Orbital stability of standing waves for Schr\"{o}dinger type equations with slowly decaying linear potential
Xinfu Li, Junying Zhao

TL;DR
This paper investigates the existence and orbital stability of standing waves in Schrödinger equations with slowly decaying potentials, using advanced mathematical tools to cover subcritical and critical cases.
Contribution
It provides a systematic analysis of standing wave stability for Schrödinger equations with slowly decaying potentials, employing concentration compactness, Gagliardo-Nirenberg inequalities, and refined operator estimates.
Findings
Existence of standing waves established
Orbital stability proven in subcritical and critical cases
Methodology applicable to various nonlinearities
Abstract
In this paper, kinds of Schr\"{o}dinger type equations with slowly decaying linear potential and power type or convolution type nonlinearities are considered. By using the concentration compactness principle, the sharp Gagliardo-Nirenberg inequality and a refined estimate of the linear operator, the existence and orbital stability of standing waves in -subcritical and -critical cases are established in a systematic way.
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Taxonomy
TopicsAdvanced Mathematical Physics Problems · Spectral Theory in Mathematical Physics · Stability and Controllability of Differential Equations
Orbital stability of standing waves
for Schrödinger type equations with slowly decaying linear potential
Abstract.
In this paper, kinds of Schrödinger type equations with slowly decaying linear potential and power type or convolution type nonlinearities are considered. By using the concentration compactness principle, the sharp Gagliardo-Nirenberg inequality and a refined estimate of the linear operator, the existence and orbital stability of standing waves in -subcritical and -critical cases are established in a systematic way.
2010 Mathematics Subject Classification: 35Q41, 35B35, 35J20.
Keywords: orbital stability, concentration compactness principle, standing waves, slowly decaying potential, Schrödinger type equations.
Email Addresses: [email protected] (XL), [email protected] (JZ)
Xinfu Li and Junying Zhao
School of Science, Tianjin University of Commerce, Tianjin 300134, China
1. Introduction and main results
In this paper, we consider the following nonlinear Schrödinger type equations with slowly decaying linear potential
[TABLE]
where , is a complex valued function, , , , and is assumed to be one of the following five types:
Type 1 with , where if and if ;
Type 2 with , and being the Riesz potential defined for every by
[TABLE]
with denoting the Gamma function (see [28], P.19);
Type 3 with ;
Type 4 with and ;
Type 5 with , and .
The Schrödinger operator arises in various physical contexts such as nonlinear optics and plasma physics, see [10, 31, 35]. The nonlinearity enters due to the effect of changes in the field intensity on the wave propagation characteristics of the medium. The potential can be thought of as modeling inhomogeneities in the medium. In particular, the operator with Coulomb potential provides a quantum mechanical description of the Coulomb force between two charged particles and corresponds to having an external attractive long-range potential due to the presence of a positively charged atomic nucleus, see [25, 29]. For the study of Schrödinger equation with a harmonic potential, we refer the readers to Zhang [36, 37].
By a standing wave, we mean a solution of (1.1) in the form , where is a constant and satisfies the stationary equation
[TABLE]
For is of Type 1, the existence of ground state to (1.2) was studied by Fukaya and Ohta [14] and Fukuizumi and Ohta [16], and the uniqueness of the positive radial solution with was studied by Benguria and Jeanneret [2]. For is of Type 2, the nonexistence, existence and uniqueness of positive solution to (1.2) were studied in [9, 21, 22, 23].
When and is of Type 1, (1.1) is invariant under the scaling transform
[TABLE]
If , the transform keeps the mass invariant and the nonlinearity is called -critical. In this case, Cazenave [6] proved that the ground state solution of (1.2) is orbitally stable for all if , while is unstable for all if . The instability of the bound state solution with was proved by Weinstein [34]. When is of Type 2, the transform
[TABLE]
keeps (1.1) invariant and is the -critical exponent. In this case, Cazenave and Lions [7] showed the existence and orbital stability of standing waves for and . Recently, in the -subcritical case, that is, , Wang et al. [33] studied the orbital stability of standing waves to (1.1). When is of Type 3, we refer to [15, 30] for the existence, orbital stability and strong instability of standing waves and [1, 8, 19, 24] for that of Type 5.
When , it is easy to see that equation (1.1) does not enjoy the scaling invariance as well as the pace translation invariance. In this case, when is of Type 1, Fukuizumi and Ohta studied the existence and orbital stability of standing waves for in [16] and the strong instability of standing waves for and was studied by Fukaya and Ohta in [14]. The authors in [5, 11, 18, 26] studied the local well-posedness, global existence, scattering and finite time blowup of the solutions to (1.1). When is of Type 2, if , , and , Ginibre and Velo [17] obtained the global existence of the solution to (1.1). If and , Cazenave and Lions [7] and Lions [23] established the existence and orbital stability of standing waves for , and Cheng and Yang [9] studied that for and close to 2. More precisely, in (1.2), taking as a fixed parameter, it is known that every solution to (1.2) is a critical point of the functional defined by
[TABLE]
where . Denote by the set of all non-negative minimizers for
[TABLE]
For is of Type 1, and , [16] proved that there exist and such that is not empty for any and is orbitally stable for any and , by using a sufficient condition for orbital stability, that is, the positive definite of the operator . Similar results were obtained by [9] for Type 2 nonlinearities, , , close to 2. Note that and are not given explicitly, and moreover, they did not consider the -critical case. Hence, in this paper, we further discuss the existence and orbital stability of standing waves of (1.1).
Note that we may take as unknown in (1.2). Indeed, for any , if we define
[TABLE]
[TABLE]
and
[TABLE]
Then the Lagrange multiplier theorem implies that for any , there exists such that
[TABLE]
Hence, is a standing wave to (1.1) with initial data . One usually calls the orbit of . Moreover, if , then for any . In this paper, we consider the orbital stability of . For this, we give the following definition of orbital stability which is similar to that in [32].
Definition 1.1**.**
The set is said to be orbitally stable if, for any , there exists such that for any initial data satisfying
[TABLE]
the corresponding solution to (1.1) satisfies
[TABLE]
for all .
Remark 1.2**.**
(1) Note that our definition of orbital stability is different from that in [16] for we do not know whether or not and are single point sets.
(2) For the lack of scaling invariance, there is not direct connection between and . However, for equation
[TABLE]
there is some equivalence between and , see [33].
To study the orbital stability of standing waves of (1.1), we first make the following assumption on the local well-posedness.
Assumption A. Let , , , and be one of Types 1-5 such that the following local well-posedness holds for (1.1):
For any , there exist and a unique solution with to (1.1). If (), then (). Moreover, there is conservation of mass and energy, i.e.,
[TABLE]
Remark 1.3**.**
Motivated by [6], [11] and [12], in Section 2 we give a proof for Assumption A when .
Under Assumption A, by using the concentration compactness principle, the sharp Gagliardo-Nirenberg inequality and a refined estimate of the linear operator , we can obtain the following theorems.
Theorem 1.4**.**
Let , , , and satisfy Assumption A. Assume one of the following conditions hold:
(1) , , ;
(2) , , , where is the unique positive radial solution of equation
[TABLE]
then is not empty and orbitally stable.
Theorem 1.5**.**
Let , , , , and satisfy Assumption A. Assume one of the following conditions hold:
(1) , , ;
(2) , , , where is a radically ground state solution of the elliptic equation
[TABLE]
then is not empty and orbitally stable.
Theorem 1.6**.**
Let , , , and satisfy Assumption A. Assume one of the following conditions hold:
(1) , , ;
*(2) , , ;
then is not empty and orbitally stable.*
Theorem 1.7**.**
Let , , , , and satisfy Assumption A. Assume one of the following conditions hold:
(1) , , ;
*(2) , , ;
then is not empty and orbitally stable.*
Theorem 1.8**.**
Let , , , , and satisfy Assumption A. Assume one of the following conditions hold:
(1) , , , ;
(2) , , , ;
(3) , , , ;
*(4) , , , ;
then is not empty and orbitally stable.*
We should point out that, among the methods used in the study of orbital stability of standing waves, the profile decomposition method plays an important role in recent studies, see [4], [13] and [38]. In [4], the authors considered a Schrödinger equation with inverse-square potential, i.e. (1.1) with , and . By using the equivalence of and , Bensouilah [3] obtained the profile decomposition of a bounded sequence in related to the problem, and based of which, [4] studied the orbital stability of standing waves. However, there is not an equivalence between and for and we can not obtain the profile decomposition in this case. But in view of that can be controlled by and a function of (see Lemma 2.2), and by carefully examining the application of concentration compactness principle in the study of orbital stability of standing waves (see [7] and [23]), we can solve the problem by using the concentration compactness principle in a systematic way. In fact, the profile decomposition can be seen as another equivalent description of the concentration compactness principle, see [13].
This paper is organized as follows. In Section 2, we give some preliminaries. Section 3 is devoted to the proof of Theorems 1.4-1.8.
Notation. Throughout this paper, we use the following notation. stands for a constant that may be different from line to line when it does not cause any confusion. The notation means that for some constant . with denotes the Lebesgue space with the norms . is the usual Sobolev space with norm . denotes the ball in centered at with radius . . if , and if .
2. Preliminaries
The following generalized Gagliardo-Nirenberg inequality can be found in [34].
Lemma 2.1**.**
Let and , then the following sharp Gagliardo-Nirenberg inequality
[TABLE]
holds for any . The sharp constant is
[TABLE]
where is defined in Theorem 1.4.
Next, we give a refined estimate for the linear operator .
Lemma 2.2**.**
Let , and . Then for any , there exists a constant such that
[TABLE]
for any .
Proof.
It obviously holds for . Now we prove the lemma for . By the domain decomposition, the Hölder inequality and , we know
[TABLE]
where , , , , and are both sufficiently small. Hence, and are small. By the Gagliardo-Nirenberg inequality (Lemma 2.1), we know
[TABLE]
Noting that is sufficiently small and , and by using the Young inequality
[TABLE]
we have for any , there exists such that
[TABLE]
The same estimates hold for . In view of (2.1)-(2.3), we complete the proof. ∎
The following concentration compactness principle is cited from Lemma III.1 in [23].
Lemma 2.3**.**
Let and be a bounded sequence in satisfying:
[TABLE]
where is fixed. Then there exists a subsequence satisfying one of the three possibilities:
(i) (compactness) there exists such that is tight, i.e.,
[TABLE]
(ii) (vanishing) for all ;
(iii) (dichotomy) there exists such that for any , there exist , , and , bounded in satisfying for :
[TABLE]
The following well-known Hardy-Littlewood-Sobolev inequality can be found in [20].
Lemma 2.4**.**
Let , , and with . Let and . Then there exists a sharp constant , independent of and , such that
[TABLE]
If , then
[TABLE]
Remark 2.5**.**
(1). By the Hardy-Littlewood-Sobolev inequality above, for any with , and
[TABLE]
where is a constant depending only on and .
(2). By the Hardy-Littlewood-Sobolev inequality above and the Sobolev embedding theorem, we obtain
[TABLE]
for any if and if , where is a constant depending only on and .
The following generalized Gagliardo-Nirenberg inequality for the convolution problem can be found in [12] and [27].
Lemma 2.6**.**
Let , , , then
[TABLE]
The best constant is defined by
[TABLE]
where is defined in Theorem 1.5. In particular, in the -critical case, i.e., , .
Remark 2.7**.**
Note that may be not unique, but the ground state has the same -norm, see [12].
In the end of this section, we prove the local well-posedness in the energy space for (1.1) when . We first recall the following result due to Cazenave (see Theorem 4.3.1 in [6]).
Theorem 2.8**.**
Let . Consider the following Cauchy problem
[TABLE]
Let be such that the following assumptions hold for every :
(A1) and there exists such that ;
(A2) there exist if ( if ) such that and such that for any there exists such that
[TABLE]
for all with ;
*(A3) for any , a.e. in .
Then for any , there exist and a unique solution with to (2.5). If (), then (). Moreover, there is conservation of mass and energy:*
[TABLE]
for all .
Applying Theorem 2.8, we obtain the local well-posedness in for (1.1).
Theorem 2.9**.**
Let , , , , be one of Types 1-5, . Then Assumption A holds.
Proof.
Denote . Since , for some . By Example 3.2.11 in [6], we know that and satisfy assumptions (A1)-(A3) in Theorem 2.8.
Since , it follows from (3.2.15) in [6] that
[TABLE]
By the mean value theorem,
[TABLE]
Set . By Lemma 2.4, Remark 2.5 and the Hölder inequality, we know
[TABLE]
which implies that satisfies (A1)-(A3) in Theorem 2.8. The proof is complete. ∎
3. Proof of the main results
Proof of Theorem 1.4. We will prove this theorem in seven steps.
Step 1. We show that , that is, is well defined. For any , we have , and by Lemmas 2.1 and 2.2, we have for any ,
[TABLE]
For , we have . Thus, by the Young inequality, we obtain from (3.1) that
[TABLE]
by choosing .
For , we have
[TABLE]
and . Thus, we obtain from (3.1) that
[TABLE]
by choosing small enough since .
Step 2. For any there exists such that . Indeed, for any and , we define . It is easy to check that and
[TABLE]
For , we have . So by choosing sufficiently small, we obtain for any . For , we have . By choosing such that
[TABLE]
we have for any and .
Let be a minimizing sequence of , that is,
[TABLE]
Similarly to Step 1, one can show that is bounded in . Then there exists a subsequence such that one of the three possibilities in Lemma 2.3 holds.
Step 3. The vanishing case in Lemma 2.3 does not occur. Suppose by contradiction that
[TABLE]
By Lion’s lemma, in as for all . Hence,
[TABLE]
by (2.1), and thus
[TABLE]
which contradicts .
Step 4. We show that the dichotomy case in Lemma 2.3 does not occur.
Firstly, according to (3) in [23], we know
[TABLE]
where , and .
Next, we claim that
[TABLE]
Indeed, choose a sequence such that . Then and
[TABLE]
since and . Hence the claim holds. It follows from (3.2), (3.3) and Lemma II.1 in [23], we have
[TABLE]
Finally, suppose by contradiction that (iii) in Lemma 2.3 holds. Denote
[TABLE]
Then we may assume without loss of generality that
[TABLE]
as with , and .
By direct calculation, we obtain that
[TABLE]
where as . If is bounded, in view of (2.1), we have
[TABLE]
as since . Similarly, if is unbounded, then
[TABLE]
By using the inequality
[TABLE]
with and , and in view of , we obtain that
[TABLE]
which implies that
[TABLE]
for any , where as . By (3.5)-(3.9), we obtain
[TABLE]
Letting , we obtain that or , which contradicts (3.4). Hence, (iii) in Lemma 2.3 does not occur.
Step 5. From Steps 3 and 4 and Lemma 2.3, there exist a subsequence and a sequence such that for all , there exists such that for all ,
[TABLE]
Denote . Then there exists such that weakly in , strongly in with , which combine (3.10) show that
[TABLE]
Thus , i.e., strongly in . By the Gagliardo-Nirenberg inequality, strongly in for .
Next, we claim that is bounded. If it were not the case we deduce that
[TABLE]
as . Hence . On the other hand, we know that is attained by a nontrivial function . Indeed, Steps 1-4 hold for . Hence,
[TABLE]
By the definition of , we see that is a minimizer of . Consequently,
[TABLE]
which contradicts . Thus, is bounded. So converges strongly to some in for . Hence,
[TABLE]
By the definition of , we see that is a minimizer of , , and hence in .
Step 6. We show that under Assumption A, if and or and , then the Cauchy problem (1.1) admits a global solution with .
Indeed, by Assumption A, it suffices to bound in the existence time. By the conversation law, Lemmas 2.1 and 2.2, we know
[TABLE]
Similarly to Step 1, for , we have
[TABLE]
Since , by choosing sufficiently small, the above estimate implies the boundedness of . For , we have
[TABLE]
and we arrive at the conclusion.
Step 7. We prove that is orbitally stable. Suppose by contradiction that there exist sequences and and a constant such that for all ,
[TABLE]
and
[TABLE]
where is the solution to (1.1) with initial data .
We claim that there exists such that
[TABLE]
Indeed, by (3.12), there exists such that
[TABLE]
That implies that is a minimizing sequence of . So by Steps 3-5, there exists such that
[TABLE]
Then the claim follows from (3.14) and (3.15) immediately. Hence,
[TABLE]
By the conservation of mass and energy, we have
[TABLE]
Similarly to Step 1, is bounded in . Set
[TABLE]
Then and
[TABLE]
which implies that
[TABLE]
Hence, is a minimizing sequence of , and by Steps 3-5, there exists such that
[TABLE]
By the definition of , we know
[TABLE]
[TABLE]
which contradicts (3.13). The proof is complete.
Proof of Theorem 1.5. The proof follows from that of Theorem 1.4 by line to line, so we only point out the differences.
Step 1. We show that . For any , we have , and by Lemmas 2.2 and 2.6, we have for any ,
[TABLE]
For , we have . Thus, by the Young inequality, we obtain from (3.18) that
[TABLE]
by choosing .
For , we have , and . Thus, we obtain from (3.18) that
[TABLE]
by choosing small enough since .
Step 2. For any there exists such that . Indeed, for any and , we define . Then and
[TABLE]
Similarly to Step 2 in the proof of Theorem 1.4, for any , we can choose and such that .
Let be a minimizing sequence of , that is,
[TABLE]
Then is bounded in and there exists a subsequence such that one of the three possibilities in Lemma 2.3 holds.
Step 3. The vanishing case in Lemma 2.3 does not occur. Suppose by contradiction that
[TABLE]
Lion’s lemma implies that in for any . Hence,
[TABLE]
according to (2.1) and (2.4), and then
[TABLE]
which contradicts .
Step 4. The dichotomy case in Lemma 2.3 does not occur. Similarly, we have
[TABLE]
and
[TABLE]
where , and . Consequently,
[TABLE]
Suppose by contradiction that (iii) in Lemma 2.3 holds. By using (3.8) and , we obtain that
[TABLE]
where as . Since and , we can choose a constant sufficiently small such that
[TABLE]
which combines with and (2.4) gives that
[TABLE]
as . Hence,
[TABLE]
Letting , we obtain that or , which contradicts (3.19).
Step 5. From Steps 3 and 4 and Lemma 2.3, similarly to Step 5 in the proof of Theorem 1.4, we know
[TABLE]
and then
[TABLE]
Hence, is a minimizer of and in .
Step 6. Under Assumption A, if and or and , then the Cauchy problem (1.1) admits a global solution with .
Step 7. Similarly, is orbitally stable. The proof is complete.
Proof of Theorem 1.6. It can be done by small modifications of the proof of Theorem 1.4, and we omit it.
Proof of Theorem 1.7. It can be done by small modifications of the proof of Theorem 1.5, and we omit it.
Proof of Theorem 1.8. It can be done by combining the proof of Theorems 1.4 and 1.5, and we omit it.
Acknowledgements. The authors would like to express sincere thanks to the anonymous referee for his or her carefully reading the manuscript and valuable comments and suggestions. This work was supported by Tianjin Municipal Education Commission with the Grant no. 2017KJ173 “Qualitative studies of solutions for two kinds of nonlocal elliptic equations”.
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