Self adaptation of chimera states
Nan Yao, Zi-Gang Huang, Hai-Peng Ren, Celso Grebogi, and Ying-Cheng, Lai

TL;DR
This paper uncovers a self-adaptation mechanism in chimera states where they spontaneously drift away from perturbations, revealing an inherent robustness that can be modeled and exploited for controlled state placement.
Contribution
It introduces a phenomenological model explaining the self-adaptive drift of chimera states in response to localized perturbations, highlighting their intrinsic robustness and potential for controlled manipulation.
Findings
Chimera states exhibit exponential relaxation towards an optimal position after perturbation.
The self-adaptation process can be modeled as restoring and damping forces similar to a mechanical system.
The model accurately predicts the drift trajectory of chimera states.
Abstract
Chimera states in spatiotemporal dynamical systems have been investigated in physical, chemical, and biological systems, and have been shown to be robust against random perturbations. How do chimera states achieve their robustness? We uncover a self-adaptation behavior by which, upon a spatially localized perturbation, the coherent component of the chimera state spontaneously drifts to an optimal location as far away from the perturbation as possible, exposing only its incoherent component to the perturbation to minimize the disturbance. A systematic numerical analysis of the evolution of the spatiotemporal pattern of the chimera state towards the optimal stable state reveals an exponential relaxation process independent of the spatial location of the perturbation, implying that its effects can be modeled as restoring and damping forces in a mechanical system and enabling the…
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Self adaptation of chimera states
Nan Yao
Department of Applied Physics, Xi’an University of Technology, Xi’an 710048, China
Zi-Gang Huang
School of Life Science and Technology, Xi’an Jiao Tong University, Xi’an 710049 China.
Hai-Peng Ren
Shaanxi Key Laboratory of Complex System Control and Intelligent Information Processing, Xi’an University of Technology, Xi’an 710048, China
Celso Grebogi
Institute for Complex Systems and Mathematical Biology, King’s College, University of Aberdeen, Aberdeen AB24 3UE, United Kingdom
Ying-Cheng Lai
School of Electrical, Computer and Energy Engineering, Arizona State University, Tempe, AZ 85287, USA
Department of Physics, Arizona State University, Tempe, Arizona 85287, USA
Abstract
Chimera states in spatiotemporal dynamical systems have been investigated in physical, chemical, and biological systems, and have been shown to be robust against random perturbations. How do chimera states achieve their robustness? We uncover a self-adaptation behavior by which, upon a spatially localized perturbation, the coherent component of the chimera state spontaneously drifts to an optimal location as far away from the perturbation as possible, exposing only its incoherent component to the perturbation to minimize the disturbance. A systematic numerical analysis of the evolution of the spatiotemporal pattern of the chimera state towards the optimal stable state reveals an exponential relaxation process independent of the spatial location of the perturbation, implying that its effects can be modeled as restoring and damping forces in a mechanical system and enabling the articulation of a phenomenological model. Not only is the model able to reproduce the numerical results, it can also predict the trajectory of drifting. Our finding is striking as it reveals that, inherently, chimera states possess a kind of “intelligence” in achieving robustness through self adaptation. The behavior can be exploited for controlled generation of chimera states with their coherent component placed in any desired spatial region of the system.
In spatially extended nonlinear dynamical systems, spontaneous symmetry breaking is common. For example, in a system of nonlocally coupled, identical nonlinear oscillators, coexistence of coherence and incoherence in distinct spatial regions can emerge during the spatiotemporal evolution of the system. This remarkable phenomenon was first observed about three decades ago in a numerical study of a system of coupled nonlinear Duffing oscillators Umberger et al. (1989), and was termed as “domain-like spatial structure.” Later, the phenomenon was rediscovered Kuramoto and Battogtokh (2002), analyzed and given the name of “chimera” Abrams and Strogatz (2004); Shima and Kuramoto (2004). Since then, there has been a great deal of interest in the subject Abrams and Strogatz (2006); Abrams et al. (2008); Sethia et al. (2008); Laing (2009a, b); Sheeba et al. (2009); Martens (2010); Martens et al. (2010); Omel’chenko et al. (2010); Wolfrum and Omel’chenko (2011); Wolfrum et al. (2011); Omelchenko et al. (2011); Omel’chenko et al. (2012); Zhu et al. (2012); Laing et al. (2012); Tinsley et al. (2012); Hagerstrom et al. (2012); Omelchenko et al. (2013); Ujjwal and Ramaswamy (2013); Zhu et al. (2013); Yao et al. (2013); Nkomo et al. (2013); Martens et al. (2013); Larger et al. (2013); Panaggio and Abrams (2013); Gu et al. (2013); Sieber et al. (2014); Schmidt et al. (2014); Zhu et al. (2014); Omel’chenko (2013); Omel’chenko et al. (2008); Xie et al. (2014); Yao et al. (2015); Maistrenko et al. (2015); Panaggio and Abrams (2015a, b); Martens and Bick (2015); Omelchenko et al. (2015a); Nkomo et al. (2016); Viennot and Aubourg (2016); Hart et al. (2016); Gambuzza and Frasca (2016); Semenov et al. (2016); Kemeth et al. (2016); Ulonskaa et al. (2016); Andrzejak et al. (2017); Bera et al. (2017); Rakshit et al. (2017); Semenova et al. (2017); Malchow et al. (2018); Botha and Kolahchi (2018); Omelchenko et al. (2018); Xu et al. (2018). Chimera states have been studied in different types of systems such as regular networks of phase-coupled oscillators with a ring topology Kuramoto and Battogtokh (2002); Abrams and Strogatz (2004, 2006), regular networks hosting a few populations Abrams et al. (2008); Martens (2010), two-dimensional Shima and Kuramoto (2004); Martens et al. (2010) and three-dimensional lattices Maistrenko et al. (2015), torus Panaggio and Abrams (2013); Omel’chenko et al. (2012), and systems with a spherical topology Panaggio and Abrams (2015a). Issues that were addressed include transient behaviors associated with chimera states Omel’chenko et al. (2010); Wolfrum and Omel’chenko (2011); Wolfrum et al. (2011), the effects of time delay Sheeba et al. (2009); Sethia et al. (2008); Omel’chenko et al. (2008), phase lags Zhu et al. (2012), coupling functions Omelchenko et al. (2013); Ujjwal and Ramaswamy (2013); Zhu et al. (2013), and the impacts of random perturbation and complex topology of coupling Laing et al. (2012); Yao et al. (2013); Zhu et al. (2014); Yao et al. (2015). Experimentally, chimera states have been observed in a system of chemical oscillators Tinsley et al. (2012); Nkomo et al. (2013, 2016), in an optical system Hagerstrom et al. (2012); Hart et al. (2016), in coupled mechanical oscillators Martens et al. (2013), in electrochemical systems Larger et al. (2013); Schmidt et al. (2014), and even in quantum systems Viennot and Aubourg (2016); Xu et al. (2018). Natural phenomena associated with chimera states include unihemispheric sleep Rattenborg et al. (2000); Ma et al. (2010), neural spikes Sakaguchi (2006); Olmi et al. (2010), and possibly ventricular fibrillations Davidenko et al. (1992). Control of chimera states has also been investigated Sieber et al. (2014); Martens and Bick (2015); Semenov et al. (2016); Gambuzza and Frasca (2016); Omelchenko et al. (2018).
An issue of both theoretical and experimental interest is the robustness of the chimera states against external perturbations. In this regard, the effects of random removal of links were studied Yao et al. (2013) with the finding that, even when a large number of links are removed so that chimera states are deemed not possible, in the state space there are still both coherent and incoherent regions, and the regime of conventional chimera state is a particular case in which the oscillators in the coherent region happen to be synchronized or phase-locked. Another work on networks of FitzHugh-Nagumo oscillators demonstrated that the chimera states are robust against irregular structural perturbations Omelchenko et al. (2015b). Quite recently, the robustness of chimera states in nonlocally coupled networks of nonidentical logistic maps was investigated Malchow et al. (2018). These studies indicate that chimera states are generally robust against various kinds of external perturbations. The question is how does a chimera state respond to perturbation to achieve its robustness. Specifically, suppose the coherent component of the chimera state is disturbed so that the component is no longer coherent. If the state is to survive, it must adjust the relative distribution of the coherent and incoherent components in the space. That is, upon perturbation, a chimera state must reorganize itself into a new state, possibly through self adaptation, to generate a modified distribution of the coherent and incoherent components. How does the system accomplish this feat?
In this paper, we report a remarkable phenomenon of self adaptation of chimera states. When a spatially localized external perturbation is applied to the coherent component of a chimera state, it initiates and executes a self-adaptive drifting process toward an optimal state in which the incoherent component masks the perturbation and the newly formed coherent component is as far away as possible from the perturbation site. The response of the system is then to evolve toward a new chimera state that shields itself from the perturbation in an optimal way. Not only that, the system is also capable of selecting the optimal path towards the new chimera state. Carrying out a detailed analysis of the collective dynamics and patterns associated with the spatiotemporal evolution of the chimera, we identify the essential physical ingredients associated with the self-adaption process: an exponential relaxation of the chimera state toward the new stable state and the collapse of the relaxation trajectories into a single one independent of the location of perturbation. These behaviors enable us to construct a phenomenological model for a physical understanding of self adaptation of the chimera states. Taken together, the response of a chimera state to a perturbation through self adaptation is indicative of some intrinsic “intelligence” of the state, which not only is theoretically interesting, but also has implications to control or manipulation of chimera states in experimental systems.
We consider the paradigmatic setting for studying chimera states Kuramoto and Battogtokh (2002); Abrams and Strogatz (2004, 2006): a ring network of non-locally coupled, identical phase oscillators with the periodic boundary condition: , where is the phase of the th oscillator at spatial location and the range of the spatial variable is . The angular velocity and phase lag of the oscillators are constants in space. Without loss of generality, we set and . The kernel is a non-negative even function that defines the non-local coupling among all the oscillators. The quantity is the th element of the coupling matrix , where if there is coupling from the th oscillator to the th oscillator, and indicates the absence of such coupling. For the ring system, chimera states are common Kuramoto and Battogtokh (2002); Abrams and Strogatz (2004, 2006), as exemplified in Fig. 1.
To assess how perturbations affect the chimera state, we disturb the dynamical variable of a single oscillator (the target oscillator) at location that belongs to the coherent component. The nature of the perturbation is to force upon the oscillator a constant phase difference with respect to the local mean phase of its neighbors, with equal number of neighbors on the left and right sides. Because of the perturbation, the originally coherent component is no longer coherent, and the chimera state, if it is to remain, must adjust itself to a new stable state. How does this occur?
Figure 1 shows the final spatiotemporal pattern of the chimera state in response to perturbation of two strength values at different locations (indicated by the vertical dashed lines in different panels). Instead of evolving into a globally coherent or incohereint state, the original state maintains its chimerical character by shifting the coherent component to a new region that is as far away as possible from the perturbed oscillator. At the same time, the incoherent component evolves to a region that contains the perturbed oscillator approximately at the center. This remarkable self adaptive behavior represents an “intelligent” scheme of the chimera state to protect itself. Numerically, we also observe that, a perturbation to an oscillator in the originally incoherent region tends to expand the incoherent region but only slightly, so the effects on the chimera state are much less dramatic than those with perturbation in the coherent region.
Two characteristics of the spatiotemporal evolution of the chimera state in response to a perturbation are as follows. Firstly, after the perturbation is applied at , the incoherent region begins to drift until its center reaches . This is surprising as, intuitively, one might expect the drift to stop once the incoherent region contains the location . Each panel in Fig. 1 presents the relevant features: the midpoint of the incoherent (blue) region, the target node at , the corresponding time for to reach (the vertical location of the arrow), and the instant when is just covered by the incoherent region (indicated by at which the coherent-incoherent boundary crosses ). We have , indicating that the drift is not terminated even when the target node has already been covered by the incoherent region. The phenomenon is counterintuitive because the expectation is that, once the target node is merged in the incoherent region, the movement of the state should stop as the phases and the velocities of the individual oscillators in thei incoherent region are nonetheless intrinsically random. The fact that the state continues to drift until reaches implies a kind of self adaptation among the oscillators toward an optimal state that makes the chimera state as robust as possible. Indeed, the drift terminates when so that the new chimera state possesses a global symmetry with maximum robustness. Because of the “desire” for the chimera state to acquire the symmetry, a perturbation even in the originally incoherent region, which breaks the global symmetry of the chimera state, would induce a drift. This has indeed been observed numerically. In fact, once the state has been stabilized, the order parameter of the midpoint in the incoherent region reaches a minimum value, providing a way to calculate the value of . Secondly, the system always chooses the shorter path for to drift toward , as indicated by the length of the arrow in each panel of Fig. 1. Especially, because of the periodic boundary condition, there are two possible routes of drift. For every case examined, the drift takes place along the shorter path.
To gain further insights into the physical mechanism of the self-adaptive behavior of chimera states, we examine the temporal dynamics of drifting. Specifically, for a given chimera state with its coherent region centered at , we monitor the evolution of for different values of , as shown in Fig. 2(a) for . In all cases, converges to zero with small fluctuations. The relaxation time of the self-adaptive drifting is effectively the first passage time of the smoothed curve to zero. Figure 2(b) shows versus and . We see that, when is closer to the center of the coherent region (), travels a longer distance to reach , leading to a larger value of . The impact of the perturbation strength on the drifting process is symmetric about under the periodic boundary condition, as shown in the inset of Fig. 2(b). It can also be seen that, for small perturbation ( or ), the drifting process slows down significantly with the relaxation time approximately one order of magnitude higher than that associated with .
Does the self-adaptive drifting process have any memory of the value of ? The question can be addressed by examining whether two intermediate states evolving from different initial states and having the same value of at some time can be distinguished. To facilitate a comparison, we use the transformed time , where is the time at which the dynamical variables of all the oscillators collapse to a single point. Any subsequent collapse would be indicative of lack of any memory effect. Figure 3(a) shows for different values of . The three classes of collapsed curves correspond to different values of the perturbation strength . Because of the collapses, any memory effect in the spatiotemporal evolution of the chimera state upon perturbation can be ruled out. Figure 3(b) shows the same data but on a logarithmic-normal plot, which indicates an exponential decay: , with being the rate of decay whose value increases with . That is, a larger perturbation induces faster drifting of the chimera. Note that, for a given value of the perturbation strength, all the trajectories collapse into one, indicating that the distance between and is the sole factor determining the self-adaptive drifting process.
To gain theoretical insights, we examine the effect of a particular type of perturbations: these applied to oscillators at the boundaries between the coherent and incoherent regions located at , as the drifting process is essentially determined by the movement of the boundaries. Let be the fraction of the incoherent region associated with an unperturbed chimera state, where the value of depends on parameters such as the coupling strength and the phase lag . When a perturbation is applied to the oscillator at the center of the incoherent region, the value of tends to increase slightly, somewhat pushing the boundary into the coherent region. However, analysis reveals that any small change in the value of tends to diminish, restoring the original ratio between the coherent and incoherent regions Abrams and Strogatz (2006).
Based on the numerical results, we articulate a phenomenological model to account for the impact of perturbation on the chimera state. Figure 4 presents a schematic illustration of the dynamics of the boundaries between the coherent and incoherent regions, where the left and right boundaries are located at at and , respectively. Let and be the effective forces induced by the perturbation at to push the left and right boundaries, respectively. The distance from to the left (right) boundary is (), and the width of the incoherent region is . The effective force () depends on (). The mathematical forms of these forces can be derived from the dynamical behavior of . In particular, the exponential decay of with time indicates that the velocity and acceleration of the drifting also decay exponentially with time at the same rate. We define to obtain and . The effective force upon the chimera state can be written as .
The linear dependence of the effective force on suggests that the force contain two components: a linear restoring force and a damping force , with being the elastic constant and being the damping coefficient. The evolution of obeys the equation: . From the function of and , we have , leading to the relation and hence the critical value of damping beyond which decays exponentially to zero. The effect of perturbation on the chimera state can then be regarded as the result of the forces acting upon the two boundaries: . We have . Since , we can also get the forces acting upon the left and right boundaries as and , respectively. The value of does not affect the movement of the chimera state. Because of the conservative nature of the restoring force, the minimum potential energy occurs at . The presence of the critical linear damping force leads to the exponential decay of towards the minimum energy state. The phenomenological model thus explains the perturbation induced, self-adaptive drifting dynamics of the chimera state.
To further justify the phenomenological model, we resort to the two commonly used theoretical tools in the analysis of chimera states: the continuity equation Laing (2009b) and the concept of invariant manifold Ott and Antonsen (2008, 2009). In general, the chimera dynamics can be characterized Kuramoto and Battogtokh (2002) by the following complex order parameter defined for oscillator as , where the phase of the oscillator is with being the phase velocity of the oscillators in the coherent subset when a chimera state emerges. Theoretical insights into the chimera states can be obtained by examining the continuum limit , where the system can be described by a one-dimensional PDE Ott and Antonsen (2008, 2009). In particular, the state of the system can be characterized by a probability density function governed by the continuity equation , with being the phase velocity Laing (2009b). The function can be expressed in terms of Fourier series expansion as , where “c.c.” stands for the complex conjugate of the preceding term, and the th coefficient is the th power of some function that effectively characterizes the state of the system. The time evolution of associated with the order parameter is given by Ott and Antonsen (2008, 2009) , where and is the coupling function with normalized : for . Since the perturbation upon the phase of one single oscillator does not break the spacial pattern of the chimera but just induces the drifting of chimera as a whole, the theoretical description is applicable.
The impact of perturbation at can be characterized as or based on the Fourier series expansion, with and denoting the respective values in the absence of perturbation. We then have and . From the evolutionary equation of , we have that the variances of and due to the perturbation at are and , respectively. The variance of is , with . This provides a physical picture of how perturbation affects the chimera state. In particular, a larger value of the perturbation strength leads to a higher probability for a larger deviation in the evolution, and the focal oscillator at with a smaller distance to gains a larger value of due to the larger value of . The deviation from the original chimera state reduces the stability of the coherent region and enlarges the incoherent region from the boundaries of the two regions at the speed . As shown in Fig. 4, a larger disturbance takes place at the oscillator closer to the boundary, i.e., the right-hand side boundary at (since ). Additionally, due to the intrinsic inertia of the chimera state to maintain the fraction between the coherent and incoherent regions, the expansion of incoherent region takes place at the right-hand side boundary.
To summarize, we uncover a striking phenomenon that occurs when a chimera state is disturbed: the state is capable of self-organizing into a new stable state in an adaptive and optimal way. Especially, when a spatially localized perturbation is applied to the coherent region, the chimera state is able to quickly “move” in the space (in an exponential fashion) to generate a new stable coherent region at the maximum distance from the perturbed oscillator through a path that is energy efficient. All these happen as if the chimera was “intelligent.” We develop a simple mechanical model to account for these features, which is justified qualitatively by a theoretical analysis. It has been known that chimera states are robust. Our work provides a clear physical and dynamical picture on how the robustness is achieved. Experimental effort to verify the self-adaptive dynamics of chimera states iuncovered in this paper will be appreciated.
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