Independence between coefficients of two modular forms
Dohoon Choi, Subong Lim

TL;DR
This paper proves that two modular forms with finitely many ratios of Fourier coefficients are scalar multiples of each other, extending the result to weakly holomorphic forms and applying it to quadratic form representations.
Contribution
It establishes a rigidity result linking the finiteness of coefficient ratios to scalar multiples for modular forms, including weakly holomorphic forms.
Findings
Finite ratio set implies forms are scalar multiples
Extension to weakly holomorphic modular forms
Application to quadratic form representation counts
Abstract
Let be an even integer and be the space of cusp forms of weight on . Let . For , we let R(f, g) = \{ (a_f(p), a_g(p)) \in \mathbb{P}^1(\CC)\ |\ \text{p is a prime} \} be the set of ratios of the Fourier coefficients of and , where (resp. ) is the th Fourier coefficient of (resp. ). In this paper, we prove that if and are nonzero and is finite, then for some constant . This result is extended to the space of weakly holomorphic modular forms on . We apply it to studying the number of representations of a positive integer by a quadratic form.
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Independence between coefficients of two modular forms
Dohoon Choi
and
Subong Lim
Department of Mathematics, Korea University, 145 Anam-ro, Seongbuk-gu, Seoul 02841, Republic of Korea
Department of Mathematics Education, Sungkyunkwan University, Jongno-gu, Seoul 03063, Republic of Korea
Abstract.
Let be an even integer and be the space of cusp forms of weight on . Let . For , we let be the set of ratios of the Fourier coefficients of and defined by R(f,g):=\{x\in\mathbb{P}^{1}(\mathbb{C})\ |\ x=[a_{f}(p):a_{g}(p)]\ \text{for some prime p}\}, where (resp. ) denotes the th Fourier coefficient of (resp. ). In this paper, we prove that if and are nonzero and is finite, then for some constant . This result is extended to the space of weakly holomorphic modular forms on . We apply it to study the number of representations of a positive integer by a quadratic form.
2010 Mathematics Subject Classification:
11F03, 11F30, 11F80
Keywords: Fourier coefficient, Modular form, Galois representation
1. Introduction
The Fourier coefficients of a modular form play crucial roles in studying the theory of modular forms. In particular, the -expansion principle (for example, see [1] or [4]) shows that a modular form is determined by its Fourier coefficients. A natural question is to find relations between two modular forms when a connection between their Fourier coefficients is given. It was proved by Ramakrishnan [3, Appendix] that if and are normalized Hecke eigenforms of the same weight such that for all primes outside a set of density
[TABLE]
then there exists a quadratic character such that
[TABLE]
Here, (resp. ) denotes the th Fourier coefficient of (resp. ). This result was also known to Blasius and Serre.
Let be an even integer, and be the space of weakly holomorphic modular forms of weight on . Let
[TABLE]
Suppose that and are weakly holomorphic modular forms in . We define a subset of by
[TABLE]
This is a set of ratios of the Fourier coefficients of and . For example, if for every prime , then . Therefore, if and are Hecke eigenforms and , then for some constant . In this vein, the objective of this paper is to classify and in such that is a finite set. Our main result is as follows.
Theorem 1.1**.**
Suppose that and are nonzero weakly holomorphic modular forms in . If is a finite set, then for some constant .
This applies to study the number of representations of an integer by a quadratic form. Let be a positive definite quadratic form over in variables with level one. For a positive integer , let
[TABLE]
be the number of representations of the integer by a quadratic form . Note that
[TABLE]
is a modular form of weight on . Here, denotes , where is a complex number whose imaginary part is positive. Therefore, Theorem 1.1 gives the following corollary.
Corollary 1.2**.**
Assume that and are positive definite quadratic forms over in variables with level one. If there is a positive integer such that the numbers of representations of by and are different, then the number of elements of the set
[TABLE]
is infinite.
The main ingredient of the proof of Theorem 1.1 is the result in [7] on the Galois representations attached to Hecke eigenforms. This is used to prove that if and are nonzero cusp forms on and is finite, then for some constant . This is the main part of the proof of Theorem 1.1.
Remark 1.3**.**
In the same way, the result can be extended to harmonic weak Maass forms. In this case, if and are harmonic weak Maass forms whose shadows are cusp forms, then we need to look at the set
[TABLE]
where (resp. ) denotes the holomorphic part of (resp. ) and (resp. ) denotes the th Fourier coefficient of (resp. ).
The remainder of this paper is organized as follows. In Section 2, we review some preliminaries concerning the Fourier coefficients of weakly holomorphic modular forms and the Galois representations attached to Hecke eigenforms. In Section 3, we prove the main theorem for the case of cusp forms. In Section 4, we prove the main theorem: Theorem 1.1.
2. Preliminaries
In this section, we review some basic material concerning the Fourier coefficients of weakly holomorphic modular forms and the Galois representations attached to Hecke eigenforms.
2.1. Fourier coefficients of weakly holomorphic modular forms
In this section, we review some results related to the asymptotic of the Fourier coefficients of weakly holomorphic modular forms based on [5] and [6].
Let . We write with and . Then, by the valence formula, we have
[TABLE]
if is nonzero. Moreover, for , there is a unique such that
[TABLE]
Then, forms a basis of . In [2], Duke and Jenkins studied various properties of this basis.
For positive integers , and , let
[TABLE]
where is an integer such that . We introduce the Bessel function of the first kind (for example, see [9])
[TABLE]
Note that this Bessel function satisfies an asymptotic expansion
[TABLE]
as . Then, we have the following theorem.
Theorem 2.1**.**
[5, Theorem 1–3]**, [6, pp. 149–151] For , let be the th Fourier coefficient of .
- (1)
If , then
[TABLE]
as , where is a constant dependent on . 2. (2)
If , then
[TABLE]
as , where is a constant dependent on .
2.2. Galois representations attached to Hecke eigenforms
In this section, we introduce the result in [7] concerning the Galois representations attached to Hecke eigenforms. For a positive integer , let be the th Hecke operator. For a positive even integer , let denote the space of cusp forms of weight on . Let be a normalized Hecke eigenform, i.e. for every prime and . Let be the field generated by all the Hecke eigenvalues over , and be the -algebra generated by all the Hecke eigenvalues . Let denote . For a prime , let
[TABLE]
be the representation of attached to . Note that if is a prime not equal to and is a Frobenius element at , then the trace of is in and the determinant of is (for example, see page 261 in [7]).
Let be the image of in . If
[TABLE]
then contains . Moreover, it was proved in [7] and [8] that for all but finitely many primes , we have
[TABLE]
Let be a normalized Hecke eigenform. Suppose that if , then and are not conjugate under the action of . Let be the -subalgebra of generated by the pairs . It should be noted that according to the assumption, is finite (for example, see lines 8-10 on p.268 in [7]). Let be the image of in . Ribet [7] proved the following theorem.
Theorem 2.2** (Theorem 6.1 in [7]).**
If is a prime such that
- •
,
- •
,
- •
,
- •
,
then
[TABLE]
This theorem implies the following lemma.
Lemma 2.3**.**
For integers , , suppose that are normalized Hecke eigenforms in that are not conjugate to each other under the action of . If is a sufficiently large prime, then is dense in an open subset of .
To prove this lemma, we need the following result.
Lemma 2.4** (Lemma 3.4 in [7]).**
Let be profinite groups. Assume that for each the following condition is satisfied: for each open subgroup of , the closure of the commutator subgroup of is open in . Let be a closed subgroup of
[TABLE]
which maps to an open subgroup of each group . Then, is open in .
Now, we prove Lemma 2.3.
Proof.
Let be the image of in . We claim that contains , which then provides the proof. Now, we prove the claim. Note that if is a sufficiently large prime, then, for all pairs , the prime satisfies the following conditions:
- •
,
- •
,
- •
.
Therefore, we assume that satisfies these conditions.
Let
[TABLE]
and
[TABLE]
Note that is closed in since is compact and is continuous. Thus, we see that is also closed in . For all pairs , the projection of to is surjective by Theorem 2.2. For each , we have
[TABLE]
where denote the prime ideals of above , and denotes the completion of at . Note that is a -adic lie group, and the lie algebra of is the same as its own derived algebra. This implies that for each open subgroup of , the closure of the commutator subgroup of is open in (see Remark 3 on p. 253 in [7]). Therefore, by Lemma 2.4, we complete the proof of the claim. ∎
Remark 2.5**.**
For the convenience of readers, let us recall the lie algebra of and its derived subalgebra. The lie algebra of is isomorphic to
[TABLE]
The derived subalgebra of is generated by all , where . Note that
[TABLE]
[TABLE]
and
[TABLE]
Assume that . The matrices , , and consist a basis of . Therefore, we have
[TABLE]
2.3. Lemma for hyperplanes
For later use, we prove the following lemma.
Lemma 2.6**.**
Let be a subset of . Suppose that is dense in an open subset of .
- (1)
If are hyperplanes in , then
[TABLE] 2. (2)
If are hyperplanes in , then we have
[TABLE]
Proof.
(1) Suppose that
[TABLE]
This implies
[TABLE]
in . Then, contains an open set in . Note that is a hyperplane in for each . This gives a contradiction.
(2) Due to (1), it is enough to prove that is contained in a hyperplane in for each . Note that can be expressed as
[TABLE]
for . Since is a hyperplane, we see that . Without loss of generality, we may assume that . Then, is equivalent to
[TABLE]
for some . Therefore, is equivalent to
[TABLE]
We can take -linearly independent complex numbers such that
[TABLE]
can be expressed as -linear combinations of . This implies that
[TABLE]
for some degree homogeneous polynomials with coefficients in . Therefore, is equivalent to . From this, we see that is in the hyperplane
[TABLE]
∎
3. Coefficients of cusp forms
In this section, we prove that if and are cusp forms and is finite, then for some constant . To prove this, we need the following lemmas.
Lemma 3.1**.**
Suppose that are normalized Hecke eigenforms on such that any two of them are not conjugate under the action of . Then, there are no finite subsets of such that and for any primes , we have
[TABLE]
for some .
Proof.
Suppose that is a finite subset of such that and for any primes , we have
[TABLE]
for some . Then, the set
[TABLE]
is a finite union of hyperplanes .
By Lemma 2.3, we see that there is a prime such that is dense in an open subset of . Since the trace of is for primes and \{\mathrm{Frob}_{p}\ |\ \text{p is a prime}\} is dense in by Chebotarev’s density theorem, we see that the set
[TABLE]
is a dense subset of . Since we have
[TABLE]
and
[TABLE]
by Lemma 2.6, the set is not contained in any finite union of hyperplanes in . This is a contradiction since is contained in by the assumption. ∎
Let be a normalized Hecke eigenform on . Let and be the embeddings from to . Note that . Let be a basis of over . Then, for each , the coefficient can be written as a linear combination of , i.e.,
[TABLE]
for . This means that
[TABLE]
for . From this, we prove the following lemma.
Lemma 3.2**.**
There are no finite subsets of such that and for any primes , we have
[TABLE]
for some .
Proof.
Suppose that is a finite subset of such that and for any primes , we have
[TABLE]
for some . By (3.1), we see that the equation (3.2) is equivalent to
[TABLE]
Since is a basis of over , the matrix
[TABLE]
is invertible. Therefore, we have
[TABLE]
since . This means that the set
[TABLE]
is a subset of the set
[TABLE]
which is a finite union of hyperplanes in .
By Lemma 2.3, we see that there is a prime such that is dense in an open subset of . Since the trace of is for primes and \{\mathrm{Frob}_{p}\ |\ \text{p is a prime}\} is dense in by Chebotarev’s density theorem, we see that the set
[TABLE]
is a dense subset of . Then, by Lemma 2.6, the set is not contained in any finite union of hyperplanes in . We consider the isomorphism from to defined by , where is determined by the decomposition
[TABLE]
By using this isomorphism, we see that the set
[TABLE]
is not contained in any finite union of hyperplanes in . This is a contradiction since is contained in by the assumption. ∎
Suppose that are normalized Hecke eigenforms such that any two of them are not conjugate under the action of . Let be the th Fourier coefficient of , i.e.,
[TABLE]
For each , let and be the embeddings of to . Let be a basis of over . Therefore, can be written as a linear combination of , i.e.,
[TABLE]
for . From this, we see that
[TABLE]
for . Then, we have the following lemma.
Lemma 3.3**.**
Let . There are no finite subsets of such that and for any primes , we have
[TABLE]
for some .
Proof.
Suppose that is a finite subset of such that and for any primes , we have
[TABLE]
for some .
By (3.4), we see that the equation (3.5) is equivalent to
[TABLE]
Note that the matrix
[TABLE]
is invertible since the matrix
[TABLE]
is invertible for each . Therefore, if we let
[TABLE]
then since . This means that the set
[TABLE]
is a subset of the set
[TABLE]
which is a finite union of hyperplanes in .
As in the proof of Lemma 3.1, there is a prime such that the set
[TABLE]
is not contained in any finite union of hyperplanes in . As in the proof of Lemma 3.2, we consider the isomorphism from to defined by
[TABLE]
where are determined by the decomposition
[TABLE]
for each . By this isomorphism, we see that
[TABLE]
is not contained in any finite union of hyperplanes in . This is a contradiction since is contained in by the assumption. ∎
From Lemma 3.3, we can prove the following theorem.
Theorem 3.4**.**
Suppose that and are nonzero cusp forms on . If is not a constant multiple of , then defined in (1.1) is not finite.
Proof.
Since and are cusp forms, each function can be written as a linear combination of finitely many normalized Hecke eigenforms , i.e.,
[TABLE]
for . For each , we consider embeddings from to , where . Consider the set
[TABLE]
We write
[TABLE]
Since contains , both and can be written as linear combinations of elements of , i.e.,
[TABLE]
for .
Suppose that is finite and that is not a constant multiple of . Let be the th Fourier coefficient of . Then, there is a finite subset of such that and for each prime , we have
[TABLE]
for some . This is a contradiction due to Lemma 3.3. ∎
Remark 3.5**.**
Suppose that and are cusp forms. They may be zero. Then, Theorem 3.4 implies that if is finite, then there are constants and such that .
4. Proof of the main result
In this section, we prove Theorem 1.1. Suppose that is not a cusp form and is a cusp form. For a weakly holomorphic modular form , let and be the weight of . Since is a cusp form, the Fourier coefficients of should satisfy the Hecke bound
[TABLE]
as . Then, by Theorem 2.1, we have
[TABLE]
which means that the set cannot be finite. This is a contradiction. Therefore, both and are cusp forms or none of them are cusp forms. If both and are cusp forms, then by Theorem 3.4, for some constant .
Suppose that neither nor is a cusp form. If , then we may assume that . By Theorem 2.1, we have
[TABLE]
which means that is an infinite set. This is a contradiction. Therefore, . In the same way, we see that . By multiplying a nonzero constant to , we may assume that
[TABLE]
Therefore, it is enough to show that .
Suppose that satisfying
[TABLE]
for infinitely many primes . Such exists since is finite. By the asymptotic expansion given in Theorem 2.1, we see that both and have only finitely many zero coefficients. Therefore, both and are nonzero.
Then, we have a strictly increasing sequence of primes satisfying (4.2). By Theorem 2.1 and (4.2), we have
[TABLE]
since and . Therefore, we see that .
This implies that if and , then the number of primes satisfying (4.2) is finite. Since is finite, we see that
[TABLE]
for all but finitely many primes .
Now, we prove that is a cusp form. Suppose that is not a cusp form. This means that the principal parts of and are not the same. Let
[TABLE]
Then, by (2.1), we see that . Let
[TABLE]
where is a weakly holomorphic modular form as in (2.2). We denote by (resp. , and ) the th Fourier coefficient of (resp. , and ). By the definition of , we see that . Then, for all but finitely many primes , we have
[TABLE]
This implies that is finite.
If , then at least one of and is not a cusp form. Since is finite, in the same way as above, we see that . Note that we have a strictly increasing sequence of primes satisfying (4.4). Then, by the same argument as in (4.3), we have
[TABLE]
Therefore, we obtain which implies that . This is a contradiction due to the definition of .
If , then both and are holomorphic modular forms and . Then, we see that
[TABLE]
for some cusp forms . By the Hecke bound, cusp forms and satisfy
[TABLE]
By (4.4), we have a strictly increasing sequence of primes satisfying
[TABLE]
where is the th Fourier coefficient of . This is a contradiction since
[TABLE]
by Theorem 2.1 and (4.5). In conclusion, should be a cusp form.
If , the proof is completed. Otherwise, we consider
[TABLE]
Both and are cusp forms and
[TABLE]
for all but finitely many primes , where (resp. ) denotes the th Fourier coefficient of (resp. ). Therefore, is finite. By Theorem 3.4, there are constants such that . By (4.6), we see that , and this implies that since for all . This completes the proof.
Acknowledgments
The authors are grateful to the referee for helpful comments and corrections. The authors also thank Jeremy Rouse for useful comments on the previous version of this paper.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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