The eigenvalues of Hessian matrices of the complete and complete bipartite graphs
Akiko Yazawa

TL;DR
This paper analyzes the eigenvalues of Hessian matrices for complete and complete bipartite graphs, revealing their Lorentzian metric properties and implications for algebraic structures.
Contribution
It computes eigenvalues of Hessian matrices for these graphs and demonstrates the Lorentzian nature and algebraic properties related to the strong Lefschetz property.
Findings
Eigenvalues include one positive and multiple negative values.
The Hessian matrices exhibit Lorentzian metric properties.
Strong Lefschetz property holds for related Artinian Gorenstein algebras.
Abstract
In this paper, we consider the Hessian matrices of the complete and complete bipartite graphs, and the special value of at for all . We compute the eigenvalues of . We show that one of them is positive and that the others are negative. In other words, the metric with respect to the symmetric matrix is Lorentzian. Hence those Hessian are not identically zero. As an application, we show the strong Lefschetz property for the Artinian Gorenstein algebra associated to the graphic matroids of the complete and complete bipartite graphs with at most five vertices.
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Taxonomy
TopicsAlgebraic structures and combinatorial models · Advanced Combinatorial Mathematics · Commutative Algebra and Its Applications
The eigenvalues of Hessian matrices of the complete and complete bipartite graphs
Akiko Yazawa
Department of Science and Technology, Graduate School of Medicine, Science and Technology, Shinshu University, Matsumoto, Nagano, 390-8621, Japan
Abstract.
In this paper, we consider the Hessian matrices of the complete and complete bipartite graphs, and the special value of at for all . We compute the eigenvalues of . We show that one of them is positive and that the others are negative. In other words, the metric with respect to the symmetric matrix is Lorentzian. Hence those Hessian are not identically zero. As an application, we show the strong Lefschetz property for the Artinian Gorenstein algebra associated to the graphic matroids of the complete and complete bipartite graphs with at most five vertices.
Key words and phrases:
The Hessian matrix; generating functions for spanning trees; complete graphs; complete bipartite graphs; graphic matroids; Kirchhoff polynomials
These research results were aided by the fund of Nagano Prefecture to promote scientific activity.
1. Introduction
In [5], Maeno and Numata introduced algebras and for a matroid to give an algebraic proof of the Sperner property for the lattice consisting of flats of . The algebra is defined to be the quotient algebra of the ring of the differential polynomials by the annihilator of the base generating function of . By definition, the algebra is an Artinian Gorenstein algebra. In [5], they show that has the strong Lefshetz property in the narrow sense (see Definition 4.1 for the definition, see also [2]) if and only if the lattice is modular, and that if and only if is modular. In [3], for a simple matroid with rank and the ground set , Huh and Wang introduced a graded algebra , which is isomorphic to . They show that the multiplication map
[TABLE]
is injective for and .
Maeno and Numata conjectured that the algebra has the strong Lefschetz property for an arbitrary matroid in an extended abstract [4] of the paper [5]. In this paper, we discuss the strong Lefschetz property of the Artinian Gorenstein algebra for graphic matroids of the complete and the complete bipartite graphs.
Let us recall the definition of in the case of a graphic matroids. Let be a connected graph with edges. Define to be the set of spanning trees in . Then the graphic matroid of is a matroid whose ground set is the set of edges and whose basis set is the set of spanning trees in . We assign the variable to each edge of . For the graph , we define the weighted generating function for spanning trees in , called Kirchhoff polynomial of , by
[TABLE]
Then is (see Section 4 for the definition of ).
There is a criterion for the strong Lefschetz property of a graded Artinian Gorenstein algebra (see Theorem 4.3 for the detail). Roughly speaking, a graded Artinian Gorenstein algebra has the strong Lefshetz property if and only if the determinants of the th Hessian matrices of the algebra do not vanish for all , where the th Hessian matrix is obtained from a linear basis for the homogeneous space of degree .
Now we define the matrix by
[TABLE]
for a connected graph . We call the Hessian matrix of the graph and the Hessian of the graph . If the determinant of does not vanish, then the set of all variables is a linear basis for the homogeneous space of degree one. Hence the Hessian matrix of the graph coincidences with the first Hessian matrix of the algebra .
In this paper, we consider the Hessian matrices of the complete and complete bipartite graphs, and the special value of at for all . We compute the eigenvalues of . We show that one of them is positive and that the others are negative. In other words, the metric with respect to the symmetric matrix is Lorentzian. Hence those Hessian are not identically zero. This implies the strong Lefschetz property of the Artinian Gorenstein algebra corresponding to the graphic matroid of the complete graph and the complete bipartite graph with at most five vertices.
This article is organized as follows: In Section 2, we will calculate the eigenvectors and eigenvalues of some block matrices. Then we will compute the Hessians of the complete graph and the complete bipartite graph in Section 3. In Section 4, we will discuss the strong Lefschetz property of the algebra corresponding to a graphic matroid.
2. The eigenvectors and eigenvalues of block matrices
In this section, we give the eigenvectors and eigenvalues of some block matrices. We consider three kinds of block matrices and (Theorems 2.5, 2.9 and 2.11).
Let , , and . Let be a matrix. We consider the matrix defined by
[TABLE]
with the matrix .
Lemma 2.1**.**
Let and , where and are vectors of length and , respectively. If is an eigenvector of belonging to the eigenvalue , then satisfies .
Proof.
Since is the eigenvector of belonging to ,
[TABLE]
The th row of the equation implies that
[TABLE]
for all . Since ,
[TABLE]
for all . Hence
[TABLE]
∎
Remark 2.2**.**
The vector may be equal to the zero vector of size . Hence the vector may not be an eigenvector of .
Let be the square matrix
[TABLE]
of size . Let be the th primitive root of unity, and
[TABLE]
Then is an eigenvector of belonging to the eigenvalue . Note that is also an eigenvector of belonging to the eigenvalue .
Let be the identity matrix of size , and the all-one matrix of size . For an matrix , denotes the characteristic polynomial of in the variable , and denotes the first row of . Note that the product is a scalar.
Lemma 2.3**.**
Let be an cyclic matrix. The vector is an eigenvector of belonging to the eigenvalue . Hence
[TABLE]
We obtain the following from Lemma 2.3
Lemma 2.4**.**
Let and . The vector is an eigenvector of belonging to the eigenvalue . For , the vector is an eigenvector of belonging to the eigenvalue . Hence
[TABLE]
Now we consider the block matrices and .
First we consider the case where and each block is cyclic. Let us consider the block matrix whose blocks are cyclic matrices. Let be , an matrix for each , and an eigenvalue of associated with an eigenvector . For and , we define the matrix by
[TABLE]
Theorem 2.5**.**
Let be an eigenvector of belonging to the eigenvalue . Then is an eigenvector of belonging to . Hence
[TABLE]
Proof.
Since is a nonzero vector for any , the vector is also a nonzero vector. Since is cyclic, it follows from Lemma 2.3 that satisfies the assumption in Lemma 2.1. ∎
Next we consider the case where . Let be the block matrix . We assume that is a cyclic matrix if and that is an cyclic matrix. Moreover we assume that
[TABLE]
for , where and are cyclic matrices.
For , we define the matrix as follows: If is even, then we define
[TABLE]
If is odd, then
[TABLE]
Lemma 2.6**.**
Let and be even. Let be an eigenvector of belonging to the eigenvalue . Then
[TABLE]
is an eigenvector of belonging to .
Proof.
Now the matrix satisfies the equation (1), and we have
[TABLE]
Hence Lemmas 2.1 and 2.3 imply Lemma 2.6. ∎
Lemma 2.7**.**
Let and be odd. Let be an eigenvector of belonging to the eigenvector . If the vector is linearly independent of the vector
[TABLE]
then
[TABLE]
is an eigenvector of belonging to .
Proof.
It can be also shown by Lemmas 2.1 and 2.3. ∎
Remark 2.8**.**
The vector
[TABLE]
is an eigenvector of belonging to the eigenvalue zero. The eigenvector, however, does not induce an eigenvector of . See also Remark 2.2.
Theorem 2.9 follows from Lemmas 2.6 and 2.7
Theorem 2.9**.**
The characteristic polynomial of is
[TABLE]
Finally we consider the block matrix . For a square matrix of size , , and , we define
[TABLE]
We define the square matrix of size by
[TABLE]
We define also the square matrix of size by
[TABLE]
where is the diagonal matrix with entries .
Lemma 2.10**.**
Let , , and .
- (1)
Let . Let . We suppose that and that for . The vector is an eigenvector of belonging to the eigenvalue . 2. (2)
If is an eigenvector of belonging to the eigenvalue , then is an eigenvector of belonging to the eigenvalue .
Proof.
Let . Since , it holds that . Hence
[TABLE]
Therefore the claim follows from Lemmas 2.1 and 2.4. It follows that
[TABLE]
for , and that
[TABLE]
for all . Then the claim follows from Lemma 2.1. ∎
Theorem 2.11 follows from Lemma 2.10.
Theorem 2.11**.**
For a matrix of size , and , we have
[TABLE]
3. Main results
In this section, we will compute the Hessian matrices of the complete graph and the complete bipartite graph, defined in Section 1. We define to be the special value of at for all . Note that -entry in is the number of the spanning trees including edges . First we compute the number of spanning trees containing the edges. Next we compute by theorems in Section 2.
Terms of graphs in this section follows mainly [1].
3.1. The Hessian of the complete graph
Here we compute the Hessians of the complete graphs (Theorem 3.4).
Let . The -entry in is the number of trees including edges in with vertices. Moon gave the following formula for the number of trees containing a prescribed set of edges.
Theorem 3.1** (Moon [7]).**
Let be a forest with connected components. The number of the trees with vertices containing is
[TABLE]
where is the number of vertices of each component of .
Let . It follows from Theorem 3.1 that
[TABLE]
We can prove the following.
Theorem 3.2**.**
*The eigenvalues of are , and . The dimensions of the eigenspaces associate with , and are , and , respectively. *
Remark 3.3**.**
Theorem 3.2 implies that one of the eigenvalues of is positive and that the others are negative.
Theorem 3.2 implies Theorem 3.4.
Theorem 3.4**.**
Let . Then the determinant of is
[TABLE]
Hence the Hessian does not vanish for .
Now we prove Theorem 3.2. Let . We define by
[TABLE]
for .
Let . We consider a group action on as follows: Let be the cyclic group generated by of the order . For a vertex of , define
[TABLE]
The action of on induces an action on by
[TABLE]
for .
Under this notation, first we show Theorem 3.2 in the case where is odd. And then, we show Theorem 3.2 in the case where is even.
Consider the case where is odd. Let . For , we define
[TABLE]
where . Note that is an cyclic matrix by the definition of the action. Since
[TABLE]
the matrix is . Let us calculate eigenvalues of by Theorem 2.5. For , let
[TABLE]
First we consider the case where .
Lemma 3.5**.**
Let . Then
[TABLE]
where
[TABLE]
for all . Moreover the rank of is one.
Proof.
We fix and compute . First we consider the case where . The edges and share their vertices if and only if , , , and . Since , there does not exist such that . Hence if , then
[TABLE]
and if , then
[TABLE]
Therefore
[TABLE]
Next we consider the case where . The edges and share their vertices if and only if and . If , then
[TABLE]
if or , then
[TABLE]
Hence if , then
[TABLE]
Therefore
[TABLE]
We have
[TABLE]
Hence the rank of is one.
∎
Next we obtain all eigenvalues of for by computing the trace of .
Lemma 3.6**.**
For , the eigenvalues of are and . The dimensions of the eigenspaces of associate with and are and , respectively.
Proof.
The trace of is
[TABLE]
Therefore it follows from Lemmas 2.5 and 3.5 that the eigenvalues of are and , and the dimensions of the eigenspaces of associate with and are and , respectively. ∎
Similarly, we obtain the consequence in the case where .
Lemma 3.7**.**
The eigenvalues of are and . The dimensions of the eigenspaces of associate with and are and , respectively.
We obtain the following result by Theorem 2.5, and Lemmas 3.6 and 3.7.
Lemma 3.8**.**
The eigenvalues of are , and . The dimensions of the eigenspaces of associate with , and are , and , respectively.
Next we consider the case where is even. Let . We define the matrix by
[TABLE]
and the block matrix by . Note that the matrix is since
[TABLE]
For , the entry and entry in the block satisfy
[TABLE]
For , the block also satisfies the assumption (1) since is a symmetric matrix. Hence the matrix in this section satisfies the assumption of the matrix in Section 2.
Let us calculate eigenvalues of by Lemmas 2.6 and 2.7. For , we define the matrix as follows: If is even, then we define
[TABLE]
If is odd, then we define
[TABLE]
First we consider the case where .
Lemma 3.9**.**
Let . Then
[TABLE]
where
[TABLE]
for all , and
[TABLE]
Moreover the rank of is one.
Proof.
Let be even. We compute the entries , and in .
First we consider the case where . In this case we can show the Lemma in the same way as Lemma 3.5.
Next let us consider the case where and . We compute for . In this case . The edges and share their vertices if and only if , . Since , there does not exist such that . Hence if , then
[TABLE]
and if , then
[TABLE]
Therefore
[TABLE]
Finally we consider the case where . If , then
[TABLE]
If , then and do not share their vertices. Hence if , then
[TABLE]
Therefore
[TABLE]
Let be odd. The th column of is the zero vector by definition. On the other hand, since is odd, . Hence .
Similarly to Lemma 3.5, we can show that the rank of is one. ∎
Lemma 3.10**.**
Let and be even. The eigenvalues of are and . The dimensions of the eigenspaces of associate with and are and , respectively.
Proof.
The trace of is
[TABLE]
Therefore it follows from Lemmas 2.6 and 3.9 that the eigenvalues of are and , and the dimensions of the eigenspaces of associate with and are and , respectively. ∎
Lemma 3.11**.**
Let and be odd. The eigenvalues of are , and [math]. The dimensions of the eigenspaces of associate with , and [math] are , and , respectively.
Proof.
Similarly to Lemma 3.10, we compute the trace of and apply Lemma 2.7 and Remark 2.8. ∎
Similarly, we obtain the consequence in the case where .
Lemma 3.12**.**
The eigenvalues of are and . The dimensions of the eigenspaces of associate with and are and , respectively.
We obtain the following result by Theorem 2.9, and Lemmas 3.10, 3.11 and 3.12.
Lemma 3.13**.**
The eigenvalues of are , and . The dimensions of the eigenspaces of associate with , and are , and , respectively.
On combining Lemma 3.8 with Lemma 3.13, we obtain Theorem 3.2.
3.2. The Hessian of the complete bipartite graph
Here we compute the Hessians of the complete bipartite graphs (Theorem 3.19).
For a graph , we define the degree matrix to be a diagonal matrix indexed by vertices of whose entries are degrees of vertices. We also define the adjacency matrix to be a matrix indexed by vertices of whose -entry is the number of edges with the ends and . Note that the entries in are one or zero for a simple graph . We define the Laplacian matrix by . For an arbitrary graph, we have the theorem which is the number of spanning trees in the graph. See [1, Theorem 6.3] for the detail.
Theorem 3.14** (The matrix-tree theorem).**
Every cofactor of is equal to the number of spanning trees in .
For a graph and an edge with ends of , we define the contraction to be the graph obtained by removing the edge from and by putting in . Let be edges of . Then . We write to denote .
Let be an edge of a graph . If we apply the matrix-tree theorem to the graph , then we obtain the number of spanning trees in including the edge .
Let and . We consider the complete bipartite graph . Theorems 2.11 and 3.14 implies the following.
Lemma 3.15**.**
Let be the number of spanning trees containing the edges of . Then
[TABLE]
Proof.
The Laplacian matrix is
[TABLE]
where is as in Section 2. The number of spanning trees including edges is every cofactor of the graph obtained by contraction edges of . If , then the Laplacian matrix is
[TABLE]
where
[TABLE]
It follows from Proposition 2.11 that the cofactor of is
[TABLE]
Similarly if , then the cofactor of is
[TABLE]
Finally we consider the case of . Then the Laplacian matrix is
[TABLE]
where
[TABLE]
By Proposition 2.11, the cofactor of is
[TABLE]
∎
Example 3.16**.**
Consider the complete bipartite graph , . The following are the subgraphs of consisting four edges including the edges and :
\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]
Hence the number of spanning tree containing the edges and are five.
The following are the subgraphs of consisting four edges including the edges and :
\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]
Hence the number of spanning tree containing the edges and are four.
The following are the subgraphs of consisting four edges including the edges and :
\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]\bullet$$\bullet$$\circ$$\circ$$\circ$$1^{\prime}$$0^{\prime}$$2$$1[math]
Hence the number of spanning tree containing the edges and are five.
We can prove the following.
Theorem 3.17**.**
Let and . Then eigenvalues of are , , and . The dimensions of eigenspaces of , , and are , , and , respectively.
Remark 3.18**.**
Theorem 3.17 implies that one of the eigenvalues of is positive and that the others are negative.
Theorem 3.17 implies Theorem 3.19.
Theorem 3.19**.**
Let and . Then the determinant of is
[TABLE]
Hence the Hessian does not vanish.
Let us prove Theorem 3.17. We compute the eigenvalues of the Hessian matrices of . For , we define by
[TABLE]
We consider a group action to as follows: Let be the cyclic group generated by of order . Let
[TABLE]
The action of on induces an action on by
[TABLE]
for and . We define
[TABLE]
where . Note that is an cyclic matrix by the definition of the action. We have
[TABLE]
Hence is by Lemma 3.15.
Let us calculate eigenvalues of by Theorem 2.5. Let , , , , and . Then we have if , otherwise . By Lemma 2.4, we obtain the eigenvalues of and . The eigenvalues of are and . The dimensions of eigenspaces of and are and , respectively. The eigenvalues of are and . The dimensions of eigenspaces of and are and , respectively. For , define
[TABLE]
For , define
[TABLE]
For , we define
[TABLE]
Then we have
[TABLE]
for . By Lemma 2.4, we obtain the eigenvalues of and . The eigenvalues of are
[TABLE]
and
[TABLE]
The dimensions of the eigenspaces are and , respectively. For , the eigenvalues of are
[TABLE]
and
[TABLE]
The dimensions of the eigenspaces are and , respectively. Theorem 2.5 implies Proposition 3.17.
4. The Lefschetz property for an algebra associated to a graphic matroid
In this section, we will show the Lefschetz property of the algebra associated to the graphic matroid of the complete graph and the complete bipartite graph with at most five vertices (Theorems 4.5 and 4.6).
Definition 4.1**.**
Let , , be a graded Artinian algebra. We say that has the strong Lefschetz property if there exists an element such that the multiplication map is bijective for all . We call with this property a strong Lefschetz element.
Let be a field of characteristic zero. For a homogeneous polynomial , we define by
[TABLE]
Then is a homogeneous ideal of . We consider . Since is homogeneous, the algebra is graded. Furthermore is an Artinian Gorenstein algebra. Conversely, a graded Artinian Gorenstein algebra has the presentation
[TABLE]
for some homogeneous polynomial . We decompose into the homogeneous components . Let be the basis for . We define the matrix by
[TABLE]
The determinant of is called the th Hessian of with respect to the basis .
Remark 4.2**.**
We define the [math]th Hessian of is .
There is a criterion for the strong Lefschetz property for a graded Artinian Gorenstein algebra.
Theorem 4.3** (Watanabe [9], Maeno–Watanabe [6]).**
Consider the graded Artinian Gorenstein algebra with the following presentation and decomposition: . Let . The multiplication map is bijective if and only if
[TABLE]
Definition 4.4**.**
For a graph with edges, we define the graded Artinian Gorenstein algebra by
[TABLE]
If a graph has vertices, then the top degree of is .
Theorem 4.5**.**
The algebra has the strong Lefschetz property for . The element is a strong Lefschetz element.
Proof.
Let . It follows from Theorem 3.4 that , and . Hence has the strong Lefschetz property, and the element is a strong Lefschetz element. ∎
Similarly Theorem 4.6 follows from Remark 4.2 and Theorem 3.19.
Theorem 4.6**.**
The algebra has the strong Lefschetz property for and . The element is a strong Lefschetz element.
Remark 4.7**.**
In [8], it is shown that the Hessian of any simple graph does not vanish. In the paper, it is shown that the Kirchhoff polynomial of a complete graph is the irreducible relative invariant of a prehomogeneous vector space. By this fact, we can compute the Hessian as polynomials of the complete graph, and compute the Hessians of any graphs.
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