Perfection in motivic homotopy theory
Elden Elmanto, Adeel A. Khan

TL;DR
This paper establishes a topological invariance property for the motivic homotopy category after inverting certain characteristics, leading to new duality results in motivic homotopy theory.
Contribution
It proves a topological invariance for the motivic homotopy category up to inverting exponential characteristics, and applies this to establish Grothendieck-Verdier duality.
Findings
Invariance of SH[1/p] under passing to perfections for characteristic p schemes
Proof of Grothendieck-Verdier duality in motivic homotopy context
Topological invariance holds after inverting exponential characteristics
Abstract
We prove a topological invariance statement for the Morel-Voevodsky motivic homotopy category, up to inverting exponential characteristics of residue fields. This implies in particular that SH[1/p] of characteristic p>0 schemes is invariant under passing to perfections. Among other applications we prove Grothendieck-Verdier duality in this context.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Perfection in motivic homotopy theory
Elden Elmanto
Københavns Universitet
Institut for Matematiske Fag
Universitetsparken 5 2100 København
Denmark
[email protected] https://www.eldenelmanto.com/ and
Adeel A. Khan
Fakultät für Mathematik
Universität Regensburg
Universitätsstr. 31
93040 Regensburg
Germany
[email protected] https://www.preschema.com
Abstract.
We prove a topological invariance statement for the Morel–Voevodsky motivic homotopy category, up to inverting exponential characteristics of residue fields. This implies in particular that of characteristic schemes is invariant under passing to perfections. Among other applications we prove Grothendieck–Verdier duality in this context.
2010 Mathematics Subject Classification:
Primary 14F42; Secondary 19E08
Contents
1. Introduction
Let be a scheme and denote by its small étale topos. The starting point for this note is Grothendieck’s “équivalence remarquable de catégories” [EGA IV4, Théorème 18.1.2], which asserts that for any nil-immersion , there is an induced equivalence
[TABLE]
In fact, Grothendieck further generalized this to a topological invariance statement for the small étale topos: for any universal homeomorphism of schemes , the functor is an equivalence (see [SGA1, Exposé IX, Théorème 4.10], [SGA4, Exposé VIII, Théorème 1.1]).
The large étale topos fails to satisfy nil-invariance. An observation of Morel and Voevodsky [MV99] was that this failure can be repaired by working in the setting of -invariant sheaves. Indeed, it is a consequence of the Morel–Voevodsky localization theorem that the stable motivic homotopy category satisfies nil-invariance (see e.g. [CD12, Proposition 2.3.6(1)]). However, the topological invariance property still fails, at least in positive characteristic (see Remark 2.1.12). Our goal in this paper is to show that topological invariance is in fact true for , after inverting the exponential characteristic of the base field (Theorem 2.1.1). This also recovers the analogous statement in other related contexts, such as various variants of mixed motives [Ayo14, CD12, CD15, CD16] (see Remark 2.1.2).
A particularly useful consequence of topological invariance is that, for any scheme of characteristic , is invariant under passing to the perfection (Corollary 2.1.7). This allows us to remove perfectness hypotheses on the base field in many results, see §3.2. It also yields a Grothendieck–Verdier duality statement, following ideas of Cisinski–Déglise [CD15] (Theorem 3.1.1).
1.1. Conventions
1.1.1.
All schemes will implicitly be assumed to be quasi-compact quasi-separated.
Recall that a morphism of schemes is a universal homeomorphism if it induces a homeomorphism on underlying topological spaces after any base change, or equivalently, if it is integral, universally injective, and surjective [EGA IV4, Corollary 18.12.11].
1.1.2.
If is a scheme of characteristic , i.e., an -scheme, we write for the Frobenius endomorphism [SGA5, Exposé XIV=XV]. Recall that is perfect if the Frobenius is an isomorphism. Any -scheme admits a perfection , defined as the limit of the tower
[TABLE]
see [BS17, Section 3].
1.1.3.
Given a scheme , we denote by the stable -category of motivic spectra over . We will use the language of six operations, see [Hoy14, Appendix C] or [Kha16] for the non-noetherian setting. Any motivic spectrum represents a cohomology theory on -schemes, given by the formula
[TABLE]
for any morphism and any K-theory class . Similarly, there is a Borel–Moore homology theory
[TABLE]
We refer to [DJK18] for details.
1.2. Acknowledgements
We would like to thank Denis-Charles Cisinski, Frédéric Déglise, Marc Hoyois, and Fangzhou Jin for useful suggestions and conversations on the subject of this paper. We would also like to thank the Center for Symmetry and Deformation at the University of Copenhagen for supporting AK’s visit during which this paper was conceived. EE would like to thank a couple of cheeky colleagues for suggesting the title.
2. Topological invariance
2.1. Main result and corollaries
Let be a set of prime numbers. For a scheme , we denote by the localization of at the morphisms , for and . When contains a single prime , we write simply .
Theorem 2.1.1**.**
Let be a scheme and a set of prime numbers. Suppose that every prime is invertible in . Then for any universal homeomorphism , the functor
[TABLE]
is an equivalence.
Remark 2.1.2*.*
The proof of Theorem 2.1.1 will in fact apply to any motivic -category of coefficients as in [Kha16, Chap. 2, Definition 3.5.2]. See Remark 2.2.9 for details.
We now record some immediate consequences. Taking to be the set of all primes, we get:
Corollary 2.1.3**.**
For any universal homeomorphism , the functor
[TABLE]
is an equivalence.
Remark 2.1.4*.*
Recall that for every scheme , the category admits natural splittings
[TABLE]
see [CD12, Sect. 16.2]. The analogue of Corollary 2.1.3 is known for the plus part , via the identification with Beilinson motives (see Theorems 14.3.3 and 16.2.13 in op. cit.). For the minus part, the statement appears to be new.
Taking to be a single prime, we get:
Corollary 2.1.5**.**
Let be a scheme of exponential characteristic . Then for any universal homeomorphism , the functor
[TABLE]
is an equivalence.
Corollary 2.1.6**.**
For every scheme of characteristic , the absolute Frobenius induces an equivalence
[TABLE]
Corollary 2.1.7**.**
For every scheme of characteristic , the canonical morphism induces an equivalence
[TABLE]
Proof.
Follows from Corollary 2.1.6 in view of continuity of [Hoy14, Proposition C.12(4)]. ∎
2.1.8.
At the level of cohomology and Borel–Moore homology, we have the following reformulation (we consider the case for simplicity):
Corollary 2.1.9**.**
Let be a scheme of exponential characteristic . Let be a motivic spectrum over . Then we have:
- (i)
For any universal homeomorphism of -schemes, the induced maps
[TABLE]
are equivalences for every . 2. (ii)
The canonical morphism induces equivalences
[TABLE]
for every .
Proof.
Note that we have canonical identifications
[TABLE]
for every and . Therefore the map on cohomology spaces is induced from the natural transformation
[TABLE]
For as in (i) (resp. (ii)), the unit map is invertible after inverting by Theorem 2.1.1 (resp. by Corollary 2.1.7), whence the claim. The proof for Borel–Moore homology is similar, using the fact that the co-unit map is also invertible in both cases (after inverting ). ∎
Remark 2.1.10*.*
Corollary 2.1.9 also holds for the compactly supported variants (cohomology with compact support and relative homology), with the same proofs.
Example 2.1.11*.*
Let denote the homotopy invariant K-theory spectrum over . For every (possibly singular and non-noetherian) -scheme , we have functorial equivalences
[TABLE]
by [Cis13, Theorem 2.20] and [TT90, Exercise 9.11(h)]. Under these identifications, Corollary 2.1.9 recovers in particular the recent observation of Kelly and Morrow [KM18, Lemma 4.1] that the canonical map
[TABLE]
is an equivalence.
Remark 2.1.12*.*
Corollary 2.1.5 is false before inverting . Indeed, let be a field such that the Frobenius induces an equivalence . Then as in Corollary 2.1.9, the induced map on algebraic K-theory spectra
[TABLE]
is also an equivalence. But under the canonical identification , the induced endomorphism of is , which is an isomorphism if and only if is perfect.
Remark 2.1.13*.*
Under the assumptions of Theorem 2.1.1, suppose further that is of finite type (hence a finite radicial surjection). Then the equivalence is quasi-inverse to . Hence the left adjoint and right adjoints of the latter functor are equivalent. That is, we have an equivalence of functors
[TABLE]
2.2. Proof of Theorem 2.1.1
In order to prove Theorem 2.1.1, we have to show that the unit and co-unit maps
[TABLE]
are both invertible. For the latter, this turns out to be the case before inverting :
Proposition 2.2.1**.**
For any universal homeomorphism , the co-unit transformation
[TABLE]
is invertible. In other words, the functor is fully faithful.
Proof.
We argue as in the proof of [CD12, Proposition 2.1.9]. By the proper base change formula, this co-unit is identified with the natural transformation , where and are the respective projections . Since is a universal homeomorphism, its diagonal is a nilpotent closed immersion. Then by the localization theorem (cf. [CD12, Proposition 2.3.6(1)]), is an equivalence. Since and are retractions of it follows that we have canonical identifications and for each . In particular, the natural transformation is identified with the co-unit , which is invertible. ∎
For the unit map, we will require a more involved argument. We begin by introducing some notation.
Notation 2.2.2*.*
Given a unit , we write for the induced point of . For an integer , we write for the formal sum
[TABLE]
which consists of terms.
Remark 2.2.3*.*
Recall that there is a canonical map of spaces which sends the class of a perfect complex to the auto-equivalence of . It sends [math] to the identity and thus induces a canonical map
[TABLE]
via which we may also regard (Notation 2.2.2) as an automorphism of .
We are grateful to Marc Hoyois for suggesting the following re-interpretation of [EHK*+*18, Proposition B.1.4].
Proposition 2.2.5**.**
Let be a scheme, a monic polynomial of degree , and the closed subscheme cut out by . If denotes the canonical morphism, then there exists a canonical natural transformation
[TABLE]
such that the composites
[TABLE]
are homotopic to and , respectively.
Proof.
Note that is finite and syntomic. The conormal sheaf is free of rank , and the generator induces a canonical trivialization in . Therefore, the trace transformation of [DJK18, 4.3.1] induces a canonical natural transformation
[TABLE]
which we denote again by . The claim can be reformulated in cohomological terms as the assertion that, for every , the composites
[TABLE]
are homotopic to multiplication by .
Regarding the assignment as a presheaf with framed transfers, the first composite is induced by the framed correspondence
[TABLE]
Therefore the claim follows from [EHK*+*18, Proposition B.1.4]. The second composite is identified, by the transverse base change property of the trace transformation [DJK18, Proposition 2.5.6], with
[TABLE]
where and are the first and second projections of , respectively. As above, this is induced by the framed correspondence
[TABLE]
so the claim follows by another application of [EHK*+*18, Proposition B.1.4]. ∎
Lemma 2.2.8**.**
Let be the spectrum of a field of exponential characteristic . Then for any power of , the canonical map
[TABLE]
sends to a unit.
Proof.
We only need to consider the case . Using Morel’s identification [Mor04], which has been extended in [BH18, Lemma 10.12], it will suffice to show that the induced element is invertible. In view of the cartesian square
[TABLE]
as in [Mor12, (3.1)] (cf. [Bac18, Lemma 17], [KK82, Lemma 1.16]), it will in fact suffice to only check invertibility in and in . The former is obvious. For the latter, we first assume that is odd. In this case, we note that and thus is invertible in (without inverting ). When , is trivially a sum of squares in , so the Witt ring is -torsion [MH73, Theorem III.3.6] and the claim follows. ∎
We are now ready to complete the proof of Theorem 2.1.1:
Proof of Theorem 2.1.1.
After Proposition 2.2.1 it remains to show that unit map becomes invertible after inverting the primes in . By continuity [Hoy14, Proposition C.12(4)] and proper base change, we may use a noetherian approximation argument [TT90, Theorem C.9] to assume that is noetherian and of finite dimension. Then using [BH18, Proposition A.3] (and proper base change again), we may assume that is a henselian local scheme (which is still noetherian and finite-dimensional); we denote its closed point by and the complement by . By the localization theorem, the pair of functors is jointly conservative (see [CD12, Section 2.3]). Since has dimension strictly lower than that of , we can argue by induction on the dimension of to reduce to the case where , i.e., where is the spectrum of a field . Since is radicial, it is then induced by a purely inseparable field extension . In characteristic zero (), we are already done. Otherwise, by using continuity again, we may assume that the extension is finite, i.e., that with for some power of the prime . Now it follows from Proposition 2.2.5 and Lemma 2.2.8 that the unit map is invertible after inverting . But the assumption implies that , so the conclusion follows. ∎
Remark 2.2.9*.*
We now explain how the above proof can be generalized to an arbitrary motivic -category of coefficients as in Remark 2.1.2. First, we recall that the theory of fundamental classes developed in [DJK18] applies in this more general setting (see 4.3.4 in op. cit.). Therefore, for any object , the cohomology theory defines a presheaf with framed transfers on the category of -schemes. The proof of Proposition 2.2.5 then applies mutatis mutandis. To show that Lemma 2.2.8 holds for , i.e., that is a unit for every power of , we argue as follows. Since satisfies Nisnevich descent [CD12, Prop. 2.3.8], -invariance, and Thom stability, it follows from the universal property of [Rob15, Corollary 1.2] that there is a canonical monoidal realization functor . Moreover, the canonical map factors through the induced map , so the claim follows from the universal case of . The rest of the proof of Theorem 2.1.1 only relies on the formalism of six operations, which is available for [Kha16, Cor. 4.2.3].
3. Applications
3.1. Duality
Let be a scheme that is locally of finite type over a field of exponential characteristic . The structural morphism determines a duality functor defined by
[TABLE]
To justify this name, we must show that the object is dualizing. That is:
Theorem 3.1.1**.**
For any compact object , the canonical map
[TABLE]
is an equivalence in .
Remark 3.1.2*.*
As remarked in [CD15, Remark 7.4], Theorem 3.1.1 implies the formalism of Grothendieck–Verdier duality for , for locally of finite type -schemes. In particular, this gives an improvement of [BD15, Theorem 2.4.8].
Theorem 3.1.1 follows from the following statement, analogous to [CD15, Proposition 7.2].
Proposition 3.1.3**.**
The full subcategory of compact objects in is generated as a thick subcategory by objects of the form , where proper, is smooth over a purely inseparable extension of , and is an integer.
Proof.
If is perfect, the statement is [BD15, Corollary 2.4.7]. In general, the morphism induces an equivalence by Corollary 2.1.7. If is a proper morphism with smooth over , then the composite is as in the statement, so we conclude. ∎
Proof of Theorem 3.1.1.
As in the proof of [CD15, Theorem 7.3], this follows immediately from Proposition 3.1.3, and Ayoub’s purity theorem for smooth morphisms [Ayo08, Section 1.6], [Hoy14, Appendix C]. ∎
3.2. Removal of perfectness hypotheses
Corollary 2.1.7 allows us to immediately drop perfectness hypotheses in many known results, at least after inverting the exponential characteristic. Some examples are listed below.
Theorem 3.2.1**.**
Let be the spectrum of a field of exponential characteristic . For any smooth -scheme , the suspension spectrum is strongly dualizable in . In particular, is generated under colimits by the strongly dualizable objects.
Indeed, we can use Corollary 2.1.7 to reduce the case where is perfect, which is due to Riou, see [LYZ13, Corollary B.2].
Remark 3.2.2*.*
Proposition 2.2.5 gives the following refinement of [LYZ13, Lemma B.3]. Suppose is a finite étale morphism of degree between smooth connected -schemes. Then, up to replacing by a dense open subset and by its base change , there are isomorphisms of natural transformations
[TABLE]
where is as in Notation 2.2.2. To prove this, note there are canonical identifications and since is finite and étale, and the composite
[TABLE]
is canonically homotopic to the trace transformation . Replacing by its generic point, we may assume that . Then with a finite separable field extension, so by the primitive element theorem we are now in the situation of Proposition 2.2.5.
3.2.3.
We also have the following variant of Bachmann’s conservativity theorem [Bac18].
Theorem 3.2.4**.**
Let be a field with finite -étale cohomological dimension and exponential characteristic . Then the canonical functor
[TABLE]
is conservative on compact objects.
Proof.
Using Corollary 2.1.7 and the analogous result for mixed motives [CD15, Lemma 3.15], we may replace by its perfection. Then the result is proven in [Bac18, Theorem 16]. ∎
Remark 3.2.5*.*
Using Theorem 3.2.4 we can deduce the Pic-injectivity result of [Bac18, Theorem 18]. This extends Bachmann’s results on Po Hu’s conjecture on invertibility of the the suspension spectra of affine quadrics to imperfect fields; see loc. cit for details.
3.2.6.
We can similarly extend the recognition principle for infinite loop spaces [EHK*+*18, Theorem 3.5.13] to non-perfect fields.
Theorem 3.2.7**.**
Let be a field of exponential characteristic . Then there are canonical equivalences of symmetric monoidal -categories
[TABLE]
Remark 3.2.8*.*
Theorem 3.2.7 also implies cancellation in the sense of [EHK*+*18, Theorem 3.5.8] for non-perfect fields, after inverting the exponential characteristic.
We thank Marc Hoyois for pointing out a gap in the original proof of the following lemma.
Lemma 3.2.9**.**
Let be a field of exponential characteristic . Then the morphism induces an equivalence
[TABLE]
of symmetric monoidal -categories.
Proof.
We first show fully faithfulness. By continuity, it suffices to show that the Frobenius induces fully faithful functors , i.e., that the counit map is an equivalence after inverting . For this it suffices to show that, for every grouplike framed motivic space and every smooth -scheme , the induced map of spaces
[TABLE]
is an equivalence after inverting . Let denote the motivic localization of the left Kan extension of along the inclusion from framed correspondences of smooth -schemes to framed correspondences of all -schemes of finite type. Since the functor is fully faithful and commutes with (compare [CD12, Prop. 11.1.19]), the map above is identified with the canonical map
[TABLE]
Arguing just as in the proof of Proposition 2.2.5, we see that the structure of framed transfers on gives rise to the two composites (2.2.6) and (2.2.7), so that [EHK*+*18, Proposition B.1.4] shows that the map in question is an equivalence after inverting . We conclude by using the analogue of Lemma 2.2.8 for , which holds because there is a canonical equivalence
[TABLE]
by [EHK*+*18, Theorem 3.5.17].
It remains now to show that is essentially surjective. Since any smooth irreducible -scheme is, up to a universal homeomorphism, the base change of a smooth irreducible -scheme [Sus17, Lemma 1.12], it will suffice to show the following claim: for any universal homeomorphism of smooth schemes over , the induced map in is invertible. By [EHK*+*18, Theorem 3.5.13(i)] it suffices to show that the induced map in is invertible. This follows directly from Theorem 2.1.1. ∎
Proof of Theorem 3.2.7.
Note that we need only prove the claim when , and that the second claim follows from the first by stabilization. The equivalence of Corollary 2.1.7 restricts to an equivalence
[TABLE]
by construction. Combining this with Lemma 3.2.9, we see that we may replace by its perfection. In that case, the statement is [EHK*+*18, Theorem 3.5.13(i)]. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[SGA 4] M. Artin, A. Grothendieck, and J.-L. Verdier, Théorie des topos et cohomologie étale des schémas I, II, III (SGA 4) , Lecture Notes in Mathematics, vol. 269, 270, 305, Springer, 1971
- 2[Ayo 08] J. Ayoub, Les six opérations de Grothendieck et le formalisme des cycles évanescents dans le monde motivique, I , Astérisque 315 (2008)
- 3[Ayo 14] by same author, La réalisation étale et les opérations de Grothendieck , Ann. Sci. Éc. Norm. Supér. 47 (2014), no. 1, pp. 1–145
- 4[Bac 18] T. Bachmann, On the conservativity of the functor assigning to a motivic spectrum its motive , Duke Math. J. 167 (2018), no. 8, pp. 1525–1571, https://doi.org/10.1215/00127094-2018-0002 · doi ↗
- 5[BD 15] M. Bondarko and F. Déglise, Dimensional homotopy t-structure in motivic homotopy theory , 2015, ar Xiv:1512.06044
- 6[BH 18] T. Bachmann and M. Hoyois, Norms in motivic homotopy theory , 2018, ar Xiv:1711.03061 v 4
- 7[BS 17] B. Bhatt and P. Scholze, Projectivity of the Witt vector affine Grassmannian , Invent. Math. 209 (2017), no. 2, pp. 329–423, https://doi.org/10.1007/s 00222-016-0710-4 · doi ↗
- 8[CD 12] D.-C. Cisinski and F. Déglise, Triangulated categories of mixed motives , 2012, preprint ar Xiv:0912.2110 v 3
