On simplifications of certain $q$-multisums
Andrew V. Sills

TL;DR
This paper explores specific multisum $q$-series that can be expressed as simpler fermionic sums, providing new identities proved through basic hypergeometric series transformations.
Contribution
It introduces new representations of multisum $q$-series as fermionic sums and proves these identities using hypergeometric transformations.
Findings
Multisum $q$-series can be represented as fermionic sums.
New identities are established for these series.
Transformation formulas from hypergeometric series are used for proofs.
Abstract
Some examples of naturally arising multisum -series which turn out to have representations as fermionic single sums are presented. The resulting identities are proved using transformation formulas from the theory of basic hypergeometric series.
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On Simplifications of Certain -Multisums
Andrew V. Sills
Department of Mathematics, Rutgers University, Hill Center, Busch Campus, Piscataway, NJ 08854-8019 USA
(December 22, 2005; accepted June 2, 2006)
Abstract
Some examples of naturally arising multisum -series which turn out to have representations as fermionic single sums are presented. The resulting identities are proved using transformation formulas from the theory of basic hypergeometric series.
keywords:
-series, basic hypergeometric series, Rogers-Ramanujan identities, Andrews-Gordon identities, combinatorial identities. 2000 MSC: 33D15, 05A19, 05A17
††journal: Adv. Appl. Math.
url]www.math.rutgers.edu/~asills
1 Introduction
It is certainly useful to be able to transform a naturally arising -multisum into a single-fold sum. Many such identities are well known, e.g. the “-generalized Andrews-Gordon theorem,” (see Eq. (1.2) below), and Bressoud’s generalization to even moduli [14, 15], Krattenthaler and Rosengren’s -analog [20] of an identity of Gelfand, Graev, and Retakh [18], the many identities of the physicists Berkovich, McCoy, Orrick, Pearce, Schilling, and Warnaar [8, 9, 11, 12, 13, 28], to name a few. In these papers, the multisums generally fall into a category of what physicists call “fermionic” representations, while the single sum representations are “bosonic.”
A different category of -identities, often called “fermionic reduction formulas,” first appears in Andrews’ 1981 paper on multiple -Series identities [4], where it is shown how to simplify certain fermionic -multisums via two “amalgamation lemmas” [4, pp. 19, 20; Lemmas 1, 2]. Another important result in this genre was conjectured by Melzer [21], and proved by Bressoud, Ismail, and Stanton using Bailey lemma techniques [16, Thms. 5.1 and 5.2]. The Melzer conjecture was subsequently reproved by Warnaar [30, Thm. 4.4] using other methods. In [29], Warnaar provides another interesting fermionic reduction formula. The results of this paper fall into the category of fermionic reduction formulas.
The terms “fermionic” and “bosonic” arise in statistical physics. For proper definitions of “fermionic” and “bosonic,” one should consult an appropriate paper written by a physicist; see e.g. [10, p. 165 ff.]. However, since -series identities arising in physics also occur in combinatorics and mathematical analysis, it seems reasonable, by analogy, to attach the term “fermionic” to any set of integer partitions with difference conditions and to its associated generating function, and the term “bosonic” to a set of integer partitions associated with congruence conditions, and to its associated generating function. This is the sense in which I use the terms herein.
Before proceeding to the identities, it would be useful to point out the combinatorial context which paved the way to their discovery.
A partition of an integer is a nonincreasing sequence of nonnegative integers such that . Each nonzero is called a part of . The number of times appears in is called the multiplicity of in and is denoted .
Recall Gordon’s combinatorial generalization of the Rogers-Ramanujan identities [19]:
Gordon’s Partition Theorem * Let denote the number of partitions of the integer into parts . Let denote the number of partitions of such that , and for any positive integer , . Then for , . *
It is well known [1, p. 111, Theorem 7.8] that Andrews’ generalization of the Rogers-Ramanujan identities for odd moduli [2, p. 4082, Theorem 1] is a -series counterpart to Gordon’s theorem, and as such is often called the “Andrews-Gordon theorem.”
The Andrews-Gordon Theorem * For , ,*
[TABLE]
where , and
[TABLE]
[TABLE]
[TABLE]
Furthermore, a standard refinement of the of Gordon’s partition theorem counts , the number of partitions of counted by which have exactly parts. The analogous refinement of (1.1) is [1, p. 112, Eq. (7.3.8)]
[TABLE]
In a recent paper [24], I showed that certain -series were related to dilated versions of special cases of Gordon’s partition theorem. Accordingly, the following identities between multisum and single sum -series, although not explicitly stated in [24], follow immediately from the results therein:
[TABLE]
Note that the series on the left hand sides of (1.3) and (1.4) are special cases of the Andrews-Gordon theorem (with , ; and , respectively), while the right hand sides arise in Bailey’s two-variable generalizations [7, pp. 6–7] of Rogers’ first mod 14 identity [22, p. 341, Ex. 2] and Dyson’s first mod 27 identity [6, p. 433, Eq. (B4)] respectively.
Note that the Andrews-Gordon theorem, and indeed all of the identities presented herein, may be regarded as identities of analytic functions and are thus subject to convergence conditions. However, since the underlying motivation is combinatorial (and so the series may be regarded as generating functions), the convergence conditions will not be explicitly mentioned.
Although proved in [24] with the aid of systems of -difference equations, it is not at all obvious why the right hand side of (1.3) enumerates the partitions from the case of Gordon’s partition theorem (dilated by a factor of 2) and the right hand side of (1.4) enumerates the parititons from the case of Gordon’s partition theorem (dilated by a factor of 3), but once this fact is established, their equality with their respective left hand sides is immediate thanks to the Andrews-Gordon theorem.
The purpose of this note is to present -hypergeometric proofs of (1.3) and (1.4) in order to gain an understanding of these identities from the standpoint of basic hypergeometric series. The identities (1.3) and (1.4) will be derived as corollaries of the more general identities
[TABLE]
and
[TABLE]
In §2, proofs of (1.3)–(1.6) are presented. These proofs suggest additional results, presented in §3. Finally, related open questions are presented in §4.
2 -Hypergeometric proofs of (1.3)–(1.6)
The basic hypergeometric series is defined, as in [17], by
[TABLE]
Note that a basic hypergeometric series (2.1) is called well-poised if and and very-well-poised if, in addition, and . Very-well-poised series are central to the study and turn out to be the common link between the multisum and single sum representations in this paper. It will be convenient to employ the following condensed notation for very-well-poised basic series:
[TABLE]
In [3], Andrews presents a very general series transformation formula whereby a very-well-poised is transformed into a -fold multisum representation. The case is equivalent to Watson’s -analogue of Whipple’s theorem [26]. The case of Andrews’ transformation may be stated as
[TABLE]
where, here and throughout, is a nonnegative integer. While (2.2) transforms a fairly general very-well-poised to a double sum, there are a number of transformation formulas known which transform a somewhat more specialized very-well-poised to a single sum. For instance, Verma and Jain [27, p. 232, Eq. (1.4)] found
[TABLE]
Note: the case of (2.3) is given by Bailey (in a somewhat disguised form) as [7, p. 6, Eq. (6.3)]. With (2.2) and (2.3) in hand, it is now time to establish (1.5).
Theorem 2.1
Identity (1.5) is valid.
{@proof}
[Proof.] The result follows from the observation that
[TABLE]
can be transformed via either (2.2) or (2.3). Transforming (2.4) via (2.2) yields
[TABLE]
while transforming (2.4) via (2.3) yields
[TABLE]
While it must be admitted that Identity (1.5) is probably not the most beautiful of identities, it nonethless gives rise to elegant corollaries, which may now be easily deduced.
Corollary 2.2
Identity (1.3) is valid.
{@proof}
[Proof.] Let in Eq. (1.5). ∎
Actually, (1.3) is just one of a set of three closely related identities. With (1.3) established, it is straightforward to deduce its two partners:
Corollary 2.3
[TABLE]
{@proof}
[Proof.] To obtain (2.7), replace by in (1.3). To obtain (2.8), subtract times (2.7) with replaced by from (1.3). ∎
Not surprisingly, other limiting cases of (1.5) reduce a particular double series to a familiar single sum.
Corollary 2.4
[TABLE]
{@proof}
[Proof.] In (1.5), let , set , , and replace by throughout.∎
The right hand side of (2.9) appears twice on Slater’s list [25, p. 160, Eq. (79) and p. 162, Eq. (98)], as the series expansion of the (equivalent) infinite products and respectively. This series expansion on the right hand side of (2.9) is originally due to L.J. Rogers [22, p. 330, 2nd eq.].
Andrews [5] pointed out the following alternate simplification of the double sum in the left hand side of (2.9):
[TABLE]
Notice that the last expression is the series portion of the first Rogers-Ramanujan identity (the case of (1.1)) with .
Next, consider the case of Andrews’ transformation:
[TABLE]
and Verma and Jain’s transformation [27, p. 232, Eq. (1.5)]:
[TABLE]
where is a primitive cube root of unity.
Theorem 2.5
Identity (1.6) is valid.
{@proof}
[Proof.] The proof is completely analogous to that of identity (1.5), with (2.10) playing the role of (2.2), and (2.11) playing the role of (2.3). This time the “very-well-poised link” is
[TABLE]
∎
Corollary 2.6
Identity (1.4) is valid.
{@proof}
[Proof.] Let in Eq. (1.6). ∎
Just like (1.3), Eq. (1.4) is one of a set of closely related identities; the three partners of (2.14) are
[TABLE]
3 Additional Results
In light of the previous section, it makes sense to consider another transformation formula of Verma and Jain [27, p. 232, Eq. (1.3)]; see Bailey [7, p. 6, Eq. (6.1)] for the case.
[TABLE]
Here all that is needed is to make the substitutions , , , , in (2.2), equate its right hand side with the right hand side of (3.1), and after some routine algebra, results in the following theorem:
Theorem 3.1
[TABLE]
which, after suitable specialization, yields
Corollary 3.2
[TABLE]
The series on the right hand side of (3.3) with is the series associated with the first Rogers-Selberg identity, an expansion of the series , due to Rogers [22, p. 338] and recorded by Slater [25, Eq. (33)].
4 Discussion
Once I had in hand a -hypergeometric explanation for the existence of identities like (1.3) and (1.4), it was only natural to look for additional analogous identities. I did not search exhaustively, but rather presented a couple of striking examples relating to well-known series (e.g. Rogers-Selberg). Certainly additional identities of this type exist (e.g. a multisum version of the Bailey “mod 9 identities” [6, p. 422, Eqs. (1.6)–(1.8)], [25, Eqs. (40)–(42)]), and the interested reader is encouraged to use the methods of this paper to work out additional examples.
A more ambitious project would be to look for bijective proofs of identities like (1.3) and (1.4).
Acknowledgements
The author thanks the anonymous referee and the editors, Joseph Kung and Doron Zeilberger, for carefully reading the manuscript and providing a number of helpful suggestions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. E. Andrews, The Theory of Partitions, Addison-Wesley, 1976; reissued Cambridge Univ. Press, 1998.
- 2[2] G. E. Andrews, An analytic generalization of the Rogers-Ramanujan identities for odd moduli, Proc. Nat. Acad. Sci. USA 71 (1974), 4082–4085.
- 3[3] G. E. Andrews, Problems and prospects for basic hypergeometric functions, in Theory and Application of Special Functions, (R. Askey ed.), Academic Press, New York, 1975, 191–214.
- 4[4] G. E. Andrews, Multiple q 𝑞 q -series identities, Houston J. Math. 7 (1981), 11–22.
- 5[5] G. E. Andrews, priviate communication, May 10, 2005.
- 6[6] W. N. Bailey, Some identities in combinatory analysis, Proc. London Math. Soc. (2) 49 (1947), 421–435.
- 7[7] W. N. Bailey, Identities of the Rogers-Ramanujan type, Proc. London Math. Soc. (2) 50 (1948), 1–10.
- 8[8] A. Berkovich and B. M. Mc Coy, Generalizations of the Andrews-Bressoud identities for the N = 1 𝑁 1 N=1 superconformal model SM ( 2 , 4 ν ) SM 2 4 𝜈 {\rm SM}(2,4\nu) , Combinatorics and physics (Marseilles, 1995), Math. Comput. Modeling 26 (1997), no. 8-10, 37–49.
