The Beta- flatness Condition in CR Spheres Multiplicity Results
Najoua Gamara, Boutheina Hafassa, Akrem Makni

TL;DR
This paper establishes multiplicity results for scalar curvature prescription problems on CR spheres under the Beta-flatness condition, utilizing critical point theory and topological methods to estimate solution counts.
Contribution
It introduces new multiplicity results for CR sphere scalar curvature problems under Beta-flatness, applying Bahri's critical point at infinity techniques.
Findings
Lower bounds for the number of solutions established
Application of critical point at infinity theory to CR geometry
Use of Poincare-Hopf type formula in the analysis
Abstract
We give multiplicity results for the problem of prescribing the scalar curvature on Cauchy- Riemann spheres under Beta-flatness condition. To give a lower bound for the number of solutions, we use Bahri methods based on the theory of critical points at infinity and a Poincare-Hopf type formula.
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Taxonomy
TopicsAdvanced Harmonic Analysis Research · Geometric Analysis and Curvature Flows · Nonlinear Partial Differential Equations
The Flatness Condition in CR
Spheres
Multiplicity Results
Najoua Gamara, Boutheina Hafassa and Akrem Makni
Abstract
We give multiplicity results for the problem of prescribing the scalar curvature on Cauchy-Riemann spheres under flatness condition. To give a lower bound for the number of solutions, we use Bahri’s methods based on the theory of critical points at infinity and a Poincare’-Hopf type formula.
*College of Science, Taibah University, KSA
University Tunis El Manar, University Campus 2092, Tunisia*
1 Introduction
In an earlier paper we discussed existence results for the problem of prescribing the Webster scalar curvature on the -Cauchy-Riemann sphere, under - flatness condition, . The purpose of the present paper, is to study multiplicity results for this problem.
Let be the unit sphere of endowed with its standard contact form and be a given positive function. The problem of finding a contact form on conformal to admitting the function as Webster scalar curvature, is equivalent to the resolution of the following semi-linear equation:
[TABLE]
where , is the conformal laplacian of .
Using the CR equivalence induced by the Cayley Transform (see Definition 2.1 below) between minus a point and the Heisenberg group , equation (1.3) is equivalent up to an influent constant to
[TABLE]
where is the sub laplacian of and
In order to give our new multiplicity results for problem where the prescribed function satisfies a flatness condition near its critical points. We will use the same techniques displayed in [13] which are based on an adaptation to the Cauchy-Riemann settings of Bahri’s work. These techniques were first introduced by Bahri and Coron in [3]: we have to study the critical points at infinity of the associated variational problem, by computing their total Morse index. Then, we compare this total index to the Euler characteristic of the space of variation.
To state our results, we set up the following conditions and notations.
Let be a Green’s function for at .
We denote by
[TABLE]
the set of all critical points of We say that satisfies the flatness condition if for all there exist
[TABLE]
such that in some pseudo hermitian normal coordinates system centered at we have
[TABLE]
Where with
[TABLE]
The function \overset{[\beta]}{\underset{p=0}{\sum}}\big{|}\nabla^{p}\mathcal{R}(x)\big{|}\;\|x\|_{\mathbb{H}^{1}}^{-\beta-r}=o(1) as approaches , denotes all possible partial derivatives of order and the integer part of
In this work, we will focus on the case where a collection of the critical points of satisfy This case was not covered in the results of [11, 12, 13]. So, here we suppose Let
[TABLE]
The index of the function at denoted by , is the number of strictly negative coefficients :
[TABLE]
For each p-tuple ( if ), we associate the matrix
[TABLE]
where and is the volume of the unit Koranyi’s ball.
We say that satisfies condition if:
[TABLE]
In this case, we denote by the least eigenvalue of the matrix
Next, we define the sets
and
For let
and
[TABLE]
The main results of this paper are
Theorem 1.1
Let be a positive function on satisfying the flatness condition and condition if there exists a positive integer such that:
[TABLE] 2. 2)
* and *
Then, there exists a solution to the problem such that
[TABLE]
*where is the Morse index of , defined as the dimension of the space of negativity of the linearized operator
Under the hypothesis of Theorem 1.1, if we denote the set of solutions of having their Morse indices less than or equal to . We have
Theorem 1.2
[TABLE]
The proofs of Theorems 1.1 and 1.2 will be obtained by a contradiction argument. Therefore, we assume that equation has no solution. Our approach involves a Morse lemma at infinity, it relies on the construction of a suitable pseudo gradient for the functional The Palais-Smale condition is satisfied along the decreasing flow lines of this pseudo gradient, as long as these flow lines do not enter the neighborhood of a finite number of critical points of where the related matrix given in is positive definite.
This paper is organized as follows: in section 2, we recall the local structure of the Heisenberg group, the extremals for the Yamabe functional on and the Cayley transform. In section 3, we give the expansion of the new functional near its critical points at infinity. Section 4 is devoted to the construction of a Morse Lemma at infinity for the functional . The Morse lemma is based on the construction of a pseudo gradient for near its critical points at infinity, using an appropriate change of variables. The proofs of our main results, Theorems 1.1 and 1.2 will be the purpose of section 5. The last section is an appendix, where some technical estimates are given.
2 Preliminary Tools:
The Heinserberg group is the Lie group whose underlying manifold is , with coordinates and group law given by: . We define a norm in by , and dilations by , . The Cauchy Riemann structure on is given by the left invariant vectors fields: , , which are homogenous of degree with respect to the dilations, the associated contact form is . We denote by the sublaplacian operator, and since the Webster scalar curvature is zero, the conformal laplacian is a multiple of the sublaplacian operator, .
In [14], Jerison and Lee showed that all solutions of are obtained from
[TABLE]
by left translations and dilatations on . That is for , in and , we have
[TABLE]
Next, we will introduce the Cayley transform. Let B^{2}=\big{\{}z\in\mathbb{C}^{2}\;/\;|z|<1\big{\}} be the unit ball in and \mathcal{D}_{2}=\big{\{}(z,w)\in\mathbb{C}\times\mathbb{C}\;/\;Im(w)>|z|^{2}\big{\}} be the Siegel domain. The boundary of the Siegel domain is: \partial\mathcal{D}_{2}=\big{\{}(z,w)\in\mathbb{C}\times\mathbb{C}\;/\;Im(w)=|z|^{2}\big{\}}.
Definition 2.1
[6]** The Cayley transform is the correspondence between the unit ball in and the Siegel domain given by
[TABLE]
The Cayley transform gives a biholomorphism of the unit ball in onto the Siegel domain . Moreover, when restricted to the sphere minus a point, gives a diffeomorphism.
[TABLE]
Let us recall the CR diffeomorphism
[TABLE]
with the obvious inverse , , . We obtain the equivalence via this mapping:
[TABLE]
with inverse
[TABLE]
With the following choice of contact form on ( the standard one)
[TABLE]
We obtain .
Let us differentiate and take into account that , we obtain
[TABLE]
and
[TABLE]
We introduce the following function for each on
[TABLE]
We have i.e is a solution of the Yamabe problem on .
We also have
[TABLE]
and
[TABLE]
where , and .
As a consequence, the variational formulation for is equivalent to the one for .
2.1 Cauchy Riemann Functional
Problem has a nice variational structure, with associated Euler functional:
[TABLE]
where is the completion of by means of the norm
Let \quad\Sigma=\big{\{}u\in S_{1}^{2}(\mathbb{S}^{3})/\left\|u\right\|=1\big{\}} and \quad\Sigma^{+}=\big{\{}u\in\Sigma/\;u\geq 0\big{\}}.
The functional fails to satisfy the Palais-Smale condition denoted by on , that is: there exist noncompact sequences along which the functional is bounded and its gradient goes to zero. A complete description of sequences failing to satisfy (P.S) is given in [7]. A solution of is a critical point of subject to the constraint
2.2 Characterization of the sequences failing to satisfy the (P.S) condition
In the case we study, we have the presence of multiple blow-up points. We begin by defining the sets of potential critical points at infinity of the functional
For any and , let:
[TABLE]
For a solution of we also define the set
[TABLE]
We then proceed as in [7] Proposition to characterize the sequences which violate the (P.S) condition as follows:
Proposition 2.2
([7]) Let be a sequence such that and is bounded. There exist an integer , a sequence and an extracted subsequence of , again denoted by , such that
Then, we consider the following minimization problem for a function with small
[TABLE]
We obtain as showed in [2] and [8], the following parametrization of the set
Proposition 2.3
([8]) For any , there exists such that, for any , , the minimization problem has a unique solution (up to permutation on the set of indices ). In particular, we can write as follows
, where satisfies:
[TABLE]
Here denotes the -scalar product defined on by
[TABLE]
Next, we will focus on the behavior of the functional with respect to the variable . We will prove the existence of a unique which minimizes with respect to , where
[TABLE]
Proposition 2.4
[8]** There exists a -map which associates to each small, such that is unique and minimizes , with respect to We have the following estimate
[TABLE]
**
For a solution of , we obtain a parametrization of the set as follows
Proposition 2.5
There is such that if and the problem
[TABLE]
has a unique solution Thus, we write as:
[TABLE]
where belongs to and satisfies and are respectively, the tangent spaces at to the unstable and stable manifolds of
Proof: The proof is similar to the one given in [2].
3 Asymptotic Analysis of the Functional
3.1 Domination Property: Hierarchy of the Critical point at
infinity
We first introduce some definitions and notations due to Bahri [1, 2]. Let denotes the gradient of the functional
Definition 3.1
A critical point at infinity of on is a limit of a flow line of the equation:
[TABLE]
such that remains in for is zero or a solution of (1.1) and satisfies One can write Let and we denote such a critical point at infinity by
[TABLE]
A critical point at infinity is called of type if
As for a usual critical point, to a critical point at infinity are associated stable and unstable manifolds which we denote by and These manifolds allow to compare critical points at infinity by what we call a "domination property", one can see [2, 8], where a detailed description of theses manifolds is given.
Definition 3.2
A critical point at infinity is said to be dominated by another critical point at infinity if
[TABLE]
*and we write
If we assume that the intersection is transverse, then we obtain
3.2 Asymptotic Analysis of the functional in the set
In this section, we expand the functional in for a non null solution of in the aim to detect the critical points or critical points at infinity of in this set and we prove that:
for any , there are no critical point or critical point at infinity of in the set . More precisely, using Proposition 2.5, we will write as one obtain the following expansion of
Proposition 3.3
There exists such that for any
[TABLE]
[TABLE]
[TABLE]
and are bounded positive constants.
Proof: we need to estimate
[TABLE]
Expanding , we get
[TABLE]
It follows from [15] and elementary computations that
[TABLE]
Therefore
[TABLE]
For the denominator , we compute it as follows
[TABLE]
Where
[TABLE]
where we have used that and in .
Next, we focus on the linear form in , we obtain
[TABLE]
Finally, for the partial quadratic forms in and we obtain
[TABLE]
Combining these results and the fact that the proposition follows.
Next, we state the following result
Lemma 3.4
[2]**
- a-
* is a positive definite quadratic form on*
[TABLE]
- b-
* is a negative definite quadratic form on *
Proof: The proof of this lemma is similar to the one given in [2], for more details one can see the appendix of [8], where necessary modifications are given.
Using the Lemma above one can perform the expansion of the functional given in Proposition 3.3 after an adequate change of variables. More precisely, we obtain
Proposition 3.5
Let There is an optimal and a change of variables and such that
[TABLE]
Furthermore, we have the following estimates:
[TABLE]
[TABLE]
Proof: As done in [8] the proof is based on performing the expansion of the functional in the set to obtain self interactions and interactions between the bubbles, a linear form in (respectively in ) and a positive definite quadratic form in (respectively a negative definite quadratic form in ) as leading terms. Hence there is a a unique minimum in the space of ;(respectively a unique maximum in the space of . Furthermore, we derive and . The estimate of follows from Proposition 2.5 while the estimate of is derived from the equivalence of the norms and in since it is a space of finite dimension. We also derive that hence the result follows.
For the sake of completeness of the proof one can see [2] and [8].
A direct consequence of the above proposition is:
Corollary 3.6
Let be a positive function and let be a non degenerate critical point of in . Then, for each , there is no critical points or critical points at infinity in the set , that means we can construct a pseudo gradient of so that the Palais-Smale condition is satisfied along its decreasing flow lines.
The proof follows immediately from Proposition 3.3 and the fact that is a solution of hence strictly positive on
4 Morse Lemma at infinity
The Morse lemma at infinity establishes near the set of critical points at infinity of the functional a change of variables in the space to , where is a variable completely independent of and such that behaves like We define also a pseudo-gradient for the variable in the aim to make this variable disappear by setting where is taken to be a very large constant. Then at will be as small as we wish. This shows that, in order to define our deformation, we can work as if was zero. The deformation will be extended immediately with the same properties to a neighborhood of zero in the variable.
We begin by characterizing the critical points at infinity of in the sets under condition (1.7). This characterization is obtained through the construction of a suitable pseudogradient at infinity for the functional for which the Palais-Smale condition is satisfied along the decreasing flow lines as long as these flow lines do not enter in the neighborhood of a finite number of critical points in or such that
4.1 Construction of the pseudo gradient
This subsection is devoted to the construction of the pseudo gradient for the functional It was extracted from [10], where a complete and detailed description of the construction of the pseudo gradient is given.
In the set we have the following result:
Proposition 4.1
*Assume that satisfies the flatness condition and condition and let
. Then, there exists a pseudo gradient and a constant independent of small enough such that, if we denote we have*
** 2. 2)
** 3. 3)
* is bounded. Furthermore, is an increasing function along the flow lines generated by , only if is close to a critical point *
In the set we obtain:
Proposition 4.2
*Assume that satisfies the flatness condition and condition and let
. For any , there exists a pseudo gradient so that the following hold:
there is a positive constant independent of small enough such that, if we denote we have*
2. 2)
3. 3)
* is bounded. Furthermore, the only cases where the maximum of the is not bounded is when the concentration points satisfy: each point is close to a critical point of in the set with for and , where is the least eigenvalue of *
4.2 Morse Lemma
Once the pseudo gradient is constructed, following [2] and [8], we establish our Morse Lemma at infinity: we can find a change of variables which gives the normal form of the functional on the subsets We obtain the following result:
Proposition 4.3
For there exists a change of variables in the set is close to , such that in these new variables the functional behaves as
[TABLE]
where is a small positive constant and
[TABLE]
The proof is similar to the one given in [2, 5, 8], so we omit it here.
As a consequence of Proposition 4.1, we obtain:
Corollary 4.4
Let be a positive function on satisfying the flatness condition and condition The only critical points at infinity in are where . The Morse index of such a critical point is equal to
[TABLE]
If we have the following result:
Proposition 4.5
[8]**
For any each close to a critical point we find a change of variables in the space to , such that
[TABLE]
with
[TABLE]
and
[TABLE]
As a consequence of proposition 4.2, we obtain:
Corollary 4.6
The only critical points at infinity in are: such that the matrix defined in is positive definite, where the are critical points of in the set and for Such a critical point at Infinity has a Morse index equal to
[TABLE]
5 Proofs of Theorem 1.1 and Theorem 1.2
**Proof of Theorem 1.1
**
Following [9] and [13], let be the set of all critical points at infinity of and be their maximal Morse index given in (1.13). We define for the following sets:
[TABLE]
where is the unstable manifold associated to the critical point at infinity . By a theorem of Bahri and Rabinowitz [4], we have:
[TABLE]
where is a critical point at infinity dominated by and is a solution of dominated by Hence,
[TABLE]
It follows that is a stratified set of top dimension . Without loss of generality, we may assume it equal to Now, we consider the cone based on of vertex where is a global maximum of on
[TABLE]
The cone is a stratified set of top dimension . Next, we use the vector field to deform During this deformation and based on transversality arguments, we assume that we can avoid the stable manifolds of all critical points as well as critical points at infinity having their Morse indices greater than . It follows, by a Theorem of Bahri and Rabinowitz [4], that retracts by deformation on the set
[TABLE]
Now, taking and using the assumption that there are no critical points at infinity with index k, we derive that retracts by deformation onto
[TABLE]
Using the deformation above, problem has necessary a solution with . Otherwise it follows from that
[TABLE]
Obviously this formula contradicts the first assumption of the theorem.
Proof of Theorem 1.2 Let us denote by the set of solutions of problem having their morse indices less than or equal to We derive from , taking the Euler characteristic of its both sides, that:
[TABLE]
It follows that
[TABLE]
The result follows.
If we let in Theorem 1.1 the second assumption of this theorem is obviously satisfied and we obtain under this condition the following
Corollary 5.1
Let be as in Theorem 1.1 such that:
[TABLE]
*Then, there exists at least one solution of
This result generalizes the existence results due to Gamara and Riahi in [12] and the multiplicity results due to the same authors in [13] and finally recovers the existence results of Gamara and Hafassa in [10]. Moreover, if we denote the set of all the solutions of we obtain the following lower bound for
Corollary 5.2
[TABLE]
6 Appendix
Without loss of generality, we can assume for that Given a large positive constant, we define:
[TABLE]
The set contains the indices such that and are of the same order.
We denote by the subset of composed of the functions such that
Following the work done in [8], we obtain the following expansion of the functional in
Proposition 6.1
There exists such that, for any , , satisfying , we have
[TABLE]
with
[TABLE]
[TABLE]
[TABLE]
Furthermore is bounded
[TABLE]
For a proof we refer to [10].
Next, we will give the expansions of the gradient of the functional which is the key of the Morse Lemma. Since the vector field is a variation of hence we will expand and for and in the case where the concentration point is close to a critical point of verifying We follow the lines of the method used in [8] and [9]. Some of the following results are extracted from [13].
For the sake of simplicity, we will use the notation instead of Let we have
Proposition 6.2
[8]**
** 2. 2)
* *
If there exists a point close to a critical point of verifying , then the estimates in the above proposition can be improved see [10] and we obtain:
Proposition 6.3
For
[TABLE]
and
[TABLE] 2. 2)
If we assume that , where is a small positive constant, then
[TABLE]
**
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Bahri, Critical Points at Infinity in some Variational Problems, Pitman Research Notes in Mathematics Series, 182, 1989. MR 91h:58022, Zbl 676.58021.
- 2[2] A. Bahri, An invariant for Yamabe-type flows with application to scalar curvature problems in high dimensions, Duke.Math.J 281 , (1996), 323-466.
- 3[3] A. Bahri, J.M. Coron, The scalar curvature problem on the standard three -dimensional sphere, J.Funct.Anal.95 (1991), 106-172.
- 4[4] A. Bahri, P.H. Rabinowitz Periodic solutions of 3-body problems, Ann. Inst. H. Poincaré Ana. Non linéaire. 8 (1991), 561-649.
- 5[5] M. Ben Ayed, Y. Chen, H. Chtioui, M. Hammami, On the prescribed scalar curvature problem on 4-manifolds, Duke. Math. J. vol 84, n.3, (1996), 633-677.
- 6[6] S. Dragomir, G. Tomassini, Differential Geometry and Analysis on CR Manifolds, Progress in Mathematics, Volume 246.
- 7[7] N. Gamara, R. Yacoub, CR Yamabe conjecture-The conformally flat case, Pac.J.Math.,vol 201 , n. 1 , (2001).
- 8[8] N. Gamara, The prescribed scalar curvature on a 3-dimensional CR manifold, Advanced Nonlinear Studies 2 (2002), 193-235.
