Pathologies on the Hilbert scheme of points
Joachim Jelisiejew

TL;DR
This paper demonstrates that the Hilbert scheme of points in higher-dimensional affine space exhibits non-reduced components and characteristic-dependent behavior, confirming a form of Vakil's Murphy's Law using advanced geometric techniques.
Contribution
It proves the non-reducedness and characteristic-dependent components of the Hilbert scheme of points in higher dimensions, extending Vakil's Murphy's Law to this setting.
Findings
Hilbert scheme of points is non-reduced in higher dimensions.
Components of the scheme depend on the characteristic p.
Vakil's Murphy's Law holds for this scheme.
Abstract
We prove that the Hilbert scheme of points on a higher dimensional affine space is non-reduced and has components lying entirely in characteristic p for all primes p. In fact, we show that Vakil's Murphy's Law holds up to retraction for this scheme. Our main tool is a generalized version of the Bialynicki-Birula decomposition.
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Pathologies on the Hilbert scheme of points
Joachim Jelisiejew
(Date: March 2, 2024)
Abstract.
We prove that the Hilbert scheme of points on a higher dimensional affine space is non-reduced and has components lying entirely in characteristic for all primes . In fact, we show that Vakil’s Murphy’s Law holds up to retraction for this scheme. Our main tool is a generalized version of the Białynicki-Birula decomposition.
2010 Mathematics Subject Classification:
14C05, 14L30, 14B12, 13D10, 14B07
Institute of Mathematics, Polish Academy of Sciences and Institute of Mathematics, Faculty of Mathematics, Informatics and Mechanics, University of Warsaw. Email: [email protected]. Partially supported by NCN grant 2017/26/D/ST1/00913.
1. Introduction
Vakil defined singularity type as an equivalence class of pointed schemes under the relation generated by if there is a smooth morphism . He defined that Murphy’s Law holds for a moduli space if every singularity type of finite type over appears on this space. In [Vak06] Vakil gave numerous examples when this happens. A notable item missing in his list is the Hilbert scheme of points. In fact little was known about its singularities: for example the following classical questions raised by Fogarty and Hartshorne were open.
Question 1.1** ([Fog68, p. 520], [Ame10, Problem 1.25], [CEVV09]).**
Is reduced for all ? Is reduced for all ?
Question 1.2** **([Har10, p. 148], [Ame10, Problem 1.2],
[Lan18]).
Do all finite -schemes, for a finite field , lift to characteristic zero?
Question 1.1 was completely open, and is the only known reduced but singular Hilbert scheme of points [RA16, BCR17]. It was explicitly asked in [Ame10, Problem 1.6] whether is reduced. There was a bit of progress on Question 1.2 in recent years. Classically, Berthelot and Ogus [BO78, §3] note that the maximal ideal of the algebra admits no divided power structure. Bhatt [Bha12, 3.16] mentioned that this algebra does not lift to and Zdanowicz [Zda18, §3.2] gave a short direct proof of this fact. Langer [Lan18] proved that for this algebra does lift to characteristic zero. He also refined Zdanowicz’s method to give, for every local Artin ring with and residue characteristic , a finite -scheme nonliftable to . The constructed scheme depends on and Langer writes “in principle these schemes could be liftable to characteristic [math] over some more ramified rings but we are unable to check whether this really happens.”
In this paper we prove that the answers to Questions 1.1-1.2 above are negative; both pathologies occur as special cases of a Murphy-type Law, which we now describe. We say that Murphy’s Law holds up to retraction for a space if for every singularity type there is a representative of , an open subscheme of and a retraction . Here, a retraction is a morphism of pointed schemes together with a section. The aim of this paper is to prove the following theorem.
Theorem 1.3**.**
Murphy’s Law holds up to retraction for .
On the infinitesimal level, Theorem 1.3 implies that for every singularity type , there exists a representative of and a point on with complete local ring , for some and such that . In particular, is a subring of the complete local ring.
Murphy’s Law up to retraction holds also for the scheme , as is its open subscheme. More generally, the forgetful functor from embedded to abstract deformations of a finite scheme is smooth [Art76, p. 4], hence the above pathologies appear also for the abstract deformations of finite schemes and for Hilbert schemes of points on every smooth quasi-projective variety of dimension at least sixteen.
The negative answers to Questions 1.1-1.2 with follow from Theorem 1.3 applied to singularity types and respectively, see Section 5. More precisely, for Question 1.2 we obtain finite schemes which do not lift to any ring with . In Section 5 we give explicit examples of this behavior, for , . Using the singularity type we also obtain finite -schemes that do lift to but do not lift to any with and so forth.
The main difficulty with analysing finite schemes is their lack of structure: for example, they admit no non-trivial line bundles. Our proof of Theorem 1.3 proceeds by a series of reductions from objects with more structure, such as projective schemes. The main role is played by the generalized Białynicki-Birula decomposition, which we now recall.
Classically [BB73], for a smooth variety with a -action and with connected, the BB decomposition is a variety with a map and a retraction which makes a locally trivial affine fiber bundle over .
The generalized Białynicki-Birula decomposition [Dri13, Jel19, JS19] extends this construction to -schemes , not necessarily smooth, normal or reduced. We apply it to the scheme with the standard -action on . We obtain a locally finite type -scheme together with a map and a retraction with section ( is not in general a bundle over ). The -points in the image of are exactly the -schemes supported at the origin of , so is nowhere dense. To remedy this, we define which maps to the scheme translated by . The structure is summarized in the diagram below, see Section 4 for details.
[TABLE]
The maps and are injective on -points for all fields and we identify the points of with their images in . The tangent space to is equal to , where . If is -fixed, then this space is graded and in this case . It follows that is surjective if and only if
[TABLE]
If (1.2) holds, we say that has trivial negative tangents (TNT for short). If has TNT, then is an open immersion on its neighbourhood, see [Jel19]. This property is important enough to give it a name: we say that locally retracts to if there are open neighbourhoods and and a retraction . For example, if has TNT then locally retracts to .
Now we discuss the proof of Theorem 1.3. We first present a natural but unsuccessful line of argument and then refine it to obtain a proof. Fix a singularity type . Vakil [Vak06] proved that there is a smooth surface whose embedded deformations in are of type . For the -equivariant deformations of the cone are also of singularity type . Let be the ideal of the origin in . Then the -equivariant deformations of the zero-dimensional truncation are of singularity type , see [Erm12]. In other words, has type . Thus, has singularity type up to retraction. However, there is no reason for to be an open immersion around and we cannot say anything about the singularity type of . To obtain a scheme such that that is an open immersion in its neighbourhood, we need a refinement that produces a scheme with TNT.
The refinement is based on the concept of TNT frames. Let be a homogeneous ideal and . A TNT frame of size for is an ideal given by
[TABLE]
Informally, the TNT frame is a bifurcated reduction of to dimension zero. The quadric is technically useful for the proof that has TNT because the deformations of inside do not admit any negative tangents under mild assumptions on , see Corollary 3.8. Since is homogeneous with respect to both ’s and ’s, the stabilizer of contains a two dimensional torus . Let be the torus acting diagonally.
The concept of TNT frames is geared towards the following result.
Proposition 1.4**.**
Let and let be a homogeneous ideal with . Assume that and . Then
- (1)
* has TNT, hence locally retracts to ,* 2. (2)
* locally retracts to ,* 3. (3)
* locally retracts to .*
For the -equivariant deformations of and are canonically isomorphic [Erm12]. For such a number , the composition of the local retractions from Proposition 1.4 gives a local retraction of to . The analogue of Proposition 1.4 holds also in , for a slightly modified , see Section 3.3.
We return to the proof of Theorem 1.3. Fix a singularity type , a surface and its truncation as above. The ideal does not satisfy the depth assumption of Proposition 1.4, so fix a linear embedding and consider the extended ideal in . Let be a TNT frame for with . Proposition 1.4 implies that the (not necessarily equivariant!) deformations of in locally retract to the -equivariant deformations of in . These in turn retract to the equivariant deformations of in . Thus, locally retracts to a scheme of singularity type and the proof is concluded.
In the course of the proof we give two side-results. First, in Corollary 3.10 we present a class of ideals, generalizing TNT frames above, which have TNT. By [Jel19, Theorem 1.2], each of those ideals lies on an elementary component of the Hilbert scheme; thus we obtain a new, very large class of elementary components. Second, in Corollary 3.17 we prove that thickenings of maximal linear subspaces of the quadric are rigid.
Theorem 1.3 together with related combinatorics, in particular TNT frames which subtly balance prescribed homogeneous deformations and the TNT condition, is the main novelty of this paper. The Białynicki-Birula decomposition of , in the equicharacteristic setting, was introduced in [Jel19]. The ambient dimension in Theorem 1.3 is chosen to make the argument transparent and is probably not optimal. Hazarding a guess, we would say that it can be reduced to or even . In any case, the case is special because of the superpotential description [DS09, BBS13]; it would be interesting to know the answers to Questions 1.1-1.2 in this case.
The above results exhibit pathologies of the space of based rank algebras, see [Poo08, §4]. Hilbert schemes of points also appear prominently in the study of secant and cactus varieties and in algebraic complexity [Lan12]. The non-reducedness of strongly suggests that the equations for these varieties obtained in [BB14] are only set-theoretic, not ideal-theoretic. To make this suggestion rigorous, one would need to know that the Gorenstein locus of is non-reduced, but this remains open. Another interesting open question is whether there are generically non-reduced components of the Hilbert scheme of points.
The outline is as follows: in Section 3 we prove the necessary prerequisite results on the tangent spaces and maps. In Subsections 3.1-3.2 we deal with , while in Subsection 3.3 we present the modified construction for characteristic two. Section 4 contains main ideas of the paper: we discuss Białynicki-Birula decompositions, prove a generalized version of Proposition 1.4 and finally prove Theorem 1.3. In Section 5 we discuss consequences of specific singularity types and give explicit examples of non-reduced points on the Hilbert scheme and components lying in positive characteristic.
Acknowledgements
I am very grateful to Piotr Achinger, Jarosław Buczyński and Maciek Zdanowicz for helpful and inspiring conversations and insightful comments of the early versions of this paper. The paper was prepared during the Simons Semester Varieties: Arithmetic and Transformations which is supported by the grant 346300 for IMPAN from the Simons Foundation and the matching 2015-2019 Polish MNiSW fund.
2. Pointed schemes and smooth equivalence
A pointed scheme is a scheme of finite type over together with a point of the underlying topological space of . A morphism of pointed schemes is a morphism of schemes such that . We say that is smooth if the underlying morphism is smooth. We say that pointed schemes and are smoothly equivalent if there exists a pointed scheme and smooth maps
[TABLE]
Lemma 2.1**.**
Being smoothly equivalent is an equivalence relation of pointed schemes.
Proof.
The relation is clearly reflexive and symmetric. To prove transitivity, suppose that the pairs , and , are smoothly equivalent. By definition there exist pointed schemes and together with smooth maps forming the diagram
[TABLE]
Let and let denote the residue field. The algebra is a tensor product of nonzero algebras over a field, hence it is nonzero. Therefore the scheme is nonempty. Choose a point of this scheme. The natural maps and induce a map . Let be the image of . The pointed scheme comes with smooth maps to and and proves that those schemes are smoothly equivalent. ∎
Lemma 2.1 shows in particular that the above definition of smooth equivalence agrees with Vakil’s one given in the introduction. The equivalence classes of smooth equivalence are called singularity types. The singularity type of is denoted by or simply if has only one point. For example, the singularity type consists of pointed schemes over and such that is smooth. A retraction is a pair where and are morphisms of pointed schemes such that . For each such retraction, the residue fields of and are isomorphic. The retractions we encounter in this article come from diagrams similar to (1.1).
3. Tangent spaces
In this section we prove tangent-map-surjectivity lemmas, such as the TNT condition, needed for the proof of a generalized version of Proposition 1.4. Specifically, the aim is to prove Proposition 3.10, Corollary 3.16 (for characteristic two, respectively Proposition 3.23, Corollary 3.26), which are applied in Section 4. These results follow from the chain of quite technical partial results, obtained using linear algebra and representation theory. We encourage the reader to consult Section 4 for motivation before diving into details.
Throughout, let be field. Let be a homogeneous ideal. Let . Fix , and let , , and
[TABLE]
The ideal is -graded by . Throughout this section the word homogeneous for elements of refers to this bi-grading. For elements of , the word homogeneous refers to the usual grading by the total degree (when viewing as subring of , these agree). The ideal is generated by elements of degrees , , and . The space is graded by
[TABLE]
This section is devoted to showing that certain homogeneous pieces of vanish or are as small as possible. The following Table 3.2 provides for each such piece a reference to the corresponding result. Stars denote pieces which are not of interest. The table is subtly asymmetric with respect to and .
Now we introduce two tricks which recur in our computation of the homogeneous components of the space (3.1). Consider the canonical epimorphism and note that there exists a unique homogeneous linear section of the map :
[TABLE]
and that is zero in degrees , and an isomorphism in degrees . Our first trick is the following lemma.
Lemma 3.1** (lifting homogeneous homomorphisms).**
Let be a graded -module with a minimal presentation
[TABLE]
and be a homomorphism of degree . Suppose that and for all . Then lifts to a homomorphism of degree .
Proof.
Let . Take a lifting of to a homogeneous chain complex map
[TABLE]
The map maps the generator of into . But and , hence . Therefore , which completes the claim. ∎
Our second trick is as follows: suppose that is an ideal and is a -module with . Then for , see [Eis95, Proposition 18.4], so is an isomorphism. To make the trick applicable to , we give a lower bound of the depth of , as follows.
Lemma 3.2**.**
Let . Suppose that and is a regular sequence on consisting of homogeneous elements. Then is a non-zero divisor on both and . Moreover, is a regular sequence on .
Proof.
By base change, we may assume that is algebraically closed.
The quotient module has -depth at least one, hence there exists a quadric which is a regular element for . Thus, the sequence
[TABLE]
is regular for the -module . This sequence consists of elements homogeneous with respect to the total degree, hence each of its permutations is also a regular sequence [Mat86, Theorem 16.3]. In particular, the sequences and are regular for . The first one implies that is regular on and the second that is regular on and that is regular on . ∎
Now we begin direct computations of specific degrees of the tangent space at .
3.1. Negative tangents
In this section we verify that has TNT.
Lemma 3.3** (-ignoring lemma).**
Suppose that . Let , be integers, with . Let be a homomorphism such that . Then .
Proof.
Choose any homogeneous and let be its degree. If , then and so . Otherwise, we have , so
[TABLE]
But and . Therefore,
[TABLE]
is an isomorphism. Hence, uniquely lifts to an element of such that . By Lemma 3.2, we have , hence , so . As was chosen arbitrarily, we have . ∎
Lemma 3.4** (depth lemma).**
Suppose that and . Fix so that or . Let , be homogeneous ideals with radicals , respectively. Then
[TABLE]
Proof.
Let viewed as a -module. By Lemma 3.2, . Hence for , so
[TABLE]
is an isomorphism. But has no non-zero elements of degree with or . The same argument applies with instead of ; the depth assumption is satisfied as the sequence is regular. ∎
Corollary 3.5**.**
Suppose that and . Then for or .
Proof.
Consider the case . Take an element . By degree reasons, sends and to zero. Consider . This map sends generators of to elements of and the syzygies of are linear, of degree . Hence, by Lemma 3.1, the map lifts to a map
[TABLE]
of degree with . Such a map is zero by Lemma 3.4 applied to . Therefore, . From Lemma 3.3 it follows that , hence . The case is symmetric, minus the use of Lemma 3.3. ∎
Now we will analyse homomorphisms of degree with . These do exist (e.g. the tangents corresponding to the -action by translations), so the depth considerations as above are not directly applicable.
Lemma 3.6**.**
Suppose that . Then
[TABLE]
Proof.
Let
[TABLE]
Take the unique lift of to a linear map . Let be a monomial. Then and
[TABLE]
hence there exists a form such that
[TABLE]
so . We define a linear map by . Suppose that are monomials such that for some . Then
[TABLE]
But , hence and so extends to a -module homomorphism of degree . But , so for , hence is an isomorphism. In particular, there are no homomorphisms of negative degrees, so . Accordingly, , hence . ∎
Lemma 3.7**.**
Let . Then
[TABLE]
Proof.
The proof of Lemma 3.6 can be repeated with interchanged with and . ∎
Let be the derivations with respect to variables of . By Leibniz’s rule, each such derivation induces a -linear map . This map is an element of the tangent space . By slight abuse, we denote it by . Geometrically, these elements arise from the action of on by translation.
Corollary 3.8**.**
Suppose that and . Then
[TABLE]
Proof.
Choose any homomorphism of degree . Then . But , hence there is a unique linear combination of such that . Replacing by , we may assume . By Lemma 3.6, we have . By Lemma 3.3, we have . Finally, by degree reasons, so and the claim follows for . The argument for degree is symmetric. ∎
Out of all tangents of negative degrees, there is a single degree left to consider: .
Lemma 3.9** ( tangents).**
Suppose that . Then .
Proof.
Let a homomorphism of degree . Then by degree reasons. Moreover, . If , then
[TABLE]
so , a contradiction. Hence , so . ∎
Proposition 3.10** (TNT for ).**
Suppose that and . Then the scheme has TNT.
Proof.
This follows from Corollary 3.5, Corollary 3.8, and Lemma 3.9. ∎
3.2. Degree zero tangents in characteristic
Proposition 3.10 is the essential part to obtain the local retraction from Point 1 in Proposition 1.4. To obtain the retraction from Point 2, we need to compute the tangents of that have degree for . All homomorphisms coming from such tangents kill by degree reasons. Hence, the material in this section is independent of the choice of . To emphasise this further, we introduce the linear space and identify with the dual space . Then
[TABLE]
for all and, in particular, becomes the trace element in , hence is -invariant. For we let , denote the monomials , respectively. We will denote the space by and denote by the functional which is dual to . There is an contraction action given by
[TABLE]
for all , and . For there is a unique -equivariant isomorphism and it sends to . Under this isomorphism, contraction corresponds to differentiation . See [Eis95, A2.4] or [BB14, §3] for details.
Now we introduce the group giving trivial degree zero tangents; this is the degree-zero counterpart of . Let be a subgroup given in the basis by
[TABLE]
The group is smooth and acts naturally on and . The Lie algebra of maps ’s to combinations of ’s. Hence, the tangent to the orbit map is
[TABLE]
Let be the stabilizer of in . In the description (3.4), it consists of anti-symmetric matrices . Let be the Lie algebra of . The action of annihilates and we obtain a tangent map
[TABLE]
Now we proceed to computations. Throughout this subsection, denotes . The -module is free. Let . This is an -module with presentation
[TABLE]
where the twists correspond to the fact that generators of have -degree and its syzygies have degree with respect to natural bi-grading. The presentation map is just the multiplication by . Explicitly, it is given by
[TABLE]
The module plays a key role in the computation of tangents of . There is a natural injection , hence we obtain restriction maps
[TABLE]
Lemma 3.11**.**
Suppose . Then all maps in the diagram (3.9) are bijective.
Proof.
Left-side horizontal maps are bijective, because the homomorphisms kill other generators of by degree reasons. The right-side horizontal maps are bijective since homomorphisms of degree into annihilate . Finally, implies that the surjection is bijective in degrees . Then the rightmost downward arrow is bijective by applying Lemma 3.1 to (3.7). ∎
We concentrate on analysing . For brevity, let . From the presentation (3.7) we obtain an exact sequence
[TABLE]
which simplifies to . Hence, we obtain a commutative diagram with exact columns and bottom row.
[TABLE]
Let us write down and explicitly. The map comes from applying to the map (3.8). Therefore, it is given in coordinates by
[TABLE]
where denotes contraction, as defined in (3.3).
Proposition 3.12**.**
Suppose that and . Then the map
[TABLE]
obtained by composing (3.6) and (3.9) is bijective.
Proof.
For an element of , the image of is read off the image of in the corresponding homomorphism, so the map (3.12) is injective and it is enough to check that . We do this directly.
Since , the map has source and target of the same dimension. We will prove that it is bijective. It is enough to prove surjectivity. By (3.11), we have for the map given by
[TABLE]
It is enough to prove that is surjective. For pairwise distinct , , , we have
[TABLE]
The same holds for not necessarily distinct , , under the convention that in . Thus, the map is surjective, hence the map is bijective. In particular, and are injective. From the snake lemma applied to (3.10), we have , in particular as claimed. ∎
Remark 3.13**.**
Proposition 3.12 fails for ; in particular and are not injective.
The restriction to , while sufficient for our purposes, is not very satisfactory. For we have the following result in large enough characteristics. We will not use it in the proof of Theorem 1.3, so we only sketch a proof.
Proposition 3.14**.**
Let be arbitrary and . Then the map is bijective.
Sketch of proof.
By Proposition 3.12 we may assume (we only need this for notational reasons in Schur functors). The maps in Diagram (3.10) split into maps between simple -modules, which are indexed by Young diagrams [FH91, §6].
The cokernel of is isomorphic to . Similarly, the cokernel of is isomorphic to . Hence, the cokernel of is obtained from by applying two partial symmetrizations (corresponding to dividing by images of and ), which together imply that . Now, a dimension count on the bottom row shows that as claimed. ∎
Corollary 3.15**.**
Suppose that and . Suppose further that either or . Then the map (3.5) is bijective.
Proof.
Let
[TABLE]
Take an element . By degree reasons, and . There is a unique element such that . Replacing by , we can assume . Therefore, comes from an element of
[TABLE]
By Lemma 3.11 and Proposition 3.12 or Proposition 3.14, there exists a unique element of mapping to , which concludes the proof. ∎
Corollary 3.16**.**
Let and . Suppose that and . Suppose further that either or . The map
[TABLE]
is bijective.
Proof.
This follows from Corollary 3.15 and Corollary 3.5. ∎
The above computations of degree-zero tangents can be translated to a geometric statement, which is of some independent interest at least as a motivation.
Corollary 3.17**.**
Let and . Assume either or . Let
[TABLE]
be a thickening of a projective subspace on a quadric. Then is a rigid scheme: we have , where is the Schlessinger’s functor [Har10, §3].
Proof.
Let be the coordinate ring of . Since , we have , so naturally, see e.g. [Har10, Theorem 5.4]. Corollary 3.15 proves that , directly from the construction of . ∎
3.3. Tangents in characteristic
Assumption 3.18**.**
In this subsection is a field of characteristic two.
In this case, Proposition 3.12 fails and we need to replace in the definition of by another ideal. There are many possible replacements; in any case the symmetry has to be broken. We choose defined by
[TABLE]
mainly for the (relatively) simple computations. Let be a homogeneous ideal and . A tweaked frame of size for is an ideal defined by
[TABLE]
As in Subsection 3.1, we calculate some graded pieces of . Most of the arguments will directly pass to this setup. There is some additional work needed in degrees . Anyway, for clarity we provide statements and sketches of proofs of all steps.
An important additional piece is the following easy result about the syzygies of .
Lemma 3.19**.**
Let and . Suppose that are forms satisfying . Then for . In particular, if , then for all .
Proof.
Let , then . Differentiate with respect to to obtain
[TABLE]
In follows that . Intersecting over all , we get for some . The forms have degree , hence . Consequently, we have . ∎
Lemma 3.20**.**
Suppose that and . Then for or .
Proof.
The non-Koszul syzygies of are linear, hence the proof of Corollary 3.5 applies without changes. ∎
Lemma 3.21**.**
Suppose that and . Then
[TABLE]
Proof.
Take a homomorphism as in the left-hand side of (3.15) and its unique lift of to a linear map . First, from we get
[TABLE]
so for , by Lemma 3.19. Next, so we have and
[TABLE]
for some . Comparing coefficients near ’s, we get . In particular , hence , thus . ∎
Corollary 3.22**.**
Suppose that , and . Then
[TABLE]
Proof.
Homomorphisms of degree kill and this case reduces to the one considered in Corollary 3.8. Consider a homomorphism . Then . But , hence there is a unique linear combination of such that . Replacing by , we may assume . By Lemma 3.21 we have . Moreover, for degree reasons. This shows that . ∎
The following Proposition 3.23 summarizes the above discussion. We stress once more, that we assume , see Assumption 3.18.
Proposition 3.23**.**
Suppose that and . Then the scheme has TNT.
Proof.
This follows from Lemma 3.20, Corollary 3.22, and a direct analogue of Lemma 3.9. ∎
Now we analyse degree zero tangents of . In (3.4) we defined the group by
[TABLE]
We also introduce its Lie algebra and the tangent map
[TABLE]
As before, we will prove that it is bijective.
Lemma 3.24** (special liftings).**
Let . Let be a homomorphism of degree . Then for all . Moreover, there exists a special lifting of , that is, a degree linear map
[TABLE]
such that
- (1)
* for every generator of ,* 2. (2)
* and for all .*
Proof.
Take a homomorphism of degree and any lift to a linear map . The syzygy implies . By Lemma 3.19 we have for all , after possible changing the lifting.
The syzygy implies that . Take and such that
[TABLE]
Let for . Replacing with , we may assume . Pick and any (we use ). The monomial appears in with coefficient , but does not appear elsewhere in (3.17), so . Then . Then , so for some . Clearly, , hence we may replace by . The lifting thus obtained satisfies the conditions. ∎
Proposition 3.25**.**
Let and . The map (3.16) is bijective.
Proof.
Take a lift as in Lemma 3.24 and the unique lift of . Recall from Lemma 3.24 that and for all . Write
[TABLE]
where . Since , we have . Since , we have
[TABLE]
for some . Putting (3.18) into (3.19), we get
[TABLE]
Comparing coefficients of in (3.20), for , we obtain . Moreover, by the first paragraph, so and . From the equation (3.20), we compute .
Define by setting and for . Then and moreover for all . Therefore is the image of . ∎
Corollary 3.26**.**
Let and . The map
[TABLE]
is bijective.
Proof.
This follows from Proposition 3.25 and Lemma 3.20. ∎
4. Białynicki-Birula decompositions and retractions
In this section we formally define Białynicki-Birula decompositions and apply the results from the previous section to obtain the local retractions and prove Proposition 1.4 and Theorem 1.3. In total, these proofs apply three BB decompositions; we consider three different linear -actions, which correspond to the three retractions from Proposition 1.4.
Let and be its compactification at infinity. Every -action on induces a -action on . The Białynicki-Birula decomposition of the -scheme is a functor from -schemes to sets given by
[TABLE]
This functor is represented by a scheme , whose connected components are quasi-projective over . This scheme comes with naturals maps:
- •
Forgetting about the limit by restricting to . This induces a map .
- •
Restricting to the limit by restricting to . The family is equivariant, hence the image lies in . We obtain a map
[TABLE]
- •
Embedding of fixed points. The trivial -action on extends to and hence induces a map . We have and is the embedding of fixed points. In particular, is a retraction.
The existence of Białynicki-Birula decompositions for Hilbert schemes of points and totally divergent -action is proven in [Jel19, Proposition 3.1]; in that paper denotes a field, but the proof holds equally well for : indeed the proof of [Jel19, Proposition 3.1] goes through without changes for and its main nontrivial ingredient is the existence of the multigraded Hilbert scheme which holds over any commutative ring [HS04]. Alternatively and more explicitly, one can take the standard affine -stable covering of , see [MS05, §18.1] and then glue from , as in [JS19, Proposition 5.3]; neither of these two steps depends on the base ring.
Remark 4.1**.**
The image of is frequently nowhere dense. This happens in particular for the dilation action , given by , see [Jel19, Proposition 3.2]. Hence, we cannot in general hope to prove that is an open immersion. To remedy this, we choose a smooth algebraic group -scheme acting on and extend the map to
[TABLE]
which maps to . Below, will be either acting by translation or the unipotent group defined in (3.4) and recalled below.
Recall the group of linear transformations given in the basis by
[TABLE]
and its Lie algebra .
We would now like to apply Białynicki-Birula decompositions to prove Proposition 1.4 for frames (for ) and tweaked frames (for ). To avoid dichotomy in proofs and for clarity, we abstract the necessary properties into a standalone definition.
Definition 4.2** (Frame-like ideals).**
Let be a homogeneous ideal and be a -homogeneous ideal of the form
[TABLE]
where . We say that is frame-like if the following conditions hold
- (a)
the scheme has TNT, 2. (b)
the map is bijective, 3. (c)
there exists a such that and .
Lemma 4.3**.**
Let and . Let be an ideal with , . Let be a frame of size for . Then is frame-like (for all ).
Proof.
This follows from Proposition 3.10 and Corollary 3.16. ∎
Lemma 4.4**.**
Let and . Let be an ideal with , . Let be a tweaked frame of size for . Then is frame-like (for all ).
Proof.
This follows from Proposition 3.23, Corollary 3.26 and from . ∎
Let us fix a frame-like ideal . The ideal is -graded by and hence its stabilizer contains a two-dimensional torus . We consider three of its one-dimensional sub-tori: . They act on by respectively
[TABLE]
We identify -points of with finite subschemes of affine space and with their ideals, with the conversion that and , so for example is the pointed scheme . Finally, we consider the following Diagram (4.1) of Hilbert schemes, where subscripts indicate the points of interest (see below for explanations).
[TABLE]
The scheme is the Białynicki-Birula decomposition of with respect to the natural -action. The scheme is the flag Hilbert scheme, which parameterizes deformations of pairs of finite subschemes in affine space (the flag Hilbert scheme is constructed as a closed subscheme of ).
The map was denoted by in the introduction. It is the forgetful map to composed with the translation action . Similarly, the map is the forgetful map followed by the -action on .
The proof of Proposition 1.4 is a journey on Diagram (4.1), from its upper-right corner to the lower-left one. Specifically, each of the three parts of the proposition asserts the existence of a local retraction for one “hook” on this diagram. First two retractions will be obtained from the BB decompositions corresponding to and respectively. The last one is easily deduced from . The conditions (a), (b) of the definition of frame-like ideal imply that and are bijective in relevant points.
Proposition 4.5**.**
There exists an open -stable neighbourhood such that is an open immersion.
Proof.
The map at induces an injection on obstruction spaces [Jel19, Thm 4.2] and a bijection on tangent spaces by Condition 4.2(a). Hence it is étale at this point. The torus normalizes in the automorphism scheme of , hence we obtain a semidirect subgroup . This subgroup acts on by and is -equivariant. Hence, the étale locus of has the form for some -stable open . Now, is universally injective, hence is an open immersion, see [sta17, Tag 025G]. Take . ∎
To repeat the argument above for we need to check universal injectivity for the -action.
Lemma 4.6**.**
*Let be a point with limit point . Assume that is injective. Then the stabilizer of in is trivial. *
Proof.
Suppose that there exists a point of the stabilizer of and identify it with a matrix as in (3.4). For every the element of corresponding to the matrix stabilizes . Therefore, the tangent vector maps to zero in . Since the map is injective, . ∎
Proposition 4.7**.**
There exists an open -stable neighbourhood such that is an open immersion.
Proof.
Let be the Lie algebra of . The tangent map at is
[TABLE]
so it is bijective by Condition 4.2(b). As in the proof of Proposition 4.5, we find a -stable such that is étale. Then by Lemma 4.6 the map is universally injective, hence an open immersion [sta17, Tag 025G]. ∎
Proposition 4.8**.**
The map is an isomorphism on the connected component of .
Proof.
This is an easy consequence of the bi-homogeneity of . The map is bijective. Consider a base ring and an equivariant deformation of over . Let be homogeneous generators of and be their unique lifts in . Let , then is bijective as well. Take any syzygy between . Since is -flat, there is a syzygy lifting . This means that . We have , so . Hence, is the required deformation of . Uniqueness is evident. ∎
Proposition 4.9**.**
The projection is a retraction of the connected component of to the connected component of .
Proof.
The element is a non-zero-divisor on by Lemma 3.2. Moreover, by Condition 4.2(c), thus every of induces a deformation of by keeping and fixed. This gives the required section of . ∎
Now, we prove the following abstract version of Proposition 1.4 from the introduction.
Proposition 4.10**.**
Let as before, be a frame-like ideal
- (1)
the scheme locally retracts to , 2. (2)
the scheme locally retracts to , 3. (3)
* locally retracts to .*
Proof.
The existence of the local retractions (1), (2), (3) is proven respectively in Proposition 4.5, Proposition 4.7, Propositions 4.8-4.9. ∎
Proof of Theorem 1.3.
Fix a singularity type and let . By [Vak06, Proposition 4.4] there exists a field and a smooth general type surface over and an embedding such that has singularity type . Let . Let , in particular , and let , so that has singularity type , see [HS04, Lemma 4.1]. Let be a polynomial ring over and let . Let
[TABLE]
Fix an action of on acting with weight one on coordinates and fixing . Since is generated by elements of , we have with respect to the grading induced by . Let and let be its Białynicki-Birula decomposition with respect to the -action. Since is non-negatively graded, the map is an open immersion near . Hence, on an neighbourhood of there is a retraction
[TABLE]
But a neighbourhood of is canonically isomorphic to a neighbourhood of . Hence, is a local retract of . We note that
- (1)
, 2. (2)
, because form a regular sequence.
We fix , where is the regularity of ideal . Then by [Erm12, Proposition 3.1] the component of containing is isomorphic to the component of containing (here the choice of large enough is crucial).
If , then let be a TNT frame for of size . If , then let be a tweaked frame for . By Lemma 4.3 or Lemma 4.4, the ideal is -frame-like.
By Proposition 4.10 we obtain a retraction from an open neighbourhood of in to a neighbourhood of in , which is isomorphic to a neighbourhood of . Composing with (4.3), we obtain the desired retraction. ∎
Remark 4.11**.**
Erman [Erm12] proved that satisfies Murphy’s Law by a different reduction from to using a sufficiently positive embedding of . His method is not applicable here, since the obtained is generated by quadrics and we require .
5. Corollaries of Theorem 1.3 and
examples
Corollary 5.1** (Answer to Question 1.1).**
There are non-reduced points on the schemes and on , where is any field.
Proof.
For every pointed scheme in the singularity type of the ring is -flat but not reduced, and hence contains an element such that . As in Theorem 1.3, suppose that is such a scheme with a retraction from an open subscheme of . Then the pullback has a section, hence is an injective homomorphism. In particular, is non-reduced as well. This proves the claim for . The injective homomorphisms
[TABLE]
stay injective under , hence the claim follows for . To prove the claim for , we argue as above for the singularity . The claim for arbitrary field now follows from base change. ∎
Corollary 5.2** (Answer to Question 1.2).**
The scheme has components lying entirely in the fiber over for all primes .
Proof.
For every pointed scheme in the singularity type of we have . As in Theorem 1.3, suppose that is such a scheme with a retraction from an open subscheme of . Then the pullback map implies that , hence each component containing lies entirely in characteristic . ∎
We can extend Corollary 5.2 by considering higher infinitesimal neighbourhoods.
Corollary 5.3**.**
For every prime and every there exists a finite field and a finite irreducible -scheme with residue field which lifts to but not to any ring with . In particular does not lift to .
Proof.
Using Theorem 1.3, choose a member in the singularity type of such that there exists a retraction from an open subscheme of . Let and . Since in the type of in the smooth equivalence relation, we have and a morphism . Composing with the section of , we get a lifting of to . The scheme embeds into , hence its lifting over would embed into and give a morphism , which (after perhaps localizing ) restricts to . Hence we obtain and so . ∎
So far our arguments built upon Vakil’s construction, which in turn depends on Mnëv-Sturmfels universality for incidence schemes [LV13] and on results about abelian covers [Vak06, §4]. The Mnëv-Sturmfels construction requires to have enough -points, hence usually it does not work over (this is the reason why in Corollary 5.3 we do not obtain algebras with residue field ). The theory of abelian covers, while in principle constructive, is not very prone to become explicit either.
In this final part we explicitly construct appropriate points of the Hilbert scheme by hand, bypassing Vakil’s work, for several singularity types. First, we note that one can obtain explicit examples of non-reduced points on by taking a TNT frame for the truncation of the cone over a curve from Mumford’s famous example [Har10, §13] or the examples of Martin-Deschamps and Perrin [MDP96]. We give an explicit example by framing a degree , genus reducible curve from [MDP96, Prop 0.6].
Example 5.4**.**
Let be of characteristic zero. Let be a polynomial ring and . The regularity of is four. Let and let be a TNT frame for with . Then is non-reduced.
Below, we give explicit components of lying in characteristic for small ; in fact we give -points of these components. The proof is obtained by replacing the construction of Theorem 1.3 by some explicit computations. Let and let be a finite scheme given by a homogeneous ideal. The examples below employ the following line of argument:
- (1)
check that , 2. (2)
conclude that is smooth, 3. (3)
verify that does not lift to . 4. (4)
use 1-3 to conclude that the component of containing lies entirely over . This is a known argument, see e.g. [Eke04, Lemma 5.7]. If this holds, also a neighbourhood of lies over . 5. (5)
check that has TNT and conclude that is an open immersion in a neighbourhood of .
The heart of all examples is the observation that the ideal
[TABLE]
satisfies Properties (1)-(3). It remains to reduce to dimension zero so as not to lose these properties and additionally gain TNT. We present one such reduction below.
Example 5.5**.**
Let be a prime power, let as before and consider the ideal . Let be its saturation and let . Below all unjustified claims are checked with Macaulay2 for . Hence, we obtain examples in characteristics . First, the stabilizer of is -dimensional, given by
[TABLE]
where and . Hence the -orbit is -dimensional.
To prove that does not lift to , we argue similarly as in [Zda18, Proposition 6.1.1]. Let . Suppose that lifts to . Then there exists an ideal such that is an embedded deformation of over . In particular, the syzygy
[TABLE]
lifts to a syzygy between generators of , which means that
[TABLE]
We have as -modules and in this isomorphism. Equation (5.2) translates into
[TABLE]
But , hence (5.3) is equivalent to , which is false. Hence, we obtain a contradiction (the argument for should be ramified here). Finally, we check directly that for we have , which verifies Property 1 and that , which verifies Property 5.
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