A sparse approach to mixed weak type inequalities
Marcela Caldarelli, Israel P. Rivera-R\'ios

TL;DR
This paper introduces a sparse domination method to obtain quantitative mixed-type estimates for Calderón-Zygmund operators and related singular integrals, extending endpoint estimate techniques.
Contribution
It provides a novel sparse domination framework for mixed weak type inequalities, advancing the approach to endpoint estimates in harmonic analysis.
Findings
Established new mixed weak type inequalities under $uv\in A_{\infty}$ conditions.
Extended sparse domination techniques to endpoint estimates.
Enhanced understanding of the behavior of singular integrals with mixed weights.
Abstract
In this paper we provide some quantitative mixed-type estimates assuming conditions that imply that for Calder\'on-Zygmund operators, rough singular integrals and commutators. The main novelty of this paper lies in the fact that we rely upon sparse domination results, pushing an approach to endpoint estimates that was introduced by Domingo-Salazar, Lacey and Rey and extended in works by Lerner, Ombrosi and the second author and Li, Perez, the second author and Roncal.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
A sparse approach to mixed weak type inequalities
Marcela Caldarelli
(Marcela Caldarelli) Departamento de Matemática, Universidad Nacional del Sur. Alem 1253, Bahía Blanca, Argentina.
and
Israel P. Rivera-Ríos
(Israel P. Rivera-Ríos) CONICET - INMABB, Departamento de Matemática, Universidad Nacional del Sur. Alem 1253, Bahía Blanca, Argentina.
Abstract.
In this paper we provide some quantitative mixed-type estimates assuming conditions that imply that for Calderón-Zygmund operators, rough singular integrals and commutators. The main novelty of this paper lies in the fact that we rely upon sparse domination results, pushing an approach to endpoint estimates that was introduced in [8] and extended in [23] and [25].
The second author is supported by CONICET PIP 11220130100329CO
1. Introduction and Main Results
In [27], Muckenhoupt and Wheeden introduced a new type of weak type inequality, that we call mixed type inequality, that consists in considering a perturbation of the Hardy-Littlewood maximal operator with an weight. Their result was the following
Theorem A**.**
Let then
[TABLE]
Although this kind of estimate may seem not very different to the standard one, the perturbation caused by having the weight inside the level set makes it way harder to be settled, in contrast with analogous case of strong type estimates. Furthermore, is no longer a necessary condition for this endpoint estimate to hold (see [27, Section 5]).
Later on, Sawyer [33], motivated by the possibility of providing a new proof for the Muckenhoupt’s theorem, obtained the following result.
Theorem B**.**
Let then
[TABLE]
Sawyer also conjectured that (1.1) should hold as well for the Hilbert transform. Cruz-Uribe, Martell and Pérez [7] generalized (1.1) to higher dimensions and actually proved that Sawyer’s conjecture holds for Calderón-Zygmund operators via the following extrapolation argument.
Theorem C**.**
Assume that for every and some ,
[TABLE]
Then for every and every
[TABLE]
The conditions on the weights in that extrapolation result lead them to conjecture that (1.1), and consequently the corresponding estimate for Calderón-Zygmund operators should hold as well with and . That conjecture was positively answered recently in [24] where several quantitative estimates were provided as well. At this point we would like to mention, as well, a recent generalization provided for Orlicz maximal operators in [2].
In [7], besides the aforementioned results, it was shown that (1.1) holds if and (see Section 2.2 for the precise definition of ). The advantage of that condition is that the product is an weight. Over the past few years, there have been new contributions under those assumptions such as [3] for the case of fractional integrals and related operators, [28, 29] for related quantitative estimates and [26] for multilinear extensions.
The case of commutators of Calderón-Zygmund operators was settled in [4]. Recall that given a Calderón-Zygmund operator, (see Section 2.2 for the precise definition) and a positive integer , we define the higher order commutator by
[TABLE]
where .
Now we turn to our contribution. Our approach exploits sparse domination and ideas from [25] that can be traced back to [8]. In the case of commutators our approach is inspired by [23] as well. The main novelty of our proofs is precisely that, in contrast with the techniques used up until now to deal with this kind of questions, we heavily rely upon sparse domination. Our first result is the following.
Theorem 1.1**.**
Let and for some .
If is a Calderón-Zygmund operator,
[TABLE]
and if is a positive integer, and then
[TABLE]
where
[TABLE]
and 2. 2.
If then
[TABLE]
[TABLE]
We would like to note that in the case , in the case of Calderón-Zygmund operators, the estimate above reduces to
[TABLE]
That estimate improves the bound provided in [29, Theorems 1.16 and 1.17], namely,
[TABLE]
In the case of the commutator our approach provides a new proof of [4, Theorem 2] obtaining a quantitative estimate as well. An arguable drawback of the estimates above is that in neither of them we recover the best known dependence in the case . We wonder whether the factor in each of them can be removed.
In our following result we assume that and . It is not hard to check that those conditions are equivalent to assume that and , so there is no gain in terms of the size of the class of weights considered. However, in this case, if we recover the best known estimates for .
Theorem 1.2**.**
Let and .
If is a Calderón-Zygmund operator
[TABLE]
and if is a positive integer, and then
[TABLE]
where
[TABLE]
and 2. 2.
If then
[TABLE]
[TABLE]
As we pointed out above, notice that this result recovers the best dependences known obtained in [21, 22, 25, 23, 14] in the case, . Furthermore, in case of the commutator we obtain the following estimate
[TABLE]
Observe that (1.4) contains as a particular case the endpoint estimate obtained in [14] and provides precise quantitative bound for the case in which the symbol has better local decay properties than functions. We recall that in [1], it was shown that if a commutator of a certain singular integral satisfies a weak-type estimate then and that the estimate, first settled in [31], implies that . Bearing those results in mind we wonder whether should be a neccesary condition for (1.4), at least in the case , to hold.
The rest of the paper is organized as follows. Section 2 is devoted to provide some basic results and to fix notation that will be used throughout the remainder of the paper and in Section 3 we provide the proofs of the main results.
2. Preliminaries
2.1. Sparse domination results
In this section we begin borrowing some definitions from [20].
Given a cube we denote by the standard dyadic grid relative to .
We say that a family of cubes is a dyadic lattice it satisfies the following conditions.
If then . 2. 2.
If then there exists such that . 3. 3.
For every compact set there exists some such that .
We recall that is a -sparse family if for every there exists such that
. 2. 2.
The sets are pairwise disjoint.
In some situations it is useful to approximate arbitrary cubes by dyadic cubes. For that purpose, one dyadic lattice is not enough, however are. That fact follows from the following Lemma that we borrow from [20].
Lemma 2.1**.**
For every dyadic lattice there exist dyadic lattices such that
[TABLE]
and for every cube and , there exists a unique cube of sidelenght containing .
In the last years, and after Lerner’s simplification the proof of the theorem [18] that had been settled earlier by Hytönen [10], the sparse domination approach has been widely and succesfully applied in the theory of weights. The philosophy behind that approach consists in controlling, in some sense, the operator that we want to study by suitable sparse operators and providing estimates for the latter ones, which are in general easier to settle.
In the following Theorem we gather the sparse domination results that we will rely upon in the main results of the paper.
Theorem 2.2**.**
Let
If is a Calderón-Zygmund operator there exist -sparse families contained in dyadic lattices such that
[TABLE]
where .
If is a Calderón-Zygmund operator and then there exist -sparse families contained in dyadic lattices such that
[TABLE]
where and
[TABLE]
If then there exists a sparse family such that
[TABLE]
where and
[TABLE]
Remark 2.3*.*
Notice that the -dyadic lattices trick (Lemma 2.1) allows us to show that for every dyadic lattice ,
[TABLE]
where each and the choice of the dyadic lattices is independent of .
2.2. weights and Orlicz maximal functions
We recall that given a weight , if
[TABLE]
in the case and
[TABLE]
where . Analogously if we recover the classical Muckenhoupt’s condition.
We would like also to recall that
[TABLE]
This class of weights is characterized in terms of the following condition
[TABLE]
This characterization was discovered by Fujii [9] and rediscovered by Wilson [34]. Up until now that is the smallest constant characterizing the class (see Pérez and Hytönen [11]). A result that we will use as well is the following reverse Hölder inequality that was obtained in [11] (see [12] for another proof).
Lemma 2.4**.**
There exists such that for every
[TABLE]
where .
We recall that given a Young function , namely a convex, non-decreasing function such that and when we can define
[TABLE]
It is possible to provide a definition of the norm equivalent to the latter (see [15]), namely
[TABLE]
Associated to each Young function there exists another Young function such that
[TABLE]
We shall drop in the notation in the case of Lebesgue measure. Some particular cases of interest for us will be and for .
Let a weight and a Young function. We define the maximal operator by
[TABLE]
where the supremum is taken over all the cubes in the family . We shall drop the superscript in case the context makes clear the family of cubes considered. If we choose and and is the family of all cubes we recover the classical Hardy-Littlewood operator.
Now we recall if , then
[TABLE]
It is possible to define classes of symbols with even better properties of integrability than symbols. Given we say that if
[TABLE]
Note that for every . It is not hard to prove that for those classes of functions the following estimates hold.
Lemma 2.5**.**
Let and . Then
[TABLE]
Furthermore, if then
[TABLE]
We end up this section with a result that allows us to change the underlying weight of Orlicz averages.
Lemma 2.6**.**
Let a weight, , and a Young function. Then, for every cube ,
[TABLE]
We remit to [30, 32] for more information about Young functions and Orlicz spaces.
3. Proofs of the main results
3.1. Scheme of the proofs
Before we provide the needed lemmata and the proofs of the main results we would like to briefly outline the scheme that we are going to follow for each of the proofs of the estimates in the main results that, as we mentioned in the introduction, can be traced back to [8, 23, 25]. Let a linear operator, possibly a sparse operator and let a dyadic, in some sense, maximal operator such that
[TABLE]
[TABLE]
where is a Young function. First, notice that
[TABLE]
Since the desired estimate holds for the second term it suffices to control the first one. Let us call
[TABLE]
Then it suffices to prove
[TABLE]
This yields
[TABLE]
and consequently
[TABLE]
which by homogeneity allows us to end up the proof.
The purpose of the following sections we will be settling (3.1) for the operators in the main theorems. To achieve in that task we will rely upon sparse domination results, and more in particular we will use suitable splittings of the sparse families involved in the spirit of [8, 23, 25].
3.2. Lemmatta
Before starting with the proofs of the main results we provide some technical lemmas.
Lemma 3.1**.**
Let . For every non negative integers let
[TABLE]
where . Then
[TABLE]
where .
Proof.
We start writing
[TABLE]
For the first term, notice that
[TABLE]
For the second term, we observe that
[TABLE]
and we are done. ∎
The second result we will rely upon is the following.
Lemma 3.2**.**
Let a submultiplicative Young function and a -sparse family. Let and and assume that for every
[TABLE]
Then for every there exists such that
[TABLE]
and
[TABLE]
Proof.
We split the family in the following way
[TABLE]
Note that since we have that, for each cube and each measurable subset ,
[TABLE]
In particular if and then
[TABLE]
And this yields
[TABLE]
Furthermore, arguing by induction, if we denote
[TABLE]
And in particular if we choose , then
[TABLE]
Let . and let .
[TABLE]
Observe that we can bound the last term as follows
[TABLE]
Hence
[TABLE]
from which readily follows the desired conclusion. ∎
The following lemma will be also used repeatedly.
Lemma 3.3**.**
Let and a -sparse family of cubes. Then
[TABLE]
Proof.
We can assume that where is an increasing sequence of finite sparse families. Now we fix and consider the family of maximal cubes of with respect to the inclusion. Then
[TABLE]
Notice that
[TABLE]
Hence
[TABLE]
Consequently
[TABLE]
and letting we are done. ∎
To end the section we provide some results related to singular weighted maximal functions.
Lemma 3.4**.**
Let a Young function such that . Let be dyadic grids and let a weight. Then
[TABLE]
where .
Proof.
Let . Notice that
[TABLE]
Then taking into account that
[TABLE]
(see [20, Section 15]) we have that
[TABLE]
and we are done. ∎
3.3. Proof of Theorem 1.1
3.3.1. Calderón-Zygmund operators
Using pointwise sparse domination it suffices to settle the result for a sparse operator where is a -sparse family contained in a dyadic lattice .
Let and assume that . Then it suffices to prove that
[TABLE]
If we denote then
[TABLE]
and it suffices to prove that
[TABLE]
We split the sparse family as follows. Let , if
[TABLE]
Let us call
[TABLE]
We claim that
[TABLE]
For the top estimate we argue as follows. Using Lemma 3.2 we have that there exist sets such that
[TABLE]
and
[TABLE]
[TABLE]
Then
[TABLE]
For the lower estimate, using Lemma 3.3,
[TABLE]
Now notice that since , Lemma 2.6 yields
[TABLE]
Taking that into account, by Lemma 3.4
[TABLE]
Combining the estimates above
[TABLE]
Now we are left with estimating the double sum. Applying Lemma 3.1 with
[TABLE]
, , and we are done.
3.3.2. Commutators
Using pointwise sparse domination it suffices to settle the result for suitable dyadic operators. Let
[TABLE]
Assume that . It suffices to prove that
[TABLE]
where
[TABLE]
If we denote then
[TABLE]
We split the sparse family as follows , if
[TABLE]
Then
[TABLE]
Now we observe that
[TABLE]
For the top estimate we use Lemma 3.2 with and , and we have that
[TABLE]
with
[TABLE]
Then
[TABLE]
For the lower estimate, by Lemma 3.3
[TABLE]
Taking into account Lemma 2.6
[TABLE]
That estimate combined with Lemma 3.4 allows us to argue as follows
[TABLE]
Combining the estimates above
[TABLE]
We end up the proof applying Lemma 3.1, with , , , , , and .
3.3.3. Rough singular integrals
Let us fix a dyadic lattice and let obtained using the dyadic lattices trick (Lemma 2.1). Now let
[TABLE]
where and assume that .
Then it suffices to prove that
[TABLE]
Note that
[TABLE]
where . Then for , notice that, arguing as in [25]
[TABLE]
Taking into account (2.1) and Remark 2.3 we have that
[TABLE]
where and each .
At this point one remark is in order. Notice that in this case, since we don’t have pointwise domination, we need to remove the cubes where the maximal function is large from the sparse family using just one maximal function. On the other hand if we choose the standard maximal function instead of some dyadic version that would lead to some dependence on the doubling constant of the measure , which is something that we avoid with our choice (see Lemma 3.4).
After that remark we continue with the proof. Notice that it suffices to prove that for each ,
[TABLE]
Taking into account the definition of , since we remove the set where we can split sparse family as follows , if
[TABLE]
Let us call
[TABLE]
Now we observe that
[TABLE]
For the top estimate we argue as we did in (3.2). For the lower estimate, using Lemma 3.3,
[TABLE]
Since , taking into account Lemmas 2.6 and 3.4
[TABLE]
Combining the estimates above
[TABLE]
where . We end the proof using Lemma 3.1, with , , , , and .
3.4. Proof of Theorem 1.2
3.4.1. Calderón-Zygmund operators
Using pointwise sparse domination it suffices to settle the result for a sparse operator where is a -sparse family.
Let and assume that and . Then it suffices to prove that
[TABLE]
If we denote then
[TABLE]
[TABLE]
and it suffices to prove that
[TABLE]
We split the sparse family as follows. Let , if
[TABLE]
Let us call
[TABLE]
Now we observe that
[TABLE]
For the top estimate we argue as follows. Using Lemma 3.2 we have that
[TABLE]
where and
[TABLE]
Then
[TABLE]
For the lower estimate, using Lemma 3.3,
[TABLE]
Now using the weak-type of (Lemma 3.4)
[TABLE]
Combining the estimates above,
[TABLE]
An application of Lemma 3.1 with
[TABLE]
, , and ends the proof.
3.4.2. Commutators
Using pointwise sparse domination it suffices to settle the result for suitable dyadic operators. Let
[TABLE]
Assume that . It suffices to prove that
[TABLE]
where, ,
[TABLE]
If we denote then
[TABLE]
Let us split the sparse family as follows. Let , if
[TABLE]
Let us call
[TABLE]
Now we observe that
[TABLE]
For the top estimate we use Lemma 3.2 with and , and we have that
[TABLE]
with
[TABLE]
Then
[TABLE]
For the lower estimate, by Lemma 3.4
[TABLE]
Combining the estimates above
[TABLE]
We end up the proof applying Lemma 3.1, with
[TABLE]
, , , and .
3.4.3. Rough singular integrals
Let us fix a dyadic lattice and let obtained using the dyadic lattices trick. Now let
[TABLE]
where and assume that . Then it suffices to prove that
[TABLE]
Note that
[TABLE]
where . Then for , notice that, arguing as in [25]
[TABLE]
Taking that into account we have that
[TABLE]
Hence it suffices to prove that for every sparse family ,
[TABLE]
We split the sparse family as follows , if
[TABLE]
Let us call
[TABLE]
Now we observe that
[TABLE]
For the top estimate we argue as we did to get (3.3). For the lower estimate, using Lemma 3.3,
[TABLE]
Since , taking into account Lemmas 2.6 and 3.4,
[TABLE]
Combining the estimates above
[TABLE]
We end the proof using Lemma 3.1, with
[TABLE]
, and
Acknowledgment
The authors would like to thank Sheldy Ombrosi for his comments on an earlier version of this manuscript and for some enlightening discussions on this topic.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Natalia Accomazzo. A characterization of BMO in terms of endpoint bounds for commutators of singular integrals. Israel J. Math. , 228(2):787–800, 2018.
- 2[2] F. Berra. Mixed weak estimates of Sawyer type for generalized maximal operators. Ar Xiv e-prints , 2018.
- 3[3] F. Berra, M. Carena, and G. Pradolini. Mixed weak estimates of Sawyer type for commutators of singular integrals and related operators. Ar Xiv e-prints , April 2017.
- 4[4] F. Berra, M. Carena, and G. Pradolini. Mixed weak estimates of Sawyer type for fractional integrals and some related operators. Ar Xiv e-prints , December 2017.
- 5[5] José M. Conde-Alonso, Amalia Culiuc, Francesco Di Plinio, and Yumeng Ou. A sparse domination principle for rough singular integrals. Anal. PDE , 10(5):1255–1284, 2017.
- 6[6] José M. Conde-Alonso and Guillermo Rey. A pointwise estimate for positive dyadic shifts and some applications. Math. Ann. , 365(3-4):1111–1135, 2016.
- 7[7] D. Cruz-Uribe, J. M. Martell, and C. Pérez. Weighted weak-type inequalities and a conjecture of Sawyer. Int. Math. Res. Not. , (30):1849–1871, 2005.
- 8[8] Carlos Domingo-Salazar, Michael Lacey, and Guillermo Rey. Borderline weak-type estimates for singular integrals and square functions. Bull. Lond. Math. Soc. , 48(1):63–73, 2016.
