This paper establishes the existence of a finite generating set of homogeneous invariants for the invariant fields of classical groups acting on multiple copies of a vector space over finite fields, extending to various group types and characteristics.
Contribution
It proves the existence of explicit generators for the invariant fields of classical groups acting on multiple copies of a vector space over finite fields, in all characteristics.
Findings
01
Existence of a finite set of homogeneous invariants generating the invariant field.
02
Results apply to general linear, special linear, symplectic, unitary, and orthogonal groups.
03
Theorems hold in any characteristic for the respective groups.
Abstract
Let W be an n-dimensional vector space over a finite field Fq of any characteristic and mW denote the direct sum of m copies of W. Let Fq[mW]GL(W) and Fq(mW)GL(W) denote the vector invariant ring and vector invariant field respectively where GL(W) acts on W in the standard way and acts on mW diagonally. We prove that there exists a set of homogeneous invariant polynomials {f1,f2,…,fmn}⊆Fq[mW]GL(W) such that Fq(mW)GL(W)=Fq(f1,f2,…,fmn). We also prove the same assertions for the special linear groups and the symplectic groups in any characteristic, and the unitary groups and the orthogonal groups in odd characteristic.
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TopicsFinite Group Theory Research · Advanced Algebra and Geometry · Algebraic Geometry and Number Theory
Full text
Vector invariant fields of finite classical groups
Yin Chen
School of Mathematics and Statistics, Northeast Normal University, Changchun 130024, P.R. China
Let W be an n-dimensional vector space over a finite field Fq of any characteristic and mW denote the direct sum of m copies of W.
Let Fq[mW]GL(W) and Fq(mW)GL(W) denote the vector invariant ring and vector invariant field respectively where GL(W) acts on W in the standard way and acts on mW diagonally.
We prove that there exists a set of homogeneous invariant polynomials {f1,f2,…,fmn}⊆Fq[mW]GL(W) such that Fq(mW)GL(W)=Fq(f1,f2,…,fmn). We also prove the same assertions for the special linear groups and the symplectic groups in any characteristic, and the unitary groups and the orthogonal groups in odd characteristic.
For a finite group G and an n-dimensional representation W over a field F,
the invariant ring F[W]G and the invariant field F(W)G are two main objects of study in the invariant theory of finite groups. The rationality problem for F(W)G associated with the name of Emmy Noether, has been studied extensively since Swan’s counterexample [15] appeared. Motivated by connecting the rationality of F(W)G to characterization of the structure of F[W]G, one seeks to find a generating set of polynomial invariants for F(W)G; see Richman [13] and Chen-Wehlau [6]. More precisely, one asks whether there exist homogenous polynomials f1,f2,…,fn∈F[W]G such that F(W)G=F(f1,f2,…,fn); see Charnow [5], Kang [11], Campbell-Chuai [4], and Chen-Wehlau [7]. The goal of this paper is to answer this question for certain modular vector invariant fields of finite classical groups.
We let Fq be a finite field of order q with characteristic p>0 and
W be an n-dimensional vector space over Fq. Let U(W) denote the Sylow p-subgroup of the group
G(W) where SL(W)≤G(W)≤GL(W). Consider the dual space W∗ of W and the direct sum mW⊕dW∗ of m copies of W and d copies of W∗. Let G be one of {U(W),GL(W),SL(W)} acting on
mW⊕dW∗ diagonally. The previous paper of the first author [7], together with [4], shows that there exist homogenous polynomials f1,f2,…,f(m+d)n∈Fq[mW⊕dW∗]G such that
the vector invariant field Fq(mW⊕dW∗)G=Fq(f1,f2,…,f(m+d)n) for all cases except when
md=0 and G=GL(W) or G=SL(W).
Our proof relied upon some relations among a generating set for the vector invariant ring
Fq[W⊕W∗]GL(W); see Chen-Wehlau [6].
However, since the structure of Fq[W⊕W]GL(W) is not well understood, it seems that the method we used in Chen-Wehlau [7] can not be applied directly to the question of the remaining case which asks how to find a generating set of polynomial invariants for Fq(mW)GL(W) or Fq(mW)SL(W) for m∈N+.
To deal with the remaining case, we need to recall a result due to Steinberg that provides a generating set {ℓij/ℓ0∣1⩽i⩽m,1⩽j⩽n} of rational invariants for Fq(mW)GL(W); see Steinberg [14, Corollary].
Theorem 1.1**** (Steinberg).**
There exist mn+1 homogeneous polynomials {ℓ0,ℓij∣1≤i≤m,1≤i≤n}⊆Fq[mW]SL(W) such that Fq(mW)GL(W)=Fq(ℓij/ℓ0∣1⩽i⩽m,1⩽j⩽n).
However, the original proof of Steinberg’s Theorem was extremely short and seems to be not well-readable to us. The first propose of this paper is to give an elementary proof to Steinberg’s Theorem, without going into the theory of algebraic groups but Galois theory and localizations in commutative algebra. Our proof is more understandable than Steinberg’s one and further it
provides a sample that how to use Galois theory to find a generating set of polynomials invariants for vector invariant fields; see Section 2.
After giving a proof to Theorem 1.1 for the case m≥n in Section 2, we develop
a useful criterion to detect when an invariant ring is a localized polynomial ring in Section 3. As an application,
we prove Theorem 1.1 for the case m<n.
We also provide several applications of Theorem 1.1. In particular, we prove the following result whose proof will be separated into Theorem 3.3 and Corollary 3.4.
Theorem 1.2****.**
Let m∈N+ and W be an n-dimensional vector space over a finite field Fq. Suppose
G∈{GL(W),SL(W)}. Then there exist a set of homogeneous invariant polynomials {f1,f2,…,fmn}⊆Fq[mW]G such that
Fq(mW)G=Fq(f1,f2,…,fmn).
Combining this result with [7, Theorem 1.2] we obtain
Corollary 1.3**.**
Let m,d∈N and W be an n-dimensional vector space over a finite field Fq. Suppose
G∈{GL(W),SL(W),U(W)}. Then there exist a set of homogeneous invariant polynomials
{f1,f2,…,f(m+d)n}⊆Fq[mW⊕dW∗]G such that
Fq(mW⊕dW∗)G=Fq(f1,f2,…,f(m+d)n). In particular, Fq[mW⊕dW∗]G is
a localized polynomial ring, i.e., there exists an element f∈Fq[mW⊕dW∗]G such that
Fq[mW⊕dW∗]G[f−1]=Fq[f1,f2,…,f(m+d)n][f−1].
Section 4 is devoted to finding a minimal generating set of polynomial invariants for the vector invariant field of
other finite classical groups, such as symplectic, unitary and orthogonal groups. Let O(W) be the orthogonal group over a finite field Fq of odd characteristic with the standard representation W. We prove an analogue of Theorem 1.2 for O(W), i.e., we find
f1,f2,…,fmn∈Fq[mW]O(W) such that
Fq(mW)O(W)=Fq(f1,f2,…,fmn) where n=dim(W) and m∈N+.
We also derive similar conclusions for the finite unitary and symplectic groups; see Theorem 4.1 for details.
Remark 1.4**.**
Let G⊆GL(W) be a subgroup for which Fq(W)G is rational over Fq.
Then the rationality of Fq(mW)G can be seen by directly applying the so-called “No-name Lemma”; see for example Jensen-Ledet-Yui [10, Section 1.1, page 22].
2. Dickson Invariants and Steinberg’s Theorem
The main purpose of this section is to give a proof to Theorem 1.1 in the case m≥n. We need to recall the classical Dickson invariants and extend Steinberg’s construction. Suppose Fq[W]=Fq[x1,x2,…,xn] and consider the following n×n matrix
[TABLE]
where ∗ denotes the symbol ∗ was deleted.
Define dni:=det(Dni) and cni:=dni/dnn for 0⩽i⩽n. Then
Fq[W]GL(W)=Fq[cn0,cn1,…,cn,n−1] and Fq[W]SL(W)=Fq[dnn,cn1,…,cn,n−1]
are polynomial algebras over Fq; see Dickson [9] for the original proofs or Wilkerson [17] for a modern treatment.
Throughout this paper, t∗ stands for the transpose of a matrix (or vector) ∗.
Suppose that Fq(mW)=Fq(xij∣1≤i≤m,1≤j≤n)
and we are working over Fq(mW). The constructions will be separated into two subcases.
(1) We first suppose m≥n≥1. Extending Steinberg’s construction [14, Section 3],
for 1≤i≤m, we define Xi to be the column vector t(xi1,xi2,…,xin) and for k∈N, we define Xiqk:=t(xi1qk,xi2qk,…,xinqk) to be the qk-th power of Xi. Consider the n×m matrix L=(X1,X2,…,Xm) and an n×n-submatrix L0=(X1,X2,…,Xn). For 1≤j≤n and k∈N, if i≤n, we define
Lij(k) to be the matrix obtained from L0 by replacing the j-th column Xj of L0 by the qk-th power Xiqk of the i-th column of L0; if n<i≤m, we define
Lij(k) to be the matrix obtained from L0 by replacing the j-th column Xj of L0 by the i-th column Xi of L. Namely,
[TABLE]
Let ℓ0=det(L0) and ℓij(k)=det(Lij(k)). Note that when n<i≤m, ℓij(k) is independent of k.
To coincide with Steinberg’s notation, we denote ℓij(1) by ℓij. We observe that
every ℓij(k) is a det-invariant, i.e., σ(ℓij(k))=det(σ)ℓij(k)
for all σ∈GL(W). Now Theorem 1.1 states that Fq(mW)GL(W)=Fq(ℓij/ℓ0∣1≤i≤m,1≤j≤n).
(2) Secondly, we suppose that m<n. We add some qk-th powers of Xm into the n×m-matrix (X1,X2,…,Xm) such that we may obtain an n×n-matrix
[TABLE]
We consider the following matrix
[TABLE]
which is obtained from L by moving the last column Xmqn−m of L forward to the m-th column.
To derive ℓij/ℓ0, we use the same construction appeared in the previous case. Namely, for 1≤i,j≤n, we define Lij to be the matrix obtained from L0 by replacing the j-th column of L0 by the q-th power of the i-th column of L0.
Let ℓ0=det(L0) and ℓij=det(Lij).
By Dickson’s theorem we see that det(X1,X1q,…,X1qn−1) is not zero, thus ℓ0=0.
We observe that for m+1≤i≤n, ℓij/ℓ0 is constant.
Thus Theorem 1.1 in this case also could be read to
Fq(mW)GL(W)=Fq(ℓij/ℓ0∣1≤i≤m,1≤j≤n).
We make a couple of remarks to explain above constructions.
Remark 2.1**.**
In the original construction of the case m<n ([14, page 704, the second paragraph]), Steinberg
took
[TABLE]
and obtained
a matrix t(ℓij/ℓ0)n×n in which all the last n−m+1 columns are constant except for the n-th column.
This means that the Steinberg’s construction eventually derived that
Fq(mW)GL(W)=Fq(ℓij/ℓ0,ℓnj/ℓ0∣1≤i≤m−1,1≤j≤n).
There are no essential difference between the Steinberg’s original construction and the one mentioned above.
Remark 2.2**.**
Note that the ℓij (or ℓ0) in Theorem 1.1 are different for the case m≥n and the case m<n.
For example, setting n=3, we consider Fq(3W)GL(W) and Fq(2W)GL(W).
By above constructions, the ℓ12 in Fq(3W)GL(W) is
det(X1,X1q,X3) as well as the ℓ12 in Fq(2W)GL(W)
is det(X1,X1q,X2).
Remark 2.3**.**
For the special case m=1, the above-mentioned construction, up to permutation and sign, may produce the generating set {cn0,cn1,…,cn,n−1} for the classical Dickson algebra we have seen at the beginning of this section. Furthermore, Magma calculation [3] shows that ℓij/ℓ0 in Theorem 1.1 might not be polynomial for m≥2.
The following lemma indicates that the proof of Theorem 1.1 for the case m≥n could be reduced to the case m=n.
Lemma 2.4**.**
Let K=Fq(xij∣1≤i,j≤n). If m>n, then Fq(mW)GL(W)=KGL(W)(ℓkj/ℓ0∣n+1⩽k⩽m,1⩽j⩽n).
Proof.
For any integer k∈{n+1,…,m}, the Cramer’s rule implies that the non-homogenous linear equations L0⋅Y=Xk
has a unique common solution Yk=t(ℓ0ℓk1,ℓ0ℓk2,…,ℓ0ℓkn). This means that every xkj can be expressed linearly by
{ℓ0ℓk1,ℓ0ℓk2,…,ℓ0ℓkn} over K for 1≤j≤n. Hence, K(xk1,xk2,…,xkn)=K(ℓ0ℓk1,ℓ0ℓk2,…,ℓ0ℓkn). As {xkj∣n+1≤k≤m,1≤j≤n} is a set of algebraic independent elements over K, then
[TABLE]
is rational over K. Note that every ℓ0ℓkj is GL(W)-invariant.
Thus the statement holds.
∎
As a direct consequence, we have
Corollary 2.5**.**
If n=dim(W)=1 and m≥1, then
[TABLE]
The rest of this section is devoted to proving Theorem 1.1 for the case m≥n.
Throughout we may suppose m≥n≥2.
Lemma 2.6**.**
For 1≤i≤n, we let {cns(i)=dns(i)/dnn(i)∣0≤s≤n−1} denote the Dickson invariants for GL(W) acting on the polynomial ring Fq[xi1,xi2,…,xin]. Then
[TABLE]
for all 0≤s≤n−1.
Proof.
Note that ℓ0=det(L0)=0. For each i∈{1,2,…,n} and k∈N,
it follows from the Cramer’s rule that the non-homogenous linear equations L0⋅Y=Xiqk
has a unique common solution Yi(k)=t(ℓi1(k)/ℓ0,ℓi2(k)/ℓ0,…,ℓin(k)/ℓ0). Thus
[TABLE]
Taking determinant we see that
[TABLE]
Hence, cns(i)=dnn(i)/ℓ0dns(i)/ℓ0∈Fq(ℓij(k)/ℓ0∣1≤i,j≤n,0≤k≤n) for all s∈{0,1,…,n−1}. It remains to show that
every ℓij(k)/ℓ0∈Fq(ℓij/ℓ0∣1⩽i,j⩽n).
To do this, we consider the following equality
[TABLE]
Substituting xijqt for xij in this equality and assuming k=1, we obtain
Note that Lemma 2.4 reduces the proof to the case m=n.
Let G be the direct product of n copies of GL(W). By Kemper [12, Proposition 16], we see that Fq[nW]G is a polynomial algebra over Fq, generated by {cnj(i)∣1≤i≤n,0⩽j⩽n−1}.
Thus Fq(nW)G=Fq(cn0(i),cn1(i),…,cn,n−1(i)∣1≤i≤n). Let
E be the subfield of Fq(nW) generated by {ℓij/ℓ0∣1≤i,j≤n} over Fq. By Lemma 2.6 we see that Fq(nW)G is contained in E. Let H be the subgroup of G consisting of invertible matrices that fix every element in E.
Artin’s theorem implies that Fq(nW) is Galois over Fq(nW)G with the Galois group G. Thus Fq(nW) is also Galois over E with the Galois group H. Now we have the following situation:
[TABLE]
By Galois theory we see that Fq(nW)GL(W)=E if and only if H=GL(W). Thus it remains to show that
H⊆GL(W). For any σ=diag{σ1,σ2,…,σn}∈H where each σj∈GL(W), it is sufficient to show that σ1=σ2=⋯=σn.
Let τ=diag{σ1,σ1,…,σ1}.
As in the proof of Lemma 2.6 we see that ηs:=det(X1,Xs,X1q,…,X1qn−2)=ℓ0⋅fs
for each s∈{2,3,…,n}, where fs denotes a polynomial in elements of {ℓij(k)/ℓ0∣1⩽i,j,k⩽n}. The fact that every ℓij(k)/ℓ0 belongs to the field Fq(ℓij/ℓ0∣1⩽i,j⩽n), together with Lemma 2.7, implies that ηsq−1∈E.
Thus
ηsq−1=σ⋅(τ−1⋅ηsq−1)=(στ−1)⋅ηsq−1=diag{1,σ2σ1−1,…,σnσ1−1}⋅ηsq−1, i.e.,
[TABLE]
Hence there exists an element a∈Fq× such that
[TABLE]
Taking xs1=xs2=⋯=xsn=1 in (2.7) we see that a=1. Thus it follows from (2.7) that
[TABLE]
Consider the n×(n−1)-matrix A:=(X1,X1q,…,X1qn−2) and let Ak denote the (n−1)×(n−1) matrix obtained from A by deleting the k-th row where k=1,2,…,n. By the Jacobian criterion (see Benson [1, Proposition 5.4.2]) we see that det(A1),det(A2),…,det(An) are algebraically independent over Fq(xs1,xs2,…,xsn). Hence, the Laplace expansion along the second column in the determinant of the left hand side of (2.8), implies that Xs−(σsσ1−1)⋅Xs=0, i.e., σs⋅σ1−1=In, the identity map, for all s∈{2,3,…,n}. Therefore,
σ1=σ2=⋯=σn and σ∈GL(W), as required.
∎
3. Localized Polynomial Rings
In this section we first use Theorem 1.1 in the special case m=n to give a proof of Theorem 1.1 for the case m<n; and then as an application, we give a proof of Theorem 1.2 which consists of Theorem 3.3 and Corollary 3.4.
To do this, we need to detect whether the vector invariant ring
Fq[nW]GL(W) is a localized polynomial ring. The following general criterion will be useful.
Proposition 3.1**.**
Let V be a faithful k-dimensional representation of a finite group H over a field F and G⊆H be a subgroup.
Suppose there exist f1,f2,…,fk∈F(V)G such that F(V)G=F(f1,f2,…,fk) and there exists a homogenous polynomial f∈F[f1,f2,…,fk]∩F[V]G such that
F[f1,f2,…,fk][f−1]⊆F[V]G[f−1].
(1)
If F[V]G[f−1] is integral over F[f1,f2,…,fk][f−1],
then
[TABLE]
2. (2)
If F[V]H⊆F[f1,f2,…,fk][f−1],
then F[V]G[f−1]=F[f1,f2,…,fk][f−1].
Proof.
(1)
Since the invariant field F(V)G is purely transcendental over F, {f1,f2,…,fk} is algebraically independent over F. Thus F[f1,f2,…,fk] is a polynomial subalgebra of F(V)G. From this fact we see that F[f1,f2,…,fk][f−1] is factorial and so is integrally closed. Note that
the field of fractions of F[f1,f2,…,fk][f−1] is F(V)G which contains F[V]G[f−1].
As F[V]G[f−1]⊇F[f1,f2,…,fk][f−1] is integral, we have F[V]G[f−1]=F[f1,f2,…,fk][f−1].
(2) We may regard F[V]H as an F-subalgebra of F[V]G. As H is a finite group, F[V] is integral over F[V]H, and so is F[V]G. Thus F[V]G[f−1] is integral over
F[V]H[f−1]. Since F[f1,f2,…,fk][f−1] contains F[V]H, it also contains
F[V]H[f−1]. Hence, F[V]G[f−1] is integral over F[f1,f2,…,fk][f−1]. Now the first statement applies.
∎
Proposition 3.2**.**
Let dim(W)=n≥2 and let r be the minimal positive integer such that r(q−1)−n≥0. Define ℓ:=ℓ0r(q−1)−n∏i=1ndnn(i), where ℓ0=det(X1,X2,…,Xn). Then
[TABLE]
Proof.
Previously, we have proved that Fq(nW)GL(W)=Fq(ℓij/ℓ0∣1≤i,j≤n).
Let B denote the polynomial subalgebra of Fq(nW)GL(W), generated by {ℓij/ℓ0∣1≤i,j≤n} over Fq.
Let H be the direct product of n copies of GL(W) acting on nW diagonally.
Then GL(W) can be viewed as a subgroup of H.
To see that ℓ∈B∩Fq[nW]GL(W), we note that ℓ0 and every dnn(i) are det-invariants, thus
ℓ∈Fq[nW]GL(W). Moreover, it follows from (2.1) and (2.4) that every dnn(i)/ℓ0∈B.
By Lemma 2.7 we see that ℓ0q−1∈B. Thus
[TABLE]
Hence, ℓ∈B∩Fq[nW]GL(W).
For all 1≤i,j≤n, we have
[TABLE]
Thus B[ℓ−1]⊆Fq[nW]GL(W)[ℓ−1].
By the second statement of Proposition 3.1, it suffices to show that
[TABLE]
Recall that Fq[nW]H=Fq[cns(i)∣1≤i≤n,0≤s≤n−1] where cns(i)=dns(i)/dnn(i)
defined as in Lemma 2.6.
By (2.1) and (2.4) we see that every dns(i)/ℓ0∈B.
Thus
[TABLE]
Therefore, for any 1≤i≤n,0≤s≤n−1, we have
[TABLE]
This proves († ‣ 3), and thus the proof is completed.
∎
Now we are ready to prove Theorem 1.1 for the case m<n.
We assume that m<n and consider the Fq-algebra homomorphism
π:Fq[X1,X2,…,Xn]⟶Fq[X1,X2,…,Xm] defined by fixing X1,…,Xm−1,
carrying Xm to Xmqn−m, and carrying Xm+k to Xmqk−1 for k∈{1,2,…,n−m}.
Clearly, the map π commutes with the action of GL(W) and it restricts to a surjective Fq-algebra homomorphism
from Fq[X1,X2,…,Xn]G to Fq[X1,X2,…,Xm]G for any subgroup G⊆GL(W).
For any f∈Fq[mW]GL(W)=Fq[X1,X2,…,Xm]GL(W), there exists f′∈Fq[nW]GL(W)
such that f=π(f′). As we have proved in Proposition 3.2 that
[TABLE]
where ℓ=ℓ0q−2∏i=1ndnn(i). Thus there exists a polynomial P in n2 variables and an integer k such that
[TABLE]
which implies that there exist an integer d and a polynomial P′ in n2+1 variables (induced by P) such that
[TABLE]
A direct computation shows that π(ℓ0) and π(ℓ) are not zero. Hence,
[TABLE]
which belongs to M:=Fq[ℓij/ℓ0∣1≤i≤m,1≤j≤n][π(ℓ)−1], where
ℓij/ℓ0 of M is defined as in Theorem 1.1 for the case m<n in Section 2. This means that
[TABLE]
where Quot(−) denotes the field of fractions of −, and the last equality follows from (3.1).
Therefore, the proof of Theorem 1.1 is completed.
∎
Let B={ℓ0q−2ℓij∣1⩽i⩽m,1⩽j⩽n},
b∈{ℓ0q−2ℓij∣1⩽i⩽min{m,n},1⩽j⩽n} be any element and B′=B∖{b}. Then
Fq(mW)GL(W) is generated by {ℓ0q−1}∪B′ over Fq.
Proof.
Let A={ℓij/ℓ0∣1⩽i⩽m,1⩽j⩽n}.
We have proved that Fq(mW)GL(W) is generated by A over Fq.
Since ℓ0q−1 is a GL(W)-invariant, it follows that Fq(mW)GL(W) is generated by A∪{ℓ0q−1} over Fq. Lemma 2.7 implies that b/ℓ0q−1 can be expressed rationally by elements in A′:=(A∪{ℓ0q−1})∖{b/ℓ0q−1}. Thus Fq(mW)GL(W) is generated by A′ over Fq.
Let E be the subfield of Fq(mW) generated by {ℓ0q−1}∪B′ over Fq. Clearly,
E⊆Fq(mW)GL(W). Note that every ℓij/ℓ0=ℓ0q−2ℓij/ℓ0q−1, thus
each element of A′ is contained in E. Therefore, Fq(mW)GL(W)=E.
∎
Corollary 3.4**.**
Let D={ℓij∣1⩽i⩽m,1⩽j⩽n},
d∈{ℓij∣1⩽i⩽min{m,n},1⩽j⩽n} be any element and D′=D∖{d}. Then
Fq(mW)SL(W) is generated by {ℓ0}∪D′ over Fq.
Proof.
Let K=Fq(mW)GL(W) and E denote the subfield of Fq(mW) generated by {ℓ0}∪D′ over Fq. As ℓ0 and all ℓij are SL(W)-invariants, it follows from Theorem 3.3 that K⊂K(ℓ0)=E⊆Fq(mW)SL(W). Let e=ℓ0q−1. Then e∈K and so ℓ0 is an algebraic element over K.
Suppose f(z)=zk+a1zk−1+⋯+ak−1z+ak∈K[z] is the minimal polynomial of ℓ0 over K.
Then ℓ0k+a1ℓ0k−1+⋯+ak−1ℓ0=−ak∈K. For any σ∈GL(W), setting b=det(σ), we obtain
[TABLE]
As b may run over Fq×, this means that the polynomial
[TABLE]
has at least q−1 distinct roots. Thus k≥q−1. On the other hand, the fact that ℓ0q−1−e=0
implies that k≤q−1. Hence, k=q−1. Furthermore, [E:K]=[K(ℓ0):K]=q−1=[GL(W):SL(W)]=[Fq(mW)SL(W):K].
Hence, Fq(mW)SL(W)=E, completing the proof.
∎
First of all, we note that the all two statements in Corollary 1.3 are valid for the group G=U(W); see Campbell-Chuai [4, Theorem 2.4].
Now we suppose G∈{GL(W),SL(W)}. It follows from Bonnafé-Kemper [2, Example 1.2] that Theorem 1.2 also holds if we replace mW by mW∗ for
G∈{GL(W),SL(W)}. Combining this fact, Theorem 1.2 and [7, Theorem 1.2]
we see that the first statement holds. For the second statement, assume that Fq[mW⊕dW∗]G is generated by
{g1,g2,…,gk} over Fq. Then there exist f,hi∈Fq[f1,f2,…,f(m+d)n] such that
gi=hi/f for all 1⩽i⩽k. Hence,
[TABLE]
which implies Fq[mW⊕dW∗]G[f−1]=Fq[f1,f2,…,f(m+d)n][f−1].
∎
Usually, it is not easy to find an explicit polynomial f∈Fq[mW⊕dW∗]G such that Fq[mW⊕dW∗]G[f−1]=Fq[f1,f2,…,f(m+d)n][f−1]; see for example [4, Section 3] and [6, Proposition 9]. We close this section with an example for which G=U(W), n=2 and m,d∈N+.
Example 3.5**.**
Consider Fq[mW⊕dW∗]≅Fq[(⊕j=1mWj)⊕(⊕k=1dWk∗)], where each Wj≅W and each Wk∗≅W∗ as U(W)-modules. Suppose n=2 and m,d∈N+.
Let Fq[Wj]U(W)=Fq[fj1,fj2] and Fq[Wk∗]U(W)=Fq[fk1∗,fk2∗] denote the Mui’s invariants for 1⩽j⩽m and 1⩽k⩽d. Then
[TABLE]
where U(W) denotes the direct product of m+d copies of U(W).
We have seen in [7, Theorem 3.5] that Fq(mW⊕dW∗)U(W) is minimally generated by
[TABLE]
see [7, Section 3] for the definitions of uj0 and vk0.
Let f:=f11⋅f11∗. To show
[TABLE]
it suffices to show that
f12,…,fm2,f22∗,…,fd2∗∈Fq[A][f−1].
For 1⩽j⩽m, there exists a relation in Fq[Wj⊕W1∗]U(W):
[TABLE]
see [2, Theorem 2.4]. Thus all fj2∈Fq[A][f−1]. Similarly, considering Fq[W1⊕Wk∗]U(W), we have another relation: vk0q−(f11fk1∗)q−1vk0−f11qfk2∗−fk1∗qf12=0 for 2⩽k⩽d.
This implies that every fk2∗∈Fq[A][f−1], as required.
4. Symplectic, Unitary and Orthogonal Groups
For the symplectic groups, let W be an 2n-dimensional vector space over Fq. Let K=(kij) be a 2n×2n nonsingular alternate matrix, i.e., kij=−kji for i=j and kii=0, and Sp2n(Fq,K) be the symplectic group of degree 2n with respect to K over Fq:
[TABLE]
For 1≤i≤m, 1≤j≤2n and k∈N+, we define
[TABLE]
For the unitary groups, suppose Fq2 has odd characteristic. Let W be an n-dimensional vector space over Fq2. There is an involution on Fq2: a↦a=aq.
Let H be an n×n nonsingular Hermitian matrix, i.e., tH=H, and U(Fq2,H) be the unitary group of degree n with respect to H
over Fq2:
[TABLE]
For 1≤i≤m, 1≤j≤n and k∈N, we define
[TABLE]
For the orthogonal groups, suppose Fq is of odd characteristic and W is an n-dimensional vector space over Fq.
Let A be an n×n nonsingular symmetric matrix and On(Fq,A) be the orthogonal group of degree n with respect to A over Fq:
[TABLE]
For 1≤i≤m, 1≤j≤n and k∈N, we define
[TABLE]
The purpose of this section is to find a minimal generating set of polynomial invariants for Fq(mW)Sp2n(Fq,K),Fq2(mW)U(Fq2,H)
and Fq(mW)On(Fq,A),
for m∈N+.
We suppose Wi≅W for 1≤i≤m, and we identify Fq(⊕i=1mWi) with
Fq(mW). Clearly, every
Qij(k)∈Fq(mW)Sp2n(Fq,K), Hij(k)∈Fq2(mW)U(Fq2,H) and Pij(k)∈Fq(mW)On(Fq,A).
On the other hand, for any σ∈GL(W), by Chu [8, Lemma], σ belongs to Sp2n(Fq,K),
U(Fq2,H) and On(Fq,A) respectively if σ fixes Qii(k), Hii(k)
and Pii(k) respectively for some k,i≥1. Furthermore, by [8, Theorem], Fq(W)Sp2n(Fq,K),
Fq2(W)U(Fq2,H)
and Fq(W)On(Fq,A) are all purely transcendental:
[TABLE]
It follows that, for example,
[TABLE]
The following is our main result in this section.
Theorem 4.1****.**
(1)* Let K be a 2n×2n nonsingular alternate matrix, Sp2n(Fq,K) be the symplectic group of degree 2n with respect to K over Fq and W be the standard representation of Sp2n(Fq,K). Then, for any m≥1,*
[TABLE]
(2)* Suppose Fq has odd characteristic. Let H be an n×n nonsingular Hermitian matrix, U(Fq2,H) be the unitary group of degree n with respect to H
over Fq2 and W be the standard representation of U(Fq2,H). Then, for any m≥1,*
[TABLE]
(3)* Suppose Fq is of odd characteristic.
Let A be an n×n nonsingular symmetric matrix, On(Fq,A) be the orthogonal group of degree n with respect to A over Fq
and W be the standard representation of On(Fq,A).
Then*
[TABLE]
Proof.
Let us prove (3) firstly.
We suppose m≥n. Let E=Fq(Pi1(k)∣1≤i≤m,0≤k≤n−1) and E∗=E(P1j(1)∣2≤j≤n). Note that A is symmetric. For 1≤j≤n and 1≤i≤m, we have
[TABLE]
where Xi={Xiq,Xi,if i≤n;if n+1≤i≤m.
By Theorem 1.1, we see that Fq(mW)GL(W)⊆E∗, which both are contained in Fq(mW)On(Fq,A).
Note that [8, Lemma] shows that for any σ∈GL(W), σ∈On(Fq,A) if
σ(P11(k))=P11(k) for some k≥1. Applying Galois theory, we have
Fq(mW)On(Fq,A)=E∗.
Thus, to show Fq(mW)On(Fq,A)=E, it suffices to show that E=E∗, i.e., P1j(1)∈E for 2≤j≤n.
Let X=(X1,X1q,…,X1qn−2,Xj) for a fixed j∈{2,3,…,n}. Then
[TABLE]
where X(q)=(X1q,X1q2,…,X1qn−1,Xjq).
Clearly, det(tX⋅A⋅(X1,X1q,…,X1qn−1)) and
[TABLE]
both belong to E, and furthermore,
[TABLE]
Combining (4) and (4.3), we see that P1j(1)∈E for all 2≤j≤n.
This confirms the statement for the case m≥n.
Together with the constructions of ℓij and ℓ0 in Section 2, an analogous argument can apply for the remaining case m<n. This completes the proof of (3).
(1) and (2). From the proof of (3), it is enough to show that every ℓ0ℓij belongs to
Fq(Qi1(k)∣1≤i≤m,1≤k≤2n) and Fq2(Hi1(k)∣1≤i≤m,0≤k≤n−1). However, they are true as we will see. In the case (1),
[TABLE]
where Xi={Xiq,Xi,if i≤n;if n+1≤i≤m. The statement follows from
[TABLE]
In the case (2),
[TABLE]
where Xi={Xiq2,Xi,if i≤n;if n+1≤i≤m. We have to show that tXjq2⋅H⋅X1q∈Fq2(Hi1(k)∣1≤i≤m,0≤k≤n−1) for 2≤j≤n.
Similar to (4), one has
[TABLE]
where X=(X1q,X1q3,…,X1q2n−3,Xj). Then the same argument gives the required conclusion for tXjq2⋅H⋅X1q.
∎
Note that Tang-Wan [16] has already found a generating set of polynomial invariants for the invariant field
Fq(W)O(W) where O(W) denotes the orthogonal group of even characteristic.
We conclude this paper with the following remark.
Remark 4.2**.**
Suppose G denotes any finite classical group over a finite field Fq with the standard representation W. Let W∗ denote the dual space of W and m,d∈N.
Our approach, together with the method appeared in [7], might be workable to find homogeneous polynomial invariants
f1,f2,…,f(m+d)n∈Fq[mW⊕dW∗]G such that
Fq(mW⊕dW∗)G=Fq(f1,f2,…,f(m+d)n).
Acknowledgments
The first author was supported by SAFEA (P182009020) and FRFCU (2412017FZ001).
The first author would like to thank David L. Wehlau for many interesting conversations on [14] and Gregor Kemper for helpful comments on the rationality problem of vector invariant fields.
The second author was supported by National Natural Science Foundation of China (11471234).
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