Ancient solutions for Andrews' hypersurface flow
Peng Lu, Jiuru Zhou

TL;DR
This paper constructs ancient solutions for Andrews' hypersurface flow, showing their asymptotic behavior as they collapse to a point and become oval, with rescaled limits resembling round cylinders, extending known results from Ricci and mean curvature flows.
Contribution
It introduces explicit ancient solutions for Andrews' hypersurface flow and analyzes their asymptotic geometric limits, expanding understanding of singularity models in geometric flows.
Findings
Solutions collapse to a round point at singular time
Solutions become more oval as time goes to negative infinity
Rescaled limits are round cylinders of the form S^J x R^{n-J}
Abstract
We construct the ancient solutions of the hypersurface flows in Euclidean spaces studied by B. Andrews in 1994. As time the solutions collapse to a round point where is the singular time. But as the solutions become more and more oval. Near the center the appropriately-rescaled pointed Cheeger-Gromov limits are round cylinder solutions , . These results are the analog of the corresponding results in Ricci flow () and mean curvature flow.
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Taxonomy
TopicsGeometric Analysis and Curvature Flows · Geometry and complex manifolds · Advanced Differential Geometry Research
Ancient solutions for Andrews’ hypersurface flow
Peng Lu
Department of Mathematics, University of Oregon, Eugene, OR 97403
and
Jiuru Zhou
School of Math. Science
Yangzhou University
Yangzhou, Jiangsu 225002, China
(Date: revised )
Abstract.
We construct the ancient solutions of the hypersurface flows in Euclidean spaces studied by B. Andrews in 1994. As time the solutions collapse to a round point where [math] is the singular time. But as the solutions become more and more oval. Near the center the appropriately-rescaled pointed Cheeger-Gromov limits are round cylinder solutions , . These results are the analog of the corresponding results in Ricci flow () and mean curvature flow.
Keywords. Andrews’ hypersurface flow, ancient solutions, asymptotic limits
MSC (2010). 53C44, 35K55, 58J35
1. Introduction
Ancient solutions are studied in various geometric flows including Ricci flow ([Pe02], [DHS12]), curve shortening flow ([DHS10]), and mean curvature flow ([Wa11], [Wh03], [HH16]) because of their close relation with the singularity analysis. In this article we use Perelman’s idea in the construction of ancient oval solutions for Ricci flow and some ideas from [HH16] to construct ancient oval solutions for the Andrews’ flow ([An94]). Note that for mean curvature flow such a construction is done in the nice work of Haslhofer and Hershkovits ([HH16]). The uniqueness of the oval solutions for mean curvature flow is proved recently by Angenent, P. Daskalopoulos, and and N. Sesum ([ADS18]).
Now we recall the definition of Andrews’ flow. Let be a smooth manifold of dimension without boundary. For a smooth family of immersions we denote hypersurface in by and denote the unit normal vector of at by (chosen to be outward-pointing if the hypersurface is convex). We denote the principal curvatures at point by . Recall that a hypersurface is strictly convex if its principal curvatures are positive.
Define the cone . Let be a smooth positive function on . Throughout this article we assume that is symmetric, homogeneous of degree one, and for each . We further make the following assumption for ([An94], [An07]).
Assumption A. Let function be defined by . Function is assumed to satisfy one of the following assumption
- (A1)
, or 2. (A2)
is convex, or 3. (A3)
is concave on and approaches zero on the boundary of , or 4. (A4)
both and are concave .
We consider the following equation of
[TABLE]
We call the flow (1.1) the Andrews’ flow. The solutions of Andrews’ flow are necessarily strictly convex hypersurfaces. Below we use to denote the unit sphere and to denote the round sphere of radius centered at the origin.
Theorem 1.1**.**
Fixing a , we assume that the Condition holds for function (see §2.2 for the definition), then there exists a non-spherical -rotationally symmetric ancient solution to Andrews’ flow (1.1) which has strictly convex time slices and which develops a singularity at time [math]. As the solutions collapse to a round point.
Proposition 1.2**.**
Assume in (1.1) satisfies Assumption E (see §3 for the definition). Then the solutions constructed in Theorem 1.1 have the following backwards asymptotics: for the parabolically-rescaled flows sub-converge to the round shrinking cylinder for .
Remark 1.3**.**
Corresponding to the choice of and for mean curvature flow Bourni, Langford and Tinglia construct compact convex and collapsing ancient solutions that lie in a slab with -symmetry ([BLT17], see also [HIMW] and [Wa11]). They further study the uniqueness of such solutions.
Acknowledgement. The authors would like to thank Mat Langford for bringing our attention to [BL16] and [BLT17]. J.R.Z. would like to thank China Scholarship Council for providing a fellowship as a visiting scholar at University of Oregon. P.L. is partially supported by Simons Foundation through Collaboration Grant 229727 and 581101. J.R.Z. is partially supported by a PRC grant NSFC 11426195.
2. Comparison principle for Andrews’ flow
It is well-known that mean curvature flow satisfies a powerful comparison priciple ([Ec04]). We will need a comparison principle for Andrews’ flow ([An94, Proof of Theorem 6.2] and [ALM13, Theorem 5]) later.
2.1. The comparison principle
Before we state it, we need a little preparation. When we write in (1.1) as graph of function , i.e., with unit normal direction where , the equation (1.1) becomes
[TABLE]
where . It follows that the graph function defined on some open subset of satisfies
[TABLE]
Below we will use the following convention for the second fundamental form of graph hypersurface as used in [An94, (2.5)], where .
Proposition 2.1** (B. Andrews).**
Let , be two solutions of Andrews’ flow (1.1) with strictly convex initial hypersurfaces where . We further assume that is closed, that with induced metric by map is complete for each , that map is proper for each , and that the convex hull of contains . Then the distance between hypersurfaces and is non-decreasing in time .
Proof.
Let be the distance between and . Below we will use Hamilton’s trick to prove (super-right) derivative whenever , then the proposition follows.
Fix a with . By the assumption the distance is attained by points and , . The tangent planes and are parallel. Hence locally (close to ) can be written as graphs over some common small ball in . Without loss of generality we may assume that the graph functions are over open ball of center [math] and radius such that . From the assumption we may also assume that , that the normal vectors are , and that for some small enough.
By the construction above for the particular we have and function on has a positive local minimum at . Hence
[TABLE]
Let and be the induced metric and second fundamental form of hypersurface at using the canonical choice of unit normal vectors, respectively. Hence we have that
[TABLE]
By [An07, Theorem 1.1] the hypersurfaces are strictly convex for each , i.e., the principal curvatures for each , , , and . We compute at the by using the Hamilton’s trick and equations (2.1) and (2.2)
[TABLE]
Below we use to denote linear subspace of tangent space . By Courant minmax principle we have the principal curvature
[TABLE]
it follows from (2.2) that for each . Recall that is assumed to be strictly monotone increasing in each argument, we conclude that at . We have proved . ∎
2.2. Comparing with cylindrical solutions
Since in our construction of ancient solutions we need to compare solutions with cylindrical solutions which are not strictly convex. Here we pay some attention to the difference with Proposition 2.1.
Fixing a , we define the cone . Now we introduce another condition on function .
Assumption . Given can be extended to a continuous function on and .
The principle curvatures of hypersurface are for and . Hence if satisfies Assumption , it is easy to check that with is a solution of (1.1) where the corresponding map is
[TABLE]
where is the singular time of the solutions. Note that the unit normal vector is .
Remark 2.2**.**
Fix a , if we further assume that in Proposition 2.1 satisfies Assumption , then the conclusion in the proposition still holds when we take hypersurface to be . The proof is trivial.
3. Compactness theorem for Andrews’ flow
The proof of the following compactness theorem is similar to the proof of [An94, Theorem 6.1] (compare to [AMZ13, Theorem 17]).
Theorem 3.1**.**
Let be a sequence of solutions to Andrews’ flow (1.1) with . Assume that for any there is a constant such that for index large enough
[TABLE]
We also assume that there is a constant such that open ball is contained in the convex hull of for all . Then there is a subsequence of which converges to a strictly convex solution of Andrews’ flow in any -topology uniformly on any compact subset of .
Proof.
We define map by , clearly the map is one-to-one and onto. We define the radial distance function by . Let and be the Euclidean metric and the Riemannian connection on , respectively. For a symmetric matrix with eigenvalue we define function . By [An94, Lemma 3.2] we know that satisfies the following parabolic equation on .
[TABLE]
where .
Fixed a , by (3.1) the solution is uniformly bounded on for all , i.e., the length . Since under the flow the convex hull of in are decreasing in time ([An94, p.164, line 4]), by the convexity of the hypersurfaces and the assumption we conclude that
[TABLE]
Hence there is a constant such that on for all . This implies that equation (3.2) is uniformly parabolic on .
Because of Assumption A1–A4 the estimates above allow us to apply the Evans-Krylov estimate for parabolic equations (see, for example, [Kr87, Theorem 2, p.253], [An04] for ) to (3.2) and conclude that there is an exponent and a constant such that parabolic norm for all . Note that the uniform upper bound of high order Hölder norms for each , follows from the standard parabolic Schauder theory. It follows from Arzela-Ascoli theorem that there is a subsequence of which converges to some in -topology uniformly on .
In the second part of the proof of [An94, Lemma 3.2] Andrews described how to recover maps and (with strictly convex image) from radial length function and , respectively. From the discussion it is clear that the subsequence of converges to in -topology uniformly on whenever the corresponding subsequence of converges to smoothly and uniformly. Because is chosen arbitrary in , by a diagonalization argument the theorem is proved. ∎
By running the argument about in the proof above only on compact subsets of , it is easy to see the following compactness theorem with possiblely noncompact limits. Here the base points used for taking the limit are implicitly chosen to be the origin. In the proof we will need the following assumption to assure the uniform ellipticity of the right hand side of partial differential equation (3.2) for the sequence of solutions whose corresponding hypersurfaces may have principal curvatures arbitrarily close to 0.
Assumption E. on the closure for each
Theorem 3.2**.**
Assume in (1.1) satisfies Assumption E. Let be a sequence of solutions to Andrews’ flow (1.1) with . Let functions be defined as in the proof of Theorem 3.1 and let be an open subset. Choose a sequence of smooth compact manifolds with boundary , which form an exhaustion of in the sense that and . Assume that for any and there is a constant such that for index large enough
[TABLE]
We also assume that there is a constant such that open ball is contained in the convex hull of for all . Then there is a subsequence of which converges to a convex solution of Andrews’ flow in -topology uniformly on any compact subset of . Here domain where map for .
4. Construction of ancient solutions
In this section we prove Theorem 1.1 about the existence of ancient solutions and show their forward limits are a round point. At the end we also discuss the non-collapsing property of the solutions. We leave the properties of the backwards limits to the next section.
4.1. Construction of the initial hypersurfaces
Since the existence result in [An07, Theorem 1.1] requires the initial hypersurfaces to be strictly convex, we need to modify the usual construction of initial hypersurfaces (e.g., [HH16, p.597]) so that their principal curvature are positive everywhere.
Fix an integer . For each we construct a smooth closed strictly convex hypersurface as follows. Let be coordinates on where and . We define . Fix a constant , we choose a rotationally symmetric function satisfying
[TABLE]
We further require that satisfies (i) for , (ii) for , (iii) where , is a function independent of , and (iv) embedding
[TABLE]
defines a smooth (including at ) closed hyperesurface . Intuitively is constructed from capping an almost-cylinder off in a -rotationally-symmetric and strictly convex way (compare with [HH16, p.597]). It is easy to see the existence of such functions .
Now we show that each hypersurface is strictly convex by computing its second fundamental form. Because of the -rotational symmetry, we use local coordinate for by taking . Note that . Let be the standard basis of . We have the tangent vectors for (not necessarily unit)
[TABLE]
The unit normal vector of the hypersurface is given by
[TABLE]
Because of the symmetry, below we compute the second fundamental form at point where . We have the directional derivatives in
[TABLE]
and the unit normal vector
[TABLE]
Hence the second fundamental form is given by block matrix
[TABLE]
where is the identity matrix and matrix is given by
[TABLE]
We can rewrite the matrix above as
[TABLE]
It is easy to see that each matrices in the square bracket above is negative semi-definite and to argue that the matrix in (4.2) is negative definite when . It takes a little effort to argue the lower block matrix in (4.1) is positive definite at , actually the block matrix equals to at .
Thus we can conclude the following.
(C1) Hypersurfaces are -rotationally symmetric and strictly convex.
(C2) The hypersurfaces are uniformly -convex, in the sense that their principal curvatures and mean curvatures satisfy for some constant independent of . To see this at a point where , note that length , hence the principal curvatures induced from the eigenvalues in the first block matrix in (4.1) are of multiplicity . By the choice of we know that for all and where is a constant independent of and , hence these principal curvatures on satisfy for some constant and independent of . Hence this implies that there is a uniform lower bound for .
Since , the principal curvatures , are the eigenvalues of matrix (4.2) multiplied by . Hence these principal curvatures are uniformly bounded from above by some constant independent of . This implies that there is a uniform upper bound for the mean curvature . Hence the uniform -convexity is proved.
(C3) The hypersurfaces are uniformly non-collapsed from the interior on the scale of in the sense that there is a constant independent of such that for every there is an interior sphere tangent to at with radius at least . This is due to the uniform lower bound of function on , which is a consequence of Assumption .
4.2. Construction of approximate ancient solutions
Let be the Andrews’ flow starting from constructed in §4.1 at ([An07, Theorem 1.1]). We know that the flow collapses to a round point in finite time and that is -rotationally symmetric by the uniqueness of the solutions.
We assume that in the Andrews’ flow satisfies Assumption . Using sphere solution with as an interior barrier and cylinder solution with as an exterior barrier, by Proposition 2.1 and Remark 2.2 we see that times are comparable to one in the sense . Note that the bounds are independent of .
Let (where denotes the new initial time) be the sequence of solutions of (1.1) obtained by parabolic rescaling of with and for some . Define the major radius and the minor radius of hypersurface by
[TABLE]
respectively. We choose the scaling factor such that the ratio equals for the first time at . In the following we will use the ideas from [HH16, p.598] to prove Claim D1 and D2 stated below.
Claim D1. There exists a constant independent of index such that diameters
[TABLE]
Proof of Claim D1. Since the flows starting from become extinct in one unit of time, the lower bound of the diameters follows from comparison with a spherical solution as an exterior barrier of the flows. For the upper bound, using the -rotational symmetry, , and the convexity, we can construct a sphere of radius which is a fraction (independent of ) of the diameters as an interior barrier of . Since the flow becomes extinct in one unit of time, by Proposition 2.1 this barrier sphere solution extincts within one unit of time and so the sphere has a radius less or equal to . Hence we have the required upper bound on the diameters.
Now we show that is a sequence of approximate ancient solutions of (1.1) by proving
Claim D2. .
Proof of Claim D2. Fix a time . Using the -rotational symmetry, , and the convexity, we can put a sphere of radius inside at distance away from the origin. The sphere is centered on the plane . Thus by Proposition 2.1 it takes function a time period of at least to decrease from to . On the other hand, decreases with time and from Claim D1 we know that for some independent of . Thus, it takes quotient function a time period of at least to decrease from to . Since as by the construction of initial hypersurface and , the claim follows.
4.3. Limiting the approximate ancient solutions
First we verify the assumption after (3.1) for sequence . Recall from the proof at the end of §4.2 we have for all where is a constant independent of . Since is -rotationally symmetric and convex, the existence of a fixed size ball inside follows from .
To see the bound in (3.1), we fix a . We claim that there is a such that for all , , and . To see the claim by contradiction, we assume that there are sequences and such that as , then the convex hull of contains ball where radius . Applying Proposition 2.1 to and the solution with initial surface , we conclude that which is a contradiction.
We make another claim that there is a constant such that for all , , and . To see the claim by contradiction, it follows from that we may assume that there is a sequence of and such that as , the uniform finite existence time used for contradicts with the proof of Claim D2, hence the claim is proved. By the definition of and we conclude that (3.1) holds for sequence .
Now we may use Theorem 3.1 to conclude that sequence , subconverges to some strictly convex limit in -topology. In the discussion above we may move time closer and closer to [math], hence by a diagonalization argument we may conclude that we get a limit solution of (1.1). becomes a round point at origin as ([An07, Theorem 1.1]). The limit is not a round sphere solution because for .
By the -convergence and the symmetry of it is clear that is -rotationally symmetric. This proves Theorem 1.1 about the existence of the ancient soultions of flow (1.1).
Remark 4.1**.**
i Here we assume that in Theorem 1.1 is concave. From the uniformly non-collapsing property of given in (C3) near the end of §4.1 and the scaling invariance of the non-collapsing property, we may apply [ALM13, Corollary 3] and conclude that the solutions are uniformly non-collapsed from the interior on the scale of for all and . Hence their -limit are uniformly non-collapsed from the interior on the scale of for all .
ii Note that for solution the ratio of major and minor radius as .
iii We define a reflection map by
[TABLE]
It is clear that is invariant under the reflection, .
iv Note that if we do not care about the properties in (C2) and (C3), the above construction of ancient solutions go through without any change by using as the initial hypersurfaces .
5. The backward asymptotic limits of the ancient solutions
In this section we consider the backward asymptotic limits of the solutions constructed in Theorem 1.1. In particular, we give a proof of Proposition 1.2. In this section denotes the ancient solutions constructed in Theorem 1.1.
5.1. Proof of cylinder type backward asymptotical limits
We first define the rescaling of , which will be used for taking backward asymptotic limits. Since in (1.1) is homogeneous of degree one, the parabolically-rescaled is still a solution of (1.1) for each . We consider the limits of this family of solutions when .
Let and be the major and minor radius of hypersurface as defined in (4.3), respectively. From the proof of Theorem 1.1 we have for and , and as .
Fix a , we claim that there is a positive constant independent of such that for all and . First we show that has a uniform upper bound. Using the -rotational symmetry, , and the convexity, we can construct a sphere of radius centered at [math] as an interior barrier of . Since the flow starting from becomes singular within time amount , from Proposition 2.1 we get that the radius is bounded from above by a multiple of .
To see that has a uniform lower bound, using the -rotational symmetry, , the convexity, and the reflection invariance, we can construct cylinder as an exterior barrier of . Since the flow starting from becomes singular within time amount , from Remark 2.2 we get a lower bound of the radius by by a multiple of .
For the family of solutions , we choose in Theorem 3.2, it is easy to see that condition (3.3) holds because of the uniform upper bound of proved above. Assume in (1.1) satisfies Assumption E, we may apply the theorem to with and get a subsequential limit . This limit is convex and -rotationally symmetric. It is clear that is invariant under the reflection in (4.5).
To see the limit is a cylinder, fix a , we choose a point and let be a minimal geodesic in joining and its reflection . From as , we have , hence the length of geodesic approaches to infinity as . Since these geodesics all pass through the ball due to the upper bound of , these geodesics sub-limit to a line in . Since has nonnegative sectional curvature, by combining the Cheeger and Gromoll splitting theorem and the -rotational symmetry we conclude that splits as for some radius . Proposition 1.2 now follows.
5.2. A speculation about the bowl type limits
Choose a sequence of time and a sequence of points , we define dilation scale so that where are the principal curvatures of the dilated and translated hypersurface at the origin. Based on the knowledge about the ancient solutions of mean curvature flow ([An12], [HH16, Theorem 1.1]) we would like to speculate that the family of solutions would sub-converge to a solution of the form where is a translating soliton solution of Andrews’ flow (after dimension reduction) (compare [AW94] and [Wh03], for example). More precisely, let be the principal curvature of at point , then they satisfy
[TABLE]
where is a fixed vector and is the unit normal direction. For a special choice of such translating solitons appear in the work of Brendle and Huisken ([BH15]). Also note that the rotational symmetry of such translating solitons are studied by Bourni and Langford ([BL16]).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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