Values of modular functions at real quadratics and conjectures of Kaneko
Paloma Bengoechea, Ozlem Imamoglu

TL;DR
This paper proves some of Kaneko's conjectures regarding the values of modular functions at real quadratic irrationalities, which are defined via cycle integrals along geodesics, advancing understanding in this area.
Contribution
It generalizes Kaneko's conjectures to a broader class of modular functions, providing new proofs and insights into their values at real quadratic points.
Findings
Proved several of Kaneko's conjectures for general modular functions.
Established explicit relations between modular function values and cycle integrals.
Enhanced understanding of modular functions at real quadratic irrationalities.
Abstract
In 2008, M. Kaneko made several interesting observations about the values of the modular j invariant at real quadratic irrationalities. The values of modular functions at real quadratics are defined in terms of their cycle integrals along the associated geodesics. In this paper we prove some of the conjectures of M. Kaneko for a general modular function.
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Values of modular functions at real quadratics and conjectures of Kaneko
P. Bengoechea
ETH, Mathematics Dept.
CH-8092, Zürich, Switzerland
and
Ö. Imamoglu
ETH, Mathematics Dept.
CH-8092, Zürich, Switzerland
Abstract.
In 2008, M. Kaneko made several interesting observations about the values of the modular invariant at real quadratic irrationalities. The values of modular functions at real quadratics are defined in terms of their cycle integrals along the associated geodesics. In this paper we prove some of the conjectures of M. Kaneko for a general modular function.
Bengoechea’s research is supported by SNF grant 173976.
Imamoglu’s research is supported by SNF grant 200021-185014.
1. Introduction
Let , be the upper complex half-plane and be the classical Klein modular invariant. The values of at imaginary quadratic irrationalities have a long and rich history going back to Kronecker and Weber and play an important role in the theory of complex muliplication. They have also seen considerable recent interest due to the beautiful results of Borcherds and Zagier, which relate their traces to the coefficients of half integral weight modular forms.
For a real quadratic irrationality , where is a positive (not necessarily fundamental) discriminant, the “value" of a holomorphic modular function at has been defined only recently in [8] and [7] using their periods along the closed geodesic associated to . We define
[TABLE]
where is the closed geodesic associated to in with an orientation that will be defined later in the preliminaries (in p.3), and is the hyperbolic arc length.
Even though the properties of these values and potential arithmetic applications remain inaccessible, Kaneko [8] studied the numerical values of and made several remarkable observations. Among his many observations, we note the following boundedness conjecture.
Conjecture 1** (Kaneko).**
Let be a real quadratic irrationality and be the smallest unit with positive norm in . Then
[TABLE]
where
[TABLE]
In this paper we look at the values for any modular function which takes real values on the geodesic arc
We denote by the ‘–’ continued fraction
[TABLE]
with and for . As a special case of our results we prove
Theorem 1**.**
Let be the classical modular invariant. Let be a real quadratic irrational and be its period in the negative continued fraction expansion. Then we have
- (1)
** 2. (2)
If all the partial quotients in the period of satisfy with then
[TABLE]
Theorem 1 proves the upper bound conjectured by Kaneko for real quadratic irrationalities while Theorem 2 below, our second main result, shows that in fact this bound is optimal.
Theorem 2**.**
Let be the classical modular invariant. Let be a real quadratic irrationality and be its period in the negative continued fraction expansion. Then for any positive integer , the value for the quadratic irrationality is real and
[TABLE]
In[7], the values were studied not individually but in ‘traces’. By analogy to the traces of the values of at CM points, the authors in [7] define , where the sum is over classes of indefinite binary quadratic forms of fundamental discriminant . They relate these traces to the coefficients of mock modular forms, generalizing the results of Borcherds and Zagier. It was conjectured in [7] and proved in [6] and [11] that
[TABLE]
as fundamental discriminants Theorem 2, when combined with the limiting behavior of the traces in equation (1), has the following corollary.
Corollary 1.1**.**
There are infinitely many discriminants of the form with class number greater than one and only finitely many such discriminants with class number one.
Corollary 1.1, was also observed in the master thesis of S. Päpcke [12] where another proof of Theorem 2 was also given. This corollary is in the spirit of the conjectures of Chowla and Yokoi. Chowla (see [5]) conjectured that for a positive integer the class number is greater than one if . Whereas Yokoi’s conjecture says that if (see [13]). These conjectures were proved effectively by A. Biró in [2] and [3], and some generalizations were proved by Biró and Lapkova in [4]. Even though our result, unlike the results of Biró and Biró-Lapkova, is not effective, as far as we know it provides the first direct application of cycle integrals of modular functions to a classical arithmetic question.
It is worth noting that Part (2) of Theorem 1 can be rephrased in terms of the diophantine properties of the quadratic irrationalities, more precisely in terms of the Lagrange spectrum. For any irrational number , let denote the distance from to a closest integer. Then recall that the Lagrange spectrum is defined as
[TABLE]
It is known that if has a continued fraction then . Hence part (2) of Theorem 1 proves the lower bound conjectured by Kaneko for the quadratic irrationalities with constant of approximation .
For the values with , Kaneko observed more specific phenomena that have been partially proved in [1]. Every such quadratic irrationality is -equivalent to a Markov quadratic, i.e. a quadratic of the form
[TABLE]
where , and is a solution to the Diophantine equation
[TABLE]
A very rich theory has been developed by Markov for this sort of quadratic irrationalities that the authors exploit in [1].
After giving some preliminaries in the next section, we will collect several technical results in Section 3 that will be needed in the sequel. In Section 4, we start by proving Theorem 2 for a holomorphic modular function which takes real values on the geodesic arc . The results from Section 3 are then used to prove Theorem 4.3, which compares the values of modular functions at different quadratic irrationalities by comparing their corresponding partial quotients. Theorem 4.3 is the main theorem of this paper and the results (1) and (2) in Theorem 1 follow as its simple corollaries.
Acknowledgement. We thank the referee for his/her many useful remarks which greatly improved the exposition of the paper.
2. Preliminaries
Let be a real quadratic irrationality and be its conjugate. and are the roots of a quadratic equation
[TABLE]
with discriminant . We choose such that , . The geodesic in joining and is given by the equation
[TABLE]
The stabilizer of preserves the quadratic form , and hence . Let be the generator of the infinite cyclic group with
[TABLE]
where is the smallest positive solution to Pell’s equation . We denote by the smallest unit with positive norm.
For any modular function , since the group preserves the expression one can define the cycle integral of along , also viewed as the “value" of at , by the complex number
[TABLE]
The factor is introduced here since on the geodesic . The integral defining is -invariant and can in fact be taken along any path in from to , where is any point in . Note that this gives an orientation on from to , which is counterclockwise if and clockwise if . We normalize the number by the length of the geodesic which is given by
[TABLE]
and we define the normalized value as
[TABLE]
For a real quadratic irrationality with purely periodic continued fraction, it is known that the continued fraction expansion is given by setting and inductively if and if . This algorithm is cyclic, which implies that the hyperbolic element is a word in negative powers of and , where , (for more detail we refer the reader to [14] and [9, Proposition 2.6]). It follows that the algorithm
[TABLE]
where
[TABLE]
is also cyclic, since , and hence comes back to after a finite number of steps. We denote by the length of the cycle, so that . The next lemma is crucial in our work and is inspired by Zagier’s argument in the proof of Theorem 7 in [10].
Lemma 2.1**.**
Let be a real quadratic irrationality with a purely periodic continued fraction expansion and let
[TABLE]
Then
[TABLE]
where Here ’s are defined in (2) and is the Galois conjugate of .
Proof.
Let and for . We have
[TABLE]
Since , we have proved the lemma. ∎
Let be a quadratic irrationality with purely periodic continued fraction and be the period in its continued fraction expansion. Each from (2) has a continued fraction expansion of the form
[TABLE]
with and for each , . The Galois conjugate of is
[TABLE]
Hence
[TABLE]
If is fixed and there is no possible confusion, we will drop the dependence on and write for simplicity.
3. Technical lemmas
Let and be two purely periodic quadratic irrationals with . If , then we define by cycling back to . For a fixed let
[TABLE]
Theorem 3.1**.**
Let and be two purely periodic quadratic irrationals. If for all , then we have for
[TABLE]
with
[TABLE]
and
[TABLE]
To prove Theorem 3.1, we start with the following two simple lemmas.
Lemma 3.2**.**
For , , let
[TABLE]
As a function of , satisfies the following properties:
- (i)
* is decreasing for and increasing for .* 2. (ii)
For and , we have
[TABLE] 3. (iii)
For and , we have
[TABLE] 4. (iv)
For and ,
[TABLE]
Proof.
A simple calculation gives
[TABLE]
The assertion (iv) is straightforward using (8). The other three assertions can be easily verified numerically. For example, for and the maximum of the derivative is where as its minimum is . This shows that for and and hence is decreasing.
∎
Similarly we have:
Lemma 3.3**.**
For , , let
[TABLE]
As a function of , satisfies the following properties:
- (i)
* is decreasing for and for .* 2. (ii)
* is increasing for and .* 3. (iii)
For and , we have
[TABLE]
with and .
Proof.
Once again a simple calculation gives
[TABLE]
and the proof of the lemma follows in a similar way to Lemma 3.2. ∎
3.1. Proof of Theorem 3.1
We start by grouping some of the terms from into two sums and ( corresponding to terms and to conjugates ) whose contribution, as we will see, will be minor. Since is fixed in the whole proof, we drop the dependence on in the notation for all these sums. Define
[TABLE]
[TABLE]
We group the remaining terms from in the sum , which will be the major contribution:
[TABLE]
Hence,
[TABLE]
3.1.1. Proof of inequality (6).
The real part of satisfies
[TABLE]
[TABLE]
and
[TABLE]
Since and using Lemma 3.2 (ii)-(iii), we have
[TABLE]
and similarly
[TABLE]
The real part of satisfies
[TABLE]
For , and hence by Lemma 3.2 (i), we have
[TABLE]
and
[TABLE]
Since and , and using Lemma 3.2 (ii)-(iii),
[TABLE]
and
[TABLE]
The real part of satisfies
[TABLE]
Since for , by Lemma 3.2 (iv),
[TABLE]
Therefore, similarly to above,
[TABLE]
with if or otherwise. We also have
[TABLE]
with
[TABLE]
By (10), (11), (14) and (16) we have that
[TABLE]
[TABLE]
3.1.2. Proof of the inequality (7)
The imaginary part of satisfies
[TABLE]
[TABLE]
and
[TABLE]
Since and using Lemma 3.3 (iii), we have
[TABLE]
The imaginary part of satisfies
[TABLE]
[TABLE]
and
[TABLE]
Since and using Lemma 3.3 (iii), we have
[TABLE]
The imaginary part of satisfies
[TABLE]
[TABLE]
and
[TABLE]
Therefore, similarly to previous cases we get
[TABLE]
By (10), (19), (20) and (21), we have
[TABLE]
The following corollary of Theorem 3.1 is crucial for the next section.
Corollary 3.4**.**
Let and be two purely periodic quadratic irrationals. If for every , then there exist constants and such that
[TABLE]
Moreover if , then and are positive.
Proof.
This follows easily from the bounds (17), (18), (22) together with the simple observation that for , and . ∎
4. Values of Modular functions
We start this section by looking at the sequence of values , for a modular function which is real on the geodesic arc We have
Theorem 4.1**.**
Let be a modular function which is real valued on the geodesic arc . For any positive integer , the value for the quadratic irrational is real and
[TABLE]
In particular we have
[TABLE]
For , the function defined by (3) satisfies the following simple lemma.
Lemma 4.2**.**
[TABLE]
Proof.
A simple calculation shows
[TABLE]
and
[TABLE]
These two equalities imply the lemma. ∎
Proof.
(Theorem 4.1):
Let . We have that and . Hence Pell’s equation becomes
[TABLE]
with being the smallest positive solution. Thus . Since ,
[TABLE]
with
[TABLE]
Now
[TABLE]
and
[TABLE]
Writing and using Lemma 4.2, we have that
[TABLE]
Since it follows from (23) and (24) that, for all ,
[TABLE]
Thus
[TABLE]
To see the last equality we note that is real on the arc and hence the integral is just the parametrization of on this arc. On the other hand, due to the holomorphicity of the integral is independent of the path of integration and as such gives the constant Fourier coefficient of .
∎
Our next result compares the values of a modular function at two different quadratic irrationalities by comparing their corresponding partial quotients. The results that were given in the introduction will then follow as corollaries of this main result. More precisely we have
Theorem 4.3**.**
Let be a modular function which is real valued on the geodesic arc . Suppose that
[TABLE]
Then the following holds: Let and be two quadratic irrationals with respective periods and such that divides . If and for all , then
[TABLE]
Remark 4.4**.**
As the proof of Theorem 4.3 will show, the condition (25) can be replaced by the condition that for some quadratic irrational .
Proof.
We have that
[TABLE]
with defined as in (5), so
[TABLE]
By Theorem 3.1 and Corolary 3.4 we obtain
[TABLE]
with
[TABLE]
, being the positive constants from Corollary 3.4. In particular, if , then
[TABLE]
with
[TABLE]
By definition, the inequality
[TABLE]
holds if and only if
[TABLE]
Now (26) and (27) imply that (29) is equivalent to
[TABLE]
or also to
[TABLE]
Since the last inequality does not depend on and is equivalent to (30), the inequality (30) holds either for all or for no We first show that Suppose on the contrary Let For any , for large enough using Theorem 4.1 we have . But then, since (30) is equivalent to (28), for and , we have
[TABLE]
Since this contradicts the assumption (25), we must indeed have Then with , we have . Hence for every with we have that
[TABLE]
Now choose with . Then for this we have and hence But this is equivalent to
[TABLE]
∎
We have the following immediate corollaries.
Corollary 4.5**.**
For any quadratic irrational , and any modular function which satisfies the conditions of Theorem 4.3 we have
[TABLE]
Proof.
For any , choose large enough, so that for all . Then by Theorem 4.3 we have
[TABLE]
Using Theorem 4.1, this gives
[TABLE]
∎
Corollary 4.6**.**
Let be a modular function which satisfies (25) and be a quadratic irrational. If all the partial quotients in the period of are greater than 3M, then
[TABLE]
Proof.
This follows from Theorem 4.3 applied to . ∎
Finally, these corollaries prove Theorem 1 since for the invariant the assumption in the statement of Theorem 4.3 is easily verified. Namely, we have
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] P. Bengoechea, Ö. Imamoglu, Cycle integrals of the modular functions, Markov geodesics and a conjecture of Kaneko , Algebra Number Theory 13-4 (2019), 943-962.
- 2[2] András Biró, Chowla’s conjecture , Acta. Arith. 107 (2003) no. 2, 179–194.
- 3[3] András Biró, Yokoi’s conjecture , Acta. Arith. 106 (2003) no.1, 85–104
- 4[4] András Biró , Lapkova, Kastadinka, The class number one problem for the real quadratic fields ℚ ( ( a n ) 2 + 4 a ) ℚ superscript 𝑎 𝑛 2 4 𝑎 \mathbb{Q}(\sqrt{(an)^{2}+4a}) , Acta Arith. 172 (2016) no 2, 117–131
- 5[5] S. Chowla and J. Friedlander, Class numbers and quadratic residues , Glasgow Math. J. 17 (1976), 47–52.
- 6[6] W. Duke, J.B. Friedlander, H. Iwaniec, Weyl sums for quadratic roots , Int. Math. Res. Not. IMRN 2012, no. 11, 2493–2549.
- 7[7] W. Duke, Ö. Imamoglu, A. Toth, Cycle integrals of the j-function and mock modular forms , Ann. of Math. (2) 173 (2011), no. 2, 947–981.
- 8[8] M. Kaneko, Observations on the ‘values’ of the elliptic modular function j ( τ ) 𝑗 𝜏 j(\tau) at real quadratics , Kyushu Journal of Mathematics 63 (2009), no. 2, 353-364.
