Polynomial Continued Fractions
Doug Bowman, James Mc Laughlin

TL;DR
This paper explores polynomial continued fractions with higher degrees in numerator and denominator, extending classical work and analyzing limits that can be rational or irrational.
Contribution
It introduces new analyses for polynomial continued fractions with higher degrees, especially where numerator and denominator degrees are equal, expanding on Ramanujan's classical results.
Findings
Extended analysis of polynomial continued fractions with higher degrees
Identified conditions for rational and irrational limits
Generalized Ramanujan's work on continued fractions
Abstract
Continued fractions whose elements are polynomial sequences have been carefully studied mostly in the cases where the degree of the numerator polynomial is less than or equal to two and the degree of the denominator polynomial is less than or equal to one. Here we study cases of higher degree for both numerator and denominator polynomials, with particular attention given to cases in which the degrees are equal. We extend work of Ramanujan on continued fractions with rational limits and also consider cases where the limits are irrational.
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Polynomial Continued Fractions
D. Bowman
Mathematics Department
University of Illinois
Champaign-Urbana, Illinois 61820
and
J. Mc Laughlin
Mathematics Department
University of Illinois
Champaign-Urbana, Illinois 61820
Abstract.
Continued fractions whose elements are polynomial sequences
have been carefully studied mostly in the cases where the degree of the numerator polynomial is less than or equal to two and the degree of the denominator polynomial is less than or equal to one. Here we study cases of higher degree for both numerator and denominator polynomials, with particular attention given to cases in which the degrees are equal. We extend work of Ramanujan on continued fractions with rational limits and also consider cases where the limits are irrational.
Key words and phrases:
Continued Fractions
1991 Mathematics Subject Classification:
Primary:11A55
1. Introduction
A polynomial continued fraction is a continued fraction where and are polynomials in . Most well known continued fractions are of this type. For example the first continued fractions giving values for (due to Lord Brouncker, first published in [10]) and ([3]) are of this type:
[TABLE]
[TABLE]
Here we use the standard notations
[TABLE]
[TABLE]
We write for the above finite continued fraction written as a rational function of the variables . By we mean the limit of the sequence {} as goes to infinity, if the limit exists.
The first systematic treatment of this type of continued fraction seems to be in Perron [7] where degrees through two for and degree one for are studied. Lorentzen and Waadeland [6] also study these cases in detail and they evaluate all such continued fractions in terms of hypergeometric series. There is presently no such systematic treatment for cases of higher degree in the and examples in the literature are accordingly scarcer. Of particular interest are cases where the degree of is less than or equal to the degree of . These cases are interesting from a number theoretic standpoint since the values of the continued fraction can then be approximated exceptionally well by rationals and irrationality measures may then be given. When the degrees are equal, the value may be rational or irrational and certainly the latter when the first differing coefficient is larger in . (Here we count the first coefficient as the coefficient of the largest degree term.) Irrationality follows from the criterion given by Tietze, extending the famous Theorem of Legendre (see Perron [7], pp. 252-253) :
Tietze’s Criterion:
Let be a sequence of integers and be a sequence of positive integers, with for any . If there exists a positive integer such that
[TABLE]
for all then converges and it’s limit is irrational.
It would seem from the literature that finding cases of equal degrees or even close degrees is difficult. If one picks a typical continued fraction from published tables, the degree of the numerator tends to be twice that of the denominator. One easy way in which this can arise is when the continued fraction is equal to a series after using the Euler transformation:
[TABLE]
If one side of this equality converges, then so does the other as the th approximants are equal. The Euler transformation is easily proved by induction.
In this formula, if the terms of the series are rational functions of the index of fixed degree, then in the continued fraction after simplification, one will get the degrees of the numerators to be at least twice that of the denominators. The continued fraction for given by (1.1) is an example of this phenomenon. Another example of this is the series definition of Catalan’s constant:
[TABLE]
which, by (1.4), transforms into the continued fraction given by
[TABLE]
Here the degree of the numerator is four times that of the denominator. This continued fraction appears to be new.
Taking contractions of continued fractions (see, for example, Jones and Thron [5], pp. 38–43) also leads to a relative increase in the degree of the numerator over that of the denominator. For example, forming the even part of the continued fraction will cause a continued fraction with equal degrees to be transformed into one with twice the degree in the numerator as the denominator.
The even part of the continued fraction is equal to
[TABLE]
Other work on polynomial continued fractions was done by Ramanujan [1], chapter 12. He gave several cases of equal degree in which the sum is rational. For example, Ramanujan gave the following: If is not a negative integer then
[TABLE]
Despite the simplicity of this formula, Ramanujan did not give a proof: the first proof seems to be have been given by Berndt [1], Page 112.
In this paper we examine a large number of infinite classes of polynomial continued fractions in which the degrees are equal, or close. Our results follow from a theorem of Pincherle and a variant of the Euler transformation discussed above. We obtain generalizations of Ramanujan’s results in which the degrees are equal and the values rational as well as cases of equal degree with irrational limits. Many of our theorems give infinite families of continued fractions. While we concentrate on polynomial continued fractions, many of the results hold in more general cases. Here are some special cases of our general results (proofs are given throughout the paper) :
[TABLE]
[TABLE]
where is the Bessel function of the first kind of order [math].
[TABLE]
(Notice that the irrationality criterion mentioned above means that the last two quantities on the right are irrational)
[TABLE]
[TABLE]
[TABLE]
2. Infinite Polynomial Continued Fractions with Rational Limits
In this section we derive some general results about the convergence of polynomial continued fractions in some infinite families and give some examples of how these results can be used to find the limit of such continued fractions. Many of the results in this paper are consequences of the following theorem of Pincherle [9] :
Theorem 1**.**
*(Pincherle) Let , and be
sequences of real or complex numbers satisfying for and for all ,*
[TABLE]
Let denote the denominator convergents of the continued fraction .
If then converges and its limit is .
Proof.
See, for example, Lorentzen and Waadeland [6], page 202. ∎
For many sequences it may be difficult to decide whether the condition is satisfied. Below are some easily proven properties governing the growth of the ’s which will be useful later.
(i) Let and be non-constant polynomials in such that , , for and suppose is a polynomial of degree . If the leading coefficient of is , then given , there exists a positive constant such that .
(ii) If and are positive numbers , then there exists a positive constant such that for , where is the golden ratio .
Corollary 1**.**
If is a positive integer and is any polynomial of degree such that for , then
[TABLE]
Proof.
With , for , and , for , , and satisfy equation (2.1). By (i) above
[TABLE]
∎
A special case is where , in which case , for all and all that is necessary is that . The following generalization of the result (1.5) of Ramanujan, for positive numbers greater than 1 follows easily:
If is any sequence of positive numbers with for then
[TABLE]
Letting , , gives (1.6) in the introduction.111Lorentzen and Waadeland give an exercise [6, page 234], question 15(d) which effectively involves a similar result in the case where belongs to a certain family of quadratic polynomials in over the complex numbers.
Entry 12 from the chapter on continued fractions in Ramanujan’s second notebook [1] , page 118, follows as a consequence of the above theorem:
Corollary 2**.**
If and are complex numbers, where and , where is a positive integer, then
[TABLE]
Proof.
Note that
[TABLE]
Replace by to simplify notation; the result will follow if it can be shown that
[TABLE]
With , , for and , for , , and satisfy equation (2.1) so that the result will follow from Theorem 1 if it can be shown that , in which case the continued fraction will converge to . However, an easy induction shows that for ,
[TABLE]
Thus , and the result follows. ∎
Corollary 3**.**
Let be a positive integer and let be any polynomial of degree such that for and either degree or if degree then its leading coefficient is . Then
[TABLE]
Proof.
Letting for and , for , one has that , and satisfy equation (2.1). By (i), . ∎
Theorem 1 does not say directly how to find the value of all polynomial continued fractions as it does not say how the sequence can be found or even if such a sequence can be found. However, Algorithm Hyper (see [8]) can be used to determine if a hypergeometric solution exists to equation (2.1) and, if such a solution exists, the algorithm will out-put , enabling the limit of the continued fraction to be found, if satisfies .
Even if for the particular polynomial sequences and it turns out that the sequence found does not satisfy , then these three sequences , and may be used to find the value of infinitely many other continued fractions when is a polynomial or rational function in .
The following proposition shows how, given any one solution of (2.1), one can find the value of infinitely many other polynomial continued fractions in an easy way.
Proposition 1**.**
*Suppose that there exists complex sequences ,
and satisfying*
[TABLE]
Let be any sequence, let be such that , for and let . Let denote the convergents to . If then converges and its limit is .
Proof.
Let . Then
[TABLE]
Thus , and satisfy the conditions of theorem 1 so converges and its limit is
∎
Entry 9 from the chapter on continued fractions in Ramanujan’s second notebook [1] , pages 114-115, follows in the case is real and positive and is real as a consequence of the above proposition:
Corollary 4**.**
Let be a real positive number and let be a real number such that where k is a positive integer. Then
[TABLE]
Proof.
It is enough to prove this for since for sufficiently large and then the result will hold for a tail of the continued fraction and then resulting finite continued fraction will collapse from the bottom up to give the result. Let . Put and so that , and . Since is a degree 1 polynomial in , for , it can easily be shown that and so by Proposition 1 the continued fraction converges to . ∎
Remarks: (1) In Proposition 1 any polynomial satisfying (2.2) can always be assumed to have positive leading coefficient (if necessary multiply (2.2) by .) If is then taken to be a polynomial of sufficiently high degree with leading positive coefficient then both and will be polynomials with positive leading coefficients so that there exists a positive integer so that for all , , . If it happens that for some that both and are of the same sign then will go to or exponentially fast. In these circumstances since is only of polynomial growth.
In many of the following corollaries will be restricted so as to have small (typically in the range ), but of course there are for which this is not the case but for which the results claimed in the corollaries hold.
(2) One approach is to take the polynomial as given and search for polynomials and satisfying equation (2.2). It can be assumed that degree(), degree() degree(). This follows since if a solution exists with degree() degree() then the Euclidean algorithm can be used to write , , where , , and are polynomials in . Substituting into (2.2) and comparing degrees gives that (2.2) holds with replaced with and replaced with .
(3) In theory it is possible to find polynomials of arbitrarily high degree and polynomials and of lesser degree (with rational coefficients) satisfying (2.2), by using (2.2) to define equations expressing the coefficients of and in terms of those of . If has degree and and both have degree , then (2.2) is a polynomial identity of degree , giving equations for the coefficients of and .222Starting with and , arbitrary polynomials of a certain degree, it is possible to look for solutions satisfying (2.2) with coefficients defined in terms of those of and using the the Hyper Algorithm (see [8]). However there is no certainty that the solutions (if they exist) will be polynomials or that they will have any particular desired degree.
In practice these equations and the requirement that the coefficients of be integers introduces conditions on the coefficients of . For example, if there exists , , and , polynomials with integral coefficients, satisfying (2.2) , then
[TABLE]
giving restrictions on the allowable values of , and .
(Parts (ii) –(ix) of the following corollary correspond, respectively, to the solutions , , , , , , and )
Proposition 1 is too general to easily calculate the limit of particular polynomial continued fractions. The following corollary enables these limits to be calculated explicitly in many particular cases.
Corollary 5**.**
Let be a positive integer, a positive integer greater than and a non-constant polynomial sequence such that , for . For each of continued fractions below assume that is such that no numerator partial quotient is equal to zero. (This holds automatically in cases (i) –(vi)).
(i)asdasdsadfdfdsf .
(ii)asdasdsa .
(iii)asdasdsadfdfdsf .
(iv) .
(v) .
(vi)asdasdsadfdfdsf.
(vii) Let denote the convergents to the continued fraction below and suppose . Then
[TABLE]
(viii)asdasdsa .
(ix)
[TABLE]
Proof.
In each case below an easy check shows that with the given choices for , and that equation (2.2) holds, that the continued fraction in question corresponds to the continued fraction of proposition (1), that if are the convergents to this continued fraction then and that (by fact or assumption) no . Finally, the limit of the continued fraction is . The fact that some early partial quotients may be negative does affect any of the results - a tail of the continued fraction will have all terms positive so that will hold for the tail which will then converge and the continued fraction will then collapse from the bottom up to give the result.
Remark: In some cases the result holds if is a constant polynomial such that for .
(i) Let , , and .
(ii) Let , and .
(iii) Let , and .
(iv) Let , a_{n}$$=mn+m-2 and .
(v) Let , and .
(vi) Let , and .
(vii) Let , and .
(viii) Let , , and .
(ix) Let , and .
∎
Examples:
- Letting and in (ii) above gives
[TABLE]
- Also in (ii), letting and be an arbitrary positive integer,
[TABLE]
-
Letting and in (vi) above gives (1.10) in the introduction. Similarly, letting gives (1.9) in the introduction.
-
In (vii) above a general class of examples may be obtained by choosing and for . With the notation of the proposition it can easily be seen that for . If is such that and are negative, then will be negative for all and by a similar argument to the reasoning behind condition (ii), it will follow that and the conditions of the corollary will be satisfied. For example, letting and gives that
[TABLE]
All the examples in the last corollary were derived from solutions to equation (2.2) where had degree . Table 1 below gives several families of solutions to equation (2.2), where is of degree 3 in .
Considering the third and fourth row of entries in the Table 1, for example, there is the following corollary to Proposition 1:
Corollary 6**.**
Let be a polynomial in such that for and let be a positive integer.
(i) If then
[TABLE]
(ii)
[TABLE]
Proof.
(i) In the light of the fact that , and satisfy (2.2) simply note that the numerator of the continued fraction is and that the denominator is . It is easily seen that , for all and that , for all . It can also be shown that and are positive for all and satisfying the conditions of the corollary. In the light of what was said in an earlier remark this is sufficient to ensure the result.
(ii) The proof of this follows the same lines as that of (i) above. ∎
Taking to be and in part (i) gives (1.11) in the introduction.
One could continue to prove similar results by finding other solutions to equation (2.2) for degrees or or by going to higher degrees, but these corollaries should be sufficient to illustrate the principle at work.
3. Infinite Polynomial Continued Fractions with Irrational Limits
In this section we use a continued fraction-to-series transformation equivalent to Euler’s transformation to sum some polynomial continued fractions with irrational limits.
Theorem 2**.**
For
[TABLE]
Thus, when , the continued fraction converges if and only if the series converges.
Proof.
See, for example, Chrystal [2], page 516, equation (14). ∎
Remark: The irrationality criterion mentioned in the introduction means that if is a sequence of integers, then is not rational for , being a non-zero integer, provided , for all sufficiently large.
Corollary 7**.**
For all non-zero integers (and indeed for all non-zero real numbers )
[TABLE]
Remarks:
(1) Glaisher, [4] states continued fraction expansions essentially equivalent to this one and the one in the next corollary .
(2) The irrationality criterion gives that is irrational for either a non-zero integers or the square-root of a positive integer.
Proof.
(i) In Theorem 2 let and .
∎
Corollary 8**.**
For all non-zero integers (and indeed for all non-zero real numbers )
[TABLE]
Note that the irrationality criterion gives that is irrational for either a non-zero integers or the square-root of a positive integer.
Proof.
(i) In Theorem 2 let and .
∎
Corollary 9**.**
For all positive integers and all non-zero integers (and indeed for all non-zero real numbers )
[TABLE]
where is the bessel function of the first kind of order .
The Tietze irrationality criterion shows that if is a non-negative integer and is a non-zero integer or the squareroot of a positive integer then is irrational.
Proof.
(1) In Theorem 2 letting and gives
[TABLE]
from the power series expansion for . ∎
Taking to be [math] and gives (1.7) in the introduction. (1.8) in the introduction follows by letting in Corollary 7.
Corollary 10**.**
For all non-zero integers (and indeed for all non-zero real numbers )
[TABLE]
Proof.
In Theorem 2 let , , for and . Then
[TABLE]
Simplifying the continued fraction gives the left side and finally the right side equals . ∎
By the Tietze criterion the irrationality of this last function follows when is a non-zero integer or the real cube-root of a non-zero integer.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Bruce C. Berndt, Ramanujan’s Notebook’s, Part II , Springer-Verlag, New York - Berlin - Heidelberg - London - Paris - Tokyo, 1989.
- 2[2] G. Chrystal, Algebra, an Elementary Textbook, Part II, Second Edition , Black/Cambridge University Press, London, 1922.
- 3[3] L. Euler, De Transformationae serierum in fractiones continuas ubi simul haec theoria non mediocriter amplificatur, Omnia Opera , Ser. I, Vol 15, B.G. Teubner, Lipsiae, 1927, pp. 661-700.
- 4[4] J.W.L. Glaisher, On the Transformation of Continued Products into Continued Fractions , Proc. London Math. Soc. 5 (1874) 78-88.
- 5[5] William B. Jones and W.J. Thron, Continued Fractions Analytic Theory and Applications , Addison-Wesley, London-Amsterdam-Ontario-Sydney-Tokyo,1980.
- 6[6] Lisa Lorentzen and Haakon Waadeland, Continued Fractions with Applications , North-Holland, Amsterdam-London-New York-Tokyo, 1992.
- 7[7] Oskar Perron, Die Lehre von den Kettenbrüchen , B.G. Teubner, Leipzig-Berlin, 1913.
- 8[8] Marko Petkovšek, Herbert S. Wilf and Doron Zeilberger, A = B , A K Peters, Massachusetts, 1996.
