The dimension of an amoeba
Jan Draisma, Johannes Rau, and Chi Ho Yuen

TL;DR
This paper provides a formula to determine the dimension of the amoeba associated with an irreducible algebraic variety, addressing a question posed by Nisse and Sottile.
Contribution
It introduces a new formula for calculating the amoeba's dimension, advancing understanding in algebraic geometry and amoeba theory.
Findings
Derived a formula for amoeba dimension
Solved a question posed by Nisse and Sottile
Enhanced methods for algebraic variety analysis
Abstract
Answering a question by Nisse and Sottile, we derive a formula for the dimension of the amoeba of an irreducible algebraic variety.
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The dimension of an amoeba
Jan Draisma
Universität Bern, Mathematisches Institut, Sidlerstrasse 5, 3012 Bern, and Eindhoven University of Technology
,
Johannes Rau
Universität Tübingen, Fachbereich Mathematik, Auf der Morgenstelle 10, 72076 Tübingen, Germany
and
Chi Ho Yuen
Universität Bern, Mathematisches Institut, Alpeneggstrasse 22, 3012 Bern
Abstract.
Answering a question by Nisse and Sottile, we derive a formula for the dimension of the amoeba of an irreducible algebraic variety.
1. Introduction and main result
Let be an irreducible, closed algebraic subvariety. We define
[TABLE]
and , the amoeba of . The amoeba is the image of the semi-algebraic set (algebraic amoeba)
[TABLE]
under a diffeomorphism and thus has an obvious notion of dimension, denoted . Clearly, . In [NS18], Nisse and Sottile raise the question when this inequality is strict, as happens in the following two examples.
Example 1** (hypersurfaces).**
Suppose that and that is a hypersurface. Then .
Example 2** (torus-invariant varieties).**
Suppose that is stable under a subtorus of dimension . Denote by the image of in the algebraic torus . The map has fibers of complex dimension , and the corresponding map has fibers of real dimension —namely, translates of , which is a linear subspace of spanned by its intersection wih . Thus we have
[TABLE]
Our theorem says that these are two instances of the same phenomenon, and that this phenomenon is responsible for all drops in dimension.
Theorem 3**.**
Let be an irreducible, closed algebraic subvariety. Then
[TABLE]
An equivalent but more concise formula can then be given as
[TABLE]
In this theorem, (resp. ) is the Zariski closure of the set of all with (resp. all with ) and ; notice that whenever as in the formula, the set is also equal to . Naturally, and may be taken zero-dimensional, in which case we recover the upper bound .
Example 4** (hypersurfaces revisited).**
If is a hypersurface, then most one-dimensional tori will satisfy (see Lemma 10), so we may take . The bound in the theorem is .
To motivate the structure of this paper, we now prove the easy inequality in our main theorem.
Proof of in Theorem 3..
Let be subtori such that is -stable. Then
[TABLE]
where the second equality follows from Example 2. ∎
If we want equality to hold in the proof above, then we need that first, ; second, the bound in Example 2 for the pair is tight; and third, . Our proof of Theorem 3 consists of first finding a torus with the latter property (see Section 2):
Proposition 5**.**
Let be a closed, irreducible variety. Then the Zariski-closure in of the algebraic amoeba is stable under a subtorus of the real algebraic torus of dimension at least .
In particular, if the amoeba has dimension strictly less than , then a positive-dimensional real torus acts on . Using this positive-dimensional torus, we prove Theorem 3 by induction in Section 3.
Theorem 3 implies [NS18, Conjecture 4.4], which proposes near torus actions (Definition 12 below) as the only cause of dimension drops for the amoeba.
Corollary 6**.**
For an irreducible, closed subvariety , we have
[TABLE]
if and only if some nontrivial subtorus has a near action on .
We conclude this introduction with a relation to the tropical variety of , also to be proved in Section 3.
Corollary 7**.**
For any irreducible, closed subvariety the dimension is determined by the tropical variety of via
[TABLE]
where a subspace of is called rational if it is spanned by vectors in . Similar to Theorem 3, we have the equivalent formula
[TABLE]
Acknowledgments
JD and CHY were partially and fully, respectively, supported by NWO Vici grant entitled Stabilisation in Algebra and Geometry. JD thanks Mounir Nisse and Frank Sottile for sharing their work on amoebas at the Mittag-Leffler semester on Tropical Geometry, Amoebas, and Polyhedra. All authors thank the Institut Mittag-Leffler for inspiring working conditions. JR thanks Jürgen Hausen for helpful discussions.
2. In search of a positive-dimensional torus
Throughout this section we fix an irreducible, closed subvariety . If , then we will find a one-dimensional torus such that preserves the Zariski-closure and .
Preliminaries
We write for the unit circle. Recall that this is a real form of the algebraic group : indeed, tensoring the coordinate ring of with yields the coordinate ring , which we recognise as the coordinate ring of an algebraic torus with standard coordinate ; moreover, the the inverse morphism complexifies to the inverse morphism ; and similarly for the multiplication morphism . Both and the other real form of , the real-algebraic group , will play fundamental roles in our proof.
We write , where the former is a real form of the latter algebraic group. For and any subset of we write for the for the result of coordinate-wise multiplication of with each element of . Writing for the unit element in and for (real or complex) tangent spaces, we have
[TABLE]
Component-wise multiplication by yields
[TABLE]
Note that is naturally identified with (the same) for all , and is identified with (the same) for all .
Rather than directly working with the amoeba of , we will work with the algebraic amoeba , the image of under the semi-algebraic map
[TABLE]
The reason for this is that is, by real quantifier elimination, a semi-algebraic set, hence analysable with methods from real algebraic geometry. The following is immediate.
Lemma 8**.**
At , the derivative (respectively, ) sends the real vector space to zero and an element with to (respectively, to ).
Subvarieties of real tori
We prove an auxiliary result on subvarieties of real tori. We will use the term real-Zariski to refer to the real Zariski topology on a real algebraic variety or, more generally, on a semi-algebraic set. We write for the nonsingular locus of a real algebraic variety.
Lemma 9**.**
Let be a real-Zariski-closed subset of . Then the real subspace is spanned by its intersection with .
Proof.
That subspace is additive under union of irreducible components, so we may assume that is irreducible. Let be the complexification of , an irreducible algebraic variety. After multiplying with for any fixed we may assume that . By [Bor91, Proposition 2.2] there exist a natural number and exponents such that the image of the multiplication map
[TABLE]
is a closed, connected algebraic subgroup of , i.e., a sub-torus. Since is Zariski-dense in , there exists a point (no complexification!) such that the complex-linear map is surjective. Now is the restriction to of the multiplication map with the same definition. We have
[TABLE]
where is left multiplication with , and accordingly,
[TABLE]
Using that the derivative of multiplication is addition and the derivative of inverse is negation, we find
[TABLE]
and by the choice of this map is surjective. For each we have and the complex-linear map sends the real direct sum surjectively onto . Since is an algebraic torus, is spanned by its intersection with , and the space in the lemma contains . Moreover, for all we have , so that the space in the lemma is in fact equal to . ∎
A real torus action
We return to our irreducible variety . By standard results in real algebraic geometry, is also irreducible when regarded as a real-algebraic variety of dimension . Then the semialgebraic set is irreducible in the sense that its (real) Zariski closure in is irreducible. To see that, first note that the square
[TABLE]
is irreducible, since it is the image of under an algebraic morphism. Now, since the map on is a finite flat morphism, there exists exactly one irreducible component of the preimage of the Zariski closure which intersects the positive orthant. Hence is irreducible.
Proof of Proposition 5.
For , write , which is a real Zariski-closed subset of such that is the fiber of over . By Sard’s theorem, there is an open subset of , dense in in the real Zariski-topology, such that has dimension equal to the expected dimension . For each , define
[TABLE]
which is a real vector space of dimension at least , spanned by by Lemma 9.
Fix . For each we have and and hence, since is a complex algebraic variety, also . The space on the left is contained in , and hence, by Lemma 8, maps it onto . We conclude that the latter space is contained in for each . Therefore,
[TABLE]
here is spanned by its intersection with . Now for each vector space of dimension at least and spanned by its intersection with , the set
[TABLE]
is a real-Zariski-closed subset of . There are only countably many such , and the above discussion shows that the closed sets cover the semialgebraic set .
But then one of them must have dimension equal to that of , and in fact, since the Zariski closure of is irreducible, be equal to . We conclude that there exists a real vector space , of dimension at least and spanned by , such that for all . But then for all in the real algebraic variety . Since is spanned by its intersection with , there exists a real-algebraic torus with Lie algebra . The sub-bundle of the tangent bundle of that arises by differentiating the action of on is tangent to . This implies that is -stable. ∎
3. Proofs of the main results
We begin with a lemma that was already used in the introduction (Example 4).
Lemma 10**.**
Let be a closed, irreducible subvariety and a subtorus. Then there exists a subtorus with such that .
Proof.
We prove the statement by induction on . If , then and will do. If , choose a one-dimensional subtorus such that . Such exists since otherwise would be invariant under all such and hence under . Then the statement follows from the induction assumption applied to and a torus such that . ∎
We now use Proposition 5 to establish our dimension formula for the (ordinary or algebraic) amoeba.
Proof of Theorem 3.
Let be Zariski-closed and irreducible. Since we have already proved the inequality of the theorem, it suffices to establish the existence of subtori of such that is -stable and . We proceed by induction on . For we have and we can take . So we assume that and that the statement holds for subvarieties of tori of dimension .
If , then we may take and we are done. So we may assume that . Then, by Proposition 5, there exists a one-dimensional, real-algebraic torus which stabilises the Zariski-closure of the algebraic amoeba. Let be the complexification of . Then we find an open subset whose complement has positive codimension such that is a smooth manifold with for each (use Lemma 8 for the tangent vectors coming from the action of ). We find that the fibres of the map have dimension , and this implies that
[TABLE]
(We note that we are working with the closure with respect to the Euclidean topology of in the above formula.)
Define
[TABLE]
Then the previous equation implies that the amoeba
[TABLE]
has real dimension equal to .
By the induction hypothesis, there exist subtori of such that is -stable and
[TABLE]
We distinguish two cases. First, assume that is not stable under , so that . Then let be the pre-images in of , respectively. Then are subtori such that is -stable, and we find
[TABLE]
Second, assume that is stable under . As before, let be the pre-image of in , but now let be any torus in of complex dimension equal to that projects surjectively onto . Using that is -stable and is -stable, we find that is -stable. Furthermore,
[TABLE]
as desired.
For the second formula, let be subtori as in the first formula. We then have
[TABLE]
so the second formula is a lower bound to the first formula. Conversely, if is any subtorus, then by Lemma 10 there exists a subtorus such that and , and we find
[TABLE]
hence the first formula is a lower bound to the second formula. ∎
Example 11**.**
We give an alternative proof of [NS18, Theorem 4.5], which says that if , then is a single orbit under a subtorus of . Take a subtorus that achieves the minimum in the second formula of Theorem 3. Since we always have , from our choice of we have
[TABLE]
Hence . But is irreducible and contains both and an orbit of , so must be equal to such an orbit.
Near Torus Actions
We start by reviewing Nisse-Sottile’s notion of near torus actions [NS18, Definition 4.1].
Definition 12**.**
Let be an irreducible closed subvariety and . We set . Then has a near action on if
[TABLE]
We now show that, as conjectured in [NS18], unexpected amoeba dimension is equivalent to a near torus action. The implication is [NS18, Theorem 4.3].
Proof of Corollary 6.
For any subtorus , setting we have . Note that and imply and , respectively. Hence the statement follows directly from the second formula of Theorem 3. In particular, in case of a dimension drop, a torus providing the minimum in this formula has a near action on . ∎
Proof of Corollary 7
We start by presenting a well-known fact in tropical geometry.
Lemma 13**.**
Let be an irreducible (in particular, reduced) closed subvariety and denote by its tropicalisation. Let be a subtorus and the associated (rational) linear subspace. Then if and only if .
Proof.
By basic tropical geometry, . Hence implies . Let us assume now. Note that for irreducible varieties , we have , see [BG84, Theorem A]. Since both and are irreducible, it follows that . Since , this implies . ∎
Proof of Corollary 7.
By Lemma 13, the pairs of subtori such that are in bijection to the pairs of rational linear subspaces such that , via , . Using the relation again, we have
[TABLE]
Hence the two minima agree. The second formula follows similarly as in the proof of Theorem 3. ∎
We conclude this paper with a question on computability.
Question 14**.**
Does there exist an algorithm that, on input a balanced, pure-dimensional, rational polyhedral complex which is connected in codimension , computes the expression
[TABLE]
from Corollary 7?
The first term is the maximum, over all maximal cones of , of , and hence it is minimised by an have certain incidences with given linear subspaces of . If the rationality assumption is dropped, then real quantifier elimination answers the question in the affirmative. However, similar incidence problems often have real but no rational solutions. For instance, a classical result in enumerative geometry says that the number of two-dimensional subspaces in (lines in projective three-space) that nontrivially intersect given two-dimensional subspaces in general position is either zero (in which case there are two complex conjugate solutions) or two. In the latter case, even if the four given spaces are rational, the two solutions will typically not be. We do not know whether the existence of rational solutions for such incidence problems is decidable in general, nor whether the additional conditions on force that real solutions imply rational solutions. On the other hand, if is a variety given by equations with coefficients in, say, some number field, then of course, by real quantifier elimination, there does exist an algorithm for computing .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[BG 84] Robert Bieri and John R.J. Groves. The geometry of the set of characters induced by valuations. J. reine angew. Math. , 347:168–195, 1984.
- 2[Bor 91] Armand Borel. Linear algebraic groups. 2nd enlarged ed. New York etc.: Springer-Verlag, 2nd enlarged ed. edition, 1991.
- 3[NS 18] Mounir Nisse and Frank Sottile. Describing amoebas. 2018. Preprint, ar Xiv:1805.00273 .
