similar formula for . In the first place, for any , we have with . It follows that for any . We can therefore use [8, Theorem 19] to recover . Now, it follows from (7.5) that
[TABLE]
which recovers . To make this formula precise, let ; this is an open subset of and maps isomorphically to by Corollary 7.8. Now fix . Then, for any , we have
[TABLE]
where , are the projections of onto its factors.
We can now prove the main theorem of this section, which is a refined version of Theorem 1.5. Before stating the theorem, we make a definition. Suppose that (7.1) and (7.2) hold and . If we let denote a universal bundle on , we can consider the bundle on and define
[TABLE]
This is a bundle on .
Theorem 7.10**.**
Suppose that (7.1) and (7.2) hold.
- (i)
Let denote the irreducible component of which contains . Then
[TABLE]
is an injective birational morphism.
- (ii)
If, in addition, , then is isomorphic to and is smooth of dimension . Moreover is a fine moduli space for deformations of Picard bundles on with respect to the equivalence relation defined in (7.3). The bundle is a universal object for this moduli space.
- (iii)
If and , then is an irreducible component of the moduli space of -stable bundles on with Chern character . Moreover, if
[TABLE]
then the universal bundle is -stable for with , where is any ample divisor on .
Proof.
(i) follows at once from Corollary 7.8.
(ii) When , is a smooth projective variety, so (7.16) is surjective and is therefore an isomorphism by Lemma 7.6. We now argue exactly as in the proof of Theorem 7.1(iv) using in place of , noting that the restriction of to any factor is .
(iii) The first statement follows from Theorem 2.3(ii). Now suppose that (7.17) holds. The restriction of to is isomorphic to
[TABLE]
which is -semistable for any ample divisor on . Moreover, the restriction to is just and the restriction to is . If is -stable for some and is -stable for some , then is -stable for with by [4, Lemma 2.2]. This applies in particular if (7.17) holds by Theorem 2.3(ii). ∎
Remark 7.11**.**
When , we can use Theorem 2.3(i) to replace the inequality in the first part of (iii) by . Moreover, using also Theorem 2.1(ii), we can replace (7.17) by the same inequality .
8. Deformation of Picard bundles:
The proofs in section 7 depend heavily on results for Picard bundles on and do not work for . In this case, we need to return to the work of Kempf [26] and Mukai [31] for the case . The following theorem summarises their principal results with relevance to our problem.
Theorem 8.1**.**
Suppose that and . Then
- (i)
for any line bundle of degree , the Picard bundle is simple;
- (ii)
the morphism
[TABLE]
defined by , is injective;
- (iii)
the differential of at is injective;
- (iv)
if either or and is not hyperelliptic, then is a fine moduli space for the deformations of Picard bundles with universal bundle as in (7.15). Moreover, is -stable for with , where is any ample divisor on .
Proof.
(i) For , this is [26, Corollary 6.5]. In general, note that, if is defined by , then . Alternatively, this follows directly from Theorem 2.1(i). See also [22, Corollary 2 to Theorem 13].
(ii) This is easily deducible from [26, Proposition 9.1]. Since we shall be presenting a proof for general later (Lemma 8.6), we omit the details.
(iii) is the first part of [26, Theorem 8.4].
(iv) If and is not hyperelliptic, the second part of [26, Theorem 8.4] states that the differential of at is an isomorphism for all . The case is covered at the end of [26]. Thus, in these cases, is an isomorphism onto , which is an irreducible component of . The identification of the universal bundle is proved as in Theorem 7.1(iv) and Theorem 7.10(ii). For the proof of stability of , see Remark 7.2. ∎
Remark 8.2**.**
Kempf defines Picard bundles also in negative degree; with our notation, this is equivalent to taking and defining the Picard bundle as . In [31], Mukai adopts a similar approach and follows Schwarzenberger [38] in choosing a point and defining Picard sheaves over by
[TABLE]
He then studies deformations of for . In our notation, this is equivalent to considering for . For , this sheaf is locally free; moreover, if is given by , then it is dual to (for a suitable choice of universal bundle on ) by relative Serre duality. Note however that for , so satisfies the weak index theorem (WIT) in this wider range, which is where Mukai works. Mukai also handles the hyperelliptic case, when still maps surjectively to a component of , but this component is non-reduced when ; in fact, its Zariski tangent spaces have dimension [31, Lemma 4.9 and Remark 4.17]. The proof of Theorem 8.1 depends on a classical theorem of Max Noether [37] asserting that the multiplication map
[TABLE]
is surjective if is not hyperelliptic. Note that coincides with the Koszul cohomology group (see, for example, [1, p6] for the definition). So the surjectivity of is equivalent to the vanishing of this Koszul cohomology group. This is in fact the first case of Green’s Conjecture (see [1, p.58]).
Our object now is to generalise Theorem 8.1 to the case . We assume from now on that . It follows that is locally free for all . We shall not however assume that except where this is explicitly stated. Before proceeding, we state some facts about Picard varieties.
In the first place, is an abelian variety and is a principal homogeneous space for under the action
[TABLE]
There exists a line bundle on (the Poincaré bundle) which is universal for topologically trivial line bundles on and also for topologically trivial line bundles on . For , we write for the bundle . To fix , we suppose that . We fix also a point . We have the following properties:
- I
The map defined by is an isomorphism of algebraic groups.
- II
There is a closed immersion defined by for which is an isomorphism. We can therefore take as our universal bundle on . It follows that, for all ,
[TABLE]
- III
For any , ,
[TABLE]
for all .
(The properties I and III may be found in a more general context in [33, Section 8], which also covers the existence of , and the definition of is clearly stated at the beginning of [31, Section 4].)
Lemma 8.3**.**
Suppose that and let . Then
[TABLE]
and, for all , there exists a short exact sequence
[TABLE]
where is the normal bundle to in and is defined by the exact sequence
[TABLE]
Proof.
Following [26], we define a sheaf on by
[TABLE]
For , we have by II and hence by III. It follows that is supported on the diagonal of and therefore can have non-zero cohomology in dimensions [math] and only. Applying the Leray spectral sequence for to , we therefore obtain, for all , a short exact sequence
[TABLE]
Since is supported on the diagonal of , we have
[TABLE]
Now by [26, Lemma 6.3] and
[TABLE]
by [8, Proposition 1 and Remark 2]. Substituting in (8), we obtain (8.2) and (8.3). Finally, (8.4) follows from the fact that the restriction of the tangent bundle of to is naturally isomorphic to . ∎
Remark 8.4**.**
By (8.4), the bundle is isomorphic to (see (3.1)).
Corollary 8.5**.**
Under the hypotheses of Lemma 8.3,
- (i)
* is simple for all .*
- (ii)
if , then .
Proof.
(i) Take in Lemma 8.3. Since is stable, we have . The result now follows from (8.2). (For , the result follows directly from Theorem 2.1(ii), but this is not quite sufficient for us.)
(ii) Since and are both stable of the same slope, . The result follows at once from (8.2). ∎
In view of Corollary 8.5(i), we have a morphism
[TABLE]
defined by . We now extend Corollary 8.5(ii) to prove the injectivity of .
Lemma 8.6**.**
Suppose that and let , . If , then and . Hence is injective and
[TABLE]
Proof.
We prove first that, for any ,
[TABLE]
We consider the bundle on . By the universal property of , we can write for some . By Serre duality, we have
[TABLE]
From this and III, we see that, for any ,
[TABLE]
In particular, if , the sheaf is supported on the point . Since also , it follows from the base change theorem [33, Section 5, Corollary 2] that
[TABLE]
Noting that , while since , we deduce (8.7).
To prove the lemma, we can clearly assume that is trivial. In this case, , so, by II and (8.7), we have . Using (8.7) again, we have with for some . Now let and consider the isomorphism
[TABLE]
Writing , the left-hand side has non-zero if and only if for some , while the right-hand side has non-zero if and only if for some . Hence, for any , there exists such that , or, equivalently, as divisors on . Given , this must be true for any , which implies since . This proves that is trivial and . By Corollary 8.5(ii), it follows that is injective and hence (8.6) holds. ∎
The next step is to estimate the dimension of the space of infinitesimal deformations of at .
Lemma 8.7**.**
Suppose that , and let . Then
[TABLE]
with equality if and only if is non-hyperelliptic and .
Proof.
(8.8) follows from Lemma 8.6 and the fact that is the Zariski tangent space of at for any . Taking in (8.3), we obtain a short exact sequence
[TABLE]
It follows that we have equality in (8.8) if and only if . Since and by (8.4), this holds if and only if and . Now by Noether’s Theorem (see Remark 8.2) if is not hyperelliptic but this fails for hyperelliptic of genus (in fact, in this case , where is the hyperelliptic line bundle, and ). On the other hand, if , then and
[TABLE]
if . This completes the proof. ∎
Before proceeding, we obtain an alternative condition for equality in (8.8) in terms of Koszul cohomology.
Proposition 8.8**.**
Suppose that , and let . Then
[TABLE]
Hence, if is non-hyperelliptic, equality holds in (8.8) if and only if
[TABLE]
Proof.
Dualising the sequence (8.4) and tensoring by , we obtain an exact cohomology sequence
[TABLE]
Since , it follows that if and only if is injective. Now note that the dual of is the multiplication map
[TABLE]
So equality holds in (8.8) if and only if is surjective. In fact, since, by definition,
[TABLE]
we have the general formula (8.10).
Now suppose is non-hyperelliptic. Since , it follows from Noether’s Theorem (see Remark 8.2) that
[TABLE]
Hence, equality holds in (8.8) if and only if this Koszul cohomology group vanishes. ∎
We are now ready to state the main results of this section.
Theorem 8.9**.**
Suppose that , and . Then
- (i)
the morphism is injective;
- (ii)
if is non-hyperelliptic and , is an open immersion in the neighbourhood of for all ;
- (iii)
if is non-hyperelliptic and for some , is an injective birational morphism from to an irreducible component of ;
- (iv)
if is non-hyperelliptic, for some and , is a bijective morphism onto . If , then is a component of the moduli space of -stable bundles on with Chern character .
Proof.
(i) This is Lemma 8.6.
(ii) When is non-hyperelliptic and , we have, by Lemmas 8.6 and 8.7, that the dimension of at is equal to the dimension of its Zariski tangent space. Hence is smooth at . The result now follows from Zariski’s Main Theorem.
(iii) When is non-hyperelliptic and for some , it follows from (ii) and the fact that is irreducible that is contained in a unique irreducible component of and maps birationally to this component.
(iv) Since , is complete. It follows from (iii) that maps bijectively to . The last part follows from Theorem 2.1(ii). ∎
Before considering whether the hypothesis of Theorem 8.9(iii) is satisfied, we will show that, at least in many cases, there exists such that .
Proposition 8.10**.**
Suppose that , , and or . Then there exists such that . Hence, at least in these cases, does not map isomorphically to .
Proof.
Suppose first that and write . Let be mutually non-isomorphic line bundles of degree on . We consider extensions
[TABLE]
with . Note that . Hence . Since has rank and , we have , so . It remains to prove that can be stable.
If is a subbundle of contradicting stability, must map surjectively to and the kernel of the homomorphism must contradict stability. We therefore have an exact sequence
[TABLE]
with . The extensions (8.13) are classified by -tuples with . Since the are mutually non-isomorphic, the existence of (8.14) implies that for some . This is not true for the general extension.
For , one can replace by and use the argument above.
The last statement follows from Lemma 8.7. ∎
Remark 8.11**.**
(i) Propositions 8.8 and 8.10 show that there exist stable bundles such that . This contrasts with the situation for line bundles, where by Noether’s Theorem.
(ii) More precisely, if is as in Proposition 8.10, then, for any , there exist infinitesimal deformations of which do not arise from deformations of the pair .
As a result of this proposition, we cannot expect to strengthen the results of Theorem 8.9(iii) and (iv). However, Montserrat Teixidor i Bigas [39] has proved that is surjective when both and are general. Her proof involves degenerating to a chain of elliptic curves. We therefore have the following corollary to Theorem 8.9.
Corollary 8.12**.**
Let be a general curve of genus and suppose that and . Then is an injective birational morphism from to an irreducible component of . If , is a bijective morphism onto .
Proof.
This follows from Theorem 8.9(i), (iii) and (iv) and [39]. ∎
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