Thickness dependence of electron-electron interactions in topological p-n junctions
Dirk Backes, Danhong Huang, Rhodri Mansell, Martin Lanius, J\"orn, Kampmeier, David Ritchie, Gregor Mussler, Godfrey Gumbs, Detlev, Gr\"utzmacher, and Vijay Narayan

TL;DR
This study investigates how electron-electron interactions in topological p-n junctions depend on the thickness of the stacked topological insulators, revealing a decrease in screening with increased thickness and a larger number of 2D states than previously measured.
Contribution
It provides the first systematic analysis of thickness-dependent electron-electron interactions in topological p-n junctions using transport measurements and theoretical modeling.
Findings
Screening factor decreases with increasing sample thickness.
Number of 2D states from interactions exceeds that from weak-antilocalization.
Results align with semi-classical Boltzmann theory.
Abstract
Electron-electron interactions in topological p-n junctions consisting of vertically stacked topological insulators are investigated. n-type Bi2Te3 and p-type Sb2Te3 of varying relative thicknesses are deposited using molecular beam epitaxy and their electronic properties measured using low-temperature transport. The screening factor is observed to decrease with increasing sample thickness, a finding which is corroborated by semi-classical Boltzmann theory. The number of two-dimensional states determined from electron-electron interactions is larger compared to the number obtained from weak-antilocalization, in line with earlier experiments using single layers.
| Ref. | Sample | Method | t/nm |
|---|---|---|---|
| Roy et al. Roy:2013 | BiTe | MBE | 4 |
| Wang et al. Wang:2016 | BiSe | SP | 6-108 |
| Jing et al. Jing:2016 | BiSe | MBE | 10 |
| Trivedi et al. Trivedi:2016 | BiTeS | Flakes | 10 |
| Kuntsevich et al. Kuntsevich:2016 | BiSe films | MBE | 10-18 |
| Sahu et al. Sahu:2018 | BiSe films | SP | 20 |
| Takagaki et al. Takagaki:2012b | SbTe films | MBE | 21 |
| Takagaki et al. Takagaki:2014 | SbTe | MBE | 22 |
| Chiu et al. Chiu:2013 | BiTe | Flakes | 65 |
| Takagaki et al. Takagaki:2012 | Cu-doped BiSe | HWE | 80 |
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Thickness dependence of electron-electron interactions in topological - junctions
Dirk Backes
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Department of Physics, Loughborough University, Epinal Way, Loughborough LE11 3TU, United Kingdom
Danhong Huang
Air Force Research Laboratory, Space Vehicles Directorate, Kirtland Air Force Base, New Mexico 87117, USA
Rhodri Mansell
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Martin Lanius
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Jörn Kampmeier
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
David Ritchie
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Gregor Mussler
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Godfrey Gumbs
Department of Physics and Astronomy, Hunter College of the City University of New York, 695 Park Avenue, New York, New York 10065, USA
Detlev Grützmacher
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Vijay Narayan
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Air Force Research Laboratory, Space Vehicles Directorate, Kirtland Air Force Base, New Mexico 87117, USA
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Department of Physics and Astronomy, Hunter College of the City University of New York, 695 Park Avenue, New York, New York 10065, USA
Peter Grünberg Institute (PGI-9), Forschungszentrum Jülich, 52425 Jülich, Germany
Cavendish Laboratory, University of Cambridge, J. J. Thomson Avenue, Cambridge CB3 0HE, United Kingdom
Abstract
Electron-electron interactions in topological - junctions consisting of vertically stacked topological insulators are investigated. -type and -type of varying relative thicknesses are deposited using molecular beam epitaxy and their electronic properties measured using low-temperature transport. The screening factor is observed to decrease with increasing sample thickness, a finding which is corroborated by semi-classical Boltzmann theory. The number of two-dimensional states determined from electron-electron interactions is larger compared to the number obtained from weak-antilocalization, in line with earlier experiments using single layers.
pacs:
73.20.-r, 73.25.+i, 73.50.-h
I Introduction
Topological insulators are fascinating materials with conducting surfaces, harboring electronic states with a Dirac-like bandstructureHasan:2010 . Large spin-orbit interaction together with time reversal symmetry cause the topological nature of these surface states (TSS), manifesting itself in the suppression of backscattering and leading to the weak-antilocalization effect (WAL) and to spin-momentum coupling. Furthermore, magnetic topological insulators exhibit the quantum anomalous Hall (QAH) effectHaldane:1988 ; Yu:2010 ; Chang:2013 , characterized by dissipationless chiral currents. These properties of topological insulators have attracted great attention because of their potential applications in energy-efficient electronics and quantum computing.
The analysis of the topological properties is complicated by the non-zero conductivity of the bulkAnalytis:2010 ; Checkelsky:2011 ; Taskin:2012 , which often dominates the overall transport characteristics. Several methods have been devised to suppress the bulk contribution, such as doping Chen:2009 ; Kong:2011 ; Zhang:2011 ; Weyrich:2015 , gating Chen:2010 ; Chen:2011 ; Checkelsky:2011 ; Steinberg:2011 , and reducing the thickness of the layer Jiang:2012 . A relatively unexplored but elegant method is to combine an electron and hole dominated material to form a - junction, and thus creating a depletion layer at the interface Zhang:2013 ; Eschbach:2015 ; Backes:2017 .
The -Berry phase of the Dirac fermions gives rise to quantum corrections of the conductivity, with a magnetic field and temperature dependence resembling the WAL effect. By analyzing of the WAL in topological - junctions the transport through TSS and bulk states was disentangled Backes:2017 . Additional modifications of the conductivity are caused by electron-electron interactions (EEI), originating from an effective decrease of the electron density at the Fermi level Lee:1985 ; Altshuler:1998 ; Koenig:2013 ; Lu:2014 . The combined study of both WAL and EEI can reveal information about spin (EEI) and orbital (WAL) part of the electron wave function to transport Checkelsky:2009 .
Especially the number of 2D states is of utmost interest, since it can provide evidence of the topological nature of a TI Narayan:2016 ; Nguyen:2016 . By careful observation of either the WAL or EEI, a value for can be gainedWang:2011 ; Takagaki:2012 ; Takagaki:2012b ; Chiu:2013 ; Roy:2013 ; Takagaki:2014 ; Dey:2014 ; Jing:2016 ; Trivedi:2016 ; Kuntsevich:2016 ; Sahu:2018 ; Wang:2016 . It turns out that in single layer TI, tends to be larger than Wang:2011 ; Takagaki:2012 ; Chiu:2013 ; Roy:2013 ; Takagaki:2014 ; Dey:2014 ; Kuntsevich:2016 ; Sahu:2018 ; Wang:2016 (see Fig. 1 and Tab. 1). It seems that surface states on the top and bottom contribute independently to EEI but that, under certain circumstances, they appear to be coupled when the WAL effect is concerned. The physical origin of this coupling effect remains elusive. Predominantly in very thin layers only one 2D state contributes to WALRoy:2013 ; Jing:2016 ; Trivedi:2016 ; Wang:2016 ; Kuntsevich:2016 . Thicker films tend to be decoupled when WAL is concerned and therefore exhibit a higher number of 2D-channelsTakagaki:2012b ; Wang:2016 ; Takagaki:2014 ; Sahu:2018 . Microflakes Chiu:2013 and hot wall epitaxy deposited layersTakagaki:2012 are exceptions where coupling effects can be observed even at thicknesses 60 nm. A combined study of the WAL and EEI in TI-multilayers is entirely missing.
In the following, we present the first investigation of the interplay of WAL and EEI in topological - junctions. Conductivity corrections are measured at temperatures 10 K as a function of temperature, magnetic field and sample thickness. The conductivity correction are used to find the number of 2D channels contributing to either EEI or WAL. Finally, a semiclassical Boltzmann theory is derived to understand the thickness dependence of the conductivity corrections due to EEI.
II Experiment
The -bilayers (BST) were grown using molecular beam epitaxy (MBE). Details of the MBE sample preparation can be found in Ref. Eschbach:2015, . The bottom -layer was = 6 nm and the top -layers was 6.6 nm (BST6), 7.5 nm (BST7), 15 nm (BST15), and 25 nm (BST25) thick, respectively. The films were patterned into Hall bars which were wide and long. Transport in these samples was measured in a He-3 cryostat at temperature down to 300 mK while a perpendicular magnetic field could be applied using a superconductive magnet.
III Results
In Fig. 2 the sheet resistance during cooldown is shown for all sample thicknesses. Metallic behavior is dominant, except for the thinnest samples, BST6 and 7, which are insulating between room temperature and 200 K, where they become metallic. At base temperature (300 mK) all samples are insulating, with the transition temperature between the metallic and insulating phase, , found to be between 7 to 11 K, depending on the sample thickness (see insert in Fig. 2(a)).
The temperature range below is explored in more detail in Fig. 3 for each sample thickness. The temperature was increased in small steps starting at base temperature of 300 mK, taking care for the temperature to stabilize. An external magnetic field was swept between 0 and 0.5 T at each temperature step. Both longitudinal and transverse resistance were recorded from which the conductivity could be calculated. Only one field loop needed to be taken since the noise level was low.
IV Discussion
EEI originate from pairing of electrons at the Fermi energy and lead to a decrease in the carrier density, which in turn leads to a reduction of the conductivity. As can be seen in Fig. 3, the correction to conductivity due to EEI sets in below a transition temperature and exhibits a well-defined temperature dependence, given by Lee:1985
[TABLE]
where n is the number of 2D channels, the screening factor, and the transition temperature. By applying Eq. 1 to the measured conductivity in Fig. 3 using (see insert in Fig. 2(a)), we obtain from the slope of the temperature dependence.
The overall change of the conductivity correction between base and transition temperature, , increases with sample thickness (see Fig. 4(a)).
Fig. 4(b) shows the change of when a magnetic field is applied perpendicular to the sample. The value of is smaller than 1 without magnetic field but rises to values close or above 1 at fields T. This abrupt change reflects the disruption of phase coherence due to the magnetic field, impacting WAL. At fields T, where WAL has disappeared Backes:2017 , any change in conductivity can be attributed to EEI. saturates above this field (see Fig. 4(b)) and is employed to investigate the underlying EEI it originates from. The screening parameter can be inferred from if , the number of 2D states is known. can attain values between 0 (no screening) and 1 (strong screening). This condition cannot be fulfilled when is larger than 1 and . Thus, to obtain an within the allowed range from our experimental resultsTakagaki:2012 we assume that (see Fig. 4(c)).
For the screening factor decreases with thickness, from 0.73 for BST6 to 0.5 for BST25 (see Fig. 4(c)). It cannot be excluded that but although the values of differ, the thickness dependence remains unchanged. This goes hand-in-hand with a similar thickness-dependent increase of the conductivity correction, since weaker screening means stronger EEI, hence larger . In single layers, both a decrease Kuntsevich:2016 ; Wang:2016 as well as an increase Trivedi:2016 of with increasing thickness have been reported. The increase was attributed to a stronger screening due to the bulk states in thicker samples Trivedi:2016 .
To explain our results in light of these contradicting earlier observations, we derived a semi-classical Boltzmann theory for the topological - junctions. The total conductivity (see Eqns. C18 and C19 in the Supplement SM for its derivation) is given by
[TABLE]
where and . and are the energy relaxation and and the momentum relaxation time of the surface and bulk, respectively. , , , and are thickness, electron density, mobility, range of depletion zone and diffusion coefficient of the acceptor (donator) layer, respectively. is the Fermi velocity of the surface states which are allowed to have a small band gap due to hybridization at small thicknesses. and are constants to be determined experimentally. The surface mobility is
[TABLE]
with . For weak magnetic field, we have , and .
When the conductance correction (see Eq. C20 in the Supplement SM ) is given by
[TABLE]
[TABLE]
where , and are the mobility, conductivity and energy-relaxation time, respectively, of surface electrons in the absence of EEI.
Here, is the additional electron-electron pair scattering contribution to the inverse energy relaxation time (see Eq. C16 and C17 in the Supplement SM ), given by
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where
[TABLE]
and . We use and as a cutoff for . stands for and . Here, pair scattering of bulk electrons will lead to reduction of total conductivity.
Important conclusions can be drawn from these theoretical results. Firstly, for a weak magnetic field , the longitudinal conductivity becomes independent of , although the Hall conductivity depends on (see Eqns. 2 and 3). Furthermore, Eqn. 5 for the energy relaxation time indicates that both pair scattering and screening effects from EEI do not depend on . This is a strong argument in favor analyzing EEI by applying a weak magnetic field, in order to separate quantum corrections due to WAL from (see Eqn. 1 and Fig. 4(b)).
Secondly, the experimentally found strong increase of EEI with the sample thickness (see Fig. 4(a)) can be directly derived from the theory. Eqn. 4 gives the dominant EEI-induced change in surface longitudinal conductivity at low fields and reveals its thickness dependence. On the one hand, we know that . On the other hand, we find that the ratio . Overall, which for leads to . This linear relationship describes our experimental findings remarkably well (see Fig. 4(a)). Finally, bulk electrons can also screen impurity scattering of surface electrons, but it becomes insignificant due to the large separation between the surface layer and the center of film.
The fact that indicates that 2 independent 2D channels are involved and stands in contrast to the results of WAL measurements (see Ref. Backes:2017 and Fig. 4(d)). This discrepancy between WAL and EEI has been reported in Cu-doped BiSe single layers Takagaki:2012 and attributed to a 2D bulk state. For SbTe single layers Takagaki:2012b , it was speculated that one coupled state of top and bottom TSS dominates WAL, but that they contribute independently to EEI. It is not clear how coupling could be mediated in our bilayer samples, since the depletion layer at the interface separates the SbTe and BiTe layer. Therefore, it is more likely that the 2D bulk plays a role in EEI processes in our samples.
Lastly, we determine the WAL contribution form the difference between the saturated and zero field amplitude . We have shown already that EEI is independent of the magnetic field, and thus the change of the slope of the with and without applied field can be attributed to WAL alone. The number of 2D states can be calculated using with , which characterizes the temperature dependence of the coherence length (see Ref. Backes:2017 ). We obtain 0.5, i.e. that only one TSS is present at all thicknesses Backes:2017 ; Jing:2016 ; Trivedi:2016 (see Fig. 4(d)). Since a TSS on the top surface has been confirmed in ARPES experiments Eschbach:2015 , we conclude that the TSS at the bottom must be disrupted.
In summary, topological - junctions exhibit a rich set of transport characteristics related to their topological surfaces states. At low temperature, WAL and EEI compete in reducing the conductivity. The fact that EEI are unaffected by an external magnetic field was taken advantage of to determine the number of 2D channels. While exactly one was found from WAL, at least two are contributing to EEI. The growing presence of bulk states does not lead to stronger screening. On the contrary, conductivity corrections due to EEI are getting stronger with increase thickness. This effect could be understood withing a semiclassical Boltzmann theory.
Acknowledgements.
D.B., D.R. and V.N. acknowledge funding from the Leverhulme Trust, UK, D.B., R.M., D.R., and V.N. acknowledge funding from EPSRC (UK). D.H. would like to thank the support from the Air Force Office of Scientific Research (AFOSR). G.M., M.L., J.K. and D.G. acknowledge financial support from the DFG-funded priority programme SPP1666.
Appendix A Bulk Boltzmann Moment Equation
For an -doped semiconductor bulk material, we will start with the standard semiclassical Boltzmann transport equation for electrons within a conduction band \varepsilon_{c}({\mbox{\boldmathk}}) of a bulk. For this case, the electron distribution function f_{c}({\mbox{\boldmathr}},\,{\mbox{\boldmathk}};\,t) satisfies
[TABLE]
[TABLE]
where is a three-dimensional position vector, is a three-dimensional wave vector, and the term on the right-hand side of this equation corresponds to the collision contribution of electrons with other electrons, impurities, and phonons. Moreover, for conduction-band electrons, we can define, in a semiclassical way niu , their group velocity through {\mbox{\boldmathv}}_{c}({\mbox{\boldmathk}})=\mbox{\boldmath\nabla}_{\bf k}\varepsilon_{c}({\mbox{\boldmathk}})/\hbar\equiv\langle d{\mbox{\boldmathR}_{0}}(t)/dt\rangle_{\rm av}, where \mbox{\boldmathR}_{0}(t) is the center-of-mass position vector.
Furthermore, we introduce the semiclassical Newton-like force equation niu for the wave vector of miniband electrons, yielding
[TABLE]
where \mbox{\boldmathK}_{0}(t) is the center-of-mass wave vector,
{\mbox{\boldmathE}}(t) and {\mbox{\boldmathB}}(t) are the external electric and magnetic fields, respectively, and {\mbox{\boldmathF}}_{c}({\mbox{\boldmathk}},\,t) is the electromagnetic force acting on an electron in the state.
Based on Eq. (6), the zeroth-order Boltzmann moment equation can be obtained by summing over all the states on both sides of this equation. This gives rise to the electron number conservation equation, i.e.,
[TABLE]
where the electron number volume density \rho_{c}({\mbox{\boldmathr}},\,t) and particle-number current density {\mbox{\boldmathJ}}_{c}({\mbox{\boldmathr}},\,t) (per area) are defined by
[TABLE]
[TABLE]
and is the sample volume.
For the first-order Boltzmann moment equation, we have to employ the so-called Fermi kinetics. Therefore, we first introduce the relaxation-time approximation for the electron collision, given by
[TABLE]
where f_{0}[\varepsilon_{c}({\mbox{\boldmathk}}),T;\,u_{c}]=\{\exp[\varepsilon_{c}({\mbox{\boldmathk}})-u_{c}]/k_{B}T)]+1\}^{-1} is the Fermi function for electrons in thermal-equilibrium states, is the lattice temperature, is the chemical potential of electrons in the system, and is the energy-relaxation time for electrons in the state. The detailed calculation of has been presented in Appendix D. The chemical potential of the system is determined self-consistently by
[TABLE]
where represents the total number of electrons in the system. Finally, by applying this relaxation-time approximation to the standard Boltzmann transport equation in Eq. (6), we obtain
[TABLE]
[TABLE]
[TABLE]
where we have used the fact that is spatially uniform throughout the system and equals the lattice temperature, and the statistically-averaged energy-relaxation time is defined by
[TABLE]
By introducing another inverse momentum-relaxation time tensor \tensor{\mbox{\boldmath\tau}}_{p}^{-1} and using Eq. (7), we can further write the force-balance equation for a macroscopic drift velocity \mbox{\boldmathv}_{d}(t), which yields
[TABLE]
[TABLE]
where {\mbox{\boldmathF}}_{e}(t)=-e\left[{\mbox{\boldmathE}}(t)+\mbox{\boldmathv}_{d}(t)\times{\mbox{\boldmathB}}(t)\right] is the macroscopic electromagnetic force, and the statistically-averaged inverse effective-mass tensor \tensor{\mbox{\boldmath{{\cal M}}}}^{-1} for conduction-band electrons is given by
[TABLE]
and . The detailed calculations for the inverse momentum-relaxation time tensor \tensor{\mbox{\boldmath\tau}}_{p}^{-1} in our system can be found in Appendix E. Moreover, the internal Coulomb force between a pair of electrons will not contribute to this force-balance equation.
The solution of Eq. (15) can be formally expressed as
[TABLE]
where \tensor{\mbox{\boldmath{\mu}}}[{\mbox{\boldmathB}}(t)] is the so-called mobility tensor for conduction-band electrons, which also depends on \tensor{\mbox{\boldmath\tau}}_{p}^{-1} and \tensor{\mbox{\boldmath{\cal M}}}^{-1} in addition to {\mbox{\boldmathB}}(t). The details for calculating the mobility tensor \tensor{\mbox{\boldmath{\mu}}}[{\mbox{\boldmathB}}(t)] are presented in Appendix F. Using Eqs. (15) and (17), we can rewrite {\mbox{\boldmathF}}_{e}(t)=\left(\tensor{\mbox{\boldmath{\cal M}}}\otimes\tensor{\mbox{\boldmath\tau}_{p}}^{-1}\right)\cdot\left[\tensor{\mbox{\boldmath{\mu}}}[{\mbox{\boldmathB}}(t)]\cdot{\mbox{\boldmathE}}(t)\right], where \tensor{\mbox{\boldmath{\cal M}}} represents the inverse of \tensor{\mbox{\boldmath{\cal M}}}^{-1}.
In a similar way, multiplying both sides of Eq. (13) by {\mbox{\boldmathv}}_{c}({\mbox{\boldmathk}}) and summing over all the states afterwards, we get
[TABLE]
[TABLE]
From Eq. (18) we know the particle-number current density \mbox{\boldmathJ}_{c} is independent of . Consequently, from Eq. (8) we find that the number volume density becomes a constant , determined by
[TABLE]
which determines the chemical potential of the system for fixed . If the external fields are static ones, i.e., {\mbox{\boldmathE}}_{0} and {\mbox{\boldmathB}}_{0}, we get the charge current density {\mbox{\boldmathJ}}_{0} from Eq. (18)
[TABLE]
In this case, the elements of the conductivity tensor \tensor{\mbox{\boldmath{\sigma}}}({\mbox{\boldmathB}}_{0}) can be obtained through \sigma_{ij}({\mbox{\boldmathB}}_{0})={\mbox{\boldmathJ}}_{0}\cdot\hat{\mbox{\boldmathe}}_{i}/({\mbox{\boldmathE}}_{0}\cdot\hat{\mbox{\boldmathe}}_{j}), where and \hat{\mbox{\boldmathe}}_{x},\,\hat{\mbox{\boldmathe}}_{y},\,\hat{\mbox{\boldmathe}}_{z} are three unit vectors in a position space. From Eq. (20), we know that the conductivity tensor depends not only on the mobility tensor, but also on how electrons are distributed within an anisotropic conduction band.
As a special case, we consider an isotropic parabolic band structure given by \varepsilon_{c}({\mbox{\boldmathk}})=\hbar^{2}k^{2}/2m^{\ast}, we find from Eq. (16) that and , as well as . In this case, from Eq. (93) we obtain the mobility tensor as
[TABLE]
where , {\mbox{\boldmathB}}=\{B_{x},\,B_{y},\,B_{z}\}, and . If we further assume {\mbox{\boldmathB}}=0, Eq. (21) simply leads to . In this case, from Eq. (20) we get the well-known result {\mbox{\boldmathJ}}_{0}=(\rho_{0}e^{2}\tau_{e}/m^{\ast})\,{\mbox{\boldmathE}}_{0}, which implies . For a -doped semiconductor bulk material, similar equations can be derived for f_{v}({\mbox{\boldmathr}},\,{\mbox{\boldmathk}};\,t), \rho_{v}({\mbox{\boldmathr}},\,t) and {\mbox{\boldmathJ}}_{v}(t) with replacements of \varepsilon_{c}({\mbox{\boldmathk}}), {\mbox{\boldmathr}}_{c}(t), {\mbox{\boldmathF}}_{e}(t), \tau_{c}({\mbox{\boldmathk}}), , by \varepsilon_{v}({\mbox{\boldmathk}}), {\mbox{\boldmathr}}_{v}(t), {\mbox{\boldmathF}}_{h}(t), \tau_{v}({\mbox{\boldmathk}}), , , respectively.
Appendix B Surface Boltzmann Moment Equation
For a semiconductor sheet, we will also start with the standard semiclassical Boltzmann transport equation for electrons within conduction subbands \varepsilon_{n}({\mbox{\boldmathk}}_{\|}) of a sheet, where for two spin-resolved conduction subbands within the bulk semiconductor bandgap. For this case, the electron distribution function f_{n}({\mbox{\boldmathr}}_{\|},\,{\mbox{\boldmathk}}_{\|};\,t) satisfies
[TABLE]
[TABLE]
where {\mbox{\boldmathr}}_{\|} is a two-dimensional position vector on the bulk surface, {\mbox{\boldmathk}}_{\|} is a two-dimensional wave vector within the surface plane, and the term at the right-hand side of this equation corresponds to the collision contribution of electrons with other electrons, impurities, and phonons. Moreover, for conduction-subband electrons, we can define, in a semiclassical way, their group velocity through {\mbox{\boldmathv}}_{n}({\mbox{\boldmathk}}_{\|})=\mbox{\boldmath\nabla}_{{\bf k}_{\|}}\varepsilon_{n}({\mbox{\boldmathk}}_{\|})/\hbar\equiv\langle d{\mbox{\boldmathR}}_{\|}(t)/dt\rangle_{\rm av}. Furthermore, we introduce the semiclassical Newton-like force equation for the wave vector of miniband electrons, yielding
[TABLE]
where {\mbox{\boldmathE}}(t) and {\mbox{\boldmathB}}(t) are the external electric and magnetic fields, respectively, and {\mbox{\boldmathF}}_{n}({\mbox{\boldmathk}}_{\|},\,t) is the electromagnetic force acted on an electron in the {\mbox{\boldmathk}}_{\|} state of the th subband.
Based on Eq. (22), the zeroth-order Boltzmann moment equation can be obtained by summing over all the {\mbox{\boldmathk}}_{\|} states and all the subbands on both sides of this equation. This gives rise to the electron number conservation equation, i.e.,
[TABLE]
where the surface density of electron number n_{s}({\mbox{\boldmathr}}_{\|},\,t) and surface particle-number current density {\mbox{\boldmathj}}_{s}({\mbox{\boldmathr}}_{\|},\,t) (per length) are defined by
[TABLE]
[TABLE]
is the surface area.
For the first-order Boltzmann moment equation, we again have to employ the so-called Fermi kinetics. Therefore, we first introduce the relaxation-time approximation for the electron collision, given by
[TABLE]
where f_{0}[\varepsilon_{n}({\mbox{\boldmathk}}_{\|}),T;\,u_{s}]=\{\exp[\varepsilon_{n}({\mbox{\boldmathk}}_{\|})-u_{s}]/k_{B}T)]+1\}^{-1} is the Fermi function for electrons in thermal-equilibrium states, is the lattice temperature, is the chemical potential of surface electrons and is the energy-relaxation time for electrons in the {\mbox{\boldmathk}}_{\|} state of the th subband. The surface chemical potential is determined self-consistently by
[TABLE]
where represents the total number of surface electrons for each spin and is the areal density for surface electrons.
Finally, by applying this relaxation-time approximation to the standard Boltzmann transport equation in Eq. (22), we obtain
[TABLE]
[TABLE]
[TABLE]
where we have used the fact that is uniform throughout the system and equals the lattice temperature, and the statistically-averaged surface energy-relaxation time is defined by
[TABLE]
By introducing another inverse surface momentum-relaxation time tensor \tensor{\mbox{\boldmath\tau}}_{sp}^{-1} and using Eq. (23), we can further write the force-balance equation for the macroscopic surface drift velocity \mbox{\boldmathv}_{s}(t), which yields
[TABLE]
[TABLE]
where the macroscopic surface electromagnetic force is {\mbox{\boldmathF}}_{s}(t)=-e\left[{\mbox{\boldmathE}}(t)+\mbox{\boldmathv}_{s}(t)\times{\mbox{\boldmathB}}(t)\right], and the statistically-averaged inverse effective-mass tensor for surface electrons is given by
[TABLE]
and . The solution of Eq. (31) can be formally written as
[TABLE]
where \tensor{\mbox{\boldmath{\mu}}}_{s}[{\mbox{\boldmathB}}(t)] is the so-called mobility tensor for surface electrons, which also depends on \tensor{\mbox{\boldmath\tau}}_{sp}^{-1} and \tensor{\mbox{\boldmath{\cal M}}}_{s}^{-1} in addition to {\mbox{\boldmathB}}(t). Using Eqs. (31) and (33), we can rewrite {\mbox{\boldmathF}}_{s}(t)=\left(\tensor{\mbox{\boldmath{\cal M}}}_{s}\otimes\tensor{\mbox{\boldmath\tau}_{p}}^{-1}\right)\cdot\left[\tensor{\mbox{\boldmath{\mu}}}_{s}[{\mbox{\boldmathB}}(t)]\cdot{\mbox{\boldmathE}}(t)\right], where \tensor{\mbox{\boldmath{\cal M}}}_{s} represents the inverse of \tensor{\mbox{\boldmath{\cal M}}}_{s}^{-1}.
In a similar way, multiplying both sides of Eq. (29) by {\mbox{\boldmathv}}_{n}({\mbox{\boldmathk}}_{\|}) and summing over all the {\mbox{\boldmathk}}_{\|} states and all the subbands afterwards, we get
[TABLE]
[TABLE]
From Eq. (34) we know the surface particle-number current density {\mbox{\boldmathj}}_{s} is independent of {\mbox{\boldmathr}}_{\|}. As a result, from Eq. (24) we find the surface number areal density becomes a constant , determined by
[TABLE]
which determines the surface chemical potential for fixed . If the external fields are static ones, i.e., {\mbox{\boldmathE}}_{0} and {\mbox{\boldmathB}}_{0}, we get the surface charge-current density {\mbox{\boldmathj}}_{0} from Eq. (34)
[TABLE]
In this case, the elements of the conductivity tensor \tensor{\mbox{\boldmath{\sigma}}}({\mbox{\boldmathB}}_{0}) can be obtained through \sigma_{ij}({\mbox{\boldmathB}}_{0})={\mbox{\boldmathj}}_{0}\cdot\hat{\mbox{\boldmathe}}_{i}/({\mbox{\boldmathE}}_{0}\cdot\hat{\mbox{\boldmathe}}_{j}), where and \hat{\mbox{\boldmathe}}_{x},\,\hat{\mbox{\boldmathe}}_{y} are the unit vectors. From Eq. (36), we know that the conductivity tensor not only depends on the mobility tensor, but also depends on how electrons are distributed within anisotropic conduction subbands.
Appendix C Coulomb Effect on Surface Conductivity
From Eqs. (70) and (78), we find the total inverse momentum-relaxation-time tensor \tensor{\mbox{\boldmath{\tau}}}_{sp}^{-1}=\tensor{\mbox{\boldmath{\tau}}}_{s,i}^{-1}+\tensor{\mbox{\boldmath{\tau}}}_{s,ph}^{-1} in Eq. (36) through
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
[TABLE]
with
[TABLE]
where is the inverse of particle lifetime due to vertex correction, is the areal density of impurities, and are the frequencies of acoustic and longitudinal-optical phonons, is the Bose function for thermal-equilibrium phonons, and is the hot-electron temperature due to inelastic phonon scatterings.
Here, we assume that only the lowest subband of surface electrons is occupied, and the imaginary part of the screened polarization function, , is given by
[TABLE]
where the denominator represents the screening effect, is the two-dimensional Fourier transform of a bare Coulomb potential, is the dielectric constant of the host material
and is the thickness of the surface layer. Moreover, the bare polarization function in Eq. (39) is calculated within the random-phase approximation as
[TABLE]
where the overlapping factor for zero-bandgap is given by
[TABLE]
and is the Fermi-Dirac function for thermal-equilibrium surface electrons at an elevated temperature .
Let us first consider the case with a zero bandgap, i.e., .
For and in the long-wavelength limit (), we obtain r4 from Eq. (40)
[TABLE]
[TABLE]
where is a unit-step function, and . On the other hand, in the high-temperature and long-wavelength limits, we arrive at r4
[TABLE]
[TABLE]
For but , the zero-temperature results in Eqs. (41) and (42) can be formally generalized to r4
[TABLE]
[TABLE]
with a chemical potential at finite temperatures
[TABLE]
If we further consider a gaped and undoped subband for surface electrons with an energy gap and , then we acquire the generalized overlapping factor
[TABLE]
Moreover, Eq. (40) under the condition of turns into r4
[TABLE]
[TABLE]
where is a constant.
Firstly, let us consider only the impurity scattering at low temperatures. We know from Eq. (37) that \tensor{\mbox{\boldmath{\tau}}}_{sp}^{-1} becomes diagonal and its identical diagonal element is given by
[TABLE]
By making use of the results in Eqs. (47) and (48), Eq. (49) for impurity scattering leads to
[TABLE]
[TABLE]
which satisfies ,
where we have used and defined .
The results for phonon scattering can be obtained in a similar way. Furthermore, we find from Eq. (36) that
[TABLE]
where {\mbox{\boldmathv}}^{s}_{{\bf k}_{\|}}=\hbar v_{F}^{2}{\mbox{\boldmathk}}_{\|}/\Delta_{0}=\hbar v_{F}^{2}{\mbox{\boldmathk}}_{\|}/2k_{B}T^{*}
is the group velocity of surface electrons and is the statistically averaged energy-relaxation time \tau_{s}({\mbox{\boldmath{k}}}_{\|}).
Secondly, including the screened pair scattering of surface electrons, we get from Eqs. (57)-(59), as well as from Eqs. (47) and (48), yielding
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where
[TABLE]
with as the acceptor-layer thickness, is taken and is a cutoff for . Here, pair scattering of bulk electrons will lead to reduction of total conductivity. Furthermore, has its density dependence of both and . In principle, bulk electrons can also screen impurity scattering of surface electrons, but it becomes insignificant due to large separation between the surface layer and the center of the film.
Finally, by using Eq. (98) the total conductivity is calculated as
[TABLE]
[TABLE]
where and . Here, the surface mobility is given by
[TABLE]
and .
For weak magnetic field, we have , and . As {\mbox{\boldmath{B}}}\to 0, we find from Eqs. (54) and (55) that the change of the total conductivity due to the screened pair scattering of surface electrons is given by
[TABLE]
[TABLE]
where ,
and are the mobility, conductivity and energy-relaxation time, respectively, of surface electrons in the absence of electron-electron interaction (EEI).
Therefore, from Eq. (56) we know .
Meanwhile, we also find the ratio ,
as can be seen from Eqs. (52) and (58). Although the screening due to electron-electron interaction can weaken the impurity scattering and increases the mobility, the conductivity is not affected by the momentum-relaxation time of surface electrons. Even for two-dimensional electron gases in a quantum well, where they acquire a static dielectric function r5 with a Thomas-Fermi screening length , the screened impurity scattering can also increase their conductivity.
Appendix D Energy-Relaxation Time
By using the detailed-balance condition, the energy-relaxation time initially introduced in Eq. (11) can be calculated according to r1
[TABLE]
where the scattering-in rate for electrons in the final -state is
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and the scattering-out rate for electrons in the initial -state is
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Here, is the volume density of ionized impurities. For simplicity, we have introduced the notations, f_{\bf k}\equiv f_{0}[\varepsilon_{c}({\mbox{\boldmathk}}),T;\,u_{c}], \varepsilon_{\bf k}\equiv\varepsilon_{c}({\mbox{\boldmathk}}), and is the Bose function for thermal-equilibrium phonons, and () is the energy of acoustic (longitudinal-optical) phonons, respectively.
For the electron-impurity scattering, represents the total number of impurities in the system, and
[TABLE]
where is the charge number of fully-ionized impurity atoms.
For the scattering of electrons with acoustic phonons, we have
[TABLE]
[TABLE]
where represents the longitudinal () and transverse () acoustic phonons, respectively, is the ion mass density, is the deformation potential, and is the piezoelectric constant.
For the scattering of electrons with longitudinal-optical phonons, on the other hand, we find
[TABLE]
where and are the static and high-frequency dielectric constants of the host semiconductors.
Finally, for the scattering between two electrons, we require
[TABLE]
For the surface case, the wave vector should be replaced by {\mbox{\boldmathk}}_{\|}, and the Coulomb potential should be replaced by , where represents the thickness of the surface layer.
Appendix E Inverse Momentum-Relaxation-Time Tensor
The inverse momentum-relaxation-time tensor \tensor{\mbox{\boldmath{\tau}}}_{p}^{-1} initially introduced in Eq. (15) comes from the statistically-averaged frictional forces {\mbox{\boldmathF}}_{x}={\mbox{\boldmathF}}^{i}_{x}+{\mbox{\boldmathF}}^{ph}_{x} due to scattering of electrons with impurities () and phonons ().
For electrons moving with a drift velocity \mbox{\boldmathv}_{d}, the frictional force {\mbox{\boldmathF}}^{i}_{x} from the impurity scattering is calculated as r2
[TABLE]
and we have \tensor{\mbox{\boldmath{\tau}}}_{i}^{-1}\cdot\mbox{\boldmathv}_{d}=-(2/N_{e})\,\tensor{\mbox{\boldmath{\cal M}}}^{-1}\cdot{\mbox{\boldmathF}}^{i}_{x}, where
[TABLE]
and are the volume densities of electrons and impurities, and
[TABLE]
Physically, we can rewrite Eq. (65) as
[TABLE]
where
[TABLE]
and is the Fourier transform of a bare Coulomb potential. Moreover, the bare polarization function \Pi^{(0)}(\mbox{\boldmathq},\,\omega) introduced in Eq. (68) is calculated within the random-phase approximation as
[TABLE]
Therefore, by using Eq. (67), the inverse momentum-relaxation-time tensor \tensor{\mbox{\boldmath{\tau}}}_{i}^{-1} given by Eq. (66) can be rewritten into the form
[TABLE]
where is the inverse of particle lifetime.
Similarly, for electrons moving with a drift velocity {\mbox{\boldmathv}}_{d}, the frictional force {\mbox{\boldmathF}}^{ph}_{x} from the acoustic and optical phonon scattering is found to be
[TABLE]
[TABLE]
where the emission and absorption rates for acoustic phonons are
[TABLE]
[TABLE]
In a similar way, the emission and absorption rates for longitudinal-optical phonons are calculated as
[TABLE]
[TABLE]
Therefore, from Eq. (71) we get \tensor{\mbox{\boldmath{\tau}}}_{ph}^{-1}\cdot\mbox{\boldmathv}_{d}=-(2/N_{e})\,\tensor{\mbox{\boldmath{\cal M}}}^{-1}\cdot{\mbox{\boldmathF}}^{ph}_{x}, where
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Again, we can rewrite Eq. (71) as
[TABLE]
[TABLE]
and thus Eq. (76) becomes
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where is the temperature of hot electrons, determined from the energy-conservation equation r3 :
[TABLE]
[TABLE]
Finally, the inverse momentum-relaxation-time tensor is simply given by \tensor{\mbox{\boldmath{\tau}}}_{p}^{-1}=\tensor{\mbox{\boldmath{\tau}}}_{i}^{-1}+\tensor{\mbox{\boldmath{\tau}}}_{ph}^{-1}.
For the surface case, the wave vector should be replaced by {\mbox{\boldmathq}}_{\|}, and both \tensor{\mbox{\boldmath{\cal M}}}_{s}^{-1} and \tensor{\mbox{\boldmath{\tau}}}_{sp}^{-1} reduce to tensors.
Appendix F Mobility Tensor
From the force-balance equation in Eq. (15), by using the approximation \tensor{\mbox{\boldmath{\tau}}_{p}}^{-1}\approx(1/\tau_{j})\,\delta_{ij} for simplicity, we get the following group of linear equations for \mbox{\boldmathv}_{d}=\{v_{1},\,v_{2},\,v_{3}\}
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where we have used the notations {\mbox{\boldmathB}}=\{B_{1},\,B_{2},\,B_{3}\}, {\mbox{\boldmathE}}=\{E_{1},\,E_{2},\,E_{3}\}, and \tensor{\mbox{\boldmath{\cal M}}}^{-1}=\{r_{ij}\}. By defining the coefficient matrix \tensor{\mbox{\boldmath{\cal C}}} for the above linear equations, i.e.,
[TABLE]
as well as the source vector , given by
[TABLE]
we can reduce the linear equations to a matrix equation \tensor{\mbox{\boldmath{\cal C}}}\cdot{\mbox{\boldmathv}}_{d}={\mbox{\boldmaths}} with the formal solution \mbox{\boldmathv}_{d}=\tensor{\mbox{\boldmath{\cal C}}}^{-1}\cdot{\mbox{\boldmaths}}. Explicitly, we find the solution \mbox{\boldmathv}_{d}=\{v_{1},\,v_{2},\,v_{3}\} for by
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
By assuming for , and introducing the notation , we find
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
[TABLE]
For a special case with {\mbox{\boldmathB}}=\{0,\,0,\,B_{3}\}, we get
[TABLE]
If we further assume and , we obtain Det\{\tensor{\mbox{\boldmath{\cal C}}}\}=1+\mu^{2}_{0}B^{2}, Det\{\tensor{\mbox{\boldmath{\Delta}}}_{1}\}=-\mu_{0}E_{1}+\mu_{0}^{2}(B_{3}E_{2}-B_{2}E_{3})-\mu_{0}^{3}B_{1}({\mbox{\boldmathE}}\cdot{\mbox{\boldmathB}}), Det\{\tensor{\mbox{\boldmath{\Delta}}}_{2}\}=-\mu_{0}E_{2}+\mu_{0}^{2}(B_{1}E_{3}-B_{3}E_{1})-\mu_{0}^{3}B_{2}({\mbox{\boldmathE}}\cdot{\mbox{\boldmathB}}), and Det\{\tensor{\mbox{\boldmath{\Delta}}}_{3}\}=-\mu_{0}E_{3}+\mu_{0}^{2}(B_{2}E_{1}-B_{1}E_{2})-\mu_{0}^{3}B_{3}({\mbox{\boldmathE}}\cdot{\mbox{\boldmathB}}), where . As a result, the mobility tensor \tensor{\mbox{\boldmath{\mu}}}({\mbox{\boldmathB}}), which is defined through \mbox{\boldmathv}_{d}=\tensor{\mbox{\boldmath{\mu}}}({\mbox{\boldmathB}})\cdot{\mbox{\boldmathE}}, can be written as
[TABLE]
where .
For the surface case with and , \tensor{\mbox{\boldmath{\cal M}}}_{s}^{-1}, \tensor{\mbox{\boldmath{\tau}}}_{sp}^{-1} and \tensor{\mbox{\boldmath{\mu}}}_{s}({\mbox{\boldmathB}}) all reduce to tensors.
Appendix G Bulk and Surface Conductivity Tensors
Under a parallel external electric field {\mbox{\boldmath{E}}}=(E_{x},E_{y},0) and a perpendicular magnetic field {\mbox{\boldmath{B}}}=(0,0,B), the total parallel current per length in a - junction structure is given by \displaystyle{\int_{-L_{A}}^{L_{D}}dz\,\left[{\mbox{\boldmath{j}}}^{\|}_{c}(z)+{\mbox{\boldmath{j}}}^{\|}_{v}(z)\right]+{\mbox{\boldmath{j}}}_{s}^{\pm}}, where and are the distribution ranges for donors and acceptors, respectively. Here, by using the second-order Boltzmann moment equation, the bulk current densities are found to be r2
[TABLE]
where is the electron and hole density-of-states per spin, and are Fermi energies and wave vectors in a bulk, are effective masses of electrons and holes, and are bulk energy- and momentum-relaxation times, {\mbox{\boldmath{v}}}^{\|}_{c,v}(\mbox{\boldmath{k}})=-\gamma_{e,h}\,\hbar{\mbox{\boldmath{k}}}_{\|}/m^{\ast}_{e,h}, and (electrons) and (holes), respectively. Similarly, the surface current per length is
[TABLE]
where and are the surface density-of-states and Fermi energy, , is the Fermi velocity of a Dirac cone, and are surface energy- and momentum relaxation times, and {\mbox{\boldmath{v}}}^{\pm}_{s}(\mbox{\boldmath{k}}_{\|})=\pm\hbar v^{2}_{F}{\mbox{\boldmath{k}}}_{\|}/\Delta_{0}.
From Eq. (94), we find the bulk conductivity tensor as
[TABLE]
On the other hand, from Eq. (95) we get the surface conductivity tensor, given by
[TABLE]
Therefore, the total conductivity tensor \tensor{\mbox{\boldmath{\sigma}}}_{tot}({\mbox{\boldmath{B}}})=\tensor{\mbox{\boldmath{\sigma}}}^{\|}_{c}({\mbox{\boldmath{B}}})+\tensor{\mbox{\boldmath{\sigma}}}^{\|}_{v}({\mbox{\boldmath{B}}})+\tensor{\mbox{\boldmath{\sigma}}}^{\pm}_{s}({\bf B}) can be obtained from
[TABLE]
[TABLE]
where and are constants to be determined experimentally, are doping concentrations, and are depletion ranges for donors and acceptors in a - junction, are evaluated at , are diffusion coefficients, and () for longitudinal (Hall) conductivity. In addition, the averaged mobilities \tensor{\mbox{\boldmath{\mu}}}^{\|}_{c,v}({\mbox{\boldmath{B}}}) are defined by their values of at , and three introduced coefficients are ,
[TABLE]
[TABLE]
where is the Thomas-Fermi screening length.
In addition, the bulk energy-relaxation times are calculated as
[TABLE]
[TABLE]
and the surface energy-relaxation time is found to be
[TABLE]
where and are the concentration and surface density of impurities, respectively.
Finally, the bulk chemical potentials for electrons [] and holes [] are calculated as
[TABLE]
and the carrier density functions are
[TABLE]
Here, the expression for the introduced potential function is given by
[TABLE]
and () is the Fermi energy of electrons (holes) at zero temperature and defined far away from the depletion region.
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