This paper establishes a general theorem on the shrinking target problem for geodesic flows on geometrically finite hyperbolic manifolds, extending Sullivan's logarithm law and providing quantitative estimates for hitting times.
Contribution
It introduces a broad theorem leveraging exponential mixing to analyze shrinking targets, strengthening existing logarithm laws and offering new quantitative results.
Findings
01
Proves a general shrinking target theorem for geodesic flows.
02
Extends Sullivan's logarithm law to various shrinking targets.
03
Provides quantitative estimates for geodesic hitting times.
Abstract
Let M be a geometrically finite hyperbolic manifold. We present a very general theorem on the shrinking target problem for the geodesic flow, using its exponential mixing. This includes a strengthening of Sullivan's logarithm law for the excursion rate of the geodesic flow. More generally, we prove logarithm laws for the first hitting time for shrinking cusp neighborhoods, shrinking tubular neighborhoods of a closed geodesic, and shrinking metric balls, as well as give quantitative estimates for the time a generic geodesic spends in such shrinking targets.
Equations338
t→∞limsuplogtd(Gt(x),o)=n−11
t→∞limsuplogtd(Gt(x),o)=n−11
t→∞liminftlogτht(x)=n−1
t→∞liminftlogτht(x)=n−1
t→∞limtℓ{0<s<t:Gs(x)∈B}=m(B)
t→∞limtℓ{0<s<t:Gs(x)∈B}=m(B)
τBt(x):=inf{s>0:Gs(x)∈Bt}?
τBt(x):=inf{s>0:Gs(x)∈Bt}?
τBt(x)<t
τBt(x)<t
ℓ{0<s<t:Gs(x)∈Bt}≍t⋅m(Bt)
ℓ{0<s<t:Gs(x)∈Bt}≍t⋅m(Bt)
S(Ψ)=∑∥D(Ψ)∥∞
S(Ψ)=∑∥D(Ψ)∥∞
\lim_{t\to\infty}\frac{\log(\tau^{d}_{B_{t}}(x))}{-\log(\mathsf{m}(B_{t}))}=1\quad\mbox{ for $\mathsf{m}$-a.e. $x\in\operatorname{T}^{1}(\mathcal{M})$}.
\lim_{t\to\infty}\frac{\log(\tau^{d}_{B_{t}}(x))}{-\log(\mathsf{m}(B_{t}))}=1\quad\mbox{ for $\mathsf{m}$-a.e. $x\in\operatorname{T}^{1}(\mathcal{M})$}.
\lim_{t\to\infty}\frac{\log(\tau_{B_{t}}(x))}{-\log(\mathsf{m}(\tilde{B_{t}}))}=1\quad\mbox{ for $\mathsf{m}$-a.e. $x\in\operatorname{T}^{1}(\mathcal{M})$}.
\lim_{t\to\infty}\frac{\log(\tau_{B_{t}}(x))}{-\log(\mathsf{m}(\tilde{B_{t}}))}=1\quad\mbox{ for $\mathsf{m}$-a.e. $x\in\operatorname{T}^{1}(\mathcal{M})$}.
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Full text
Shrinking targets for the geodesic flow on geometrically finite hyperbolic manifolds
Let M be a geometrically finite hyperbolic manifold.
We present a very general theorem on the shrinking target problem for the geodesic flow, using its
exponential mixing. This includes a strengthening of Sullivan’s logarithm law for the excursion rate of the geodesic flow. More generally,
we prove logarithm laws for the first hitting time for shrinking cusp neighborhoods, shrinking tubular neighborhoods of a closed geodesic,
and shrinking metric balls, as well as give quantitative estimates for the time a generic geodesic spends in such shrinking targets.
Kelmer is partially supported by NSF CAREER grant DMS-1651563 and Oh is partially supported by NSF grants.
1. Introduction
Let M be a complete hyperbolic manifold of dimension n≥2. Denote by Gt the geodesic flow on the unit tangent bundle T1(M).
If M is of finite volume, but non-compact, Sullivan [27] showed in 1982 the following logarithm law
for the rate of the excursion of the geodesic flow: for any o∈M, and for almost all x∈T1(M),
[TABLE]
where d(Gt(x),o) is the hyperbolic distance between the basepoint of Gt(x) and o.
This result can be viewed as a special case of the so-called shrinking target problem for the geodesic flow, which asks the behavior
of a generic geodesic ray with respect to a given sequence of shrinking subsets. Indeed,
if we consider the family of shrinking cuspidal neighborhoods ht:={z∈M:d(o,z)>t}, t>1,
then (1.1) is equivalent to the following logarithm law for the first hitting time: for almost all x,
[TABLE]
where
τht(x):=inf{s>0:Gs(x)∈ht}.
In this paper, we investigate shrinking target problems for the geodesic flow on a geometrically finite hyperbolic manifold
M, and prove results which are far reaching strengthening and generalizations of (1.2), and hence of (1.1).
Let Hn denote the n-dimensional hyperbolic space and let G:=Isom+(Hn) be the group of all orientation preserving isometries. We may present a complete hyperbolic manifold M as the quotient Γ\Hn where
Γ is a torsion-free discrete subgroup of G. We assume that Γ is
Zariski dense and geometrically finite in the whole paper.
Denote by Λ⊂∂Hn the limit set of Γ and by 0<δ≤n−1 the critical exponent of Γ. The maximal entropy of the geodesic flow
on T1(M) is given by δ, and there exists a unique ergodic probability measure of maximal entropy, called the Bowen-Margulis-Sullivan measure, which we denote by m.
The support of m is precisely the non-wandering set for the geodesic flow and hence the shrinking target problem in this setting
is interesting only for those shrinking subsets in the support of m and for m-almost all points.
Now since Gt is ergodic for m, the Birkhoff ergodic theorem
says that for a given Borel subset B⊂T1(M), we have the following for m-almost all x∈T1(M),
[TABLE]
where ℓ denotes the Lebesgue measure on R.
The shrinking target problem asks a finer question on the
set of times {s>0:Gs(x)∈Bt} for a given family {Bt} of shrinking sets and for m-a.e. x.
The three main questions we address in this paper for m-a.e. x∈T1(M) are as follows:
(1)
(Logarithm laws) Is there a logarithm law for the first hitting time
[TABLE]
2. (2)
(Shrinking rate threshold) How fast can Bt shrink so that
[TABLE]
for an infinite sequence of times t tending to ∞ or for all sufficiently large t≫1?
3. (3)
(Quantitative estimates) How fast can Bt shrink so that111The notation ft≪gt means that for all t>1, ft≤cgt for some absolute constant c>0, and
we write ft≍gt if ft≪gt and gt≪ft. We sometimes indicate the dependence of the implied constant in subscripts.
[TABLE]
for an
infinite sequence of times t tending to ∞,
or for all sufficiently large t≫1?
In order to address the above questions, we need to impose
certain regularity conditions on the shrinking targets. Let K<G be a maximal compact subgroup and identify M with Γ\G/K.
There exists a one parameter diagonalizable subgroup A={at} so that if M denotes the centralizer of A in K, then
the unit tangent bundle T1(M) can be identified with Γ\G/M in the way that
the geodesic flow Gt on T1(M) corresponds to the right translation action of at on Γ\G/M.
We fix ℓ≫dim(M) and
the Sobolev norm S=S∞,ℓ on C∞(Γ\G) given by
[TABLE]
where
the sum is taken over all monomials in a fixed basis of Lie(G) of order at most ℓ.
A family of shrinking targets in T1(M) means a collection B={Bt⊂T1(M):t>1} such that
m(Bt)>0, Bt⊃Bs for s>t, and limt→∞m(Bt)=0.
A family {Bt} of shrinking targets is said to be inner regular (resp. outer regular)
if there exist α>0 and a family of functions Ψt−∈C∞(T1(M)) (resp. Ψt+∈C∞(T1(M))) such that
•
0≤Ψt−≤IdBt (resp. IdBt≤Ψt+≪1);
•
m(Bt)≪m(Ψt−) (resp. m(Ψt+)≪m(Bt));
•
S(Ψt±)≪m(Bt)−α
where the implied constants are independent of t.
A family {Bt} is said to be regular if it is both inner and outer regular.
We note that this regularity condition is rather mild, and is satisfied by most families of naturally occurring shrinking targets.
Such examples include shrinking cusp neighborhoods, shrinking tubular neighborhoods of a closed geodesic and shrinking metric balls, as will be shown later.
In the rest of the introduction, we assume that B={Bt:t≫1} is a family of shrinking targets in T1(M).
1.1. Logarithm laws
For discrete time dynamical systems, it is expected that the
first hitting time would be inversely proportional to the measure of the shrinking target; it is indeed the case for the
discretized geodesic flow. For the continuous geodesic flow, it turns out that it is inversely proportional to the measure of a thickened set B~t:=∪∣s∣<1/2Gs(Bt):
Theorem 1.1**.**
(1)
If {Bt} is inner regular,
then
[TABLE]
where τBd(x)=min{n∈N:Gnx∈B}.
2. (2)
If {B~t} is inner regular, then
[TABLE]
Remark 1.5*.*
When ∣logm(B~t)∣≍∣logm(Bt)∣, the first hitting time for the discrete flow {Gn:n∈N} behaves in the same way for the continuous flow.
This is indeed the case for shrinking cusp neighborhoods or tubular neighborhoods of a closed geodesic. However, there are also cases
when ∣logm(B~t)∣ is much larger than ∣logm(Bt)∣, such as the case of shrinking metric balls.
We note that logarithm laws for the first hitting time were studied for certain families of shrinking targets in many examples of
discrete time dynamical systems with fast mixing, see e.g. [6, 7, 8].
1.2. Shrinking rate threshold
In order to ensure that a generic orbit Gs(x) hits Bt before time t for an infinite sequence of t tending to ∞, the easy half of the Borel-Canteli lemma implies that it is necessary to have
∑km(B~k)=∞, from which limsupt→∞log2(t)t⋅m(B~t)=∞ follows. The first part of the following theorem says that this condition is also sufficient, up to logarithmic factors. The second part says that a generic orbit Gs(x) hits Bt before time t, for all sufficiently large t, under a slightly stronger assumption on the rate of shrinking (see Theorem 4.10).
Theorem 1.2**.**
Suppose that {B~t} is inner regular.
(1)
If limsupt→∞∣log(m(B~t))∣tm(B~t)=∞, then
[TABLE]
2. (2)
If
∑j=1∞tjm(B~tj)∣log(m(B~tj))∣<∞ for some sequence tj→∞,
then
[TABLE]
1.3. Quantitative estimates
In order to answer a more refined question regarding the amount of time that a generic geodesic ray spends in a shrinking target,
we require our family of targets to be regular and their measures do not change too fast in the sense that m(Bt)≍m(B2t).
With these additional regularity assumptions, we have the following (see Theorem 4.7 below for a more general result).
Theorem 1.3**.**
Suppose that {Bt} is regular and that m(B2t)≍m(Bt).
(1)
If limsupt→∞∣log(m(Bt))∣tm(Bt)=∞, then there exists a sequence tk→∞ such that for m-a.e. x,
[TABLE]
2. (2)
If
∑j=1∞2jm(B2j)∣log(m(B2j))∣<∞,
then for m-a.e. x,
[TABLE]
We observe that unlike Theorems 1.1 and 1.2, the amount of time that the geodesic flow spends in the targets is governed by the measure of the original targets rather than by their thickenings.
Remark 1.6*.*
(1)
We note that in many examples the measure of the shrinking targets decay like m(Bt)≍t−η for some η>0. In such cases, we have m(Bt)≍m(B2t) and the rest of the conditions of Theorems 1.2 and 1.3 are satisfied if η<1.
2. (2)
As mentioned before, the extra conditions on the rate of decay we have in Theorems 1.2 and 1.3 are sharp, but up to logarithmic factors. While it would be very interesting to have sharp conditions on the nose, we note that such a result is notoriously hard.
Even when M has finite volume, sharp results regarding Theorem 1.3(1) are known only in some very special cases when the shrinking targets are cusp neighborhoods [27], or spherical balls [21] (or general spherical targets if one considers discrete time dynamics [13]). There are no known sharp results regarding Theorem 1.3(2). We refer to [15] where this kind of problem is studied for systems with almost perfect mixing.
3. (3)
All the results described above still hold as stated if we replace the unit tangent bundle T1(M) with the frame bundle Γ\G,
provided δ>n−2.
We note if M contains a co-dimension one properly immersed totally geodesic sub-manifold of finite volume, then δ>n−2, so this stronger condition still holds in many examples.
For some concrete applications of these results, we discuss three families of shrinking targets to which our theorems apply. In order to define these families, we fix a left G-invariant and right K-invariant metric d on G which descends to the hyperbolic metric on Hn=G/K. This metric then naturally defines a distance function, dist(⋅,⋅) on T1(M)=Γ\G/M.
1.4. Cusp excursion
The convex core of M is defined by core(M)=Γ\hull(Λ), where hull(Λ) defines the convex hull of the limit set Λ.
As M is geometrically finite, there are finitely many disjoint cuspidal regions
whose complement in core(M)
is a compact submanifold. Let hi, 1≤i≤k, denote the pre-images in T1(M) of these cuspidal regions under the base point projection π:T1(M)→M.
For each i, we denote by κi the rank of hi, that is, the rank of the
maximal free abelian subgroup of the stabilizer StabΓ(hi). It is known that κi<2δ.
For each i and t>1, consider the following cusp neighborhood
[TABLE]
For each i, we show that the shrinking family {hi,t:t>1}
is regular and that
[TABLE]
(see section 5.1).
Applying our results to this family, we get the following:
Theorem 1.4**.**
Fix 1≤i≤k.
(1)
For m-a.e. x∈T1(M),
[TABLE]
2. (2)
For any 0<η<2δ−κi1,
and for m-a.e. x∈T1(M),
[TABLE]
Remark 1.9*.*
As mentioned before, it is not hard to show that
[TABLE]
where ht=⋃1≤i≤khi,t.
Stratmann and Velani showed that (1.10) is equal to
2δ−maxiκi [28], and hence extended Sullivan’s logarithm law (1.1) to geometrically finite manifolds.
Theorem 1.4(1) presents a stronger version, as
we consider excursion to individual cusps as well as obtain an actual limit rather than liminf.
For the sake of a concrete application, we give a reformulation of Theorem 1.4(1) in the case of Apollonian manifolds.
An Apollonian gasket P=⋃Ci is a countable union of circles obtained by repeatedly inscribing circles into the triangular interstices of four mutually
tangent circles with disjoint interiors in the complex plane (where lines are considered as circles). The symmetry group
{g∈PSL2(C):g(P)=P} is a discrete subgroup of PSL2(C) which acts on C by Möbius transformations and its torsion-free subgroup of finite index is called an Apollonian group, which we denote by Γ. Via the Poincaré extension theorem, we can identify PSL2(C) with Isom+(H3)
for the upper-half space model H3 of the hyperbolic space. The quotient manifold Γ\H3 is called an Apollonian manifold,
which is known to be geometrically finite with all cusps having rank one. Its limit set is equal to
the closure P, and supports a locally finite Hausdorff measure H of dimension δ=1.30568(8) [11].
Fix a tangent point ξ=Ci∩Cj for i=j and consider a sufficiently small Euclidean ball B in H3 based at ξ,
so that B=Γ(B) is a disjoint collection of Euclidean balls.
Fix o∈H3 outside of B,
let B(t)⊂B be the Euclidean ball based at ξ and dH3(o,B(t))=dH3(o,B)+t. Set Bt:=Γ(B(t)).
Let P be an Apollonian gasket. For H-almost all initial direction v toward P,
[TABLE]
where vs denotes the base point of Gs(v).
1.5. Tubular neighborhoods
Another natural family of shrinking targets is given by tubular neighborhoods of a closed geodesic.
For a closed geodesic C⊂T1(M) and ϵ>0, we consider the ϵ-tubular neighborhood of C:
[TABLE]
The family {C1/t:t>1} forms a family of shrinking neighborhoods of C.
We show that {C1/t:t>1} is a regular family with m(C1/t)≍m(C~1/t)≍t−2δ.
Applying our results to this family of shrinking targets gives the following result on the amount of time a generic geodesic spirals near a fixed closed geodesic (cf. [10, Theorem 1.1] for a similar result in a negatively curved compact manifold).
Theorem 1.6**.**
Let C⊂T1(M) be a closed geodesic. Then for m-a.e. x∈T1(M),
we have the following:
which was previously shown in [4, Theorem 4] to hold for the special case of convex co-compact hyperbolic surfaces.
1.6. Shrinking balls
For any fixed x0∈supp(m),
we show that the family of shrinking metric balls Bt(x0):={x∈T1(M):dist(x,x0)<1/t}
is regular and satisfies m(Bt(x0))≍m(B2t(x0)).
When Γ is convex co-compact,
m(Bt(x0))≍t−(2δ+1) and m(B~t(x0))≍t−2δ (see §5.2). In particular our results imply the following:
Theorem 1.7**.**
Let M be convex cocompact. Fix x0∈supp(m).
Then for m-a.e. x∈T1(M),
(1)
[TABLE]
2. (2)
For 0<η<2δ+11, we have
[TABLE]
When M has cusps, the situation is more complicated as m(Bt(x0)) can fluctuate, with the fluctuation depending on x0 (or more precisely on the cusp excursions of the geodesic emanating from x0∈T1(M)). Combining our previous results on cusp excursions, we can show the following
Theorem 1.8**.**
Suppose that M has cusps.
(1)
For m-a.e. x0∈T1(M), and for m-a.e. x∈T1(M),
[TABLE]
2. (2)
For any pair of distinct cusps of ranks κ1,κ2, we can find x0∈T1(M) such that
for m-a.e. x∈T1(M),
[TABLE]
Remark 1.15*.*
We note that if M has finite volume, then δ=n−1 and m(B~t(x0))≍t−(2n−2). Hence, in this case, the same arguments imply that for m-a.e. x∈T1(M), we have limt→∞logtlogτBt(x0)(x)=2(n−1). We note that here the shrinking targets are in T1(M), unlike the results of [21] which considered shrinking balls inside M, in which case the limit is n−1 (see also [17], for related result for the discrete time geodesic flow).
1.7. Strategy of proof
First we define an averaging operator, along the discrete time, acting on L2(T1(M),m):
[TABLE]
If Ψ is the characteristic function of B, we simply write λT(B) instead of λT(1B).
The Birkhoff ergodic theorem implies that for a.e. x∈X,
[TABLE]
We note that if we had a rate control in this convergence such as
[TABLE]
we would get
[TABLE]
just from the simple observation that λτBtd(x)(Bt)=0.
An estimate like (1.16) is too strong to be true for a.e. individual points x. So, instead, we prove its mean-version for all smooth functions Ψ∈L2(T1(M),m), that is,
[TABLE]
for some uniform constant C>0.
The regularity conditions imposed on the thickenings B~t of our shrinking targets are precisely so that
we could apply (1.18) to smooth functions which approximates 1B~t and deduce
[TABLE]
This effective mean ergodic theorem for B~t’s enables us to obtain
that for a.e. x,
[TABLE]
for all sufficiently large t.
Using that ∣τB~td(x)−τBt(x)∣≤1, we deduce that
[TABLE]
This is the non-trivial direction of the logarithm law Theorem 1.1; the other direction holds for general shrinking targets in any dynamical system (see e.g. [14, Lemma 2.2]). Theorems 1.2 and 1.3 are also proved in a similar spirit using the effective mean ergodic theorem.
The use of quantitative mixing of geodesic flow in the shrinking target problem in the homogeneous setting goes back to the work of Kleinbock and Margulis [16], and
the idea of using an effective mean ergodic theorem was first introduced in [9] and more explicitly in [13, 14], where these ideas were used to prove the analogous results for finite volume hyperbolic manifold.
Here we will use the following exponential decay of matrix coefficients for geometrically finite hyperbolic manifolds:
Theorem 1.9**.**
There exists η0>0 such that
for any Ψ1,Ψ2∈C∞(T1(M)) with support in one-neighborhood of supp(m), for all t≥1,
[TABLE]
Moreover, η0 is explicitly computable when δ>2n−1, depending only on the spectral gap for the Laplacian on L2(M).
If Γ is convex cocompact or δ>n−2, (1.21) with m replaced by its M-invariant lift on Γ\G
holds for any Ψ1,Ψ2∈C∞(Γ\G).
This theorem was obtained in ([22], [5])
for compactly supported functions under the assumption δ>2n−1
and in [25] for any convex cocompact Γ (see also [24] for the same result for the frame flow).
In order to study shrinking target problem
for cusp neighborhoods as described in Theorem 1.4, removing the compact support condition is crucial as we need to study functions that are positive
on cusps. We use the quantitative decay of the matrix coefficient of the functions
L2(Γ\G) with respect to the Haar measure mHaar in [22], and exploit the product structures of m and mHaar to transfer the exponential rate information on
the transversal intersections of Gt(Bϵ(x)) for the flow box Bϵ(x), that we get from the behavior of the
correlation function with respect to mHaar, to the behavior of the correlation function with respect to m.
Here ϵ depends on the injectivity radius of x, and as we need to control the exponential rate independent of
the injectivity radius for Theorem 1.9, which is required to deal with functions which are not compactly supported, the whole procedure
turns out to be technically quite subtle.
The remaining cases of geometrically finite manifolds with cusps are proved in a recent work of Li-Pan [20].
After some preliminaries given in section 2, we devote section 3 to the proof of Theorem 1.9.
With this result in hand, we prove effective mean ergodic theorem in this setting (see Theorem 4.1), and use it in section 4 to establish results on shrinking target problems for both the discrete and continuous time flow. While the results we obtain for the discrete time flow are essentially optimal, this is not the case for some of the results for continuous time flow. Nevertheless, in section 4.5, we show how one can obtain optimal results for the continuous flow by translating it into a discrete time flow problem for a thickened target. In section 5, we deduce Theorems 1.4, 1.6, 1.7 and 1.8 by proving the regularity of the corresponding shrinking sets and by computing their volumes using Sullivan’s shadow lemma and the structure of cusps
for geometrically finite manifolds.
2. Preliminaries and notation
2.1. Notations and conventions
Let G≅SO(n,1)o be the group of orientation preserving isometries of Hn, and Γ<G
a geometrically finite, torsion-free, Zariski dense, discrete subgroup of G.
We denote by Λ the limit set of Γ, and by 0<δ≤n−1
the Hausdorff dimension of Λ, which is equal to the critical exponent of Γ.
Let M=Γ\Hn.
Let K<G be a maximal compact subgroup and identify M with Γ\G/K.
There exists a one parameter diagonalizable subgroup A={at} so that if M denotes the centralizer of A in K, then
the unit tangent bundle T1(M) can be identified with Γ\G/M in the way that
the geodesic flow Gt on T1(M) corresponds to the right translation action of at on Γ\G/M.
With this identification we can work in the homogeneous space Γ\G and think of subsets and functions on T1(M) and M respectively as M-invariant (resp. K invariant) subsets and functions on Γ\G.
We say that two families {Bt} and {At} of shrinking sets are Lipschitz equivalent and write Bt≍At, if there are some positive constants c1,c2 such that Bc1t⊆At⊆Bc2t for all t>1.
We fix a left G-invariant and right K-invariant metric d on G which descends to the hyperbolic metric on Hn=G/K.
This induces a unique metric on G/M which we will also denote by d by abuse of notation. The metric d defines a distance function on T1(M)=Γ\G/M given by
dist(Γg,Γh)=infγ∈Γd(γg,h).
2.2. Invariant measures
For ξ∈∂Hn, let βξ:Hn×Hn→R denote the Busemann function for the geodesic flow, defined by
[TABLE]
with ξ(t) a unit speed geodesic ray toward ξ.
A family of measures
{μx:x∈Hn} is called a Γ-invariant conformal
density of dimension δμ>0 on ∂Hn, if each
μx is a non-zero finite Borel measure on ∂Hn
satisfying for any x,y∈Hn, ξ∈∂Hn and
γ∈Γ,
[TABLE]
where γ∗μx(F)=μx(γ−1(F)) for any Borel
subset F of ∂Hn.
In particular, the Patterson-Sullivan density{νx} is a Γ-invariant conformal density supported on the limit set Λ
of dimension δ
and the Lebesgue density{mx} is a G-invariant conformal density of dimension (n−1) (both are unique up to scalar multiplications).
Let π:T1(Hn)→Hn be the basepoint projection. For u∈T1(Hn), we denote by u±∈∂Hn the forward and the backward endpoints of the geodesic determined by
u. Fix o∈Hn so that K fixes o. The map
[TABLE]
is a homeomorphism between T1(Hn) and (∂Hn×∂Hn−{(ξ,ξ):ξ∈∂Hn})×R.
In these coordinates, the BMS measure m=mBMS,
the Haar measure mHaar, and the Burger-Roblin measure mBR on T1(Hn) are given by
These measures are all left Γ-invariant, and hence
descend to corresponding measures on T1(M) .
Using T1(Hn)=G/M, we can lift the above measures to right M-invariant measures on Γ\G, which we still denote by m, mHaar and mBR by abuse of notation. The measure m is finite and ergodic with respect to the geodesic flow [27].
We will normalize the Patterson-Sullivan density {νx} so that m(T1(M))=m(Γ\G)=1.
Let N=N+ and N− denote the expanding and the contracting horospherical subgroups respectively, i.e.,
[TABLE]
Note that
[TABLE]
where g±:=[gM]±∈∂Hn.
The BMS measure m has a natural foliation corresponding to the decomposition PN=G (modulo a Zariski closed subset)
with P=N−AM.
Explicitly, for any g∈G, we define the PS-measure and the Lebesgue measure on the coset gN, by
[TABLE]
and
[TABLE]
respectively. We also define the measure ν~gP on the coset gP by
[TABLE]
for t=β(gp)−(o,gp).
Using the decomposition G=gPN and noting that (gpn)−=(gp)−, we have that for any Ψ∈Cc(G),
[TABLE]
Finally, for x=[g]∈Γ\G and ϵ>0 smaller than the injectivity radius at x, we denote by dμxNϵPS and dνxPϵ the measures
induced by dμ~gNPS and dν~gP on xNϵ and xPϵ respectively.
2.3. Cusp decomposition
Let X0 be the pre-image of the convex core of M
under the base point projection map π:Γ\G→Γ\G/K=M and let X be the unit neighborhood of X0. Then Ω⊆X0⊆X and since M is geometrically finite, X has finite Haar-measure. When M is convex cocompact, X is compact, and otherwise it can be decomposed into a compact part and finitely many cusp neighborhoods, as we describe below.
Let Λp⊂Λ denote the set of parabolic fixed points (i.e. points fixed by some parabolic element of Γ). Since Γ is geometrically finite, Λp consists of finitely many Γ-orbits represented by {ξ1,…,ξk} which are called
cusps of M. A cuspidal neighborhood of ξi∈Λp is a set of the form
[TABLE]
where Hξ⊆Hn is some fixed horoball tangent to ξ such that
γHξ∩Hξ=∅ if and only if γ fixes ξ. For each i,
the stabilizer StabΓ(ξi) is a free abelian subgroup and we denote its rank by κi.
We set κmax:=maxκi and κmin:=minκi. Note that
2δ>kmax(see [3, Lem. 3.5]).
For x∈Γ\G, we denote by rx the injectivity radius at x.
For all sufficiently small ϵ>0, let
X(ϵ)={x∈X:rx<ϵ},
so that
[TABLE]
is compact, and the family X(ϵ) with ϵ<ϵ0 forms a shrinking family of cusp neighborhoods.
More explicitly, we show in section 5.1 that for all sufficiently small ϵ>0,
[TABLE]
and using the measure estimate m(hi,log(ϵ−1))≍ϵ2δ−κi (see Proposition 5.5),
we get that
[TABLE]
2.4. Sobolev norms
The mixing rate of the geodesic flow depends on the smoothness of the test functions which can be captured by appropriate Sobolev norms we now define.
Given a fixed basis of LieG,
l∈N, and 1≤p≤∞,
the Sobolev norm Sp,l(Ψ) of Ψ∈C∞(Γ\G) is defined by
[TABLE]
where the sum is taken over all monomials D of order at most l in the basis elements,
and ∥Ψ∥pHaar denotes the Lp(Γ\G,mHaar)-norm of Ψ. While this norm depends on the choice of basis, changing the basis will only change the norm by some bounded factor.
We will mostly use the norms S∞,l, which we will denote by Sl to simplify notation.
Since supp(m)⊂X, it is sufficient for our purpose to consider functions supported on X, and since
X has finite Haar measure we can, and will use the bound
[TABLE]
where the implied constant is independent of Ψ∈C∞(X).
3. Decay of matrix coefficients
A crucial ingredient in our proof is the exponential mixing of the geodesic flow with respect to the BMS-measure.
We use the inner product notation:
[TABLE]
By the remarks following Theorem 1.9, this following theorem is the only missing part of it, given the works [24] and [20].
Theorem 3.1**.**
Suppose that δ>max{2n−1,n−2} (resp. δ>2n−1).
Then there exist an explicit η0>0 (depending only on the spectral gap of L2(M)) and l∈N,
such that
for any bounded Ψ,Φ∈C∞(X) (resp. Ψ,Φ∈C∞(X)M)
[TABLE]
In the rest of this section, we assume
[TABLE]
Theorem 3.1 with an explicit η0 depending only on the spectral gap of L2(M)
is then proved in ([22, Theorem 6.16], [5]) under the assumption that the test functions are compactly supported. In order to complete the proof of the theorem we need to remove the assumption on the support of the test functions.
To do this, we will approximate Ψ as the sum Ψϵ+(Ψ−Ψϵ)
where Ψϵ is a smooth function supported on Y(ϵ), and similarly for Φ.
In view of (2.7), the main term will be reduced to
⟨atΨϵ,Φϵ⟩, for which the result follows from [22, Theorem 6.16]. However, since the dependence on the supports of
Ψϵ and Φϵ was not made
explicit in terms of ϵ in [22], we need to redo their arguments while keeping track of
the dependence on ϵ as well as on all implied constants along the proof.
3.1. Control of BR measures
Since mBR(Γ\G)=∞ when Γ<G is not a lattice, and some of the implied constants in [22, Thm. 6.16] depend on mBR(supp(Ψ)), we need the following result to control the dependence on these measures.
Lemma 3.2**.**
Assume that δ>2n−1.
Then there exists c>0 such that for any K-invariant subset Y⊂Γ\G with mHaar(Y)<∞,
we have
[TABLE]
Proof.
Recall that by [26] and [19], there exists a positive eigenfunction
ϕ0∈C∞(Γ\G)K for the Laplace operator such that
[TABLE]
Under the assumption δ>2n−1, we have ∥ϕ0∥2Haar<∞.
If Ψ denotes the indicator function of Y, then Ψ is K-invariant and hence by [18, Lem. 6.7]
[TABLE]
and in particular
mBR(Y)≤∥ϕ0∥2HaarmHaar(Y),
as claimed.
∎
Since X is K-invariant with mHaar(X)<∞, the following follows from Lemma 3.2:
Corollary 3.3**.**
If δ>2(n−1),
then mBR(X)<∞.
3.2. Test function supported on small balls
For a subset S⊆G and ϵ>0, Sϵ denotes the ϵ-neighborhood of e in S, that is,
Sϵ={g∈S:d(g,e)≤ϵ}.
Set Bϵ:=PϵNϵ; and note that Gϵ≍Bϵ for all sufficiently small ϵ>0.
In this subsection, we will prove the following.
Proposition 3.4**.**
Suppose δ>max{2n−1,n−2} (resp. δ>2n−1). There exist l∈N depending only on dim(G) and η>0 (depending only on the spectral gap of Γ) such that for any ϵ∈(0,1) small and any x∈Y(ϵ)∩Ω,
for all Φ,Ψ∈C∞(xBϵ) (resp. Φ,Ψ∈C∞(xBϵM)M), we have that
[TABLE]
where the implied constant is absolute.
Proof.
Fix Φ,Ψ∈C∞(xBϵ).
In the case when 2n−1<δ≤n−2, we assume that Φ,Ψ∈C∞(xBϵM) are M-invariant.
We have
[TABLE]
Now, for fixed p∈Pϵ, letting ϕ=Φ∣xpNϵ∈Cc∞(xpNϵ), we estimate the inner integral
[TABLE]
as follows.
Fix a small 0<ϵ0<ϵ2 and consider the functions Ψϵ0± on Γ\G defined by
[TABLE]
and let
[TABLE]
We then have that
[TABLE]
Moroever, since Ψ(x)=Ψϵ0±(x)+O(ϵ0S∞,1(Ψ)), we get that
[TABLE]
where we used that m(X)<∞.
We will also use the notation
[TABLE]
and similarly get that
μyNPS(ϕϵ1+)=μyNPS(ϕ)+O(ϵ1S∞,1(ϕ)).
Now by ([22, Lem. 6.2], [5]), there exists some absolute constant c>0, such that
the integral
[TABLE]
is bounded from above and below, respectively, by
[TABLE]
where Px(t) is the finite set defined by
[TABLE]
Moreover, by the proof of [22, Thm. 6.7], there are positive constants η>0 (depending only on the spectral gap of Γ) and α>0 such that
Notice that the injectivity radii of the supports of ϕ and ψ are at least ϵ and since we chose ϵ0≪ϵ2 much smaller, all the implied constants are absolute and independent of ϵ and ϵ0.
Combining these results and estimating
[TABLE]
and
[TABLE]
we get that
[TABLE]
Since all implied constants are independent of ϵ0, taking the limit as ϵ0→0
gives
[TABLE]
where we used that Sl(ϕ)≤Sl(Φ).
Now, integrating over xPϵ, and noting that
∫xPϵμxpNPS(ϕ)dνxP(xp)=m(Φ),
the main term is indeed m(Ψ)m(Φ). Next, since
[TABLE]
the integral of the first remainder term is bounded by O(e−ηtSl(Ψ)Sl(Φ)). For the second remainder term, we bound
S2,l(ϕ)≤Sl(Φ)μxpNℓ(xpNϵ) to get that
and since there is a uniform constant c>0 such that PϵNϵK⊆PcϵK, noting that PϵK=Nϵ−AϵK, we can bound
[TABLE]
to get that
[TABLE]
Combining the two remainder terms, and bounding all norms by Sl(Ψ)Sl(Φ) we get that
[TABLE]
where the implied constant is absolute.
∎
3.3. General test functions
We now use a partition of unity to reduce the case of a general test function to the case of functions with small support.
For ϵ∈(0,1) sufficiently small, let Qϵ be a maximal family of points in X∩Yϵ such that the sets yBϵ3, y∈Qϵ,
are disjoint and meet Y2ϵ, and let Qϵ′:={y∈Qϵ:yBϵ2∩Y4ϵ=∅}.
Note that the collection {yBϵ2:y∈Qϵ} covers X∩Y2ϵ and
that {yBϵ3Bϵ3:y∈Qϵ′} covers X∩Y4ϵ. Since mHaar(X)<∞,
we have #Qϵ=O(ϵ−3dim(G)).
Fix a non-negative function βϵ∈C∞(Bϵ) taking values in [0,1] which is 1 on Bϵ3Bϵ3 and [math] outside Bϵ2 (note that Bϵ3Bϵ3⊆B2ϵ3⊂Bϵ2). We can choose βϵ so that Sl(βϵ)≪ϵ−3l.
For each y∈Qϵ, define a function βy,ϵ(yb):=βϵ(b) on yBϵ.
Lemma 3.5**.**
For any x∈⋃y∈Qϵ′yBϵ2, we have
[TABLE]
Proof.
Let y∈Qϵ′. If x∈yBϵ3Bϵ3, then βy,ϵ(x)=1 and hence ∑z∈Qϵβz,ϵ(x)≥1.
Now suppose that x∈yBϵ2∖yBϵ3Bϵ3, in which case
xBϵ3∩yBϵ3=∅. Since y∈Y3ϵ and x∈yBϵ2 we have that x∈Y2ϵ∩X. By the maximality of Qϵ,
there exists z∈Qϵ such that xBϵ3∩zBϵ3=∅. This implies that x∈zBϵ3Bϵ3 and hence βz,ϵ(x)≥1.
∎
Now consider
the normalized function (supported on yBϵ) given by
[TABLE]
Lemma 3.6**.**
For any y∈Qϵ′, we have
Sl(αy,ϵ)≪ϵ−p,
where p and the implied constant depend only on l and dim(G).
Proof.
Let sϵ(x)=∑z∈Qϵβz,ϵ(x) so that αy,ϵ(x)=sϵ(x)βy,ϵ(x).
Since αy,ϵ is supported on yBϵ2, we only need to bound its derivatives there in which case we have that sϵ(x)=∑z∈Qϵβz,ϵ(x)≥1. Taking derivatives of the quotient αy,ϵ=sϵβy,ϵ and using the bound sϵ(x)≥1 together with the bound
S∞,l(sϵ)≪ϵ−3l#Qϵ≪ϵ−3(l+dim(G)) proves the lemma. ∎
Lemma 3.7**.**
The function τϵ:=∑y∈Qϵ′αy,ϵ belongs to C∞(X) and satisfies that
0≤τϵ≤1, τϵ=1 on X∩Y4ϵ, and τϵ=0 outside Yϵ.
Proof.
Since τϵ=∑y∈Qϵβy,ϵ∑y∈Qϵ′βy,ϵ, it is clear that 0≤τϵ≤1.
Note that if y∈Qϵ∖Qϵ′, then yBϵ2∩Y4ϵ=∅. Hence
if x∈X∩Y4ϵ satisfies
x∈yBϵ2, then βy,ϵ(x)=0. This shows that ∑y∈Qϵβy,ϵ(x)=∑y∈Qϵ′βy,ϵ(x). Moroever, since X∩Y4ϵ is covered by {yBϵ3Bϵ3:y∈Qϵ′}, we have that ∑y∈Qϵ′βy,ϵ(x)=0 on X∩Y4ϵ and hence indeed τϵ=1 there. Next, since for any y∈Qϵ′, we have that yBϵ2⊆Yϵ; so τϵ(x)=0 outside of Yϵ. Finally we can bound
Sl(τϵ)≤∑y∈Qϵ′Slαy,ϵ≪ϵ−p+3dim(G). ∎
Suppose first that δ>max{2n−1,n−2}.
Now, for given Ψ,Φ∈C∞(X),
consider
[TABLE]
Note that Sl(Ψ⋅αy,ϵ)≪Sl(αy,ϵ)Sl(Ψ)≪ϵ−pSl(Ψ), with p as in Lemma 3.6. Now
applying Proposition 3.4 to each Ψ⋅αy,ϵ and Φ⋅αy′,ϵ for y,y′∈Qϵ′, and recalling that #Qϵ=O(ϵ−3dimG),
we get that
Taking ϵ=e−δ0+p0ηt and recalling that S∞,0≪Sl, we get that
[TABLE]
with η0=δ0+p1ηδ0. This concluds the proof when δ>max{2n−1,n−2}.
Finally, for n>3, if 2n−1<δ≤n−2, and Ψ and Φ are M-invariant,
we can replace αy,ϵ with an M-invariant function αy,ϵM(x)=∫Mαy,ϵ(xm)dm and run the same argument
to get (3.3). Then the rest of the proof is identical.
∎
4. Shrinking target problems
We now use the results on the exponential decay of matrix coefficients to prove an effective mean ergodic theorem and apply it to various shrinking target problems.
As before, we assume that Γ is a geometrically finite, Zariski dense subgroup of G=SO(n,1)∘.
For n≥5, in the case where Γ has a cusp and δ≤n−2, all functions and shrinking targets
on X we consider below are assumed to be M-invariant so that Theorem 1.9 applies to them.
All functions below are also assumed to be real-valued functions.
Remark 4.1*.*
While we state our results for the geodesic flow on geometrically finite hyperbolic manifolds, we note that the results in this section are quite general and hold for any dynamical system on a measure space (X,m) for which one has exponential decay of correlation in the sense of Theorem 3.1
4.1. Effective mean ergodic theorem
Fix ℓ as given in Theorem 3.1. For notational convenience, we introduce the norm
[TABLE]
where ∥Ψ∥ denotes the L2-norm of Ψ.
In the entire section, we will take λ to be either the Lebesgue measure on R (when considering a continuous time flow) or the counting measure on Z (for a discrete time flow). For T≥1, consider the averaging operator λT on L2(X,m) given by
[TABLE]
Theorem 4.1**.**
For any non-zero Ψ∈C∞(X), and for all T≫1,
[TABLE]
Proof.
Since we have
∥λT(Ψ)−m(Ψ)∥2=∥λT(Ψ)∥2−m(Ψ)2,
it is enough to estimate ∥λT(Ψ)∥2.
Now, expand
[TABLE]
where we used that λ is translation invariant and λ([0,T)∩[t,t+T))=T−∣t∣ (where in the discrete case we may and will assume that t and T are integers).
Now fix a large parameter M to be determined later. For ∣t∣≥M large we use Theorem 1.9 to get that
[TABLE]
for some η0∈(0,1). On the other hand,
for ∣t∣<M small, we bound ⟨atΨ,Ψ⟩≤∥Ψ∥2, to get that
[TABLE]
using m(Ψ)≤∥Ψ∥. Using these estimates, we get that
[TABLE]
It remains to set M=2log(S∗(ψ))η0−1 to finish the proof.
∎
Following [13], for a non-negative function Ψ on X, we define
[TABLE]
Note that
CT,Ψo⊆CT,Ψ.
As a direct consequence of the effective mean ergodic theorem, we get the following bounds:
Having control on the measures of these subsets has immediate consequences to several shrinking target problems.
Indeed, a simple adaptation of [13, Lemmas 13 and 14] gives the following result.
Lemma 4.3**.**
Let {Ψt}t≥1⊆L2(X,m) be a decreasing family of bounded non-negative functions.
(1)
If ∑jm(Ctj−1,Ψtjo)<∞ for some subsequence tj→∞,
then for m-a.e. x∈X,
[TABLE]
2. (2)
If there exists C>1 such that m(Ψ2j)≤C⋅m(Ψ2j+1) for all j≫1 and
∑jm(C2j−1,Ψ2j)<∞,
then for m-a.e. x∈X,
[TABLE]
3. (3)
If there exists C>1 such that m(Ψ2j)≤C⋅m(Ψ2j+1) for all j≫1 and ∑jm(C2j+1,Ψ2j)<∞,
then for m-a.e. x∈X,
[TABLE]
4.2. Hitting along a subsequence
In the rest of this section, let B={Bt} be a family of shrinking targets in X.
Recall that a family B is inner regular (resp. outer regular)
if there exist c>0,α>0 and smooth positive functions 0≤Ψt−≤IdBt (resp. IdBt≤Ψt+≤c) such that
•
m(Bt)≤c⋅m(Ψt−) (resp. m(Ψt+)≤c⋅m(Bt));
•
S(Ψt±)≤c⋅m(Bt)−α.
A family B is regular if it is inner and outer regular. When we want to emphasize the parameters c and α, we say that a family is (c,α)-regular.
Our first application of the effective mean ergodic theorem is the following.
Proposition 4.4**.**
Assume that B is inner regular and satisfies
[TABLE]
Then there is a subsequence tj→∞ such that for m-a.e. x∈X,
[TABLE]
If B is also outer regular, then for m-a.e. x∈X,
[TABLE]
Proof.
Since B is inner regular, there are functions Ψt∈C∞(X) with 0≤Ψt≤IdBt such that log(S∗(Ψt))≪log(m(Bt)) and m(Ψt)≫m(Bt). The mean ergodic theorem (Theorem 4.1) applied to Ψt implies that
[TABLE]
Set Ψ~t:=m(Ψt)Ψt to get that
[TABLE]
where we used that ∥Ψt∥2≤m(Bt).
From our assumption, there is some subsequence tj such that m(Btj)⋅tjlog(m(Btj))→0. Hence λtj(Ψ~tj)→1 in L2(Γ\G,m) and, after perhaps passing to another subsequence, we get
λtj(Ψ~tj)(x)→1 for m-a.e x∈X.
For any x in this full measure subset, the inequality λtj(Ψ~tj)(x)≤tjm(Ψtj)λ({t≤tj:xat∈Btj}) implies that
λ({t≤tj:xat∈Btj})≫tjm(Btj) as claimed.
Assuming that{Bt} is also outer regular, repeating the same argument for functions approximating IdBt from above gives the other inequality.
∎
In particular, taking λ to be the Lebesgue measure gives the first part of Theorem 1.3. Moreover, by taking λ to be the counting measure, we get the
following consequence implying a discrete version of Theorem 1.2(1).
Corollary 4.5**.**
If B is inner regular and
liminft→∞m(Bt)t∣log(m(Bt))∣=0,
then
{k∈N:xak∈Bk} is unbounded for m-a.e. x∈X.
Proof.
Applying the above result with λ the counting measure shows that for m-a.e. x∈X,
[TABLE]
along some subsequence tj. Since Btj⊆Bk for any k≤tj,
it follows that the subset {k:xak∈Bk} is unbounded as well.
∎
4.3. Orbits eventually always hitting
The results of the previous section allow us to control how orbits hit the shrinking targets along a subsequence of times, however, under the same hypothesis we could also have different subsequences for which this asymptotic fails, and for which the set {k≤kj:xak∈Bkj} may even be empty (see e.g. [13, Proposition 12]). A more subtle question is to ask what conditions on the shrinking sets guarantee that the truncated orbit {xaj:j≤k} is eventually always hitting the targets Bk, and moreover, how large is their intersection?
This is the content of the following Theorem 4.6, which is a discrete version of Theorem 1.2(2).
Theorem 4.6**.**
Assume that B is inner regular and that
∑j=1∞tj−1m(Btj)∣log(m(Btj))∣<∞ for some sequence tj→∞.
Then for m-a.e. x∈X and for all t≫x1, we have {k∈N:k≤t,xak∈Bt}=∅.
Proof.
From the inner regularity, we can find smooth functions 0≤Ψt≤IdBt satisfying log(Sl(Ψt))≪log(m(Bt)) and m(Bt)≪m(Ψt).
By Proposition 4.2, we can estimate thatfor any s,t>1
[TABLE]
Since m(Ctj−1,Ψtj)≪tj−1m(Btj)∣log(m(Btj))∣, we obtain
∑jm(Ctj−1,Ψtj)<∞. Hence by the first part of Lemma 4.3, we have that for m-a.e. x∈X,
λtΨt(x)=0 for all sufficiently large t. Taking λ to be the counting measure on N, this implies that
{k∈N:k≤t,xak∈Bt}=∅ for all sufficiently large t.
∎
Assume that B is regular and that m(B2t)≍m(Bt). If
∑j=1∞2jm(B2j)∣log(m(B2j))∣<∞, then, for m-a.e. x, and for all t≫x1,
[TABLE]
Proof.
Let Ψt± be functions which approximate IdBt from above and below such that
0≤Ψt−≤IdBt≤Ψt+≤c,
log(Sl(Ψt±))≪log(m(Bt)) and m(Ψt+)≍m(Ψt−)≍m(Bt). For each of these functions we can use Proposition 4.2 as before to estimate
m(Cs,Ψt±)≪sm(Bt)∣log(m(Bt))∣.
Taking s=2j±1 and t=2j, we get that ∑jm(C2j±1,Ψ2j±)<∞. So by the second and third part of Lemma 4.3 we get that
for m-a.e. x∈X and for all sufficiently large t, we have
[TABLE]
This implies that λt(IdBt)≍m(Bt).
Finally, taking λ to be the counting measure on N (resp. the Lebesgue measure)
gives the result for discrete (resp. continuous) time flow.
∎
4.4. Logarithm law for the first hitting time
Using similar arguments utilizing the effective mean ergodic theorem, we can prove the logarithm law for the first hitting time for the discrete flow.
Recall the discrete first hitting time function
[TABLE]
Theorem 4.8**.**
If B is inner regular,
then
[TABLE]
Proof.
We first note that the bound
[TABLE]
holds for m-a.e.x; indeed, this holds in general for any monotone sequence of shrinking targets in a measure preserving dynamical system (see [14, Lemma 2.2]). It is thus sufficient to show that for m-a.e. x,
[TABLE]
Fix a small ϵ>0 and set
[TABLE]
Note that if x∈Aϵ+, then there are arbitrarily large values of t for which τBtd(x)≥m(Bt)1+2ϵ1,
and hence x∈Ckϵ(t),Ψto where
Ψt=IdBt and
[TABLE]
Now for any j∈N, we choose yj∈(2j+11,2j1] such that either
tj=sup{t:m(Bt)≥yj} satisfies m(Btj)=yj or there is no t with m(Bt)∈[yj,yj−1) (if the function t↦m(Bt) is continuous, we may simply take yj=2−j. In general, since the function t↦m(Bt) is monotone decreasing, it has at most countably many points of discontinuity and hence we can always find such points). We partition [0,∞) into intervals Ij={t:m(Bt)∈[yj+1,yj)} and write
[TABLE]
For all sufficiently large j and any t with m(Bt)∈[yj+1,yj), we have that kϵ(t)∈[2(1+ϵ)(j),2(1+2ϵ)(j+2)] so that
Ckϵ(t),Ψto⊆C2(1+ϵ)j,Ψto. Since Btj⊆Bt for all t<tj, we get
C2(1+ϵ)j,Ψto⊆C2(1+ϵ)j,Ψtjo. We can thus further bound
[TABLE]
From our choice of yj and tj, we have that m(Ψtj)=yj∈(2j+11,2j1].
Since {Bt} is inner regular, we have 0≤Ψtj−≤Ψtj with m(Ψtj−)≍m(Ψtj) and log(S∗(Ψtj−))≪∣log(m(Ψtj))∣≪j. Using Proposition 4.2 for the smooth functions as before, we bound
[TABLE]
Hence
m(Aϵ+)≤∑j>kj2−ϵj≪k2−ϵk for all k∈N. Therefore m(Aϵ+)=0 and
[TABLE]
This holds for any ϵ>0.
Hence, by taking a sequence of ϵj→0, we finish the proof.
∎
4.5. Thickening along the flow.
We note that if {k∈N:xak∈Bk} is unbounded (resp. {j≤k:xaj∈Bk}=∅), then
{t∈R:xat∈Bt} is unbounded (resp. {t≤k:xat∈Bk}=∅). Hence the same assumptions on the shrinking rate of m(Bt) as in Proposition 4.4 give the same conclusions also for the continuous flow. However, it is possible for the set {t∈(0,∞):xat∈Bt} to be unbounded even when it is bounded for the discrete time flow. In order to get the correct thresholds for the continuous flow, one needs to consider the thickened targets.
For any set B⊆X we define its thickening B~ to be
[TABLE]
In the following lemma we observe that the shrinking target problems for the continuous flow can be translated to similar problems for the discrete flow hitting the thickened targets.
Lemma 4.9**.**
For any B⊆X and x∈X, we have:
(1)
If xat∈B for some t∈R, then xak∈B~ for k∈Z with ∣t−k∣≤1/2.
2. (2)
If xak∈B~ with k∈Z, then xat∈B for some t with ∣t−k∣≤1/2.
3. (3)
∣τB(x)−τB~d(x)∣≤1/2.**
The proof of these observations is easy once stated and we omit the details. Using this, we get the following sharper results for the continuous time flow, which imply Theorems 1.1 and 1.2.
Theorem 4.10**.**
Suppose that the family {B~t}t≥1 of thickened targets is inner regular.
(1)
If liminfk→∞m(B~k)k∣log(m(B~k)∣=0
then for m-a.e. x∈X,
{t∈R:xat∈Bt} is unbounded.
2. (2)
If
∑j=1∞2jm(B~2j)∣log(m(B~2j))∣<∞,
then for m-a.e. x∈X,
[TABLE]
3. (3)
For m-a.e. x∈X,
[TABLE]
Proof.
The first condition (with k replaced by k+1) implies that the set {k∈N:xak∈B~k+1} is unbounded. For each k in this set, there is some tk∈[k−1/2,k+1/2] with xatk∈Bk+1⊆Btk, proving the first part.
For the second part, the summability condition implies that for m-a.e. x, we have that {xaj:j≤k)}∩B~k=∅ for all sufficiently large k>k0. Now for t≥k0+1 and k:=⌊t⌋, there is some j≤k with xaj∈B~k; hence there is s≤t with xas∈Bk⊆Bt.
Finally for the last part, since ∣τB(x)−τB~d(x)∣≤1/2, we get that
[TABLE]
∎
Remark 4.6*.*
The problem of estimating ℓ{t≤k:xat∈Bk}, for the continuous time flow,
does not easily reduce to the discrete time problem for the thickened targets. Here, knowing that xak∈Bk~ only tells us that xat∈Bk for some t close to k but not on the amount of time spent there. Hence, to get asymptotics we need the stronger condition that ∑j=1∞2jm(B2j)∣log(m(B2j))∣<∞ for the original sets and not the thickened sets. In particular, if m(Bk)≍k−a for some a≥1 and m(B~k)≍k−b for some b<1, then by reducing to the thickened case, we know that for all sufficiently large k, {t≤k:xat∈Bk}=∅, but we do not get an asymptotic estimate for the size of these sets.
5. Explicit examples
In this section, we consider explicit examples of shrinking targets given by shrinking cusp neighborhoods, shrinking metric balls and shrinking tubular neighborhoods,
and show that they are regular and approximate their measure.
5.1. Cusp neighborhoods
Let h1,⋯,hk and hi,t be the cusp neighborhoods defined in (2.5).
In order to apply our results for these sets we need to verify that the family {hi,t}t≥1 is regular and satisfies
m(hi,t)≍e−t(2δ−κi) where κi is the rank of the parabolic fixed points associated to hi.
While the upper bound m(hi,t)≪e−t(2δ−κi) is proved in [2] and [23], we could not find a reference where the lower bound is established; so we include a proof for the convenience of readers.
The important feature of a geometrically finite group is that all of its parabolic fixed points are bounded, i.e.,
the stabilizer of ξ in Γ acts cocompactly on Λ−{ξ} for each parabolic fixed point ξ. This is the main ingredient
of the argument below. We refer to [1] for the description of horoballs in geometrically finite manifolds that will be used below.
We will work here with the upper half space model
[TABLE]
and fix our base point to be o=(0,1). Since we will work with one fixed cusp, we may assume without loss of generality that it is the infiniy ∞.
Set Γ∞:=StabΓ∞ and κ to be the rank of ∞.
Without loss of generality, we assume that Γ∞=Zκ. Fix a horoball H~(0)⊂Hn
such that
[TABLE]
In fact, H~(0) is of the form {(x,y):y=y0} for some y0>0. For the notational simplicity, we assume y0=1.
Set H~(t)={z∈H~(0):d(z,∂H~(0))≥t}={(x,y):y≥et}.
Without loss of generality, we may assume π(ht)=Γ∞\H~(t) where h∞,t=ht.
Choose a fundamental domain F∞⊆Rn−1 for the action of Γ∞ on Rn−1 containing the origin so that the sets,
int(γF∞), are mutually disjoint for γ∈Γ∞. Note that H′(t)={z=(x,y):x∈F∞:y≥et} is a fundamental domain for π(ht)=Γ∞\H~(t).
We can choose a compact fundamental parallelepiped P containing F∞∩Λ such that Γ∞P covers Λ∖{∞} and int(γP)s are mutually disjoint for all γ∈Γ∞. We may choose P to contain the origin so that if H(t):=H′(t)∩hull(Λ),
then
[TABLE]
As P is compact, we have for any z∈H(t), we have d(Γo,z)=d(o,z), and for z∈∂H(t),
The injectivity radius rz at any point z∈∂H(t) satisfies rz≍e−t, where the implied constants are uniform for all t≫1.
We will use the following well-known fact:
Proposition 5.2**.**
There exists c>0 such that for all t≥0,
[TABLE]
Next we want to estimate the measure m(ht) for large t. For any ξ−=ξ+∈∂Hn−{∞} and s∈R, we denote by ξs the unit speed geodesic from ξ− to ξ+ (where s is the signed distance from the highest point of the geodesic), and recall that this gives us the coordinates (ξ−,ξ+,s) parametrizing T1(M). Let Λ′=Λ∖{∞} and let P0=F∞∩Λ.
We first show the following:
Lemma 5.3**.**
[TABLE]
Proof.
Let FΓ⊆Hn be a fundamental domain for Γ\Hn containing o such that for t≥0 sufficiently large, we have that FΓ∩H~(t)=H′(t),
so that m(ht)=∫T1(M)IdH′(t)dm.
Since {(ξ−,ξ+,s):{ξ±}∩{∞}=∅} has m-measure zero, we can rewrite this in the (ξ−,ξ+,s) coordinates as
[TABLE]
Now decomposing Λ′ as a union over translates γP0 with γ∈Γ∞, we can rewrite
[TABLE]
where for the second line we made a change of variables ξ↦γξ and in the last line we used that H~(t)=⋃γ∈Γ∞γH′(t).
∎
In order to evaluate this, we need the following geometric estimate.
Lemma 5.4**.**
Let ξ−∈P0 and ξ+∈γP0 with γ∈Γ∞. Then there exists c>0 such that
[TABLE]
Proof.
Recall that o=(0,1) and note that γo=(v,1) for some v∈Rn−1. Since P0 is a compact set containing the origin, then γP0 is a compact set (of the same diameter) containing v and hence ∥ξ−−ξ+∥=∥v∥+O(1) where ∥⋅∥ is the Euclidian norm on Rn−1. Note that sup{t:ξ∩H(t)=∅}=log(2∥ξ−−ξ+∥) and d(o,γo)=log(∥v∥)+O(1). Hence if d(o,γo)<2t−c, then ξ∩H(t)=∅.
Now assume that ξ∩H(t)=∅ and let z1,z4∈Hn be the first and second intersections of the geodesic ξs with ∂H~(0) and z2,z3 the first and second intersections with ∂H(t). Writing zi=(xi,yi), we have that ∥x1∥ and ∥x4−v∥ are uniformly bounded and that ∥x2∥ and ∥x3−v∥ are bounded by O(et); this implies that
d(z1,o), d(z4,γo), d(z2,ato) and d(z3,γato) are all uniformly bounded. Now on one hand, d(z1,z4)=d(o,γo)+O(1), and on the other hand, since z1,z2,z3,z4 all lie on the same geodesic, we have
d(z1,z4)=d(z1,z2)+d(z2,z3)+d(z3,z4). The middle term is precisely ∫RIdH~(t)(π(ξs))ds and
d(z1,z2)=d(o,ato)+O(1)=t+O(1) and similarly d(z3,z4)=t+O(1), concluding the proof. ∎
Next note that for any ξ−∈P0 and ξ+∈γP0 and γ∈Γ∞, the sum
βξ+(o,π(ξs))+βξ−(o,π(ξs)) is independent of s and is uniformly bounded.
Indeed, let s1 be the least time such that z1:=π(ξsi)∈H(0) and note that d(z1,o)=O(1) is uniformly bounded. Now, for z=π(ξs), on one hand
βξ+(z1,z)+βξ−(z1,z)=s−s1+s1−s=0,
and on the other hand
∣βξ±(z1,z)−βξ±(o,z)∣≤d(z1,o) which is uniformly bounded.
With this observation together with Lemma 5.4, we get that
[TABLE]
Next, to estimate νo(γP0)=νγo(P0), we use the Γ-conformality to get that
[TABLE]
To estimate βξ(γo,o), let z1,z2 be the two points in the intersection of ∂H(0) and the geodesic
connecting ξ to γξ. Then d(z1,o) and d(z2,γo) are uniformly bounded and βξ(z1,z2)=d(z1,z2)=d(γo,o)+O(1) implying that βξ(γo,o)=d(γo,o)+O(1).
Plugging in this estimate gives
[TABLE]
We may write Γ∞ as {γv:v∈Zκ} where γv is the translation by v.
Note that d(o,γv(o))=2log∥v∥+O(1). Hence
[TABLE]
as claimed.
For the thickened target, for any x∈ht and ∣s∣≤1/2, if xat∈ht−1, then ht⊆h~t⊆ht−1. Hence
m(h~t)≍e−t(2δ−κ) as well.
∎
Next we show regularity.
Proposition 5.6**.**
Both families
{ht:t≥1} and {h~t:t≥1} are regular.
Proof.
Since ht⊆h~t⊆ht−1 it is enough to show that {ht} is regular.
Let H′(t) denote the fundamental domain for Γ∞\H~(t) defined above, and FΓ a fundamental domain for Γ\Hn such that FΓ∩H~(t)=H′(t). For any t≥1 let ψt± be smooth functions on Γ∞\H~(t) taking values in [0,1] satisfying
[TABLE]
and we can choose them so that S(ψt±)=O(1), independent of t.
Since FΓ∩H~(t)=H′(t), we can lift the functions ψt± to right K-invariant, and left Γ-invariant functions Ψt± on G. As such, by looking at their values on a fixed fundamental domain, we see that
[TABLE]
Since m(ht)≍m(ht±1), we also get that m(Ψt±)≍m(ht), implying that {ht} is regular.
∎
Applying Theorem 1.1 to the shrinking targets Bt=hi,t gives (1).
For (2), fix some η<2δ−κi1 and let c:=1−η(2δ−κj)>0. Consider the shrinking family {Bt=hi,ηlog(t)}, which is regular and satisfies m(B2t)≍m(Bt)≍t−(2δ−κi)η. In particular we have that
In this subsection, our goal is to show that for x∈supp(m), the family {xGϵ:0<ϵ<1} is regular as stated in Proposition 5.9.
We may assume that o∈hullΛ and fix vo∈To(Hn) so that M=Stab(vo).
For ξ∈∂Hn and ϵ>0, let Bξ(ϵ) denote the Euclidian ball of radius ϵ around ξ.
When Γ is convex co-compact, Sullivan’s shadow lemma implies that νo(Bξ(ϵ))≍ϵδ, but when Γ has cusps,
the measure νo(Bξ(ϵ)) fluctuates as ϵ→0.
Nevertheless, we have the following:
Lemma 5.7**.**
For any ξ∈Λ, the following holds for all sufficiently small ϵ>0:
For ξ∈Λ let ξt⊂hull(Λ) denote the unit speed geodesic ray connecting o to ξ.
Let b(ξt)⊂∂(Hn) denote the shadow at infinity of the hyperbolic hyperplane meeting ξt orthogonally.
Then
[TABLE]
If {ξ1,⋯,ξk} denotes the set
of all representatives of Γ-orbits in the set of parabolic limit points, and Hξi⊂Hn is a sufficiently deep horoball based at ξi,
then H:=⋃i=1kΓ(Hξi) forms a family of disjoint horoballs.
where κ(ξt) is the rank of ξi if ξt∈Γ(Hξi) for some i, and κ(ξt)=δ otherwise.
Now, to prove (1), let ϵ=e−t. First, if ξt is not in H, the claim follows easily.
Next, if ξt∈Γ(Hξi), then κ(ξt)=κi and νo(b(ξt))≍e−δt+d(ξt,Γo)(δ−κi)).
If κi≤δ, then
[TABLE]
and hence e−t(2δ−κmin)≪νo(b(ξt))≪e−δt.
Now if κi>δ, then
[TABLE]
so that e−δt≪νo(b(ξt))≪e−(2δ−κmax)t. This proves (1).
For (2), we claim that νo(b(ξt+1))≍νo(b(ξt)).
In the case when ξt,ξt+1∈Γ(Hξi) for some i, we have that ∣d(ξt,Γo)−d(ξt+1,Γo)∣≪1.
Now, using (5.3) we get
[TABLE]
If this case does not happen, there must be some t′∈[t,t+1] such that the projection of ξt′ in core(M)
lies in the compact part core(M)−∪iΓ\Hξi, and hence d(ξt′,Γo)=O(1). But then also d(ξt,Γo) and d(ξt+1,Γo) are bounded and
νo(b(ξt+1))≍νo(b(ξt))≍e−δt as well.
∎
Proposition 5.8**.**
Let K⊆X be a compact subset. Let δ−=min{δ,2δ−kmax} and δ+=max{δ,2δ−kmin}. For any x∈K∩Ω, we have that for all 0<ϵ<rx,
(1)
ϵ1+dimM+2δ+≪m(xGϵ)≪ϵ1+dimM+2δ−,**
2. (2)
m(xG2ϵ)≍m(xGϵ),**
3. (3)
m(xGϵA1)≍ϵ−1m(xGϵ),
4. (4)
m(xGϵM)≍ϵ−dim(M)m(xGϵ),
where all the implied constants above are uniform over all x∈K.
Proof.
Fix a compact subset F0⊆G such that K=Γ\ΓF0. First, since we assume ϵ≤rx,
we have that m(xGϵ)=m(gGϵ) for x=[g].
We will use the flow boxes
[TABLE]
It is shown in [12, Lemma 4.7] that B(g,ϵ)≍gGϵ
and that
[TABLE]
where volM(Mϵ)≍ϵdim(M) and all implied constants are absolute.
We can estimate νg(o)(gNϵ±vo±)≍νo(Bg±(ϵ)), with the implied constants uniform for g∈F0.
Hence by Lemma 5.7, we have
[TABLE]
Since volM(Mϵ)≍ϵdimM, we get that
[TABLE]
proving (1). (2) follows similarly from Lemma 5.7(2).
(3) and (4) follow easily from the above description of gB(ϵ).
∎
Proposition 5.9**.**
Fix a compact set K⊆X. There exist some c>1 and α>1(depending on ℓ, and K) such that the family {xGϵ:x∈K∩Ω,ϵ<rx} and the family of their thickenings are regular for Sl.
Proof.
We can find smooth functions Ψϵ±:G→[0,1) such that
[TABLE]
satisfying Sl(Ψϵ±)≪ϵ−l. For x∈K∩Ω, let
Ψx,ϵ±(g):=Ψϵ±(xg). Then
[TABLE]
We then have that
[TABLE]
for α=1+dim(M)+δ−l
and that m(xGϵ/2)≤m(Ψx,ϵ−)≤m(xGϵ) so that m(xGϵ)≪m(xGϵ/2)≤m(Ψx,ϵ−), and similarly
m(Ψx,ϵ+)≪m(xGϵ).
The same argument shows that the thickened sets xGϵA1 are (c,α)-regular for some constant c>1 and α=dim(M)+δ−l.
∎
The proofs of Propositions 5.8 and 5.9 can easily be adapted for the following:
Proposition 5.10**.**
Let M be convex cocompact. Fix x0∈supp(m).
Then the families {x0GϵM} and {x0GϵMA1/2} are regular
and m(x0GϵM)≍ϵ2δ+1 and m(x0GϵMA1/2)≍ϵ2δ with the implied constants uniform over all x0.
When M has cusps, we do not have such asymptotics for m(x0GϵM) and m(x0GϵMA1/2) uniformly for all x0∈supp(m). Nevertheless, we have the following estimates:
Proposition 5.11**.**
Let K⊆X be a compact subset of X, and let x0=[g0M]∈K∩Ω.
(1)
If both g0+,g0−∈∂Hn are parabolic fixed points corresponding to cusps of ranks κ1 and κ2 respectively, then
[TABLE]
2. (2)
If x0A is bounded, then
[TABLE]
3. (3)
If supt∈Rlog∣t∣d(x0at,Γo)<∞, then
[TABLE]
Proof.
Without loss of generality, we may assume that g0=e. Set ξt:=at and let ξ±:=limt→±∞ξt. Recall that by [12, Lemma 4.7] and (5.5), we have
[TABLE]
It thus remains to estimate νo(Bξ±(ϵ)) in each of the above cases.
When ξ± are parabolic limit points, there exists t0 such that for all t≥t0 (resp, t<−t0), we have that ξ±t∈Hξ± is in the horoball centered at ξ±. Since ξ± are parabolic limit points, this implies that for t≥t0, we have that d(ξt,Γo)=∣t∣+O(1), and hence, setting ϵ=e−∣t∣ by
(5.3), we can estimate νo(Bξ+(ϵ))≍ϵ2δ−κ1 and similarly νo(Bξ−(ϵ))≍ϵ2δ−κ2, proving (1).
Next, the boundedness of x0A means that suptd(ξt,Γo)<∞.
In this case, (5.3) implies that νo(Bξ±(ϵ))≍ϵδ, proving (2).
Finally, assuming that suplog∣t∣d(x0at,Γo)<∞, again taking ϵ=e−t, (5.3) now implies that
[TABLE]
and hence
[TABLE]
This proves (3).
∎
We finish this section with the proofs of Theorems 1.7 and 1.8.
(1) follows by applying Theorem 1.1 to the shrinking targets Bt=x0G1/tM with thickening Bt~=x0G1/tMA1/2 which is inner regular with log(m(B~t))=−2δt+O(1) by Proposition 5.10.
For (2) we consider the shrinking targets Bt:=x0Gt−ηM.
Note that for any x∈M, we have that d(Gs(x),x0)<t−η exactly when Gs(x)∈Bt. Since
m(Bt)≍t−η(2δ+1), we have ∑j2jm(B2j)log(m(B2j)<∞ when (2δ+1)η<1. So (2) follows from
Theorem 1.3(2).
∎
For (1), we note that Theorem 1.4(1) implies that for m-a.e. x0∈T1(M),
[TABLE]
For any such x0, the families
{Bt=x0G1/tM} and {Bt~} are regular.
By Proposition 5.11(3), we have
limt→∞logt−log(m(Bt))=2δ+1, and hence limt→∞−logtlog(m(B~t))=2δ.
Now, using this limit together with Theorem 1.1, we get that for m-a.e. x∈T1(M)
[TABLE]
For (2), given two cusps ξ1,ξ2 with ranks κ1,κ2, consider a geodesic connecting ξ1 to ξ2 and let g0∈T1(Hn) be any point on this geodesic, and set x0=[g0]∈T1(M). Consider the shrinking targets Bt=x0G1/tM. By Proposition 5.11(1),
we have log(m(B~t))=−(4δ−κ1−κ2)log(t)+O(1) and hence (2) follows from Theorem 1.1.
∎
5.3. Shrinking tubular neighborhoods
For a fixed closed geodesic C⊂T1(M) and ϵ>0, we set
Cϵ={x∈T1(M):d(C,x)<ϵ}.
The proof of Theorem 1.6 follows as above from the following.
Proposition 5.12**.**
The families {Cϵ:ϵ<ϵ0} and C~ϵ={xas:x∈Cϵ,∣s∣≤1/2} are both regular and satisfy m(Cϵ)≍m(C~ϵ)≍ϵ2δ.
Proof.
Recall the notations
X,X(ϵ) and Y(ϵ)=X−X(ϵ) from section 2.3.
They are all M-invariant subsets of Γ\G, and in the following proof,
we will regard them as subsets in Γ\G/M.
We can present C=[g0]AM/M and an element of C is
represented by [g0]atM for a unique 0≤t<L where L is the length of C.
Let ϵ0 be sufficiently small so that C⊆Y(ϵ0) and let 0<ϵ≤ϵ0.
Let Qϵ denote a maximal set of points xi∈C such that the sets xiGϵM are pairwise disjoint. Writing xi=x0ati the condition that xiGϵ∩xjGϵ=∅ imply that ∣ti−tj∣≥ϵ and the maximality condition implies that ∣ti−ti+1∣≤3ϵ. Hence #Qϵ≍Lϵ−1. Since
[TABLE]
we can estimate
[TABLE]
Now Proposition 5.11(2) implies that
m(giGϵM)≍ϵ2δ+1 where the implied constant does not depend on i. Summing over all xi∈Qϵ, we get that indeed
m(Cϵ)≍ϵ2δ.
Next, to show regularity, for each point xi∈Qϵ, let Ψϵ,i± be smooth non-negative functions approximating xiGϵM from below and xiG3ϵM from above respectively, with Sl(Ψϵ,i±)≪ϵ−l, and define Ψϵ±=∑iΨϵ,i±.
Since the sets xiGϵM are pairwise disjoint, we have that Ψϵ−≤IdCϵ≤Ψϵ+ and moreover
[TABLE]
and similarly that m(Cϵ)≪m(Ψϵ−). Since #Qϵ≪ϵ−1, we can bound Sl(Ψϵ±)≪ϵ−(l+1)≪m(Cϵ)−α with α=2δl+1, showing that the family {Cϵ} is (c,α) regular for some c>1, and α=2δl+1.
Finally, note that there is c≥1 such that a−sGϵas⊆Gcϵ for all ∣s∣≤1/2. Then any point x∈C~ϵ is of the form x=x0atgasM with 0≤t≤L,g∈Gϵ and ∣s∣≤1/2. We can write gas=asa−sgas∈asGcϵ, to get that x∈x0at+sGcϵ∈Ccϵ. Therefore Cϵ⊆C~ϵ⊆Ccϵ, implying that {C~ϵ} is also regular with m(C~ϵ)≍m(Cϵ).
∎
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