This paper proves the existence and multiplicity of positive solutions for coupled fractional Schr"odinger systems with small parameters, using variational methods and critical point theory, extending known results from single equations.
Contribution
It introduces new multiplicity results for coupled fractional Schr"odinger systems with shared potential minima, employing energy estimates, Nehari manifold, and Lusternik-Schnirelmann theory.
Findings
01
Two positive solutions exist for the coupled system.
02
Solutions concentrate at the common minimum point of the potentials.
03
Conditions for existence and nonexistence of least energy solutions are identified.
Abstract
It is well known that a single nonlinear fractional Schr\"odinger equation with a potential V(x) and a small parameter ε may have a positive solution that is concentrated at the nondegenerate minimum point of V(x). In this paper, we can find two different positive solutions for two weakly coupled fractional Schr\"odinger systems with a small parameter ε and two potentials V1(x) and V2(x) having the same minimum point are concentrated at the same point minimum point of V1(x) and V2(x). In fact that by using the energy estimates, Nehari manifold technique and the Lusternik-Schnirelmann theory of critical points, we obtain the multiplicity results for a class of fractional Laplacian system. Furthermore, the existence and nonexistence of least energy positive solutions are also explored.
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Full text
Existence and multiplicity of positive solutions for fractional
Laplacian systems with nonlinear coupling
Guofeng Che and Haibo Chen
School of Mathematics and Statistics,
Central South University, Changsha, Hunan, 410083, P. R. China
Tsung-fang Wu*∗*
Department of Applied Mathematics
National University of Kaohsiung, Kaohsiung, Taiwan
Abstract
It is well known that a single nonlinear fractional Schrödinger equation
with a potential V(x) may have a positive solution that is concentrated at
the nondegenerate minimum point of V(x) as the positive parameter ε sufficiently small (see [11, 14, 22]). While in this
paper, we can find two different positive solutions for weakly coupled
fractional Schrödinger systems with two potentials V1(x) and V2(x) having the same minimum point and these positive solutions are
concentrated at this minimum point. In fact that by using the energy
estimates, Nehari manifold technique and the Lusternik-Schnirelmann theory
of critical points, we obtain the multiplicity results for a class of weakly
coupled fractional Schrödinger system. Furthermore, the existence and
nonexistence of least energy positive solutions are also explored.
††footnotetext: G. Che was supported by the Fundamental Research Funds for the Central
Universities of Central South University (Grant No. 2017zzts058). H. Chen
was supported by the National Natural Science Foundation of China (Grant No.
11671403). T.-F. Wu was supported in part by the Ministry of Science and
Technology, Taiwan (Grant No. 106-2115-M-390-001-MY2) and the National Center for
Theoretical Sciences, Taiwan.
∗ Corresponding author. E-mail addresses: [email protected]
(T.-F. Wu).
E-mail addresses: [email protected] (G. Che),
[email protected] (H. Chen).
In this paper, we are concerned with the following nonlinear systems of two
weakly coupled fractional Schrödinger equations with nonconstant
potentials:
[TABLE]
where α∈(0,1), 0<q≤p≤1 if N≤4α and 0<q≤p<N−2α2α if N>4α, 0<ε≪1 is a
small parameter and μl,l=1,2, are positive constants. Throughout
this paper, we assume that the potentials V1(x),V2(x) and the
coupling function β(x) satisfy the following hypotheses:
(D1)
V1(x) and V2(x) are bounded and uniformly continuous functions on RN;
(D2)
the potentials V1(x) and V2(x) have isolated gobal minimum points at z1,1,z1,2,…,z1,k and z2,1,z2,2,…,z2,ℓ,
respectively. Here, an isolated gobal minimum point z1,i of V1(x) (similarly to z2,j of V2(x)) means that z1,i is the unique minimum point of V1(x) in Br0(z1,i) (a neighborhood of z1,i), where r0 is a
positive constant. Moreover,
[TABLE]
and
[TABLE]
(D3)
β(x) is a nonpositive,
bounded and uniformly continuous function on RN;
(D4)
there exist a positive integer 1≤m≤min{k,ℓ} and a constant c0>0 such that z1,i=z2,j and β(x)≤−c0 for all x∈Br0(z1,i) for all 1≤i,j≤m, where r0>0 as in
condition (D2).
In recent years great interest has been devoted to the study of elliptic
equations involving the fractional Laplacian operator (−△)α,α∈(0,1). This type of operators appears in a quite natural
way in many different applications, such as, fractional quantum mechanics,
geophysical fluid dynamics, population dynamics, phase transitions, flames
propagation, anomalous diffusion, crystal dislocation, materials science,
water waves and soft thin films. For more details about the applications, we
refer the readers to [18, 29, 30] and the references therein.
Much attention has been paid to the single fractional Laplacian equation:
[TABLE]
Eq. (\ref1.1) is related to the stationary analogue of the fractional
Schrödinger equation:
[TABLE]
which was introduced by [29, 30] through expanding the Feynman path
integral from the Brownian–like to the Lévy–like quantum mechanical
paths. In the past several decades, with the aid of variational methods, the
existence, nonexistence, multiplicity, uniqueness, regularity and the
asymptotic decay properties of solutions for Eq. (\ref1.1) have been
obtained under various hypotheses on the potential V(x) and the
nonlinearity f(x,u), see [11, 14, 17, 20, 22, 40] and the
references therein. For instance, Frank, Lenzmann and Silvestre [20]
studied the following single fractional Schrödinger equation:
[TABLE]
where l=1,2, and obtained the following properties of the ground states
for Eq. (El).
Proposition 1.1
Let N≥1,α∈(0,1) and 0<p<22α∗−2, where
[TABLE]
Then the following hold:
(i) (Uniqueness) The ground state solution U∈Hα(RN) for Eq. (El) is unique.
(ii) (Symmetry, regularity and decay) U(x) is radial, positive and
strictly decreasing in ∣x∣. Moreover, the function U(x) belongs to H2α+1(RN)∩C∞(RN) and
satisfies
[TABLE]
with some constants C2≥C1>0.
(iii) (Non-degeneracy) The linearized operator L0=(−△)α+1−(2p+1)U2p is non-degenerate, i.e., its kernel is given by
[TABLE]
Very recently, many researchers have paid attention to the following Schrödinger system with constant potentials and β is a real constant,
i.e.
[TABLE]
which arises as a model for propagation of polarized laser beams in
briefringent Kerr medium in nonlinear optics (see [4, 19, 28]). With
the help of the critical point theory and the variational methods, there
have been lots of results about the existence and multiplicity of nontrivial
solutions for system (1.2), see [10, 21, 38] and the
references therein. In the case of p=1,N=2,3,β∈R and the
potentials may be not constants, we may get the following system:
[TABLE]
which appears in the Hartree–Fock theory for a double condensate, i.e., a
binary mixture of Bose–Einstein condensates in two different hyperfine
states ∣1⟩ and ∣2⟩ (cf. [16, 25, 42]). Physically,
u and v are the corresponding condensate amplitudes, ε2=2mh2 and μj=−(Nj−1)Ujj, where h is Planck
constant, m is the atom mass, Nj is a fixed number of atoms in the
hyperfine state ∣j⟩. Recently, various results on the existence and
concentration of solutions for system (1.3) have been obtained, we
refer the readers to [26, 31, 32, 33, 39] and the references therein.
Peng and Li [39] obtained the existence of multi–spike vector
solutions for system system (1.3) with β=0. Moreover, the
attractive phenomenon for β<0 and the repulsive phenomenon for β>0 are also explored by the authors. Lin and Wu [33], use energy
estimates and category theory to prove the nonuniqueness theorem, provided β<0. Lin and Wei [31] proved that there exists β0∈(0,μ1μ2) such that system (1.3) possesses a least
energy solution whenever β∈(−∞,β0). When the
potentials V1(x) and V2(x) satisfy:
(V)0<x∈RNinfVl(x)<∣x∣→∞limVl(x)≤∞ for l=1,2.
Lin and Wei [32] studied the minimization of the functional Eε for system (1.3) on RN,N=2,3. When β<0 and ε>0 sufficiently small, problem (1.3) has a
least energy solution (uε,1,uε,2), such that
[TABLE]
as ε goes to zero (up to a subsequence), where αλl,μl is defined by
[TABLE]
[TABLE]
for l=1,2. Furthermore, if V1(x) and V2(x) are of C2
functions with nondegenerate minimum points at z1 and z2,
respectively, then uε,l has only one maximum point zlε that satisfies
[TABLE]
as ε→0 (up to a subsequence), where ωλl,μl(x)=ωλl,μl(∣x∣) is the energy minimizer of the
minimum αλl,μl>0 (cf. [43]) and is the
unique solution (cf. [27]) of
[TABLE]
Consequently, the uε,l’s satisfy
[TABLE]
as ε→0 (up to a subsequence), where d and R are
positive constants independent of ε, BN(zlε;εR) is an N dimensional ball with
a radius εR and a center at zlε. Hereafter,
the point zlε is defined as a concentration point of uε,l if and only if (1.4) holds.
In the nonlocal case, that is, when α∈(0,1), even in the power
type nonlinearities case, there are very few results for the fractional
Laplacian systems. In [23], Guo and He studied the following
fractional Schrödinger system with nonconstant potentials:
[TABLE]
where α∈(0,1), 0<p<N−2α2α, ε>0
is a small parameter and coupling function β≡b>0. Under some
appropriate hypotheses on the potentials P1(x) and P2(x), the
authors obtained the existence of nontrivial nonnegative solutions for
system (\ref1.10) which concentrate around local minima of the
potentials. When ε=1, P1(x)=1 and P2(x)=ω2α,ω>0, Guo and He [24] obtained the existence of a
least energy solution for system (\ref1.10) on the Nehari manifold.
Furthermore, the existence of least energy positive solution with both
nontrivial components was also established. In [37], Lü and Peng
studied system (\ref1.10) with P1(x)=P2(x)=ε=1,(∣u∣2p+β∣u∣p−1∣v∣p+1)u and (∣v∣2p+β∣v∣p−1∣u∣p+1)v being replaced by f(u)+βv and g(v)+βu, respectively. Under very weak assumptions on the nonlinear
terms f and g, they obtained the existence of positive vector solutions
and vector ground state solutions for system (\ref1.10). Moreover, the
asymptotic behavior of the solutions as β→0 was also
analyzed by them. For the other related results about the fractional
Laplacian system, we refer the readers to [8, 9, 12] and the
references therein.
Motivated by [23, 31, 32, 33, 37], it is very natural for us to
pose some questions, in particular, such as:
(I) As pointed out in [23, 37], when the coupled nonlinear terms are
replaced by β(x)∣u∣q−1u∣v∣q+1 and β(x)∣u∣q+1∣v∣q−1v for the coupling function β<0 in RN and 0<q≤p, is the existence of positive solutions for
system (\ref1.10) which concentrate around local minima of the
potentials still true?
(II) Can the relationship of the minimum points of the
potentials V1(x) and V2(x) affects the number of positive
solutions for system (Pε)?
(III) Under our assumptions (D1) and (D2), can one prove that
the positive solution of problem (Pε) is a least energy
solution? If not, can one give some appropriate conditions on the potentials
to assure that the positive solution is a least energy solution of problem (Pε)?
In the present paper, by using the Nehari manifold technique, the energy
estimates and the Lusternik–Schnirelmann theory of critical points, we
study how the relationship of the minimum points of the potentials V1(x)
and V2(x) affects the number of positive solutions for system (Pε), provided β is a nonpositive, bounded and
uniformly continuous function on RN, and will give answers to
Questions (I)−(III). Moreover, whether the positive solution for problem (Pε) is a least energy solution depends on the
relationship between ∣x∣→∞liminfVl(x),∣x∣→∞limVl(x) and λl,l=1,2.
Before we describe the main results, we need some known techniques. The
energy functional Jε we consider that corresponds to problem
(Pε) is given by, for each (u,v)∈H=Hα(RN)×Hα(RN),
[TABLE]
where with u+=max{u,0}, v+=max{v,0} and the norm ∥⋅∥H, given by
[TABLE]
Note that the fractional Sobolev space Hα(RN) is given by:
It is well known that the energy functional Jε is of class C1 in H and the nonnegative solutions of problem (Pε) are the critical points of the energy functional Jε. As the energy functional Jε is not
bounded below on H and to prove the existence of nontrivial critical
points of Jε, it is useful to consider the functional on the
Nehari manifold
[TABLE]
where
[TABLE]
Furthermore, we consider the minimization problem:
[TABLE]
we call the nontrivial critical point (u,v)∈H of Jε is
a least energy solution of problem (Pε) if Jε(u,v)=cε and (u,v)∈Nε. Note that
if there exists a nontrivial solution (u,v)∈Nε
of problem (Pε) such that Jε(u,v)>cε, then we call the solution (u,v) is a higher
energy solution of problem (Pε).
Now we state our main results.
Theorem 1.2
(i)* Assume that the conditions (D1)−(D4) hold. Then there exists ε0>0 such that for every ε∈(0,ε0), problem (Pε) has at least k×ℓ+m
positive solutions.
(ii) Let (uε,i,vε,j) be a positive
solution of problem (Pε) as in part (i). Then there exist z1,i and z2,j which are isolated
gobal minimum points of potentials V1(x) and V2(x), respectively such that (uε,i,vε,j) concentrating at (z1,i,z2,j) as ε→0.*
Theorem 1.3
(i)* If ∣x∣→∞liminfVl(x)≡Vl,∞>λl for all l=1,2, then there
exists 0<ε∗∗≤ε0 such that for
every ε<ε∗∗, we can find at least one
least energy solution in the these solutions of Theorem 1.2(i).
(ii) If ∣x∣→∞limVl(x)=λl for all l=1,2, then all of the solutions of Theorem 1.2(i) are higher energy.*
Remark 1.1
Compared with the local operator −Δ, the operator (−Δ)α with α∈(0,1) on RN is nonlocal, which
can be expressed as follows: the quantity (−Δ)αu(x) depend
on not only the values of u in a neighborhood of x (as is the case for
the Laplacian), but also the values of u at any point y∈RN, and it is expected that the standard techniques for −Δ cannot be
used directly.
Remark 1.2
The main difficulty when dealing with problem (Pε) lies in
the lack of compactness of the embedding from Hα(RN)
into Lr(RN),2≤r<2α∗, which prevents us
from using the variational methods in a standard way. We solve this
difficulty by using the Nehari manifold technique and the energy estimates,
see Section 3 for details.
Notation 1.1
Throughout this paper, we shall denote ∣⋅∣r the Lr-norm for 1≤r≤+∞ and C various positive generic constants, which may
vary from line to line. BN(x,r) denotes a ball centered at x with
radius r in RN. Also if we take a subsequence of a sequence {(un,vn)} we shall denote it again by {(un,vn)}. We use o(1) to denote any quantity which tends to zero as n→∞
and oε(1) to denote any quantity which tends to zero as ε→0.
The remainder of this paper is as follows. In Section 2, we give some
preliminaries. In Section 3, we construct the Palais–Smale (PS) sequences.
In Section 4, we prove Theorem 1.2. In Section 5, we prove Theorem 1.3.
2 Preliminaries
First of all, it is easy to see that if we make the change of variables x=εz, then we can rewrite Eq. (Pε) as the
following equivalent equation:
[TABLE]
Now we present some related results about Eq. (El). It is obvious that Eq. (El) is variational,
and its solutions are the critical points of the functional Il(u) defined in Hα(RN) as
[TABLE]
Furthermore, one can see that Il is a C1 functional with
the derivative given by
[TABLE]
for all φ∈Hα(RN), where Il′ denotes the Fréchet derivative of Il.
Define the Nehari manifold
[TABLE]
Then, by Frank, Lenzmann and Silvestre [20], we may assume that Eq. (El) has a unique least energy positive solution ωl (which up to translation) such that
[TABLE]
Furthermore, ωl is radial, i.e., ωl(x)=ωl(∣x∣).
To prove the main results, we will show some technical lemmas, whose proofs
follow with the same type of arguments found in [31]. However for the
readers’ convenience we will write their proofs. we need the following
lemmas.
Lemma 2.1
Assume that ε>0 and (u,v)∈Nε. Then
[TABLE]
and
[TABLE]
Furthermore, if ∫RNβ(x)∣u+∣q+1∣v+∣q+1dx<0, then all the
inequalities of (\ref2.1) and (\ref2.2)
become strict, i.e.
[TABLE]
and
[TABLE]
Proof. Let (u,v)∈Nε. Set uε(x)=u(εx) and vε(x)=v(εx) for x∈RN. Due to β(x)≤0 in RN and (u,v)∈Nε, it is obvious that
[TABLE]
and
[TABLE]
Let
[TABLE]
Then by (2) and (2), it is easy to verify that 0<sε,tε≤1, sεuε∈M1 and tεvε∈M2. Hence,
[TABLE]
and
[TABLE]
Thus by (\ref2.3)−(\ref2.6), we obtain (2.1) and (2.2). Similarly, one may follow the above argument to show
that all the inequalities of (\ref2.1) and (2.2)
become strict if ∫RNβ(x)∣u+∣q+1∣v+∣q+1dx<0. Therefore, we may
complete the proof.
□
The integral ∫RNβ(x)∣u+∣q+1∣v+∣q+1dx may play an important
role in the quantity of the energy functional Jε. Here we
state the crucial energy estimates, given by
Lemma 2.2
Let ε,σ>0 and (u,v)∈Nε. If ∫RNβ(x)∣u+∣q+1∣v+∣q+1dx≤−σεN, then
where δ is defined in (2.8). Therefore, by (2.22), we may complete the proof of (2.7). Since (2.7) holds
for all (u,v)∈Nε satisfying (2.13), then we may conclude that
[TABLE]
for all (u,v)∈Nε with ε−NJε(u,v)≤α1+α2+δ. Hence, by (2.23) and Lemma 2.1, we may obtain (2.10) for all (u,v)∈Nε with ε−NJε(u,v)≤α1+α2+δ,
provided 0<σ<(2p+2)α1α2. This completes the proof.
□
To prove Theorems 1.2 and 1.3, we need another lemma as
follows:
Lemma 2.3
Let cε be as in (1.7). Then ε−Ncε≥α1+α2 for ε>0 that is sufficiently small. Furthermore, if ε−Ncε=α1+α2, then
problem (Pε) does not have a least energy solution.
Hence, ε−Ncε≥α1+α2 for all ε>0. Now we want to prove that problem (Pε) does not have a least energy solution if ε−Ncε=α1+α2. Argue by contradiction that there exists (u0,v0)∈Nε that is a least energy solution of problem (Pε) such that
[TABLE]
Hence by the maximum principle for the fractional Laplacian [41], u0,v0>0 in RN. So
which would contradict (2.24). Therefore, we may complete the proof.
□
Now, we need to introduce a generalized barycenter map. By this we mean a
continuous map Φ:L2(RN)\{0}→RN, which is equivariant with respect to
the action of the group of euclidian motions in RN, that is,
for every x∈RN, every orthogonal N×N matrix A and
every u∈L2(RN)\{0}, one has
[TABLE]
and
[TABLE]
where (ξ∗u)(x)=u(x−ξ) and (u∘ε)(x)=u(εx). This property is easily built into the construction.
Indeed, if Φ1 satisfies (2.25), then Φ defined by ∣u∣2N2Φ1(u∘∣u∣2N2) satisfies (2.25) and (2.26). Note that the map
[TABLE]
has the invariance properties (2.25) and (2.26), but it is
neither well defined on L2(RN)\{0} nor on Hα(RN)\{0}.
The conditions (D1) and (D2) may imply z1,iε→P1,i and z2,jε→P2,j as ε→0 (up to a subsequence),
where P1,i and P2,j are global minimum points of V1(x) and V2(x), respectively. Generically, (P1,i,P2,j) may not be equal to (z1,i,z2,j), because V1(x) and V2(x) may have multiple minimum
points. To find the positive solutions (uε,i,vε,j) concentrating at (z1,i,z2,j), we may
consider the minimization problem of Jε over the subset Ni,j(ε) of Nε, where Ni,j2(ε) is defined by
[TABLE]
where Cs(x) is a cube defined by Cs(x)=n=1ΠN(xn−s,xn+s) with the
boundary ∂Cs(x) for 0<s<r0 (r0 is given
in (D2) and (D4)), and x=(x1,…,xN)∈RN such that Cs(z1,i)⊂Br0(z1,i),Cs(z2,j)⊂Br0(z2,j) and
[TABLE]
Moreover, by condition (D4),
[TABLE]
Next, we consider the boundary of Ni,j(ε) as
follows:
[TABLE]
Now we consider the minimization of the functional Jε over Ni,j(ε) and Oi,j(ε), respectively, and denote the corresponding minima as
[TABLE]
The upper bound of γi,j(ε) is given by:
Lemma 2.4
For each δ>0, there exists εδ>0
such that for ε∈(0,εδ),
there holds
[TABLE]
Proof. First, we define test functions uε,i and vε,j
by
[TABLE]
where xε=2εe, e∈SN−1={x∈RN:∣x∣=1} and
ωl is the unique positive radial solution of Eq. (El) for l=1,2. Notice that Il(ωl)=αl for l=1,2. Moreover,
for 0<ε<1, the function ψε∈C1(RN,[0,1]) with compact support satisfies
[TABLE]
and ∣∇ψε∣≤2 in RN. Obviously,
[TABLE]
Then by (2), (2.30) and Lemma 3.2 of [32], it is easy
to find two positive numbers tε,i,sε,j such
that (tε,iuε,i,sε,jvε,j)∈Nε when ε
is sufficiently small and (tε,i,sε,j)→(1,1) as ε→0+,
uniformly for e∈SN−1. Moreover, by (2.25), (2.26) and (tε,i,sε,j)→(1,1), as ε→0+, we have
[TABLE]
Similarly, Φ(sε,jvε,j)=z2,j+oε(1). Thus, Φ(tε,iuε,i)∈Cs(z1,i)
and Φ(sε,jvε,j)∈Cs(z2,j) for ε sufficiently small, and (tε,iuε,i,sε,jvε,j)∈Ni,j(ε). On the other hand, by (2), (2.30) and (tε,i,sε,j)→(1,1) as ε→0+, it is easy
to check that
[TABLE]
Here we have used the facts that V1(z1,i)=λ1 and V2(z2,j)=λ2. Therefore, by (2.28) and (2.31),
we may complete the proof of Lemma 2.4.
□
On the other hand, we may describe the lower bound of γ(ε) as follows:
Lemma 2.5
There exist positive numbers δ and εδ such that for every ε∈(0,εδ)
[TABLE]
Proof. We shall prove Lemma 2.5 by contradiction. Suppose there exist 1≤i≤k,1≤j≤ℓ and a sequence {εn}n=1∞⊂R+ such that εn→0 and
[TABLE]
as n→∞. Then there exists {(un,vn)}n=1∞ such that (un,vn)∈Oi,j(εn) for n∈N, and
[TABLE]
Let un(x)=un(εnx)
and vn(x)=vn(εnx). From (2.32), there holds
Since (un,vn)∈Oi,j(εn)
for n∈N, then from (2.34), we obtain
[TABLE]
and
[TABLE]
Therefore, by (2.35), (2.36) and a similar argument to the proof
of Lemma 3.3 in [36] (or see [7, lemma 3.1]), we may identify a
contradiction. This completes the proof.
□
3 Palais–Smale Sequences
Fix 0<σ<(2p+2)α1α2
arbitrarily. Then by Lemma 2.2,
[TABLE]
and
[TABLE]
for all (u,v)∈Ni,j(ε) with ε−NJε(u,v)≤α1+α2+δ0, where δ0=δ0(σ)>0. Moreover, by Lemmas 2.4 and 2.5, there exist
δ0>0 and ε0=ε0(δ0)>0 such that
[TABLE]
Here, we may set 0<δ0≤min{δ,δ,α1,α2}/2,
then we have the following results.
Lemma 3.1
For each (u,v)∈Ni,j(ε) with
[TABLE]
there exist b>0 and a differentiable function
[TABLE]
such that (s(0,0),t(0,0))=(1,1), the function (s(u,v)(u−u),t(u,v)(v−v))∈Ni,j(ε) and
[TABLE]
for all (u,v)∈B(0;b).
Moreover,
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
Proof. Let Lβ(u,v)=∫RNβ(x)∣u+∣q+1∣v+∣q+1dx.
Define a function F:H×R2→R2 given
by
[TABLE]
where
[TABLE]
and
[TABLE]
Because (u,v)∈Ni,j(ε) and Jε(u,v)<min{εN(α1+α2+δ0),γi,j(ε)}, we have F(0,0,1,1)=(0,0) and ∥(u,v)∥H≤C for
some C>0. By a direct computation, we obtain
since β(x)≤0 in RN, 0<q≤p≤1
if N≤4α and 0<q≤p≤N−2α2α if N>4α. Thus, in view of the Implicit Function Theorem, there exists a
differentiable function
[TABLE]
such that (s(0),t(0))=(1,1) and
[TABLE]
This function is equivalent to (s(u,v)(u−u),t(u,v)(v−v))∈Nε. Moreover, by the continuity of Jε and (s,t),
we have
[TABLE]
and
[TABLE]
if b is sufficiently small.
□
Now we may use Lemma 3.1 to find a (PS)γi,j(ε) sequence as follows:
Proposition 3.2
For each 1≤i≤k,1≤j≤ℓ and ε∈(0,ε0), there exists a sequence {(un,vn)}⊂Ni,j(ε) such
that
[TABLE]
Proof. By the Ekeland variational principle [15], there exists a minimizing
sequence {(un,vn)}⊂Ni,j(ε) such that
[TABLE]
and
[TABLE]
for (w1,w2)∈Nε and n≥n0, where n0 is a sufficiently large constant independent of (w1,w2). Applying Lemma 3.1 for each (un,vn), we obtain the function
[TABLE]
such that (sn(u,v)(un−u),tn(u,v)(vn−v))∈Ni,j(ε), for (u,v)∈B(0;bn), where bn>0. Fix (u,v)∈H∖{(0,0)} arbitrarily. For 0<ρ<bn, let (ϕρ,ψρ)=(ρu,ρv)∥(u,v)∥H−1, yρ=sn,ρun,ρ and zρ=tn,ρvn,ρ. Hereafter, sn,ρ=sn(ϕρ,ψρ), tn,ρ=tn(ϕρ,ψρ), un,ρ=un−ϕρ and vn,ρ=vn−ψρ. Then (yρ,zρ)∈Ni,j(ε). By (\ref3.5), there holds
[TABLE]
Because (yρ,zρ)→(un,vn) as ρ→0+, it follows from (3.6) that
[TABLE]
On the other hand, due to (yρ,zρ)=(sn,ρun,ρ,tn,ρvn,ρ)∈Ni,j(ε), we have
and {(un,vn)} is bounded in H. Thus,
there exists a convergent subsequence of {(un,vn)} (denoted as {(un,vn)} for
notation convenience) such that as n→∞,
[TABLE]
where (u0,v0)∈H. By 0<q≤p≤1 if N≤4α, 0<q≤p<N−2α2α if N>4α, then in
view of (3.13) and the Sobolev compact embedding, we have
[TABLE]
and
[TABLE]
Now we claim that there exist a subsequence {(un,vn)} and a sequence {zn}⊂RN such that
[TABLE]
where d0 and R are positive constants that are independent of n.
Suppose on the contrary. Thus, for all R>0,
[TABLE]
Then, similarly to the argument of Lemma I.1 in [34] (see also [43]), we have
[TABLE]
this implies that
[TABLE]
Therefore, by (ii), (3.13), (3.14) and (3.17), the
functions u0 and v0 satisfy
[TABLE]
and
[TABLE]
On the other hand, by hypethesis (ii) and (3.15), we
have
[TABLE]
Furthermore, it follows from (3.15) and (3.17) that
[TABLE]
Thus, by (3.18)–(3.20) and the strong maximum principle for the
fractional Laplacian [41], we have u0≡0 or v0≡0.
Without loss of generality, we may assume that u0≡0. By Lemma 2.1 and the concentration–compactness principle (cf. [34, 35]),
there are positive constants R,b and a sequence {xn}n=1∞⊂RN such that
[TABLE]
By (\ref3.14), (\ref3.21) and u0≡0, it is easy to verify that {xn} is an unbounded
sequence in RN. Let un(x)=(−xn∗un)(x). Then sequence {un} is
bounded in Hα(RN), so we may assume that
there exists u0∈Hα(RN)
such that
[TABLE]
and
[TABLE]
It follows from (\ref3.21) and (\ref3.23)
that u0≡0 in RN. Set wn=un−u0. Then we may divide the proof into the following
cases:
Case I:∫RN(∣(−△)2αwn∣2+λ1wn2)dx→0 as n→∞;
Case II:∫RN(∣(−△)2αwn∣2+λ1wn2)dx≥b for large n
and for some constant b>0.
Suppose Case I holds. Then
[TABLE]
which implies ∣Φ(un)∣→∞ as n→∞, this contradicts Φ(un)∈Cs(z1,i). Here, we have used the fact
that {xn} is a unbounded sequence in RN.
Suppose Case II holds. Since Jε′(un,vn)→0strongly in H∗, then by (3.17),
we have
[TABLE]
and
[TABLE]
By (\ref3.24) and Brézis–Lieb lemma [5], we
obtain
[TABLE]
Because ∫RN(∣(−△)2αωn∣2+λ1wn2)dx≥b for large n, it
is easy to find a sequence {sn}⊂R+
with sn→1 as n→∞ such that
[TABLE]
and so
[TABLE]
Analogously,
[TABLE]
Furthermore, ⟨Jε′(un,vn),(xn∗u0,0)⟩→0. By (\ref3.22) and (\ref3.23), we have
[TABLE]
which implies that
[TABLE]
It follows from (\ref1.14),(\ref3.17) and
Brézis–Lieb lemma [5] that
[TABLE]
which implies that
[TABLE]
However, θε<α1+α2+δ0 and 0<δ0≤21min{α1,α2}. Hence, we find a contradiction and complete
the proof of (3.16). Let (un,vn)=(−zn∗un,−zn∗vn) for n∈N, where the operation ∗ is defined in (2.25). Then as
for (3.13)–(3.14), we have
[TABLE]
where (u0,v0)∈H. Besides, it
follows from (\ref3.16) and (\ref3.28)
that
[TABLE]
which implies u0+≡0 and v0+≡0 in RN. Because β(x)
and Vl(x) are uniformly continuous for each l∈{1,2}, the
sequences {−zn∗β} and {−zn∗Vl} are equicontinuous, the Arzelà–Ascoli theorem allows us
to assume that −zn∗β→β∞∈C(RN) and −zn∗Vl→Vl0∈C(RN) uniformly on bounded subsets of RN. Then
[TABLE]
and
[TABLE]
for all φ1,φ2∈C0∞(RN). Therefore, by (3.25), (3.26) and the hypothesis (ii), we obtain
[TABLE]
i.e., (u0,v0) is a nonnegative
solution of the following problem
Furthermore, since −zn∗β→β∞(x) and −zn∗Vl→Vl0(x) uniformly on bounded subsets for l=1,2, we may conclude that
[TABLE]
and
[TABLE]
On the other hand, it follows from Brézis–Lieb Lemma (cf.[5])
that
[TABLE]
and
[TABLE]
By (3.28), (3.29) and (\ref3.33)−(\ref3.39), we have
[TABLE]
[TABLE]
and
[TABLE]
Now we want to show the strong convergence of ∥(un,vn)∥H→0 as n→∞. Suppose not, then ∥(un,vn)∥H≥c0 for large n, where c0 is a
positive constant independent of n. Hence, it follows from (3.38), (3.39), Lemma 2.1 and Lemma 2.3 that
[TABLE]
for n sufficiently large. Thus, in view of (3.30), (3.40) and (3.41), we obtain
[TABLE]
which is a contradiction with θε<α1+α2+δ0. Hence, the strong convergence ∥(un,vn)∥H→0 as n→∞ holds, i.e.
Since Φ(un)∈Cs(z1,i) for n∈N, then (3.43) implies that {zn} is a bounded
sequence in RN. As a result, we may assume zn→z0∈RN as n→∞. Thus, (3.42)
becomes
[TABLE]
Since (un,vn)∈Ni,j(ε) for
n∈N, then by (3.44), we have (z0∗u0,z0∗v0)∈Ni,j(ε)∪Oi,j(ε). In view of the
assumption (i), (3.1) and (3.44), we obtain
[TABLE]
so (z0∗u0,z0∗v0)∈/Oi,j(ε), i.e., (z0∗u0,z0∗v0)∈Ni,j(ε). Therefore, we may complete the proof of Proposition 3.3.
□
Theorem 3.4
For each 0<ε<ε0,1≤i≤k and 1≤j≤ℓ, problem (Pε) has a positive
solution (uε,i,vε,j)∈Ni,j(ε).
Proof. From Propositions 3.2 and 3.3, we can prove Theorem 3.4.
□
where 0<δε→0 as ε→0+. Here cat(⋅) is the standard Lusternik–Schnirelman category
(cf. [6]).
From Lemma 4.1 in [33] and Lemma 2.2 in [31], we obtain
Lemma 4.1
Let (uε,vε) be a
constrained critical point of Jε on Nε with
[TABLE]
Then ∇Jε(uε,vε)=0 on H∗.
Therefore, from Theorem 2.3 in [2], Proposition 3.3 and Lemma 4.1, we have
Proposition 4.2
Suppose cat(Mi,j(ε,δ0))≥k, where k∈N and
[TABLE]
Then the functional Jε has at least k critical points in Mi,j(ε,δ0).
Now we define a function by
[TABLE]
This leads to the following results.
Lemma 4.3
Suppose that z1,i=z2,j. Then there exist ε0>0 and 0<δ1≤δ0 such that for every
0<ε<ε0, there holds
[TABLE]
Proof. We may prove this by contradiction. Suppose that there exists εn>0, for n∈N,εn→0 as n→∞ and (un,vn)∈Ni,j(εn) such that
[TABLE]
and
[TABLE]
To obtain a contradiction with (4.2), it is sufficient to show that
[TABLE]
Then Φ(un)=Φ(vn) and
[TABLE]
Let un(x)=un(εnx)
and vn(x)=vn(εnx). Clearly, Φ(un)=Φ(vn) and Φ(un),Φ(vn)∈Cs/εn(z1,i).
By a similar argument to the proof of Lemma 2.5 and the proof of
Lemma 3.3 in [36], we can obtain
[TABLE]
Moreover, we can conclude that I1(un)=α1+o(1),I2(vn)=α2+o(1) and
[TABLE]
Thus, there exist tn,sn>0 with tn,sn→1 as n→∞ such that un=tnun∈M1 and vn=snvn∈M2, which implies that I1(un)=α1+o(1) and I2(vn)=α2+o(1). Furthermore, by the Ekeland varitional principle [15], we
may assume that {un} is a (PS)α1–sequence of I1 in Hα(RN) and that {vn} is a (PS)α2–sequence of I2 in Hα(RN), respectively. Applying the
concentration-compactness principle of Lions [34, 35], there are
positive constants R,b0 and two sequences {xn},{yn}⊂RN such that
[TABLE]
Let un(x)=un(x+xn) for x∈RN and n∈N. Then, due to translation invariance,
it is obvious that {un} is also a (PS) α1–sequence of I1 in Hα(RN). Hence by (\ref4.5), we may assume
that there exists a subsequence of {un} such
that
[TABLE]
Now we set wn=un−u0. Then it follows from (\ref4.6)
and Brézis–Lieb Lemma [5] that
[TABLE]
and
[TABLE]
Combining (\ref4.7),(\ref4.8) and {un} is a (PS)α1–sequence of I1 in Hα(RN), we obtain
[TABLE]
and
[TABLE]
Consequently, un→u0 strongly in Hα(RN) and I1(u0)=α1. Similarly, vn→v0
strongly in Hα(RN) and I2(v0)=α2, where vn(x)=vn(x+yn) for x∈RN and n∈N. Therefore, we obtain
[TABLE]
as n→∞, where u0 and v0 are positive solutions
of Eq. (E1) and Eq. (E2), respectively (cf. [3] and [20]). From Φ(un),Φ(vn)∈Cs/εn(0)un(x)=un(x+xn),vn(x)=vn(x+yn) and (\ref4.9), we have
[TABLE]
and
[TABLE]
and so
[TABLE]
Without loss of generality, we may assume εnxn→x0∈Cs(z1,i),εnyn→y0∈Cs(z2,j). By
condition (D2), we must have that
[TABLE]
and
[TABLE]
this implies that x0=y0=z1,i=z2,j. Moreover,
[TABLE]
and
[TABLE]
which implies that
[TABLE]
It follows from condition (D4),εnxn→0 as n→∞,(\ref2.34)
and (\ref4.9) that
[TABLE]
for n sufficiently large. However, by (4.3) and Lemma 2.2, we
obtain
[TABLE]
which is a contradiction with (4.11). This completes the proof.
□
For 0<ε<ε0, a map Fε(i,j):SN−1→H can be written as
[TABLE]
where ε0 is given by Lemma 4.3. Here (tε,iuε,i,sε,jvε,j) is as in the proof of Lemma 2.4. Note that (tε,i,sε,j)→(1,1) as ε→0+ and by (\ref2.28)
Suppose that z1,i=z2,j. Then there exists a positive
number ε∗≤ε0 such that for
0<ε<ε∗, the map Gε(i,j)∘Fε(i,j):SN−1→SN−1 is homotopic to the identity.
Proof. Let Gε(i,j):Θ→SN−1 satisfy
[TABLE]
where Θ={(u,v)∈H\{0,0}:∣h(u,v)∣>0}. By Lemma 4.3, one may
regard the map Gε(i,j) as an
extension of Gε(i,j). By (tε,i,sε,j)→(1,1) as ε→0+, for θ∈[0,1/2),
[TABLE]
Hence as for the proof of Lemma 4.3, there exists a positive number ε∗≤ε0 such that for 0<ε<ε∗, there holds,
[TABLE]
On the other hand, for e∈SN−1 and θ∈[1/2,1),
we may set
[TABLE]
and
[TABLE]
where z1,i and z2,j are minimum points of V1(x) and V2(x), respectively. Then it is easy to verify that
[TABLE]
which implies that
[TABLE]
for e∈SN−1 and θ∈[1/2,1). Consequently, due
to z1,i=z2,j,
[TABLE]
One may remark that to assure ∣h(fε,i,gε,j)∣>0
for e∈SN−1 and θ∈[1/2,1), it is necessary
for z1,i to be a common minimum point of the V1(x) and V2(x).
Otherwise, if V1(x) and V2(x) have two different minimum points at
z1,i and z2,j, one may use (4.16) to find some e∼∣z1,i−z2,j∣z1,i−z2,j∈SN−1 and θ∼1−2∣z1,i−z2,j∣ε∈[1/2,1) such that h(fε,i,gε,j)=0 and (fε,i,gε,j)∈Θ.
Then ζε(i,j)(0,e)=Gε(i,j)(Fε(i,j)(e))=Gε(i,j)(Fε(i,j)(e)) and ζε(i,j)(1,e)=e. It is easy
to verify that
[TABLE]
On the other hand, by (4.16) and z1,i=z2,j, we have
[TABLE]
Consequently, by (4.18) and (4.19), we know that ζε(i,j)∈C([0,1]×SN−1,SN−1) and
[TABLE]
[TABLE]
provided that 0<ε<ε∗. Therefore, we may
complete the proof.
□
By Lemma 4.5 and Adachi–Tanaka’s Lemma 2.5 (cf. [1]), we
obtain
[TABLE]
for z1,i=z2,j and 0<ε<ε∗. Thus, by
Proposition 4.2, Jε has at least two critical points
in Mi,j(ε,δε), where Mi,j(ε,δε)=[ε−NJε≤α1+α2+δε]i,j. This implies that problem (Pε) has two positive solutions (uε,i,vε,j),(uε,i,vε,j)∈Ni,j(ε) such that ∣h(uε,i,vε,j)∣>0 and ∣h(uε,i,vε,j)∣>0. So we may conclude that:
Theorem 4.6
Suppose that z1,i=z2,j. Then for each 0<ε<ε∗, problem (Pε) has at
least two positive solutions (uε,i,vε,j),(uε,i,vε,j)∈Mi,j(ε,δε)
such that
[TABLE]
We are now ready to prove Theorem 1.2. By Theorem 3.4 and Theorem 4.6, we can conclude that problem (Pε) has at least k×ℓ+m positive solutions.
As for the proofs of (\ref4.9) and (\ref4.10), we may use (\ref4.16) and a similar argument to that in the proof of [32, Theorem 2.4], we can conclude that part (ii) is holds.
By Lemmas 2.2 and 2.4, there exists a positive function δε with δε→0 as ε→0 such that the sublevel set
[TABLE]
is nonempty. Then we have the following results.
Lemma 5.1
Assume that ∣x∣→∞liminfVl(x)≡Vl,∞>λl for all l=1,2. Then
[TABLE]
where B=1≤i≤k,1≤j≤ℓ∪[Cs/2(z1,i)×Cs/2(z2,j)].
Proof. Let εn→0 as n→∞; for any n∈N, there exists (un,vn)∈M(ε,δεn) such that
[TABLE]
To prove (\ref5.1), it is sufficient to find points (xn,yn)∈B such that
[TABLE]
possibly up to subsequence. For any n∈N, let un(x)=un(εnx) and vn(x)=vn(εnx). Then similar
to the argument in the proof of Lemma 2.5, we have
[TABLE]
and
[TABLE]
Furthermore, there exists {(xn,yn)}⊂RN×RN such that
(i)un(⋅+xn) converges
strongly in Hα(RN) to u0,
a positive ground state solution of (E1);
(ii)vn(⋅+yn) converges
strongly in Hα(RN) to v0,
a positive ground state solution of (E2).
Let us prove that {(εnxn,εnyn)} is a bounded
sequence in RN×RN. Arguing by contradiction,
we assume that ∣εnxn∣→∞ as n→∞. Then
[TABLE]
which is a contradiction. Thus, {(εnxn,εnyn)} is bounded and
converges to some (x0,y0) (up to a subsequence). We are
left to prove (x0,y0)=(z1,i,z2,j)
for some 1≤i≤k,1≤j≤ℓ. Because
[TABLE]
and
[TABLE]
which implies that V1,∞(x0)=λ1 and V2,∞(y0)=λ2, that is, there exists 1≤i≤k,1≤j≤ℓ such that (x0,y0)=(z1,i,z2,j). Take xn=εnxn and yn=εnyn. Then (\ref5.2) holds.
□
Lemma 5.2
Assume that ∣x∣→∞liminfVl(x)≡Vl,∞>λl for all l=1,2. Then there
exists a positive number ε∗∗ such that for every ε<ε∗∗, we have M(ε,δε)⊂1≤i≤k,1≤j≤ℓ∪Ni,j(ε).
Proof. By Lemma 5.1, we can find ε∗∗>0 such that for
every ε<ε∗∗, we have
[TABLE]
or
[TABLE]
where B=1≤i≤k,1≤j≤ℓ∪[Cs/2(z1,i)×Cs/2(z2,j)].
This implies that
[TABLE]
Thus, M(ε,δε)⊂1≤i≤k,1≤j≤ℓ∪Ni,j(ε).□
Lemma 5.3
Assume that ∣x∣→∞limVl(x)=λl for all l=1,2. Then
[TABLE]
Proof. To prove Lemma 5.3, we may define the test functions uR and vR by
[TABLE]
where R>1, e∈SN−1={x∈RN:∣x∣=1}, ωl is the unique positive
radial solution of Eq. (El) for l=1,2, and the
function ψR∈C1(RN,[0,1])
with compact support satisfies
[TABLE]
and ∣∇ψR∣≤2 in RN.
Notice that Il(ωl)=α1 for l=1,2. Obviously,
[TABLE]
By (\ref5.3), it is easy to find two positive numbers tR and sR
such that
[TABLE]
and
[TABLE]
It follows from (\ref5.4)−(\ref5.6) that (tRuR,sRvR)∈Nε and
[TABLE]
We want to show (tR,sR)→(1,1)
as R→∞. Using (\ref5.3),(\ref5.5) and change of
variables, it is easy to check that
[TABLE]
where oR(1)→0 as R→∞. Hence,
tR→1 as R→∞ because lim∣x∣→∞V1(x)=λ1 and
[TABLE]
Similarly, we may obtain sR→1 as R→∞.
Consequently, due to ∣x∣→∞limVl(x)=λl for l=1,2, we have
[TABLE]
This implies
[TABLE]
Thus, by Lemma 2.3, we have ε−Ncε=α1+α2 for all ε>0.□
We are now ready to prove Theorem 1.3. Theorem 1.3 can be obtained directly from Lemma 2.3, Lemma 5.2 and
Lemma 5.3.
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