Characterization of second type plane foliations using Newton polygons
Percy Fern\'andez-Sanchez, Evelia R. Garc\'ia Barroso, Nancy, Saravia-Molina

TL;DR
This paper characterizes second type plane foliations through Newton polygons, linking their structure to formal separatrices and Poincaré-Hopf index, with specific results for cuspidal foliations.
Contribution
It provides a new characterization of second type foliations using Newton polygons and Poincaré-Hopf index, especially for cuspidal foliations.
Findings
Characterization of second type foliations via Newton polygons.
Precise conditions for cuspidal foliations with the same desingularization.
Criteria for cuspidal foliations to be generalized curves or have a single separatrix.
Abstract
In this article we characterize the foliations that have the same Newton polygon that their union of formal separatrices, they are the foliations called of the second type. In the case of cuspidal foliations studied by Loray, we precise this characterization using the Poincar\'e-Hopf index. This index also characterizes the cuspidal foliations having the same desingularization that the union of its separatrices. Finally we give necessary and sufficient conditions when these cuspidal foliations are generalized curves, and a characterization when they have only one separatrix.
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Taxonomy
TopicsAdvanced Differential Equations and Dynamical Systems · Algebraic Geometry and Number Theory · Geometric Analysis and Curvature Flows
Characterization of second type plane foliations using Newton polygons
Percy Fernández-Sánchez
Dpto. Ciencias - Sección Matemáticas, Pontificia Universidad Católica del Perú, Av. Universitaria 1801, San Miguel, Lima 32, Peru
,
Evelia R. García Barroso
Dpto. Matemáticas, Estadística e Investigación Operativa
Sección de Matemáticas
Universidad de La Laguna. Apartado de Correos 456. 38200 La Laguna, Tenerife, Spain.
and
Nancy Saravia-Molina
Dpto. Ciencias - Sección Matemáticas, Pontificia Universidad Católica del Perú, Av. Universitaria 1801, San Miguel, Lima 32, Peru
Abstract.
In this article we characterize the foliations that have the same Newton polygon that their union of formal separatrices, they are the foliations called of the second type. In the case of cuspidal foliations studied by Loray [Lo], we precise this characterization using the Poincaré-Hopf index. This index also characterizes the cuspidal foliations having the same desingularization that the union of its separatrices. Finally we give necessary and sufficient conditions when these cuspidal foliations are generalized curves, and a characterization when they have only one separatrix.
First-named and third-named authors were partially supported by the Pontificia Universidad Católica del Perú project VRI-DGI 2017-01-0083. Second-named author was partially supported by the Spanish grant MTM2016-80659-P
1. Introduction
Camacho, Lins-Neto and Sad [Cam-Li-Sad] introduced and studied the singularities of foliations of the generalized curve type, these are the foliations without saddle-nodes in their reduction of singularities. These foliations receive this name because they have a behavior similar to the union of their separatrices, where a separatrix is an irreducible analytical curve invariant for the foliation. For these foliations the Poincaré-Hopf index coincides with the Milnor number of the union of their separatrices ([Mol-So] and [Cam-Li-Sad]) and the reduction of singularities of these foliations coincides with the desingularization of the union of their separatrices.
The singularities of generalized curved type verify that their Gómez Mont - Seade - Verjovski index [Go-Sea-Ve] is zero and their Camacho - Sad index [Cam-Sad2] and the Baum-Bott index are equal [Br].
The foliations of the second type can be thought of as a generalization of the singularities of the generalized curve type, in which we will allow the existence of formal separatrices. In order to add the formal separatrix we must admit that we have saddle-nodes in their resolution of singularities that generate formal separatrices, they could not be a corner of two divisors, nor could saddle-nodes outside the corners with weak separatrix contained in the divisor. Note that with these restrictions the singularities of a second type foliation with a single separatrix will have to be a generalized curve foliation. The singularities of second type were introduced by Mattei and Salem [Ma-Sal]. They characterized this type of singularities by means of the coincidence of the multiplicity of the foliation with the multiplicity of the union of their formal separatrices. For these singularities, the reduction of singularities coincides with the desingularization of its separatrix. It should be noted that the proof made in [Cam-Li-Sad] to prove this property for generalized curve type foliations also proves this property for second type singularities. There are other characterizations of these singularities (see [Can-Co-Mol] and [FP-Mol]).
Merle [Mer] gives a decomposition of the polar curve of an irreducible curve that determines the topology of . This theorem was generalized for foliations by Rouillé [R], where he gives a decomposition of the polar of a foliation, of the generalized curve type, which determines the topology of its separatrix. The main ingredient for his decomposition is Dulac’s Theorem [Du], this theorem tells us that the Newton polygon of the foliation coincides with the Newton polygon of the separatrix. Merle’s theorem has been generalized for reduced curves by [GB] and [GB-Gw], the first of which was generalized for foliations by [Co] and the second by [Sar]. There are examples of foliations where their Newton polygon coincides with that of their separatrices and is not a foliation of the generalized curve type, however these foliations are of the second type (see Example 3.3). In this paper we give a new characterization of the singularities of the second type in terms of the Newton polygon of their union of separatrices.
Theorem 1.1**.**
A non-dicritical foliation is of the second type if and only if its Newton polygon coincides with that of their union of separatrices.
We will prove Theorem 1.1 in Section 4.
According to Loray [Lo], a foliation with a cuspidal singularity is given by
[TABLE]
where are positive natural numbers and .
We will use Theorem 1.1 to characterize, in terms of the Poincaré-Hopf index for foliations, when the foliations with cuspidal singularities studied by Loray [Lo] are of the second type.
Denote by the Poincaré-Hopf index of the foliation . For the foliation we have .
Theorem 1.2**.**
Let be a cuspidal foliation as in (1) and suppose that is non-dicritical. The next statements are equivalents:
The cuspidal foliation is of the second type.
The intersection number .
The cuspidal foliation has the same reduction of singularities that .
In general, if a foliation has the same reduction of singularities as its union of separatrices then the foliation is not of the second type (see Example 2.3). However, after Theorem 1.2, for the cuspidal foliations this property characterizes foliations of the second type.
We also give, in the next theorem, necessary and sufficient conditions when the cuspidal foliations are of the generalized curve type.
Theorem 1.3**.**
Let be a cuspidal foliation as in (1) and suppose that is non-dicritical. We have:
- (a)
If the intersection number , then is of the generalized curve type. 2. (b)
If are coprime then the foliation is of generalized curve type if and only if .
We will prove Theorem 1.2 and Theorem 1.3 in Section 5.
2. Basic Definitions and Notations
In order to fix the notation, we will remember basic concepts of local foliation theory and plane curves. Denote by the ring of formal powers series in two variables with coefficients in and the sub-ring of formed by formal powers series that converge in a neighborhood of . Consider the maximal ideals and of and respectively. The order of a power series is .
A singular formal foliation of codimension one over is locally given by a -form , where are coprime. The power series and are called the coefficients of . The multiplicity of the foliation is defined as .
Let . Denote by the convex hull of , where is the Minkowski sum, and by the polygonal boundary of , which will call Newton polygon determined by .
Let . The support of is
[TABLE]
and the Newton polygon of is by definition the Newton polygon .
Let be a one-form, where . The support of is
[TABLE]
If we write where , then
[TABLE]
Let be a foliation given by the one-form . The Newton polygon of , denoted by or is the Newton polygon .
Let . We say that the is invariant by if where is a two-form (i.e. , for some ). If is irreducible then we will say that is a formal separatrix of .
We will consider non-dicritical foliations, that is, foliations having a finite set of separatrices (see [Cam-Li-Sad, page 158 and page 165]). Let be the set of all formal separatrices of the non-dicritical foliation . Each separatrix corresponds to an irreducible formal power series . Denote by the union of all separatrices of the foliation , which we will call union of formal separatrices of . In the following we will denote by a holomorphic foliation and by its union of convergent separatrices.
The dual vector field associated to is . We say that the origin is a simple or reduced singularity of if the matrix associated with the linear part of the field
[TABLE]
has two eigenvalues , with .
It could happen that
and in which case we will say that the singularity is not degenerate or 2.
and in which case we will say that the singularity is a saddle-node.
In the case, the strong separatrix of a foliation with singularity is an analytic invariant curve whose tangent at the singular point is the eigenspace associated with the non-zero eigenvalue of the matrix given in (2). The zero eigenvalue is associated with a formal separatrix called weak separatrix.
From now on represents the process of singularity reduction or desingularization of [Ma-Mou], obtained by a finite sequence of point blows-up, where is the exceptional divisor, which is a finite union of projective lines with normal crossing (that is, they are locally described by one or two regular and transversal curves). In this process, any separatrix of is smooth, disjoint and transverse to , and it does not pass through a corner (intersection of two components of the divisor ). Let be a non-dicritical formal foliation and consider the minimal reduction of singularities of (this is, a reduction with the minimal number of blows-up that reduces the foliation). The strict transform of the foliation is given by and the exceptional divisor is .
A foliation is a generalized curve if in its reduction of singularities there are no saddle-node points.
If in the desingularization of , the exceptional divisor at point contains the weak invariant curve of the saddle-node, then the singularity is called saddle-node tangent. Otherwise we will say that is a saddle-node transverse to at point .
Definition 2.1**.**
The foliation is of the second type with respect to the divisor if no singular points of is of tangent node type.
Non-dicritical foliations of the second type were studied by Mattei and Salem [Ma-Sal], also by Cano, Corral and Mol [Can-Co-Mol] and in the dicritical case by Genzmer and Mol [Ge-Mol] and Fernández Pérez-Mol [FP-Mol]. Mattei and Salem gave the next characterization of foliations of the second type in terms of the multiplicity of their union of formal separatrices:
Theorem 2.2**.**
[Ma-Sal, Théorème 3.1.9]** Let be a non-dicritical foliation and let be a reduced equation of its union of separatrices. Consider the minimal reduction of singularities of . Then
- (1)
* is a reduction of singularities of . Furthermore, if is of the second type then is the minimal reduction of singularities of .* 2. (2)
* and the equality holds if and only if is of the second type.*
The reciprocal of the first statement of Theorem 2.2 is not true, that is, if the reduction of singularities of the foliation and that of its union of separatrices coincide does not guarantee that the foliation is of the second type, as shown in the following example.
Example 2.3*.*
The union of the separatrices of the foliation is . The foliation and its union of separatrices are desingularized after a blow-up but the foliation is not of the second type because the strong separatrix that passes through the saddle-node is not contained in the divisor.
3. Foliations and Newton polygones
Non-dicritical generalized curve foliations are those in which no saddle-node points appear in their desingularization [Sei] and they have a finite number of separatrices [Cam-Li-Sad]. These foliations were studied by Camacho, Lins Neto and Sad who proved that
Theorem 3.1**.**
[Cam-Li-Sad, Theorem 2]** Let be a non-dicritical generalized curve foliation and its union of separatrices. Then and have the same reduction of singularities.
Rouillé obtained the following result on non-dicritical generalized curve foliations. In [R] it is indicated that Mattei reported that this result was known by Dulac [Du].
Proposition 3.2**.**
[R, Proposition 3.8]** Let be a non-dicritical generalized curve foliation and be a reduced equation of its union of separatrices. Then .
The reciprocal of Theorem 3.1 and Proposition 3.2 are not true, as the following example shows:
Example 3.3*.*
Consider and the foliation defined by . A reduced equation of its union of separatrices is . The foliation and the curve are desingularised after a blow-up. The Newton polygons and are equal but is not a curve generalized type foliation since a saddle-node point appears in its reduction of singularities.
In [Br, pag 532] was introduced the Gómez-Mont-Seade-Verjovsky index denoted by , where and is a reduced equation of union of convergent separatrices of . For , there are , with and coprime, and an analytic one-form such that . In [Br], Brunella defines
[TABLE]
when is irreducible and . We get
[TABLE]
where is a parametrization of . Now, we remember some results on the index .
Theorem 3.4**.**
[Cav-Le, Théorème 3.3]**[Br, Proposition 7]** Let be a non-dicritical foliation and let be a reduced equation of its union of separatrices. Then is a generalized curve foliation if and only if .
The next result on generalized curve foliations was obtained by Rouillé [R] and it will be very useful in this paper. Denote by the ring of formal power series in the variable and coefficients in , and the subring of of convergent power series.
Lemma 3.5**.**
[R, Lemme 3.7]** Let and two non-dicritical generalized curve foliations with the same union of separatrices. If with , then
[TABLE]
We deduce from Example 3.3 that there are foliations having the same polygon as their union of separatrices but they are not generalized curve foliations. Our objective in this paper is to characterize the foliations having the same Newton polygon that its union of separatrices. They will be the non-dicritical foliations of the second type.
4. Characterization of a foliation of the second type in terms of the Newton polygon
In this section, a new characterization of the second-type non-dicritical foliations is given in terms of the Newton polygon of the foliation and that of its union of separatrices.
Lemma 4.1**.**
Let be a non-dicritical foliation and be a reduced equation of its union of separatrices. If then is a foliation of the second type.
Proof.
Consider the foliation given by . Since then
[TABLE]
From (3) and the second statement of Theorem 2.2 we finish the proof. ∎
As a consequence of Lemma 4.1 and Theorem 2.2 we conclude that if then the foliation and its union of separatrices have the same resolution.
In the following proposition we generalize Lemma 3.5 to second type foliations.
Proposition 4.2**.**
Let be a non-dicritical second type foliation and its union of separatrices . If , with , then
[TABLE]
Proof.
If is a parameterization of a separatrix of and then and we conclude the proposition in such a case.
Suppose now that is not a parameterization of any separatrix of and . We proceed by induction on the number of blows-up needed in the process of the desingularization of the foliation . First we suppose that the number of blows-up is . Then the foliations defined by the one-forms and are reduced. If is a generalized curve foliation then the proposition follows from Lemma 3.5.
Suppose now that is a reduced foliation with a saddle-node. We can consider the formal form of the saddle-node given by the equation:
[TABLE]
which under a change of coordinates can be expressed as (see [Cam-Sad2, Page 66])
[TABLE]
and the reduced equation of its union of formal separatrices is given by . We can write , where are positive integers and are units of (that is for ). We have
[TABLE]
so . On the other hand hence
[TABLE]
so . Therefore, if is a reduced foliation with a saddle-node, then .
Now we suppose that the foliations defined by the one-forms and are not reduced and . Let be the blow-up at the origin given by , so , where is the multiplicity of and is the strict transform of . Denote by the strict transformation of the curve by . By induction hypothesis, we get,
[TABLE]
On the other hand we have \begin{array}[]{lll}\gamma^{*}\widehat{\omega}=x(t)^{m_{1}}\widetilde{\gamma}^{*}\widetilde{\widehat{\omega}},\end{array} hence
[TABLE]
Since the foliation is of the second type, by Theorem 2.2, using the induction hypothesis and replacing in the equation (4) we get and we finish the proof of the proposition. ∎
Proposition 4.2 was also given in [Can-Co-Mol, Corollary 1], but with other proof.
Corollary 4.3**.**
Let be a non-dicritical second type foliation and let be a reduced equation of its union of formal separatrices. Then .
Proof.
Since is a second type foliation, using Theorem 2.2, we have that has the same reduction of singularities as its union of formal separatrices and . Reasoning analogously as in the proof given by Rouillé [R] in order to prove the Proposition 3.2, and by Proposition 4.2, we finish the proof. ∎
As a consequence of the Corollary 4.3 we have:
Corollary 4.4**.**
Let and be two non-dicritical second type foliations. If and have the same union of formal separatrices, then .
Example 4.5*.*
The foliation given by , is not a foliation of the second type. The union of separatrices of is . We observe that and , hence the Newton polygons of and are different.
x$$y11n+1
x$$y1
Example 4.6*.*
Let us go back to Example 3.3. The second type foliation given by with has as union of separatrices to . We observe that polygons and are equal.
x$$y(1,2)(2,1)(1,3)(2,2)
Proof of Theorem 1.1. It is an immediate consequence of Corollary 4.3 and Lemma 4.1.
Theorem 1.1 gives a new characterization of the non-dicritical second type foliations using its Newton polygon.
5. Cuspidal Foliations
Cuspidal foliations are inspired by nilpotent foliations. A foliation in is called a nilpotent singularity if it is generated by a vector field with a non-zero nilpotent linear part (that is, the matrix associated with the linear part of the field is nilpotent). The nilpotent singularities were generalized to cuspidal singularities by Loray [Lo], as we shall see below.
In this section we characterize when foliations with cuspidal singularities are of the second type in terms of weighted order. Furthermore, by means of the weighted order, we give necessary and sufficient conditions for these foliations to be of generalized curve type.
Given , we define the weighted degree of a monomial as
[TABLE]
and the weighted order of a power series as
[TABLE]
Remember that according to Loray [Lo], a foliation with a cuspidal singularity is given as in (1), that is by
[TABLE]
where are positive natural numbers and .
On the other hand, remember that .
Cuspidal foliations are nilpotent foliations when .
For Loray, the foliations and have the same resolution of singularities if and only if . Fernández, Mozo and Neciosup [F-Moz-N], find an imprecision in the characterization originally proposed by Loray. These authors mention that the condition is sufficient but not necessary, as can be seen from the following example.
Example 1**.**
The foliation with has the same resolution as the foliation , but the function satisfies , so the inequality does not hold.
For , we have
[TABLE]
and with is a parameterization of , with . We get
[TABLE]
where is the intersection number of and .
Lemma 5.1**.**
If the cuspidal foliation is a non-dicritical foliation, then is its union of separatrices.
Proof.
The curve is an invariant curve of the foliation . Put . Then
[TABLE]
Suppose that . The multiplicity of the curve is . If we assume that the curve is not the only separatrix of the foliation , then . Using (5), we have We will study both possibilities:
- (i)
If then , which is a contradiction. 2. (ii)
If then which is a contradiction since .
Therefore the union of separatrices of the foliation is . The same reasoning happens when and we conclude that . ∎
Proposition 5.2**.**
Suppose that the cuspidal foliation is non-dicritical. If , with , then the foliation is of the second type.
Proof.
Suppose without lost of generality that and Since we have . After we get
[TABLE]
so and . Since for , using (5) we have . Hence and we conclude that the foliation is of the second type. ∎
Proposition 5.3**.**
Suppose that the cuspidal foliation is non-dicritical. If is the second type, then
Proof.
From Lemma 5.1 we get . Put . The line containing the only compact side of Newton polygone is . Since is of the second type, using Theorem 1.1 we have . Therefore, the line also contains the only compact side of the Newton polygon of , that is any verifies . Suppose that , then
[TABLE]
and for . If then , so we conclude that . ∎
Proposition 5.4**.**
Suppose that the cuspidal foliation is non-dicritical. The foliation has the same reduction of singularities that , if and only if,
Proof.
Suppose that . By Proposition 5.2 the foliation is of the second type and by Theorem 2.2 we conclude that and have the same reduction of singularities.
Suppose now that and have the same reduction of singularities. The curve with and is desingularized by
[TABLE]
such that and . The transformation of
[TABLE]
by defined as (6) is
[TABLE]
where
[TABLE]
Hence
[TABLE]
which singularities are and , where is a th-primitive root of the unity. The dual vector field associated with the foliation defined by (8) is
[TABLE]
and the matrix associated with this field is
[TABLE]
- (1)
In we have DX=\left(\begin{array}[]{cc}-\frac{pq}{d}&0\\ \ast&nq\\ \end{array}\right). Therefore, the singularity is not degenerate. 2. (2)
If and then we get DX=\left(\begin{array}[]{ccc}-\frac{pq}{d}&0\\ \ast&-d-\widetilde{\Delta}(u,v)\\ \end{array}\right). Since the foliation is reduced, it could happen that
- •
, from where , in which case the singularity is of saddle-node type.
- •
so that , in this case, the singularity is of a no degenerate type.
We conclude that , so for some . Therefore for some .
∎
Proof of Theorem 1.2. The equivalence of statements and is a direct consequence of Propositions 5.2 and 5.3. The equivalence of statements and is Proposition 5.4.
Corollary 5.5**.**
Suppose that the cuspidal foliation is non-dicritical. If the foliation is of the generalized curve type then .
The fact that the foliation is of generalized curve type does not imply that , as the next example shows:
Example 2**.**
The foliation
[TABLE]
with and is of the generalized curve type, but , where and .
Nevertheless
Proposition 5.6**.**
Suppose that the cuspidal foliation is non-dicritical and and are coprimes. The foliation is of generalized curve type, if and only if .
Proof.
Let us consider , and a parameterization of . Thus
[TABLE]
where . Note that
[TABLE]
what is equivalent to . From Theorem 3.4 we conclude that is of the generalized curve type, if and only if . ∎
Suppose now that and are not coprime. We will analyze if the strict inequality is a sufficient condition for to be a foliation is of generalized curve type. We begin studying what happens when .
Let us consider and For , we have \begin{array}[]{lll}GSV(\mathcal{F},\mathcal{S}_{1})=\frac{1}{2\pi i}\displaystyle\int_{\partial\mathcal{S}_{1}}\frac{{\hbox{\rm d}}(\frac{h}{g})}{\frac{h}{g}}+(f_{2},f_{1})_{0}.\end{array} Analogously, We have
[TABLE]
Therefore (see [Br, page 532]),
[TABLE]
For , we have
[TABLE]
Let and with a parameterization of . Then
[TABLE]
Remember that , thus
[TABLE]
If we consider , from (12) we have that . Similarly, it turns out that .
After (11) and (10) we have , which is equivalent to , so the foliaction generalized curve type when .
In general [Br], when , we have to
[TABLE]
where N=\left(\begin{array}[]{cc}d\\ 2\\ \end{array}\right), , and . Therefore, from (13) we get
[TABLE]
Hence the following proposition holds.
Proposition 5.7**.**
Let be a non dicritical foliation and suppose that . Then is of the generalized curve type.
Proof of Theorem 1.3. It is an immediate consequence of Propositions 5.6 and 5.7.
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