Self-energy effects and energy band theory for warm dense matter
Chang Gao, Shen Zhang, X. T. He, Wei Kang, Ping Zhang, Mohan Chen,, Cong Wang

TL;DR
This paper investigates the energy band structures in warm dense aluminum and beryllium, introduces a new energy band theory and computational code for WDM, and explores state transitions and ionization effects.
Contribution
It proposes a novel energy band theory and a corresponding code to improve the modeling of warm dense matter beyond traditional density functional methods.
Findings
Observed self-energy induced band broadening and merging in WDM.
Simulated equation of state and transport coefficients for medium and low Z WDM.
Identified the transition boundaries from degenerate to non-degenerate states in WDM.
Abstract
The energy band structures caused by self-energy shifting that results in bound energy levels broadening and merging in warm dense aluminum and beryllium are observed. An energy band theory for warm dense matter (WDM) is proposed and a new code based on the energy band theory is developed to improve the traditional density functional method. Massive data of the equation of state and transport coefficients for WDM in medium and low Z have been simulated. The transition from fully degenerate to partially degenerate (related to WDM) and finally to non-degenerate state is investigated using the Lorenz number varying with the degeneracy parameter, and the lower and upper parameter boundaries for WDM are achieved. It is shown that the pressure ionization results in the Wiedemann-Franz law no longer available for WDM.
| states | energy levels (eV) | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| (g/cm3) | (eV) | 1s | shifting | broadening | 2s | shifting | broadening | 2p | shifting | broadening | |
| isolated atom | -1606 | -123 | -88 | ||||||||
| 10.0 | 6.71 | -1460 | 146 | 10 | -68 | 55 | 16 | -30 | 58 | 21 | |
| 50.0 | 19.62 | -1374 | 232 | 17 | 7 | 130 | 126∗ | 59 | 147 | 126∗ | |
| 100.0 | 31.14 | -1298 | 308 | 28 | 50 | 173 | 218∗ | 141 | 229 | 218∗ | |
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Taxonomy
TopicsPhase Equilibria and Thermodynamics · Quantum, superfluid, helium dynamics · High-pressure geophysics and materials
Self-energy effects and energy band theory for warm dense matter
Chang Gao
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
School of Physics, Peking University, Beijing 100871, China
Shen Zhang
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
College of Engineering, Peking University, Beijing 100871, China
X. T. He
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
Institute of Applied Physics and Computational Mathematics, Beijing 100088, China
IFSA Collaborative Innovation Center of MoE, Peking University, Beijing 100871, China
Institute of Fusion Theory and Simulation, Zhejiang University, Hangzhou 310027, China
Wei Kang
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
College of Engineering, Peking University, Beijing 100871, China
IFSA Collaborative Innovation Center of MoE, Peking University, Beijing 100871, China
Ping Zhang
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
Institute of Applied Physics and Computational Mathematics, Beijing 100088, China
IFSA Collaborative Innovation Center of MoE, Peking University, Beijing 100871, China
Mohan Chen
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
College of Engineering, Peking University, Beijing 100871, China
Cong Wang
Center for Applied Physics and Technology, HEDPS, Peking University, Beijing 100871, China
Institute of Applied Physics and Computational Mathematics, Beijing 100088, China
Abstract
The energy band structures caused by self-energy shifting that results in bound energy levels broadening and merging in warm dense aluminum and beryllium are observed. An energy band theory for warm dense matter (WDM) is proposed and a new code based on the energy band theory is developed to improve the traditional density functional method. Massive data of the equation of state and transport coefficients for WDM in medium and low Z have been simulated. The transition from fully degenerate to partially degenerate (related to WDM) and finally to non-degenerate state is investigated using the Lorenz number varying with the degeneracy parameter, and the lower and upper parameter boundaries for WDM are achieved. It is shown that the pressure ionization results in the Wiedemann-Franz law no longer available for WDM.
Warm dense matter (WDM) Drake (2006) is an important state in high energy density matter. In the past years, it has attracted great attention because of its importance in diverse physical systems, involving the interior of planets and some stars Guillot (1999); Laio et al. (2000), the near-isentropic implosion compression of a fusion-fuel capsule in inertial confinement fusion (ICF) Bodner et al. (1998); Lindl (1995); He et al. (2016), and the intense-beam interaction with matters in laboratorySharkov et al. (2016); Patel et al. (2003); Widmann et al. (2004); Vinko et al. (2012). Depending on materials, WDM, in general, corresponds to density from normal solid density up to very high compression and temperature from a few electron voltage (eV) up to comparable to the Fermi temperature . Here, WDM is defined in partially ionized state or partially degenerate state. In WDM, both electrons (e) and ions (i) are screened by their opposite charges, formed the so-called quasiparticles, and their interactions undergo the influence of the screened Coulomb potential . Under such circumstances, the electron-ion coupling constant and the degeneracy parameter for WDM are orders of , where is the ionized charge, is the averaged distance between electrons and ions, is the Boltzmann constant. is the Fermi energy of the compressed matter with being the Fermi energy in normal density and the ratio of the compressed density to . In such a system, the thermal de Broglie wavelength of electron and the electron-ion screening length are both greater than the averaged electron distance , where is the electron mass, is the electron number density, is the Planck constant, is the inverse screening length, and . As a result, the quantum-many-body correlation effect for WDM must be considered. We also called such partially ionized WDM non-classical plasma (NCP).
The traditional first-principles quantum molecular dynamics (QMD) under the framework of the density functional theory (DFT) Hohenberg and Kohn (1964); Kohn and Sham (1965); Mermin (1965) at zero or finite temperatures has been developed to investigate properties of matter. With the increase of density and temperature, however, a large number of bound-electron energy states in atoms are excited, and thousands of excited states appear in the vicinity of the ionization boundary (total energy ). In the past long standing, it is almost impossible to investigate properties of WDM very well, invoking calculations of the equation of state (EOS) and transport coefficients in detail, by solving the Kohn-Sham (KS) equation to obtain each of the excited states. Usually, one has to employ orbital-free (OF) approximation, such as OFDFT code Lambert et al. (2006); Recoules et al. (2009); Wang et al. (2011); Karasiev et al. (2014) involving Thomas-Fermi model, to deal with it. Thus, the shell-structure effect of the bound-energy levels disappears, resulting in loss of physical reality.
In this Letter, we show that the self energy Kremp et al. (2006), an interaction energy of a test particle in NCP causes significant broadening and shifting of bound-energy levels toward the ionization boundary with the increase of density and temperature. We found that these levels in high-excited states are merged into broader energy-band structures, where the detailed configuration in atom disappears, while inner-shell energy bands shifted and broadened are still degenerate and discrete, resulting in the so-called partial degeneracy of WDM. Effects of self-energy shifting and bound-energy merging for WDM have been observed in experiments Hall et al. (1998); Zhao et al. (2013); DaSilva et al. (1989); Nantel et al. (1998). We proposed an energy band theory for WDM and developed a new code, which involves the Bloch wave, the scattering wave that is pivotal for transport behavior, and the plane wave, to improve previous extend first-principles molecular dynamics (ext-FPMD) method. We have achieved massive data of EOS and electrical and thermal conductivities for WDM in medium and low Z with great reduction of computing time and investigated the transport property of WDM using the Lorenz number varying with the degeneracy parameter . It is found that the Wiedemann-Franz (W-F) law Wiedemann and Franz (1853) is no longer available for WDM. From the number, we for the first time achieved lower and upper parameter boundaries of WDM, which are very important to select effective models and exactly describe properties of WDM.
To identify the energy band structure, we concretely investigate the effect of the self-energy shift on the bound energy levels obtained from the solution of the Kohn-Sham equation of the thermal DFT Giannozzi et al. (2009) for warm dense aluminium (Al). It is shown in the Table 1 and Fig. 1 for three sets of density and temperature , where the change of the -th bound energy level caused by pressure ionization is compared with the isolated atomic model. In case (a) of Table 1, where eV and g/cc, the 1s bound energy level is , here and below the data in the bracket are for the isolated atom model, correspondingly, the self-energy shift and the level broadening , as seen in Table 1. For higher levels of 2s and 2p, bound energies are and . Correspondingly, the self-energy shift appears in and and the level broadening is and . It is shown that the bound levels moving clearly toward the ionization boundary due to the self-energy shifting result in the ionization energy lowering or pressure ionization. Here and below, we have neglected the electron spin-orbit coupling effect that causes the energy level split smaller. As for 3s3p levels and the highly-excited , they have been completely ionized states and merged into a continuous plane wave distribution as , where greater than the Coulomb potential energy is an energy inflexion to separate the plane wave from 2s2p bands, as seen in Fig. 1(a). However, in the isolated atomic model 3s3p levels are still split, see Table 1. With further increasing density and temperature as seen in the case (b) of Table 1, where g/cc and eV, the pressure ionization effect is quite significant. The 1s level further broadens and moves toward the ionization boundary but it is still discrete. The 2s2p levels have merged into an energy band and most of them manifest the feature of the scattering wave that interacts with the Coulomb potential in the energy interval . While the 3s3p spectrum in is still the plane wave . As a result, two energy bands with a gap of tens eV in the both sides of the ionized boundary are formed, as shown in Fig. 1(b). In the case (c) of Table 1, where g/cc and eV, the 2s2p band is completely ionized and two bands of 3s3p and 2s2p connect in their bottom, as seen in Fig. 1(c).
We further confirmed from the above results that firstly, the self energy shifting causes the bound energy level broadening and shifting toward the ionization boundary with a rise of density and temperature, resulting in the bound energy lowering or the pressure ionization that mainly depends on the increase of density as clearly seen in Table 1 compared with levels of the isolated atom. Secondly, the bound energy level overlapping due to self-energy broadening and energy level merging results in the energy band structures. Thirdly, the gap between 2s2p band and conduction band is as high as tens of eV, but decreases with the increase of density and temperature. Thus, most of ionized electrons with large kinetic energy in the 2s2p band may directly transit to the conduction band 3s3p, similar to semiconductor. Therefore, in fact, the system of WDM exists in three kind of energy bands: the bound energy bands (), the scattering wave band ( in ) and the band () related to the plane wave. Energy band theory can greatly save the computing time to compare with traditional DFT that thousands of high excited energy levels are unable to deal with in detail, and is beneficial for the study of properties of WDM.
Based on the energy band structures, we now deal with the KS equation under thermal DFT framework Graziani et al. (2014) in the form
[TABLE]
where is Hartree energy, [n] is exchange-correlation energy, is the screened electron-ion interaction potential, is the eigenvalue, is the electronic wave function, and is the electronic density. The solution for the KS equation is
[TABLE]
where is the bound-state wave function in energy and is expressed by the Bloch wave as in traditional energy band theory of condensed matter physics, is the scattering wave scattered on the Coulomb potential in energy interval of and is the plane wave in energy .
In a previous work, we developed a code called the ext-FPMD Zhang et al. (2016), in which only the Bloch waves and the plane waves under the Born approximation are considered by solving the KS equation of thermal DFT. The plane wave approximation is quite effective for calculating EOS of WDM with the increase of density and temperature because a lot of free-motion electrons with the particle number far greater than ions and the high kinetic energy provide main contributions to pressure and inner energy. By using ext-FPMD, we have accomplished a large number of simulations and obtained massive data of EOS agreed with experiments very well for WDM in medium and low Z Zhang et al. (2016); Gao et al. (2016), where the effect of the shell structure is clearly observed while it disappears using OFDFT. It has been shown that in most cases, calculations of EOS by ext-FPMD can greatly reduce computing time while the errors are within 1-2% as and density compression . On the other hand, the pressure ionization generates a lot of ionized electrons and the transport effect is very important to understand transport properties of WDM, in which the scattering wave is pivotal.
Recently, we developed a new code, called energy band theory program (EBTP), based on energy band theory to solve the Kohn-Sham equation of thermal DFT for WDM. In this code we involve the scattering wave in the energy interval - besides the Bloch wave in and the plane wave in Here, the Kubo-Greenwood formula (KGF) for optical description is applied to deal with the scattering wave, details will appear elsewhere.
In the present simulation of EOS by EBTP, we obtained the - Hugoniot curve for warm dense beryllium (Be) in Fig. 2, which is an important material for the ablator of the fuel capsule in ICF. Our calculated results agreed with experiments very well by Ragan Ragan III (1982), Nellis Nellis et al. (1997), and Cauble Cauble et al. (1998), and as well with simulations in the range of pressure Mbar by Purgatorio Wilson et al. (2006) and Inferno Liberman (1979). The curve of Be possesses only one turning point, where the pressure and about 50% of 2 electrons in the K shell have been ionized. However, the curve, like most experiments, was performed by the shock compression only once. This shock is so strong that at the turning point the temperature reaches eV eV while the maximal density compressed ratio is only with the degeneracy parameter . It has approached the boundary of the nondegenerate state as discussed later in this text. Therefore, the compression by shock once produces WDM only in a narrow range of density and temperature. However, in most important cases, such as in the implosion compression of ICF and in the isentropic compression in laboratory, WDM is of density from the normal density to over 500 g/cc and temperature from a few eV to Fermi temperature keV Bodner et al. (1998); Lindl (1995); He et al. (2016). Thus, it has a wider range of density and temperature, where the upper boundary of WDM can reach , 1.e., far greater than that in the shock compression only once. Our simulations showed that it is almost impossible to investigate EOS of WDM, in general, as begins in without the plane wave approximation.
Using the EBTP approach, we now investigate transport properties of warm dense Be which has 2 conduction electrons in 2s and the 1s bound energy is of 111 eV (for isolated atom) in normal density g/cc. We now simulate its thermal conductivity and electrical conductivity under the condition of the compressed density g/cc with Fermi energy eV. In the present case, the pressure ionization, where the degree of ionization is defined as the ionized fraction of the 1s electrons, results in significant effect on and . The results are plotted in Fig. 4, where Fig. 4(a) and Fig. 4(b) are for electrical conductivity (black diamonds) and electronic thermal conductivity (blue prismatic) respectively, and Fig. 4(c) is for the degree of ionization (red solid circle). We observed from Fig. 3 that the pressure ionization results in the energy band structure for 1s energy levels and the peak of this energy band has moved from initial -111 to -49 eV at ( eV) in DOS due to self energy shift, where a few of 1s electrons begin to transit to the scattering wave energy band as ( eV) and then % of 1s electrons become the scattering wave at . We also observed that the behavior of the electrical conductivity and thermal conductivity is quite different in both sides of . In the region of ( eV), is almost 0 and is 0.063 at in which pressure ionization just began, and and are small, where only 2 conduction electrons contribute to them. While in the region of which corresponds to the degree of ionization , as seen in Fig. 4(c), and increase monotonously with the increase of and are close to saturation at . As mentioned in previous discussion in calculations of EOS, we also encountered difficulties in the present calculation using the traditional method as begins in due to numerically intractable treatment Wang et al. (2011). While the new code EBTP results in significantly time-save with high precision in about 1% compared with the traditional thermal DFT.
In the following, with calculated and we investigate behavior of the Lorenz number in the whole range of the degeneracy parameter . The number connects with and is written in the form of Lorenz (1872); Kumar et al. (1993), where is the function of . We also discuss features of the W-F law based on the study of the number and try to acquire the degeneracy parameter boundaries of WDM in high energy density matter.
The number has been widely applied to understand transport properties of materials, such as the carrier transport behavior in non-degenerate and degenerate semiconductors or metals Golinelli et al. (1996); Thesberg et al. (2017) and the heat flux in Earth’s core Pozzo et al. (2012); Konôpková et al. (2016), which is very important to understand the Earth evolution etc. Here we use it to explore transport properties of WDM.
It is well known that, in the cases of the fully degenerate and non-degenerate, the number is unchanged with and the W-F law is available. Usually, using the W-F law or the L number one can obtain from that is easily measured. In previous works Wang et al. (2011, 2013a, 2013b), we have simulated the transport properties of WDM using thermal DFT, however, it is obliged to use the OFDFT as . We now have the ability to understand the transport nature of WDM in with significant time saving by the new code EBTP. Before discussing the simulation results, we will first investigate the number characteristic analytically from physical view. For convenience, we divide the degeneracy parameter into three regions. In the region of , the system is in the full degenerate state and is governed by the quantum effect, where is the lower boundary of the partial degeneracy. According to the W-F law, is a constant of and the Lorenz number (W)/K2 is unchanged with Chester and Thellung (1961). In the region of , where is the upper boundary of the partial degeneracy, the system is in the non-degenerate state. It has a Maxwell distribution with and the Lorenz number (W)/K2 independent of again Redmer (1997), and the W-F law is still valid based on the Spitzer formula Spitzer (2006). In the region of , however, the system, like WDM, is in the partially degenerate state. It has a coexistence of quantum and classical (ions) effects and the W-F law is impossible to be true because the ionized electrons except for conduction electrons emerge and the varies from descending to with a rise of . We now estimate the approximate boundaries and theoretically. As mentioned in this text that in the degenerate plasma the electronic thermal de Broglie wavelength is greater than the averaged electron distance , it means for the degenerate plasma while for the non-degenerate plasma. Therefore, would be served as a proper condition to estimate approximate boundaries and . As a result, we obtained the upper boundary if is the number density of free electrons with , where is the sum of ionized electrons and conduction electrons . While the lower boundary is if taking in the normal density and only conduction electrons (). The approximation expression of for pressure ionization shows that the fully degenerate region is contracted while the partially degenerate region is expanded as matter is highly compressed. To identify the boundaries and is quite important, because one can effectively select the suitable model to exactly describe the nature of WDM. While the approximate estimation of and is possible to fast understanding what kind of matter is WDM without expensive simulations.
We now concretely discuss simulation boundaries of warm dense Be at the compressed density g/cc, using calculated and by the new code EBTP. We found from Fig. 4(d) that the simulated Lorenz number (red stars) completely lies on the (W)/K2 (black dished line) as varies from 0 to . Therefore, the lower boundary of warm dense Be is that corresponds to in Fig. 4(c), where calculated and are shown in Fig. 4(a)(b). The simulated , very close to the estimated value of 0.69, shows that the fully degenerate region is in , where behavior of the compressed Be governed by the conduction electrons indicates that this clearly is not the state of WDM. In this region, both and are small, as seen in Fig. 4(a) and 4(b), and the W-F law is available. Next, we discuss the upper boundary for warm dense Be. With the help of calculated values of and , the obtained Lorenz number falls on (W)/K2 as , as seen in Fig. 4(d). The upper boundary close to the estimated value corresponds to the degree of ionization . It means that the system for , is no longer the state of WDM and can be treated by Boltzmann statistics, where the isolated-atom model is suitable and and are determined by the Spitzer relationship. In this case, is unchanged with and the W-F law is true again. Thus, the electrical conductivity is , and it can be directly obtained from that is easily measured in experiments, where A is a constant. We at present discuss properties of warm dense Be in the partially degenerate region of , or 47.7<$$T(eV)407 for g/cc, where it must be treated by Fermi-Dirac statistics. In such a system, the pressure ionization plays an important role and a great number of ionized electrons emerge with the increase of the degree of ionization of . Thus, the thermal flow and electric current with electric field enhance and the electrical conductivity and thermal conductivity rise with the increase of , as seen in Figs. 4(a-c), resulting in strong transport phenomena in WDM. In such a system, the Lorenz number descends continuously from to till and the W-F law is no longer true which leads to the relationship connecting with destroyed, completely different from materials that in the full degenerate and non-degenerate regions.
In summary, we proposed an energy band theory for WDM, which includes the plane wave, the scattering wave, and the degenerated atomic wave, and developed a new code EBTP to investigate properties of WDM. The massive data of EOS of WDM in medium and low Z have been obtained. We also investigated the transport behavior of WDM using the Lorenz number varying with the degeneracy parameter. It is found that the Wiedemann-Franz law for WDM is no longer available due to pressure ionization. From the number we for the first time achieved the upper and lower parameter boundaries of WDM, which are important to identify what kind of matter is WDM and to select suitable models for the study of WDM.
Acknowledgment: We thank professors Z. M. Sheng and B. Qiao for their fruitful discussions. This work is financially supported by No.xxx. We acknowledge the High-performance Computing Platform of Peking University for providing computational resources.
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