Pseudo Maurer-Cartan perturbation algebra and pseudo perturbation lemma
Johannes Huebschmann

TL;DR
This paper introduces a new algebraic structure called the pseudo Maurer-Cartan perturbation algebra, proves a key structural result, and derives a pseudo perturbation lemma that generalizes the classical perturbation lemma.
Contribution
It presents a novel algebraic framework and a generalized perturbation lemma, extending the classical results in algebraic perturbation theory.
Findings
Established the pseudo Maurer-Cartan perturbation algebra
Proved a structural theorem for this algebra
Derived the pseudo perturbation lemma, implying the classical perturbation lemma
Abstract
We introduce the pseudo Maurer-Cartan perturbation algebra, establish a structural result and explore the structure of this algebra. That structural result entails, as a consequence, what we refer to as the pseudo perturbation lemma. This lemma, in turn, implies the ordinary perturbation lemma.
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Pseudo Maurer-Cartan perturbation algebra and pseudo perturbation lemma
Johannes Huebschmann
Université de Lille - Sciences et Technologies
Département de Mathématiques
CNRS-UMR 8524, Labex CEMPI (ANR-11-LABX-0007-01)
59655 Villeneuve d’Ascq Cedex, France
Abstract.
We introduce the pseudo Maurer-Cartan perturbation algebra, establish a structural result and explore the structure of this algebra. That structural result entails, as a consequence, what we refer to as the pseudo perturbation lemma. This lemma, in turn, implies the ordinary perturbation lemma.
To Nodar Berikashvili
2010 Mathematics Subject Classification.
Primary: 16E45
Secondary: 17B55 18G35 18G50 18G55 55R20 55U15
Keywords and Phrases: Berikashvili’s functor , homological perturbation theory, deformation theory, abstract gauge theory, pseudo Maurer-Cartan perturbation algebra, pseudo perturbation lemma
Contents
- 1 Introduction
- 2 Preliminaries
- 3 Pseudo perturbation algebra
- 4 Pseudo Maurer-Cartan perturbation algebra
- 5 Pseudo perturbation lemma
- 6 Relationship with ordinary homological perturbation theory
- 7 Insight into the structure of the pseudo Maurer-Cartan perturbation algebra
1. Introduction
It is a pleasure to dedicate this paper to Nodar Berikashvili. In [11] I pointed out that there is an intimate relationship between Berikashvili’s functor and deformation theory. In particular, cf. [11, Section 5], there is a striking similarity between Berikashvili’s functor and a functor written in the deformation theory literature as for a differential graded Lie algebra . Here I develop a small aspect of that relationship. I introduce and explore the pseudo Maurer-Cartan perturbation algebra. This algebra relates to deformation theory in an obvious manner, and it so does as well with regard to Berikashvili’s functor : One can view the members of the pseudo Maurer-Cartan perturbation algebra as operators on objects of the kind that lead to Berikashvili’s functor .
A recent result of Chuang and Lazarev [5] shows that the ordinary perturbation lemma is a consequence of a structural result for a differential graded bialgebra that arises by abstracting from the operators acting on what these authors refer to as an abstract Hodge decomposition; see Section 6 below for the latter notion. The underlying differential graded algebra results from extending an observation in [1, 2]. I show here that a variant of the algebra in [5], the pseudo Maurer-Cartan perturbation algebra, leads to the same kind of conclusion. Indeed, a similar structural result, Theorem 4.3 below, entails as well, as a consequence, the ordinary perturbation lemma.
The notion of abstract Hodge decomposition is equivalent to that of contraction, a basic concept in homological perturbation theory. A more general notion is this: A pseudocontraction consists of a chain complex , a chain endomorphism , and a homogeneous degree operator such that and . Here is not necessarily an idempotent endomorphism nor are the data subject to any annihilation property (side condition) beyond the vanishing of . Abstracting from the formal properties of the algebra of operators acting on a pseudocontraction together with a perturbation of the differential leads to the pseudo Maurer-Cartan perturbation algebra. The pseudo Maurer-Cartan perturbation algebra surjects non-trivially to the corresponding algebra in [5] and hence recovers all the members of this algebra. Thus the pseudo Maurer-Cartan perturbation algebra yields all the relevant operators that act on any chain complex arising from an abstract Hodge decomposition with a perturbation of the differential or, equivalently, from a contraction with a perturbation of the differential. Theorem 4.3 below says that a structural result which Chuang and Lazarev show to be valid for the algebra they consider still holds formally for the pseudo Maurer-Cartan perturbation algebra. The structure of the pseudo Maurer-Cartan perturbation algebra is somewhat simpler than that of the corresponding algebra in [5]: There is no annihilation contraint beyond the vanishing of the square of , and is not necessarily an idempotent, which is equivalent to the axiom imposed on a contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h); see Section 6 below. The present terminology “pseudo Maurer-Cartan perturbation algebra” avoids confusion with the notions of Maurer-Cartan algebra [27] and of multi derivation Maurer–Cartan algebra [16]. A consequence of Theorem 4.3 is the pseudo perturbation lemma. Corollary 5.1 and Corollary 5.4 below spell out two versions thereof. The pseudo perturbation lemma implies the ordinary perturbation lemma, see Section 6 below. The results of this paper admit extensions, not made precise here, relative to additional algebraic structure like algebra or coalgebra structures, similar to such generalizations in [18].
In [17] I explained another small aspect of the relationship between Berikashvili’s functor and the functor for a differential graded Lie algebra . Also, working out the connections with [25, 26] would be an exceedingly attractive project.
2. Preliminaries
The ground ring is a commutative ring with unit. Henceforth “chain complex”, “algebra” etc. means -chain complex, -algebra, etc. As in classical differential homological algebra, cf., e.g., [21], we denote the identity morphism on an object by the same symbol as the object.
3. Pseudo perturbation algebra
Let be the differential graded algebra generated by and of degrees and zero, respectively, with differential (lowering degree by ) written as , subject to
[TABLE]
We refer to as the pseudocontraction algebra.
Proposition 3.1**.**
The algebra generators and of commute. Hence the graded algebra that underlies decomposes as .
Proof.
[TABLE]
Next, let be the differential graded algebra having a single generator of degree , subject to
[TABLE]
The canonical isomorphisms and turn and into augmented differential graded algebras. Let denote the augmented free product differential graded algebra , cf. [20]. We refer to as the pseudo perturbation algebra.
Here is an explicit description of that free product: For two chain complexes and , let denote the chain complex which arises as an -fold tensor product by alternatingly juxtaposing and , starting with , that is,
[TABLE]
We use the notation for the augmentation ideal functor. As a chain complex, the pseudo perturbation algebra decomposes as
[TABLE]
cf. [20].
4. Pseudo Maurer-Cartan perturbation algebra
Let and . We also use the notation . The pseudo perturbation algebra has as well , , and as algebra generators. Let denote the graded -algebra that arises by formally inverting the members and of . The differential of extends to a differential on ; we maintain the notation for this differential. We refer to as the pseudo Maurer-Cartan perturbation algebra.
Inspection shows that
[TABLE]
cf. [3, Remark 2.4]. Below we use the notation
[TABLE]
In terms of this notation, (4.1) and (4.2) take the form
[TABLE]
Proposition 4.1**.**
Setting
[TABLE]
yields an involution of the graded -algebra such that
[TABLE]
Under the involution of , the algebra differential passes to the algebra differential on .
Lemma 4.2**.**
[TABLE]
Proof.
The identities and entail
[TABLE]
Further,
[TABLE]
On , the member of induces, in the standard manner, a twisted (or perturbed) differential . We recall that (). This differential turns into a differential graded algebra as well, and the twisted differential plainly extends to . We denote the perturbed differential graded algebras by and .
Theorem 4.3**.**
The algebra differential on coincides with the twisted differential .
Proof.
Using , , , , , , , and , we find:
[TABLE]
Likewise
[TABLE]
Finally,
[TABLE]
5. Pseudo perturbation lemma
From the introduction, we recall that a pseudocontraction consists of a chain complex , together with a chain endomorphism and a homogeneous degree operator , subject to, with substituted for , (3.1) and (3.2). Pseudocontractions manifestly correspond bijectively to differential graded -modules. A pseudocontraction having is an ordinary cone, together with a conical contraction, cf., e.g., [21, IV.1.5 p. 168] for this notion. This observation justifies, perhaps, our pseudocontraction terminology. In Proposition 6.4 we spell out the relationship between pseudocontractions and ordinary contractions.
Consider a pseudocontraction . Recall that a perturbation of the differential on is a homogeneous degree operator on such that the operator on has square zero, i.e., is itself a differential. The pseudocontraction structure on being equivalent to an -module structure on over the pseudocontraction algebra , the perturbation determines and is determined by a unique extension to an -module structure on over the pseudo perturbation algebra . Henceforth our convention is this: We distinguish in notation between and the operators and on they determine, but we do not distinguish in notation between and the operators they determine on (provided that the degree zero endomorphisms and of are invertible).
Let denote the chain complex , and write
[TABLE]
Corollary 5.1** (Pseudo perturbation lemma).**
Suppose that the degree zero endomorphisms and of are invertible, that is, that the -module structure on extends to an -module structure on over the pseudo Maurer Cartan perturbation algebra . Then is a pseudocontraction as well.
Proof.
The chain complex is a module over . The composite turns into an -module in such a way that the members and act on as the operators and . This establishes the assertion since -module structures characterize pseudocontractions. ∎
Remark 5.2**.**
Suppose that is a filtered chain complex, that the filtration is complete, see, e.g., [10, VIII.8 p. 292], and let be a perturbation of the differential of that lowers filtration. Then the series and converge, and hence the degree zero endomorphisms and of are invertible. In practice, for the degree filtration of a chain complex that is bounded below (e.g., concentrated in non-negative degrees), completeness is immediate. In fact, the convergence is then naive in the sense that, evaluated on a specific homogeneous element, and yield finite sums. **
Define a weak contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) of chain complexes to consist of
– chain complexes and ,
– a surjective chain map and an injective chain map ,
– a morphism of the underlying graded modules of degree 1,
subject to the axioms
[TABLE]
Given a pseudocontraction , let , let , and denote the injection by . Since is a chain map, is a chain complex, and are chain maps, and (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) is a weak contraction. Further, . Likewise, a weak contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) determines the pseudocontraction . In this vein, the assignment to of (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) yields an equivalence between pseudocontractions and weak contractions.
Consider a weak contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h). Let be a perturbation of the differential on , and suppose that the degree zero endomorphisms and of are invertible. Let
[TABLE]
and let denote the graded object , endowed with the operator . Plainly,
[TABLE]
Lemma 5.3**.**
The operator on satisfies the identities
[TABLE]
Hence is a perturbation of the differential on , and and are chain maps. Furthermore,
[TABLE]
Proof.
Identity (4.9) entails . Hence
[TABLE]
Likewise, identity (4.8) entails . Hence
[TABLE]
Corollary 5.4** (Pseudo perturbation lemma; second version).**
Let (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) be a weak contraction of chain complexes, let be a perturbation of the differential on , and suppose that the degree zero endomorphisms and of are invertible. Then
[TABLE]
is a weak a contraction.
Proof.
The weak contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) determines the pseudocontraction
[TABLE]
and the pseudocontraction structure and the perturbation determine an -module structure on over the pseudo Maurer-Cartan perturbation algebra . By Corollary 5.1, is a pseudocontraction, that is,
[TABLE]
cf. (5.8) above. In view of Lemma 5.3, we conclude that (5.12) is a weak contraction. ∎
Remark 5.5**.**
Under the circumstances of Corollary 5.4, the perturbed pseudocontraction determines the weak contraction \left(\left(t_{\partial}N,(d+\partial)|_{t_{\partial}N}\right)\begin{CD}\hbox{}@>{j}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{t_{\partial}}<\hbox{}\end{CD}N_{\partial},h_{\partial}\right). Inspection of the diagram
[TABLE]
shows that the values of lie in in such a way that is chain isomorphism
[TABLE]
The morphism being a chain map of the kind (5.13) is the content of identity (5.10).
6. Relationship with ordinary homological perturbation theory
The reader can find details about H(omological) P(erturbation) T(heory) in [12, 13, 14, 15, 18, 19]. Among the classical references are [4, 6, 7, 8, 9].
A contraction of chain complexes is a weak contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) subject to, furthermore, the axioms
[TABLE]
Remark 6.1**.**
In the definition of a contraction, as opposed to that of a weak contraction, there is no need to require to be surjective and to be injective since these properties are consequences of (6.1). **
For a contraction of chain complexes of the particular kind (\mathrm{H}(N)\begin{CD}\hbox{}@>{\phantom{a}\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\phantom{a}\pi}<\hbox{}\end{CD}N,h), letting , we see that the homogeneous degree constituent () of decomposes as
[TABLE]
In the situation of Example 6.2 below, (6.3) plays the role of a Hodge decomposition. On p. 19 of [24], Nijenhuis and Richardson indeed refer to a decomposition of the kind (6.3) (not using the language of homological perturbation theory) as a “Hodge decomposition”.
Example 6.2** (Kodaira-Spencer Lie algebra).**
See [22, 23]. Take the ground ring to be the field of complex numbers, consider a complex manifold , let denote the holomorphic tangent bundle of , let be the corresponding Dolbeault operator, and let be the Kodaira-Spencer algebra of , endowed with the homological grading
[TABLE]
Thus, with our convention on degrees, , the cohomology of with values in the sheaf of germs of holomorphic vector fields. A Hodge decomposition of now yields a special kind of contraction. **
Following [5], define an abstract Hodge decomposition of a chain complex to consist of operators and on of degree [math] and , respectively, such that
[TABLE]
Remark 6.3**.**
The conditions characterizing an abstract Hodge decomposition are not independent. For example, implies : .
An abstract Hodge decomposition is a special kind of pseudocontraction, and contractions and abstract Hodge decompositions are equivalent notions: Let (M\begin{CD}\hbox{}@>{\phantom{a}\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\phantom{a}\pi}<\hbox{}\end{CD}N,h) be a contraction of chain complexes, and let . Then and yield an abstract Hodge decomposition of . Likewise, let be a pseudocontraction, let , let , and let denote the inclusion.
Proposition 6.4**.**
Let be a pseudocontraction. The following are equivalent.
- (i)
The operators and yield an abstract Hodge decomposition of . 2. (ii)
The operators and satisfy (6.8) and (6.9). 3. (iii)
Beyond the side condition , the operators and satisfy the side conditions and , cf. (6.2), that is, (M\begin{CD}\hbox{}@>{\phantom{a}j}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\phantom{a}t}<\hbox{}\end{CD}N,h) is an ordinary contraction.
Proof.
This is straightforward. We only note that (6.8) is equivalent to (6.1). ∎
Corollary 6.5** (Ordinary perturbation lemma).**
Let (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) be a contraction of chain complexes, let be a perturbation of the differential on , and suppose that the degree zero endomorphisms and of are invertible. Then
[TABLE]
constitutes a contraction.
Remark 6.6**.**
Writing out (5.2) and (5.5) – (5.7) explicitly yields the standard expressions in the perturbation lemma, see, e.g., [12, Lemma 9.1]:
[TABLE]
Proof.
In view of Corollary 5.4, it remains to confirm (6.1) and (6.2) for the perturbed data, that is, we must show that and . Using (6.1) and (6.2) for the unperturbed data, we find
[TABLE]
The same kind of reasoning shows that . ∎
Remark 6.7**.**
Chuang-Lazarev refer to [5, Theorem 3.5] as the “abstract version of the HPL” (homological perturbation lemma) and claim that the “ordinary HPL is a consequence of the abstract one”. They spell out this consequence as [5, Corollary 3.7]. [5, Theorem 3.5] is similar to Theorem 4.3 above, except that it incorporates the side conditions (6.2) and (6.1) (or an equivalent condition), and [5, Corollary 3.7] yields a result similar to Corollary 5.1 above, but again with the side conditions (6.2) and a condition of the kind (6.1) incorporated. From the resulting perturbed abstract Hodge decomposition of the kind , we can at once deduce the contraction
[TABLE]
However, cf. Remark 5.5 above, when we start with a contraction (M\begin{CD}\hbox{}@>{\nabla}>{}>\hbox{}\\[-13.77771pt] \hbox{}@<{}<{\pi}<\hbox{}\end{CD}N,h) and a perturbation of the differential on , we cannot deduce, from (6.11), the perturbation of the kind of the differential on , cf. (5.5), without further thought. Lemma 5.3 provides the requisite further thought. **
7. Insight into the structure of the pseudo Maurer-Cartan perturbation algebra
As before, let and . We use the notation , , , etc. for non-commutative monomials in and that involve non-trivially (but do not necessarily involve ) and the notation , , , etc. for non-commutative monomials in and that involve non-trivially (but do not necessarily involve ). Further, we occasionally write the multiplication map (product operatioon) of as .
Proposition 7.1**.**
The degree zero algebra of the graded algebra has the following structural properties.
- (i)
As an -module, is free, having as basis the monomials in the union of the four families of the following kind:
- •
the monomials in ,
- •
the monomials of the kind ,
- •
the monomials of the kind ,
- •
the monomials of the kind . 2. (ii)
Iuxtaposition realizes products in of the kind
[TABLE] 3. (iii)
Products of the kind
[TABLE]
are zero. 4. (iv)
Hence, for a monomial of the kind ,
[TABLE] 5. (v)
As an -algebra, has the multiplicative generators , , and , subject to the relations
[TABLE]
Proof.
Consider a non-commutative monomial of the kind
[TABLE]
Suppose that (7.5) is non-zero in . If , (7.5) is a monomial in . Now suppose that (7.5) is not merely a monomial in . If , (7.5) is of the kind . If , (7.5) is of the kind . Suppose that some and some are non-zero, and let be the smallest member among the non-zero s. Then and, since and since (7.5) is non-zero, we conclude , that is, (7.5) is of the kind . ∎
The homology algebras of the differential graded algebras , , and plainly reduce to isomorphisms , , . More precisely:
Proposition 7.2**.**
The differential graded algebras and admit obvious algebra contractions
[TABLE]
and these contractions induce an algebra contraction
[TABLE]
Furthermore, application of the perturbation lemma yields an algebra contraction
[TABLE]
Proof.
This is straightforward. We leave the details to the reader. ∎
Remark 7.3**.**
An obvious question is whether the contracting homotopy in (7.8) extends to a contracting homotopy for the pseudo Maurer-Cartan perturbation algebra .
Acknowledgement
I am indebted to Jim Stasheff for a number of most valuable comments on a draft of the paper. I gratefully acknowledge support by the CNRS and by the Labex CEMPI (ANR-11-LABX-0007-01).
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