Free boundary minimal surfaces and overdetermined boundary value problems
Nikolai Nadirashvili, Alexei V. Penskoi

TL;DR
This paper explores the relationship between free boundary minimal surfaces in three-dimensional space and free boundary cones from a one-phase problem, proving that doubly connected minimal surfaces with free boundary are catenoids.
Contribution
It establishes a novel connection between free boundary minimal surfaces and free boundary cones, and characterizes doubly connected minimal surfaces as catenoids.
Findings
Doubly connected free boundary minimal surfaces in a ball are catenoids.
A connection between free boundary minimal surfaces and free boundary cones is established.
The paper provides new insights into the structure of free boundary minimal surfaces.
Abstract
In this paper we establish a connection between free boundary minimal surfaces in a ball in and free boundary cones arising in a one-phase problem. We prove that a doubly connected minimal surface with free boundary in a ball is a catenoid.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Free boundary minimal surfaces and overdetermined boundary
value problems
Nikolai Nadirashvili
CNRS, I2M UMR 7353 — Centre de Mathématiques et Informatique, Marseille, France
and
Alexei V. Penskoi
Department of Higher Geometry and Topology, Faculty of Mathematics and Mechanics, Moscow State University, Leninskie Gory, GSP-1, 119991, Moscow, Russia
and
Faculty of Mathematics, National Research University Higher School of Economics, 6 Usacheva Str., 119048, Moscow, Russia
and
Interdisciplinary Scientific Center J.-V. Poncelet (ISCP, UMI 2615), Bolshoy Vlasyevskiy Pereulok 11, 119002, Moscow, Russia
Abstract.
In this paper we establish a connection between free boundary minimal surfaces in a ball in and free boundary cones arising in a one-phase problem. We prove that a doubly connected minimal surface with free boundary in a ball is a catenoid.
2010 Mathematics Subject Classification:
53A10, 35N25
The work of the second author was partially supported by the Simons Foundation and by the Young Russian Mathematics award.
1. Introduction
In this paper we investigate free boundary minimal surfaces in a three-dimensional ball, i.e. proper branched minimal immersions of a surface
[TABLE]
such that meets the boundary sphere orthogonally. It is a classical and developed subject, see e.g. the books [DHS10, DHT10a, DHT10b]. A celebrated result due to J. C. C. Nitsche [Nit72] states that if is a disk then is also a plane disk.
Actually, in the paper [Nit72] a stronger result is announced. Namely, that this statement holds for capillary surfaces and the angle between and is a constant. Details of the proof could be found in the paper [RS97].
Recently, the result due to J. C. C. Nitsche was generalized by A. Fraser and R. Schoen in the paper [FS15] to the case of a minimal disk satisfying the free boundary condition in a constant curvature ball of any dimension.
In this paper we prove that a free boundary doubly connected minimal surface in a three-dimensional euclidean ball is a piece of a catenoid.
Since (i) a minimal map could be parametrized by a conformal parameter, (ii) a double-connected domain is conformally equivalent to an annulus
[TABLE]
and (iii) any ball could be transformed by a homotety to a unit ball, it is sufficient to consider a map from annulus (1) to the unit ball centered at the origin.
Theorem 1.1**.**
Let be a proper branched minimal immersion such that and meets orthogonally. Then is a part of a catenoid.
This result was conjectured by A. Fraser and M. Li in [FL14].
Recently A. Fraser and R. Schoen proved the existence of free boundary minimal surfaces in which have genus [math] and boundary components, see the papers [FS16], see also [FPZ17] .
Let us remark that A. Fraser and R. Schoen established in the papers [FS11, FS16] a remarkable connection between minimal surfaces with free boundaries in a ball and Riemannian metrics on surfaces with boundaries extremizing eigenvalues of the Steklov problem on these surfaces. Let us also remark that connections of spectral isoperimetry with minimal surfaces is known also for some other spectral problems, see the paper [NS15].
In this paper we establish by means of the Minkowski transformation a connection between free boundary minimal surfaces and the extremal domains on the sphere for the Dirichlet problem. The last spectral problem is related to the one-phase free boundary problem for homogeneous functions defined in cones. By virtue of this connection we prove some new results for the one-phase free boundary problem.
The one-phase free boundary problem is a minimization of an integral
[TABLE]
where . It appears in some models related to the cavitational flow. If is a minimizer and then is a solution of the following overdetermined problem in
[TABLE]
where is a constant. H. W. Alt and L. A. Caffarelli proved in the paper [AC81] that the question of regularity of the boundary in the one-phase free boundary problem could be reduced to the one-phase problem in a cone. Let be an open (-dimensional) cone with a smooth lateral boundary. We are interested in the following overdetermined problem,
[TABLE]
where is a homogeneous degree function. Let us emphasise that the unknowns here are both and One can define an energy for the solutions of system (3) related to , see the papers [AC81, CS05]. A solution of (3) is called stable if it is stable with respect to this energy. L. A. Caffarlelli, D. Jerison and C. E. Kenig proved that in the only stable solutions of (3) are linear functions, the correspondent cone is a half-space, see the paper [CJK04]. This result was extended to the dimension see the paper [JS15]. On the other hand, D. De Silva and D. Jerison gave an example of a nontrivial energy minimizing solution in dimension , see the paper [DSJ09].
We show that result from the paper [CJK04] holds if we just assume that is a simply connected cone instead of the stability of the solution of system (3).
Theorem 1.2**.**
Suppose that and is a solution of system (3). Then
a) if is diffeomorphic to a disk then is a half-space;
b) if is diffeomorphic to an anulus then is a circular cone formed by lines with aperture , where is a solution of the equation .
The proof of Theorem 1.2 is based on the following involution on the space of homogeneous order functions. Let be a homogeneous function of order defined in a cone . Consider the surface called the hérisson of (the notion was introduced in the paper [LLR88]). The following theorem which goes back to Minkowski, see [Bla21, 78], holds:
Proposition 1.3**.**
Let be a homogeneous function of degree defined in a cone . Let be a Gauss map of the hérisson . Then the map is inverse at regular points of to . Moreover at a regular point the sum of curvature radii of the surface is equal to the trace of the Hessian of at .
In particular, from the proposition follows that if is a harmonic function then is a minimal surface. It is interesting to notice that the minimality of follows also from the results of H. Lewy, see the paper [Lew68].
Proposition 1.4**.**
Let be a harmonic function defined in a domain . Suppose that in . Then the set is a minimal surface in .
Proposition 1.4 also is a consequence of a deep theory of special Lagrangian manifolds, see the paper [HL82].
It is interesting to notice that by a remarkable observation of M. Traizet [Tra14] the entire solutions of the one-phase free boundary problem (2) on the plane are related to complete minimal surfaces in . Traizet constructed a Weierstrass-type map from entire solutions of (2) to immersed minimal surfaces in . Surfaces constructed by Traizet are symmetric with respect to a plane in and hence they meet that plane orthogonally. It appears that for the simply connected there are only two entire solutions of (2) with the corresponding minimal surfaces a plane and a catenoid.
Notice that a restriction of homogeneous order harmonic function on the sphere is an eigenfunction of the Laplacian on with the eigenvalue . Thus we can set Theorem 1.2 with some generalizations in terms of overdetermined spectral problem. Let be a bounded two dimensional simply connected Riemannian surface of a constant Gaussian curvature and with a smooth boundary . For the Laplace-Beltrami operator on suppose be a solution of the following overdetermined spectral problem:
[TABLE]
It is expected that nontrivial solutions of system (4) exist only in a disk. In the flat case and that conjecture is known as the Schiffer’s conjecture. Its generalization (generalized Schiffer’s conjecture) was widely discussed, see [Sch01]. It has a dual integral-geometrical setting, [WCG95]. In the plane case () for the above conjecture is equivalent to a long standing Pompeiu conjecture, see details in a beautiful survey of L. Zalcman [Zal80]. On symmetric spaces the problem was discussed in the paper [BZ80]. The case of the unbounded domain was discussed in the paper [BCN97]. For a flat unbounded and a nontrivial example of a solution of (4) comes from the catenoid via the Traizet map. However, for bounded solutions the conjecture holds, see the paper [RRS17].
We prove the following
Theorem 1.5**.**
Assume and is a solution of system (4).Then is a geodesic disk.
2. Proofs of the theorems
Lemma 2.1**.**
If the Gaussian curvature of a free-boundary mininal surface in a three-dimensional ball is constant on a connected component of a boundary, then this component of the boundary is an arc of a circle.
Proof. We can assume that the ball is of radius Let denote a unit normal field on the surface. Let us choose a point on the component of the boundary. Since the surface meets the boundary sphere orthogonally, one can choose such an orthonormal basis in the three-dimensional space that (i) (ii) the unit tanget vector to the component of the boundary at is (iii) the outward normal vector to at is Remark now that if we put the origin at the center of the ball then and the sphere is just the standard unit sphere centered at the origin.
Let us parametrize the surface as Then one has
[TABLE]
Then the component of the boundary can be parametrized as
[TABLE]
Since and
[TABLE]
one has
[TABLE]
Since the surface meets the sphere orthogonally, at each point the unit normal vector
[TABLE]
is orthogonal to the radius vector of this point, i.e.
[TABLE]
If one takes the derivative of equation (9) with respect to and one substitutes then one obtains due to formulae (8).
This implies that
[TABLE]
Since the surface is minimal, one has It follows that
[TABLE]
Let us take
[TABLE]
as a natural parameter on the component of the boundary. Then equations (5) and (8) imply
[TABLE]
It follows that
[TABLE]
Let us take the derivative of equation (7), substitute and use (5) and (8). One obtains
[TABLE]
Since the boundary belongs to the sphere, equation (5) imples
[TABLE]
Let us take the second derivative and substitute One obtains
[TABLE]
Let us now compute the curvature of the boundary at the point Equations (11), (12), (13) and (10) imply
[TABLE]
Since is a constant on the connected component of the boundary, the curvature of this component is also a constant. It is well known that a curve of constant curvature on a sphere is an arc of a circle. This finishes the proof.
Proof of Theorem 1.1. Let be the annulus (1), and be the standard -bilinear scalar product on
Consider a map such that
[TABLE]
and meets orthogonally.
Denote by the unit normal field on and by the component of normal to , i.e.
[TABLE]
In fact, the second formula from (14) implies that
Consider polar coordinates such that Since and are tangent to one has
[TABLE]
The free boundary condition, i.e. the condition that meets orthogonally, implies Hence, one has on for some function It follows that
[TABLE]
is a tangent vector. This means that on Then equation (15) implies that is real on Since it follows that is real and positive on
It is well-known that in a simple connected domain for a minimal surface there exists an adjoint surface such that is holomorphic and is a holomorphic function (including the branch points), see e.g. [DHS10]. It follows that
[TABLE]
is also a holomorphic function. is not simply connected, but the property of being holomorphic is local, one can check it in simple connected neighbourhoods of points of Hence, is holomorphic on Since is real on this function is constant on
[TABLE]
Let us now consider the celebrated Enneper-Weierstrass representation. For there exist a holomorphic function and meromorphic function such that is holomorphic and
[TABLE]
It follows that
[TABLE]
Let Let us recall that
[TABLE]
[TABLE]
see e.g. [DHS10]. Remark that could be multivalued since is not simply connected, but is a holomorphic function.
Let us recall that is a branch point if and only if is a zero of and Since there is no branch points on the boundary, see e.g. [CM11], has no zeroes on
Let us now consider the point or on Remark that any point on could be transformed by a rotation to one of these two points. Consider the curve parametrized by
It is well known that for a curve lying on a sphere its osculating spheres coincide with the initial sphere. It is also well known that the circle obtained as intersection of the osculating sphere and the osculating plane at a point of a curve touches this curve at the second order at this point. It follows that there exist a circle where is an affine natural parameter, such that
[TABLE]
Performing, if necessary, a rotation and reflection of we can assume that (i) the circle is the circle (ii) , here the superscripts mean the coordinate number, (iii) Let us remark that property (i) implies
[TABLE]
property (ii) implies
[TABLE]
and (iii) implies that does not have a pole at see e.g. [DHS10].
Combining
[TABLE]
with equations (20) and (21), one has
[TABLE]
Computing directly and using formula (18), we obtain the equation
[TABLE]
It is easy to prove that for the inequality
[TABLE]
holds, and one has the equality if and only if or
Since has no zeroes on it follows that
Since is a circle parametrized by an affine natural parameter, Then implies
[TABLE]
Since
[TABLE]
one has
[TABLE]
It follows that
[TABLE]
But formula (17) implies It follows that
Let us remark that
[TABLE]
Since is purely imaginary and one has The same argument proves that at least one of quantities or is zero.
Consider now One has
[TABLE]
Since the formula does not change under rotations of -plane or isometries of it holds for any point on This means that is an affine natural parameter on each connected component of
Moreover, the formula for Gaussian curvature, see e.g. [DHS10],
[TABLE]
and equations (16), (18) and (19) imply that is a constant on each connected component of
Then Lemma 2.1 implies that each component of is a circle lying on .
Let a circle be a boundary component of and . Let us consider the case when is not a great circle on In this case one can find a catenoid which meets orthogonally at . Without loss of generality we can assume that the initial minimal surface could be locally parametrised as and the catenoid as Since satisfies the minimal surface equation and have the same Cauchy data on in a neighbourhood of as one has where both functions are defined. Then and coincide globally and is a reparametrisation of a catenoid. Since all conformal automorphisms of the annulus are described by Schottky theorem [Sch77],
[TABLE]
where or we obtain that is a catenoid.
In the case when is a great circle the same argument could be applied with a plane disk instead of a cathenoid. As a result, another connected component of is inside the ball. This contradicts the assumption This finishes the proof.
Assuming a non-zero Dirichlet boundary condition on we will consider a generalization of the problem (3):
[TABLE]
where is a homogeneous degree function. We assume that is a constant. Then the second boundary condition implies that .
Let be a homogeneous order harmonic function defined in the cone and satisfying equation (23). Denote . Let be the set of critical points of , i.e., the set of vanishing of the differential . Since is a real analytic map, is either a set of isolated points in , or it contains a one dimensional ark , see the paper [Whi65]. Consider the second case. Let be the conic extension of to .Then there is a linear function in such that on . Since is a harmonic function then by the uniqueness of the solution of the Cauchy problem in and the theorem follows. Suppose now that is a set of isolated points. By Proposition 1.3 surface is a minimal surface. By a theorem by Gulliver and Lawson, see [GL86] and [Mee07], the surface could be extended to the set as a branching minimal surface . Assume now that satisfies in equation (3). Since . Let . Since is a homogeneous order function , where , . Thus the angle between vectors and is fixed for all points . By Proposition 1.3 is a unit normal to at and hence the angle between vectors and is fixed for all points . Thus intersects sphere under a fixed angle in particular if then meats sphere orthogonally. Now Theorem 1.2 follow from the theorem of Nitsche and from Theorem 1.1.
Remark. It is easy to see that the curves and are dual curves on the sphere .
Proof of Theorem 1.5. Since the Gaussian curvature of is there exists an isometry
[TABLE]
and is a domain possibly multi-sheeted on . Denote by the pull down of the function from to . We will assume that the function is extended as a homogeneous function to a cone over , where is possibly multi-sheeted cone. Then satisfies equation (23). The same argument as above shows that the surface intersects sphere under a fixed angle. Hence Theorem 1.5 follows from Nitsche’s theorem.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[AC 81] H. W. Alt and L. A. Caffarelli, Existence and regularity for a minimum problem with free boundary , J. Reine Angew. Math. 325 (1981), 105–144. MR 618549
- 2[BCN 97] Henri Berestycki, Luis Caffarelli, and Louis Nirenberg, Further qualitative properties for elliptic equations in unbounded domains , Ann. Scuola Norm. Sup. Pisa Cl. Sci. (4) 25 (1997), no. 1-2, 69–94 (1998), Dedicated to Ennio De Giorgi. MR 1655510
- 3[Bla 21] Wilhelm Blaschke, Vorlesungen über Differentialgeometrie und geometrische Grundlagen von Einsteins Relativitätstheorie. Band I. Elementare Differentialgeometrie , Springer, Berlin, 1921.
- 4[BZ 80] Carlos A. Berenstein and Lawrence Zalcman, Pompeiu’s problem on symmetric spaces , Comment. Math. Helv. 55 (1980), no. 4, 593–621. MR 604716
- 5[CJK 04] Luis A. Caffarelli, David Jerison, and Carlos E. Kenig, Global energy minimizers for free boundary problems and full regularity in three dimensions , Noncompact problems at the intersection of geometry, analysis, and topology, Contemp. Math., vol. 350, Amer. Math. Soc., Providence, RI, 2004, pp. 83–97. MR 2082392
- 6[CM 11] Tobias Holck Colding and William P. Minicozzi, II, A course in minimal surfaces , Graduate Studies in Mathematics, vol. 121, American Mathematical Society, Providence, RI, 2011. MR 2780140
- 7[CS 05] Luis Caffarelli and Sandro Salsa, A geometric approach to free boundary problems , Graduate Studies in Mathematics, vol. 68, American Mathematical Society, Providence, RI, 2005. MR 2145284
- 8[DHS 10] Ulrich Dierkes, Stefan Hildebrandt, and Friedrich Sauvigny, Minimal surfaces , second ed., Grundlehren der Mathematischen Wissenschaften [Fundamental Principles of Mathematical Sciences], vol. 339, Springer, Heidelberg, 2010, With assistance and contributions by A. Küster and R. Jakob. MR 2566897
