This paper studies the deformation theory of certain reducible Galois representations into symplectic groups, demonstrating conditions under which these representations admit geometric lifts, extending previous results to higher dimensions.
Contribution
It extends the deformation theory of reducible Galois representations from the case n=1 to higher dimensions, providing new conditions for geometric lifts.
Findings
01
Representations have geometric lifts under certain hypotheses.
02
Extension of deformation results from n=1 to higher dimensions.
03
Conditions for unramified outside finite set of primes.
Abstract
Let p be an odd prime and q a power of p. We examine the deformation theory of reducible and indecomposable Galois representations ρˉ:GQ→GSp2n(Fq) that are unramified outside a finite set of primes S and whose image lies in a Borel subgroup. We show that under some additional hypotheses, such representations have geometric lifts to the Witt vectors W(Fq). The main theorem extends that of Hamblen and Ramakrishna in which the n=1 case was treated.
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Full text
Deformations of Certain Reducible Galois Representations, III
Let p be an odd prime and q a power of p. We examine the deformation theory of reducible and indecomposable Galois representations ρˉ:GQ→GSp2n(Fq) that are unramified outside a finite set of primes S and whose image lies in a Borel subgroup. We show that under some additional hypotheses, such representations have geometric lifts to the Witt vectors W(Fq). The main theorem of this manuscript is a higher dimensional generalization of the result of Hamblen-Ramakrishna [6].
1. Introduction
Let p be an odd prime number and let Fq be the finite field with q=pM elements. Denote by W(Fq) the ring Witt vectors of Fq. For each prime number l, choose an embedding ιl:Qˉ↪Qˉl. Denote by Gl the absolute Galois group Gal(Qˉl/Ql). Let S be a finite set of prime numbers containing p. Denote by QS the maximal algebraic extension of Q which is unramified at each prime l∈/S and set GQ,S=Gal(QS/Q). The weak form of Serre’s conjecture states that an odd and irreducible two-dimensional Galois representation
[TABLE]
is modular, i.e., lifts to a characteristic zero representation ϱ attached to an eigencuspform. The strong form asserts that the eigencuspform may be chosen to have optimal level equal to the prime to p part of the Artin conductor of ϱˉ. Ribet [17] proved via a level lowering argument that the weak form implies the strong form. Khare-Wintenberger [9] went on to prove the full statement, building on Ribet’s work.
In [6], Hamblen and Ramakrishna prove a generalization of the weak form of Serre’s conjecture for reducible two-dimensional Galois representations. They impose some conditions on a two-dimensional representation
ϱˉ:GQ,S→GL2(Fq), namely,
(1)
ϱˉ is reducible of the form
[TABLE]
where φ:GQ,S→Fq× is a Galois character.
2. (2)
The representation ϱˉ is odd, i.e. if c∈GQ denotes complex conjugation,
[TABLE]
3. (3)
The representation ϱˉ is indecomposable, i.e. the cohomology class
[TABLE]
is non-zero.
4. (4)
The Galois character φ is stipulated to satisfy some conditions, for instance, φ=χˉ,χˉ−1 where χˉ is the mod p cyclotomic character and φ2=1. Further, the image of φ is stipulated to span Fq over Fp.
5. (5)
There are further conditions on the restriction ϱˉ↾Gp. The reader may refer to condition 5 of Theorem 2 in [6] for further details.
Hamblen and Ramakrishna show that if ϱˉ satisfies the above mentioned conditions, then on enlarging the set of ramification S by a finite set of primes X, ϱˉ has an odd, irreducible, p-ordinary lift ϱ which is unramified outside S∪X
[TABLE]
This lift is geometric in the sense of Fontaine and Mazur [4]. By the result of Skinner and Wiles in [18], the representation ϱ arises from a p-ordinary eigencuspform. This settles the weak form of Serre’s conjecture for such ϱˉ.
The prospect of generalizing this lifting result leads us to examine higher dimensional Galois representations with image in a smooth group-scheme G over W(Fq). Assume that G↾Fq is split and reductive and choose a split Borel B/Fq⊂G↾Fq. Let ρˉ be a homomorphism
[TABLE]
Let g denote the Lie-algebra of the adjoint group G↾Fqad and Φ(G↾Fqad) be a root system compatible with the choice of Borel. Denote by n⊂g the span of the positive roots. The Fq-vector space g acquires an adjoint Galois action
[TABLE]
Denote by Ad0ρˉ the Galois module with underlying vector space g. It is imperative that ρˉ is odd. For an involution τ∈Aut(G↾Fq), let (Ad0ρˉ)τ denote the subspace of Ad0ρˉ fixed by τ. It was shown by E. Cartan that
[TABLE]
(see [21, Proposition 2.2] for further details).
The representation ρˉ is odd if equality is achieved for the involution adρˉ(c), i.e.
[TABLE]
In particular, the group G must contain an element h=ρˉ(c) for which equality 1.1 is achieved. Such an element is said to induce a Chevalley involution. When n>2, the general linear group GLn(Fq) contains no such element. Hence there are no odd representations for the group GLn(Fq) when n>2. On the other hand, the general symplectic group GSp2n(Fq) does contain elements which induce Chevalley involutions.
Ramakrishna in [13] and [14] showed that odd, irreducible representations ρˉ:GQ→GL2(Fˉp) satisfying some additional hypotheses exhibit characteristic zero lifts which are geometric in the sense of Fontaine and Mazur. These results provided evidence for Serre’s conjecture, before it was proved by Khare and Wintenberger. Taylor in [19] introduced a reformulation of Ramakrishna’s method, by showing that the vanishing of a certain dual Selmer group is sufficient in asserting the existence of global Galois deformations with fixed local conditions. This new formulation paved the way for higher dimensional generalizations. In [11], Patrikis generalized Ramakrishna’s lifting theorem to odd representations with big image in GSp2n(Fq). Fakhruddin, Khare and Patrikis studied more general odd, irreducible representations in [2] and [3].
We assume that our representation has image in GSp2n(Fq) for n≥2. Associate to a commutative W(Fq)-algebra R, a non-degenerate alternating form on R2n prescribed by the matrix
[TABLE]
The group of general symplectic matrices GSp2n(R) consists of matrices X which preserve this form up to a scalar i.e. satisfy
XtJX∈R×⋅J. The similitude character ν:GSp2n(R)→R× is defined by the relation XtJX=ν(X)⋅J. The space Ad0ρˉ is an Fq[GQ,S]-module with underlying space sp2n(Fq). The Galois action is prescribed by
[TABLE]
where g∈GQ,S and X∈sp2n(Fq). Let B(R) be the Borel subgroup consisting of matrices
[TABLE]
where C∈GLn(R) is upper triangular, D∈GLn(R) is symmetric and ξ∈R×. Note that in this setting, B is defined over W(Fq). Denote by U1⊂B the unipotent subgroup.
Let ρˉ:GQ,S→GSp2n(Fq) be a continuous Galois representation with image in B(Fq). Composing ρˉ with the similitude-character νˉ defines a Galois character denoted by κˉ. Denote by T⊆GSp2n the diagonal torus and ei,j∈GL2n(Fq) the matrix with 1 in the (i,j)-position and [math] in all other positions. Set t for the Fq-span of H1,…,Hn, where Hi:=ei,i−en+i,n+i. Let L1,…,Ln∈t∗ be the dual basis of H1,…,Hn. An integer linear combination λ of L1,…,Ln is viewed as character on the torus T(Fq), which is trivial on the center of GSp2n(Fq). Via the natural quotient map B→T, a character on T induces a character on B. The character on B induced by λ is denoted by
[TABLE]
Associated to ωλ is the Galois character
[TABLE]
Let ”1” be a formal symbol for the trivial linear combination of L1,…,Ln and set σ1 equal to the trivial character. The roots Φ=Φ(Ad0ρˉ,t) are specified by
[TABLE]
The choice of the Borel B⊂GSp2n prescribes the following choice of simple roots Δ={λi∣i=1,…,n}, with λi:=Li−Li+1 for i<n and λn:=2Ln. The root
2L1=2(∑i=1n−1λi)+λn
is the highest root and the unique root of height 2n−1. Denote by b and n the Lie subalgebras of Ad0ρˉ corresponding to the Borel and unipotent subgroups respectively. Set χ for the p-adic cyclotomic character, χˉ its mod-p reduction and let c denote complex conjugation.
Theorem 1.1**.**
Let ρˉ:GQ,S→B(Fq) be a Galois representation of the form:
[TABLE]
and let S be a finite set of primes which contains p. Assume that the following conditions are satisfied:
(1)
p>2n,
2. (2)
ρˉ* is odd, i.e.
dim(Ad0ρˉ)adρˉ(c)=dimn.*
3. (3)
The image of ρˉ contains the unipotent subgroup U1(Fq).
4. (4)
Both the following conditions on the distinctness of the characters {σλ} are satisfied:
(a)
For λ,λ′∈Φ∪{1} such that λ=λ′, σλ is not a Gal(Fq/Fp)-twist of σλ′.
2. (b)
Moreover for λ,λ′∈Φ∪{1} not necessarily distinct, σλ is not a Gal(Fq/Fp)-twist of χˉσλ′.
5. (5)
For each of the roots λ∈Φ, the Fp-linear span of the image of σλ in Fq is Fq.
6. (6)
At each prime v∈S such that v=p, there is a liftable local deformation condition Cv with tangent space Nv of dimension
[TABLE]
7. (7)
Tilouine’s regularity conditions (REG) and (REG)∗ are satisfied, i.e.
[TABLE]
Let κ be a fixed choice of a lift of the character κˉ such that κ=κ0χk, where k is a positive integer divisible by p(p−1) and κ0 is the Teichmüller lift of κˉ. Then ∃ a finite set of auxiliary primes X disjoint from S and a lift ρ
[TABLE]
for which
(1)
ρ* is irreducible,*
2. (2)
ρ* is p-ordinary (in the sense of [12, section 4.1]),*
3. (3)
ν∘ρ=κ,
4. (4)
for v∈S\{p}, the restriction to the decomposition group ρ↾Gv∈Cv.
The lift ρ is geometric in the sense of Fontaine and Mazur. For λ∈Φ, setting λ=−λ′ in condition \eqrefthc4, we have that σλ2=1. Note that the conditions also imply that σλ=χˉ,χˉ−1. This is reminiscent of the condition φ2=1 of Hamblen-Ramakrishna. In particular, condition \eqrefthc4 implies that p>2. The requirement p>2n is primarily made so that we may suitably work with the exponential map in various places.
It is a consequence of Tilouine’s regularity conditions that the ordinary deformations of ρˉ↾Gp constitute a liftable deformation condition Cp for which the tangent space Np has dimension:
[TABLE]
For a discussion on the ordinary deformation condition and Tilioune’s regularity conditions, the reader may refer to [12, section 4]. With reference to condition \eqrefthc7, the reader may consult [12, sections 4.3 and 4.4] for examples of such deformation conditions.
When n=1, the unipotent group is abelian and examples of such Galois representations ρˉ are constructed via class field theory. The reader may, for instance, refer to [16], [6, section 7] and [15] for more details. In section 8, examples of Galois representations ρˉ:GQ,{p}→GSp4(Fp) satisfying the conditions of Theorem 1.1 are constructed. It is shown that if p≥23 is a regular prime, there exists a Galois representation
[TABLE]
which satisfies the conditions of Theorem 1.1.
Acknowledgements
The author is very grateful to his advisor Ravi Ramakrishna for introducing him to the fascinating subject of Galois deformations. He thanks Brian Hwang and Nicolas Templier for fruitful conversations. The author also appreciates the suggestions made by the anonymous referee which have led to significant improvement of the article.
2. Notation
•
For an Fq-vector space M, set dimM:=dimFqM.
•
At every prime v, choose an embedding ιv:Qˉ↪Qˉv. The absolute Galois group Gv=Gal(Qˉv/Qv) is identified with the decomposition group of the prime dividing v determined by ιv.
•
Let ei,j denote the 2n×2n square matrix with coefficients in Fq with 1 in the (i,j)-th position and [math] at all other positions.
•
The space Ad0ρˉ is an Fq[GQ,S]-module with underlying space sp2n(Fq). The Galois action is prescribed by
[TABLE]
where g∈GQ,S and X∈sp2n(Fq).
•
The space of diagonal matrices in Ad0ρˉ is denoted by t. Let H1,…,Hn be the basis of t defined by Hi:=ei,i−en+i,n+i. Let L1,…,Ln∈t∗ be the dual basis.
•
Let Φ be the set of roots of sp2n(Fq) and λ1,…,λn∈Φ be the simple roots defined as follows
[TABLE]
Let Δ be the simple roots {λ1,…,λn}.
Let Φ+ and Φ− denote the positive and negative roots respectively.
•
For λ∈Φ, let (Ad0ρˉ)λ be the λ root-subspace of Ad0ρˉ. For λ∈Φ, let Xλ be a choice a root vector generating the one-dimensional space (Ad0ρˉ)λ. For instance when n=2, we may choose root vectors as follows,
[TABLE]
[TABLE]
For λ∈Φ−, we may choose Xλ to be the transpose of X−λ.
•
Let λ be a root. There is a unique presentation of λ=∑αiλi, where αi are all non-negative or all non-positive. The height of λ is defined by ht(λ):=∑iαi. For instance, the root 2L1=2(∑i=1n−1λi)+λn has height equal to 2n−1. Every other root has height less than 2n−1.
•
For any integer k, let
(Ad0ρˉ)k be the Fq[GQ,S]-submodule defined by
[TABLE]
Set b:=(Ad0ρˉ)0 and n:=(Ad0ρˉ)1.
•
Associated with any root λ is a Galois character denoted by σλ:GQ,S→Fq× obtained by composing ρˉ with the character induced on B(Fq) by the root λ. Denote by σ1 the trivial character and set ht(1)=0. For λ∈Φ∪{1}, we have that
[TABLE]
•
Let Q⊆Ad0ρˉ be an Fq[GQ,S]-submodule, the σ2L1-eigenspace of Q is the Fq[GQ,S]-submodule defined by Qσ2L1:=Q∩(Ad0ρˉ)2L1. Likewise, if P⊆Ad0ρˉ∗ is an Fq[GQ,S]-submodule, the χˉσ2L1-eigenspace Pχˉσ2L1 is defined by
[TABLE]
•
For k≥1, let Uk⊂B(Fq) be the exponential subgroup generated by exp((Ad0ρˉ)k). Note that the exponential map here is well-defined since p>2n. The group U1 is the unipotent subgroup of B(Fq).
•
Throughout, hi will be an abbreviation for dimHi. For instance, hi(Gv,Ad0ρˉ) is an abbreviation for dimHi(Gv,Ad0ρˉ).
•
Let M be an Fq[GS]-module, let Si(M) consist of cohomology classes f∈Hi(GQ,S,M) such that f↾Gv=0 for all v∈S.
3. The General Lifting Strategy
Let ϱˉ be a Galois representation ϱˉ:GQ→GL2(Fˉp) which is irreducible, odd and unramified outside finitely many primes. Ramakrishna in [14] and [13] showed that if ϱˉ satisfies additional conditions, it lifts to a continuous Galois representation ϱ which is geometric in the sense of Fontaine and Mazur. In other words, ϱ is odd, unramified outside finitely many primes and ϱ↾Gp is de Rham. This geometric lifting theorem provided evidence for the weak version of Serre’s conjecture before it was proved by Khare and Wintenberger. The geometric lifting construction was adapted to the reducible setting in [6]. The main result of this manuscript is a higher dimensional generalization of the lifting theorem of Hamblen-Ramakrishna. The basic strategy involves successively lifting ρˉ to a characteristic zero irreducible geometric representation ρ by successively lifting ρm to ρm+1
[TABLE]
Definition 3.1**.**
Let C be the category of coefficient rings over W(Fq) with residue field Fq. The objects of this category consist of local W(Fq)-algebras (R,m) for which
•
R is complete and Noetherian,
•
R/m is isomorphic to Fq as a W(Fq)-algebra. The residual map
[TABLE]
is the composite of the quotient map R→R/m with the unique isomorphism of W(Fq)-algebras R/m∼Fq.
A morphism F:(R1,m1)→(R2,m2) is a homorphism of local rings which is also a W(Fq)-algebra homorphism. Recall that κ is a fixed choice of lift of κˉ. Let κv denote the restriction of κ to Gv.
Let v be a prime and R∈C. Denote by ϕ∗:GSp2n(R)→GSp2n(Fq) the group homomorphism induced by the residual homomorphism ϕ:R→Fq. We say that ρR:Gv→GSp2n(R) is an R-lift of ρˉ↾Gv if ϕ∗∘ρR=ρˉ↾Gv, i.e. the following diagram commutes
[TABLE]
Further, we shall require that the similitude character of ρR coincides with the composite of κv with the homomorphism W(Fq)×→R× induced by the structure map.
Two lifts ρR and ρR′ are said to be strictly-equivalent if there is
[TABLE]
such that
ρR=AρR′A−1. A deformation is a strict equivalence class of lifts. Let Defv(R) be the set of R-deformations of ρˉ↾Gv. The association R↦Defv(R) defines a covariant functor
[TABLE]
The tangent space Defv(Fq[ϵ]/(ϵ2)) naturally acquires the structure of an Fq-vector space and is isomorphic to H1(Gv,Ad0ρˉ). Under this association, a cohomology class f is identified with the deformation (Id+ϵf)ρˉ↾Gv.
For m∈Z≥2, the deformations Defv(W(Fq)/pm) are equipped with action of the cohomology group H1(Gv,Ad0ρˉ). For ϱm∈Defv(W(Fq)/pm) and f∈H1(Gv,Ad0ρˉ), the twist of ϱm by f is defined by the formula (Id+pm−1f)ϱm. The set of deformations ϱm of a fixed ϱm−1∈Defv(W(Fq)/pm−1) is either empty or in bijection with H1(Gv,Ad0ρˉ).
Definition 3.2**.**
(see [19]) We say that a sub-functor Cv of Defv is a deformation condition if (1) to (3) below are satisfied. If condition (4) is satisfied, Cv is said to be liftable.
(1)
First, we require that Cv(Fq)={ρˉ↾Gv}.
2. (2)
For R1 and R2 be C, let ρ1∈Cv(R1) and ρ2∈Cv(R2). Let I1 be an ideal in R1 and I2 an ideal in R2 such that there is an isomorphism α:R1/I1∼R2/I2 satisfying
[TABLE]
Let R3 be the fibred product
[TABLE]
and ρ3 the R3-deformation induced from ρ1 and ρ2. Then ρ3 satisfies Cv(R3).
3. (3)
Let R∈C with maximal ideal mR. If ρ∈Defv(R) is such that ρmodmRn satisfies Cv for all n∈Z≥1, then ρ also satisfies Cv.
4. (4)
Let R∈C and I an ideal such that I.mR=0. For ρ∈Cv(R/I), there exists ρ~∈Cv(R) such that ρ=ρ~modI.
Let Cv be a local deformation condition at the prime v. The tangent space Nv consists of f∈H1(Gv,Ad0ρˉ), such that (Id+ϵf)ρˉ↾Gv∈Cv(Fq[ϵ]/(ϵ2)). The action of Nv on Defv(W(Fq)/pm) stabilizes Cv(W(Fq)/pm). In other words, if ϱm∈Cv(W(Fq)/pm) and f∈Nv, then
[TABLE]
It is assumed that each prime v∈S\{p} is equipped with a liftable local deformation condition Cv such that
[TABLE]
The reader may consult [12, sections 4.3 and 4.4] for examples of such deformation conditions. The deformation condition Cp is the ordinary deformation condition. Since we have assumed that Tilouine’s regularity conditions are satisfied (cf. [12, section 4.1]), Cp is liftable and the tangent space Np has dimension equal to
[TABLE]
see [12, Proposition 4.4]. We allow the successive lifts ρm to be ramified at a set of primes S∪X. Each auxiliary prime v∈X is equipped with a liftable subfunctor Cv of Defv. These auxiliary primes are referred to as trivial primes and were introduced by Hamblen and Ramakrishna in the two-dimensional setting [6, section 4]. These are primes v≡1modp, not contained in S, at which ρˉ↾Gv the trivial representation and v≡1modp2. We use a higher dimensional generalization of the deformation functor Cv at a trivial prime v, due to Fakhruddin, Khare and Patrikis [2, Definition 3.1]. At each trivial prime v there is a subspace Nv of H1(Gv,Ad0ρˉ) of dimension h0(Gv,Ad0ρˉ) which behaves like a versal tangent space. For m≥3, the action of Nv on Def(W(Fq)/pm) stabilizes Cv(W(Fq)/pm). This is proved in the GL2-case by Hamblen-Ramakrishna, see [6, Corollory 25, 29]. For more general groups, we refer to Fakhruddin-Khare-Patrikis [2, Lemma 3.6,3.10] for the precise statement. However, this is not the case for m=2.
Let X be a finite set of trivial primes disjoint from S. For v∈S∪X, set Nv⊥⊆H1(Gv,Ad0ρˉ∗) to be the orthogonal complement of Nv with respect to the non-degenerate Tate pairing
[TABLE]
Set N∞=0 and N∞⊥=0. The Selmer-condition N is the tuple {Nv}v∈S∪X∪{∞} and the dual Selmer condition N⊥ is {Nv⊥}v∈S∪X∪{∞}. Attached to N and N⊥ are the Selmer and dual-Selmer groups defined as follows:
[TABLE]
and
[TABLE]
respectively. The following formula is due to Wiles (see [10, Theorem 8.7.9]):
[TABLE]
Since ρˉ is odd, one has that h0(G∞,Ad0ρˉ)=dimn. It follows from the above formula that the dimensions of the Selmer group and dual Selmer group coincide, i.e.
[TABLE]
The Selmer and dual Selmer groups fit into a long exact sequence called the Poitou-Tate sequence. We only point out that the cokernel of resS∪X injects into HN⊥1(SS∪X,Ad0ρˉ∗)∨. In particular, if the Selmer group is zero, then so is the dual Selmer group, in which case the restriction map resS∪X is an isomorphism. Since the spaces Nv at a trivial prime v stabilize lifts only past mod p3, it becomes necessary to produce a mod p3 lift ρ3 of ρˉ before applying the general lifting-strategy. All deformations ρm discussed in this paper will have similitude character equal to κmodpm.
The three main steps are as follows:
(1)
first it is shown that there is a finite set of trivial primes X1 disjoint from S such that the representation ρˉ lifts to a mod p2 representation ρ2 which is unramified outside S∪X1.
2. (2)
It is shown in [6, section 5] that there is a finite set of trivial primes X2⊃X1 disjoint from S and a mod p3 lift ρ3 of ρ2 which satisfies the following conditions
•
ρ3 is irreducible, i.e. does not contain a free rank one Galois stable W(Fq)/p3-submodule.
•
It is unramified outside S∪X2.
•
The lift ρ3 is also arranged to satisfy conditions Cv at each prime v∈S∪X2.
This strategy for getting past mod-p2 is based on the methods developed by Khare, Larsen and Ramakrishna in [8].
3. (3)
At this stage, all that remains to be shown is that the set of primes X2 may be further enlarged to a set of trivial primes X which is disjoint from S such that the Selmer group HN1(GQ,S∪X,Ad0ρˉ) is equal to zero.
The rest of the argument warrants some explanation. Since the Selmer group is zero, the map resS∪X is an isomorphism. Suppose for m≥3 and ρm is a mod pm lift of ρ3 which is unramified outside S∪X and satisfies the conditions Cv at each prime v∈S∪X. We show that ρm may be lifted to ρm+1 which satisfies the same conditions. Since the dual Selmer group is zero, so is S∪X1(Ad0ρˉ∗), and it follows from global-duality that S∪X2(Ad0ρˉ) is zero. Since local condition Cv is liftable, there are no local obstructions to lifting ρm. The cohomological obstruction to lifting ρm to ρm+1 is a class in S∪X2(Ad0ρˉ) and hence is zero. As a result, ρm does lift one more step to ρm+1. In order to complete the inductive argument, it is shown that ρm+1 can be chosen to satisfy the conditions Cv. After picking a suitable global cohomology class z∈H1(GQ,S∪X,Ad0ρˉ) and replacing ρm+1 by its twist (Id+pmz)ρm+1, this may be arranged. At each prime v∈S∪X, there is a cohomology class zv∈H1(Gv,Ad0ρˉ) such that the twist (Id+pmzv)ρm+1↾Gv satisfies Cv. Since we assume that m≥3, we have that Nv stabilizes Cv. For v∈S∪X, the elements zv are defined modulo Nv. Since resS∪X is an isomorphism, the tuple
(zv)∈⨁v∈S∪XH1(Gv,Ad0ρˉ)/Nv arises from a unique global cohomology class z which is unramified outside S∪X. After replacing ρm+1 by (Id+pmz)ρm+1, it satisfies the conditions Cv at each prime v∈S∪X. This completes the inductive lifting argument.
4. Preliminaries
In this section, we prove a number of Galois theoretic results which will be applied in later sections. Let M be a finite abelian group with GQ-action and E be a number field. Denote by E(M) the extension of Ecut out by M. In other words, it is the Galois extension of E which is fixed by the kernel of the action of GE on M. Let M1,…,Mk be finite abelian groups on which GQ acts. Denote by E(M1,…,Mk) the composite of the fields E(M1)⋯E(Mk). Let K:=Q(ρˉ,μp) and L:=Q(ρˉ) and set G′:=Gal(K/Q) and G:=Gal(L/Q). Let F be the subfield Q(φ1,…,φn,κˉ) of L, where we recall that the characters φ1,…,φn are as in \eqrefintroducingbarrho. Denote by N′:=Gal(K/F(μp)) and N:=Gal(L/F). The groups G,G′,N and N′ are depicted in the following field diagram
[TABLE]
Condition \eqrefthc3 of Theorem 1.1 asserts that the image of ρˉ contains U1(Fq). Therefore N may be identified with ρˉ(N)=U1(Fq). In particular the abelianization Nab may be identified with U1(Fq)/U2(Fq). Since N is a p-group and [F(μp):F] is coprime to p, it follows that Q(ρˉ) and F(μp) are linearly disjoint over F. It follows that N is canonically isomorphic to N′. The inclusion of T into B is a section of the quotient map B→T. This induces a semi-direct product decomposition B=U1⋊T. Let T′ be the intersection of the image of ρˉ with T. The group G may be identified with the image of ρˉ. It is easy to see that G has a semi-direct product decomposition G≃ρˉ(G)=U1(Fq)⋊T′.
Lemma 4.1**.**
Suppose 0<∣k∣≤2n−1, there is an isomorphism of Fq[GQ,S]-modules
[TABLE]
On the other hand,
[TABLE]
Proof.
Let λ be of height k. Let X∈(Ad0ρˉ)λ, we observe that
[TABLE]
Likewise, for X∈b, the conjugation action on X modulo n is trivial.
∎
Let ζ be a non-zero element of Fq(χˉ). For i=1,…,n, set δi,j=ζ if i=j and [math] otherwise. Likewise, for roots λ and γ, set δλ,γ to equal ζ if λ=γ and [math] otherwise. Denote by Xλ∗ and Hi∗ the elements of Ad0ρˉ∗ which are defined by the following relations:
[TABLE]
The element Hi∗∈Ad0ρˉ∗ should not be confused with Li∈t∗. Let (Ad0ρˉ∗)χˉ be the span of H1∗,…,Hn∗ and (Ad0ρˉ∗)χˉσλ the span of X−λ∗. Let P be a Galois-stable subgroup of Ad0ρˉ∗. Associated to P are its eigenspaces for the action of ρˉ−1(T). For λ∈Φ∪{1}, set Pχˉσλ to be the intersection of P with (Ad0ρˉ∗)χˉσλ. Likewise, associate to a Galois stable subgroup Q⊆Ad0ρˉ, an eigenspace Qσλ. Define Q1 to be the intersection Q∩t. For λ∈Φ, denote by Qσλ the intersection Q∩(Ad0ρˉ)λ.
The representation ρˉ factors through G. Let T be the subgroup of G′ consisting of g such that ρˉ(g)∈T. For λ∈Φ∪{1}, T acts on Pχˉσλ by the character χˉσλ and on Qσλ by the character σλ. Since the characters σλ are assumed to be distinct, it is easy to see that
[TABLE]
[TABLE]
The order of T is coprime to p, hence Maschke’s theorem asserts that any finite dimensional Fp[G′]-module M decomposes into a direct sum M=⨁τMτ, where τ is a character of T and Mτ is the τ-eigenspace Mτ:={m∈M∣g⋅m=τ(g)m}. Thus, we have the next Lemma, which follows from the discussion above.
Lemma 4.2**.**
Let P⊆Ad0ρˉ∗ and Q⊆Ad0ρˉ be Galois-stable subgroups.
(1)
As a T-module, P decomposes into a direct sum of eigenspaces:
[TABLE]
2. (2)
As a T-module, Q decomposes into a direct sum of eigenspaces:
[TABLE]
Corollary 4.3**.**
The following statements hold:
(1)
let P1 and P2 be Galois-stable subgroups of Ad0ρˉ∗ such that there is an isomorphism ϕ:P1∼P2 of Galois modules. Then P1=P2 and ϕ is multiplication by a scalar.
2. (2)
Let Q1 and Q2 be Galois-stable subgroups of Ad0ρˉ such that there is an isomorphism ϕ:Q1∼Q2 of Galois modules. Then Q1=Q2 and ϕ is multiplication by a scalar.
Proof.
We prove part \eqrefcoradd1, part \eqrefcoradd2 is identical. Let ιPi:Pi↪Ad0ρˉ∗ be the inclusion. By Proposition LABEL:y1, the two inclusions ιP1 and ιP2∘ϕ are the same upto a scalar. The assertion follows.
∎
Let Q be a G-submodule of Ad0ρˉ, by Lemma 4.2, the projection of Q to (Ad0ρˉ)−2L1 equals Qσ−2L1. For convenience of notation, let Q−2L1 denote Qσ−2L1.
Lemma 4.4**.**
Let Q be a Galois-stable submodule of Ad0ρˉ for which Q−2L1=0, then Q=Ad0ρˉ.
Proof.
Let P:={γ∈Ad0ρˉ∗∣γ(x)=0 for x∈Q}. The assumption on Q implies that Pχˉσ2L1=(Ad0ρˉ∗)χˉσ2L1. Since the image of χˉσ2L1 spans Fq, Pχˉσ2L1=(Ad0ρˉ∗)χˉσ2L1 implies that Pχˉσ2L1=0 By Lemma LABEL:mainin, P=0, and therefore, Q=Ad0ρˉ.
∎
Lemma 4.5**.**
The following statements hold:
(1)
the fields K=Q(ρˉ,μp) and Q(μp2) are linearly disjoint over Q(μp).
2. (2)
Let J⊇S be a finite set of prime numbers, ψ1,…,ψt∈H1(GQ,J,Ad0ρˉ∗) and set Kj:=Kψj for j=1,…,t. Then the composite K1⋯Kt and Q(μp2) are linearly disjoint over Q(μp).
Proof.
Suppose by way of contradiction that Q(μp2)⊆K. Set V:=Gal(K/F(μp2)) and A:=G′/N′=Gal(F(μp)/Q). For n∈N′ab and g∈A, let n~ and g~ be lifts of n and g to N′ and G′ respectively. The action of A on N′ab is induced by conjugation, defined by g⋅n:=g~n~g~−1mod[N′,N′]. The groups N and N′ are isomorphic and the image of ρˉ is assumed to contain U1(Fq) (condition 3 of Theorem 1.1). The quotient N′/V=Gal(F(μp2)/F(μp))≃Fp. Let π:N′ab→Fp denote the map induced by the mod-V quotient. Being the composite of Galois extensions, F(μp2) is Galois over Q. As a result, π is A-equivariant. Furthermore, since F(μp2) is an abelian extension of Q, the A-action on N′/V is trivial. On the other hand, as an A-module, N′ab≃⨁λ∈ΔFq(σλ). It follows from condition 4 of Theorem 1.1 that σλ=1 for λ∈Φ. As a result,
[TABLE]
This is a contradiction which concludes the proof of the first part.
Set Kj to be K1…Kj and K0:=K. Setting E:=Q(μp2), it suffices to show that Kj∩E=Kj−1∩E. We begin with the case j=1. For ψ∈H1(GQ,J,Ad0ρˉ∗), regard Gal(Kψ/K) as an Fq[G′]-module, where the Galois action is induced via conjugation. The G′-module P1:=Gal(K1/K) is identified with ψ1(GK). Let Q1⊆P1 be the G′-stable subgroup defined by Q1:=Gal(K1/(K1∩E)⋅K). The action of G′ on P1/Q1=Gal((K1∩E)⋅K/K) is trivial. By Lemma 4.2, the quotient P1/Q1 decomposes into subgroups
[TABLE]
The characters σλ=χˉ−1 and hence P1=Q1. We have thus shown that K1∩E=K∩E.
Let Pj be defined by Pj:=Gal(Kj/Kj−1). The G′-module Pj is isomorphic to
[TABLE]
Let Qj be the G′-stable subgroup Gal(Kj/(Kj∩E)⋅Kj−1) and note that the G′ action on Pj/Qj is trivial. Invoking the same argument as in the case when j=1, we have that Pj=Qj and hence Kj∩E=Kj−1∩E. This completes the proof.
∎
Definition 4.6**.**
(1)
Let M1 and M2 be Fp[G′]-modules. We say that M1 is unrelated to M2 if for every Fp[G′]-submodule N of M1,
[TABLE]
2. (2)
Let E be a finite extension of K such that E is Galois over Q and Gal(E/K) is an Fp-vector space. Let M be an Fp[G′]-module. We say that E is unrelated to M if Gal(E/K) is G′-unrelated to M. Here, the G′-action on Gal(E/K) is induced via conjugation (let x∈Gal(E/K) and g∈G′, pick a lift g~ of g, set g⋅x:=g~xg~−1).
Proposition 4.7**.**
Let J⊇S be a finite set of prime numbers and
[TABLE]
be linearly independent over Fq. Set Ki:=Kθi and let L1,…,Lk be a (possibly empty) set of Galois extensions of Q. Assume that Li contains K and Gal(Li/K) is an Fp-vector space for i=1,…,k. Suppose that Li is unrelated to Ad0ρˉ∗ for i=1,…,k. Denote by L the composite L1⋯Lk. If the set {L1,…,Lk} is empty, set L=K. The field K0 is not contained in the composite of the fields K1⋯Kt⋅L.
Proof.
Let K denote the composite of the fields K1,…,Kt. If K0 is contained in K⋅L, then θ0,…,θt∈H1(Gal(K⋅L/Q),Ad0ρˉ∗) and hence
[TABLE]
Hence it suffices to show that
[TABLE]
First we show that
[TABLE]
Denote by Li the composite of the fields L1⋯Li and set L0:=K. Note that Gal(Li/Li−1) is isomorphic to Gal(Li/Li∩Li−1), which is an Fp[G′]-submodule of Gal(Li/K). Since Li is unrelated to Ad0ρˉ∗,
[TABLE]
Hence the inflation map
[TABLE]
is an isomorphism. We deduce that H1(Gal(L/Q),Ad0ρˉ∗) is isomorphic to H1(G′,Ad0ρˉ∗) and hence, is zero.
Let Ki denote the composite K1⋯Ki and K0 denote K. Note that Gal(Ki⋅L/Ki−1⋅L) is an Fp[G′]-submodule of Gal(Ki/K), and hence, of Ad0ρˉ∗. Lemma LABEL:y1 asserts that
[TABLE]
Therefore, by inflation-restriction,
[TABLE]
Consequently, we deduce that
h1(Gal(K⋅L/Q),Ad0ρˉ∗)≤t and the proof is complete.
∎
Lemma 4.8**.**
Let J⊇S be a finite set of primes.
(1)
Let M be a nontrivial quotient of Ad0ρˉ∗ and η∈H1(GQ,J,M) be non-zero. Let Kη be the field extension of K cut out by η. The field Kη is unrelated to Ad0ρˉ∗.
2. (2)
The field K(μp2) is unrelated to Ad0ρˉ∗.
3. (3)
Let f∈H1(GQ,J,Ad0ρˉ), then the extension Kf is unrelated to Ad0ρˉ∗.
4. (4)
Suppose that we are given a lift ζ2:GQ,J→GSp2n(W(Fq)/p2) of ρˉ with similitude character κmodp2. The field extension K(ζ2) cut out by the kernel of ζ2, is unrelated to Ad0ρˉ∗.
Proof.
For part \eqref415c1, it suffices to show that M is unrelated to Ad0ρˉ∗. Since M is a non-trivial quotient of Ad0ρˉ∗, it follows from Lemma LABEL:mainin that the χˉσ2L1-eigenspace of M is zero. Let N⊆M be a G′-submodule and f:N→Ad0ρˉ∗ be a homomorphism. The χˉσ2L1-eigenspace of f(N) is zero, hence by Lemma LABEL:mainin, the map f=0.
Since Q(μp2) is an abelian extension of Q, the G′-action on Gal(K(μp2)/K) is trivial. On the other hand, Ad0ρˉ∗ has no trivial T-eigenspace. It follows that K(μp2) is unrelated to Ad0ρˉ∗ and part \eqref415c2 follows.
Let Q be a G′-submodule of Ad0ρˉ, Lemma 4.2 asserts that Q=⨁λ∈Φ∪{1}Qσλ. On the other hand, Ad0ρˉ∗=⨁γ∈Φ∪{1}(Ad0ρˉ∗)χˉσλ. It follows from condition \eqrefthc4 of Theorem 1.1 that
[TABLE]
As a result, Hom(Q,Ad0ρˉ∗)G′=0 and hence part \eqref415c3 follows.
For part (4), identify Ad0ρˉ with the kernel of the mod-p reduction map
[TABLE]
by identifying X∈Ad0ρˉ with Id+pX. Recall that κ=κ0χk, where k is a positive integer which is divisible by p(p−1). Setting κ2:=κmodp2, we see that the restriction κ2↾GK is trivial. Therefore, Gal(K(ζ2)/K) may be identified with a Galois submodule of Ad0ρˉ. Here, g∈Gal(K(ζ2)/K) is identified with
[TABLE]
The same reasoning as in the previous case shows that K(ζ2) is indeed unrelated to Ad0ρˉ∗.
∎
Lemma 4.9**.**
Let L1,…,Lk and K1,…,Kl be Galois extensions of Q which contain K. Assume that:
•
Gal(Li/K)* and Gal(Ki/K) are finite dimensional Fp-vector spaces.*
•
As a G′-module, Gal(Li/K) is isomorphic to a subquotient of Ad0ρˉ for i=1,…,k.
•
As a G′-module, Gal(Ki/K) is isomorphic to a subquotient of Ad0ρˉ∗ for i=1,…,l.
Then the composite L1⋯Lk is linearly disjoint from K1,…,Kl.
Proof.
The order of T is coprime to p, hence Maschke’s theorem asserts that any finite dimensional Fp[G′]-module M decomposes into a direct sum
[TABLE]
Here, τ is a character of T and Mτ is the τ-eigenspace
[TABLE]
The action of G′ on Gal(Li/K) and Gal(Ki/K) is induced by conjugation. By assumption, Gal(Li/K) is isomorphic to a subquotient of Ad0ρˉ, i.e. there exist G′-submodules Q1⊆Q2 of Ad0ρˉ such that Gal(Li/K)≃Q2/Q1. By Lemma 4.2, the module Qi decomposes into T-eigenspaces
[TABLE]
for i=1,2. Therefore, the quotient Gal(Li/K) decomposes into
[TABLE]
where (Gal(Li/K))σλ:=(Q2)σλ/(Q1)σλ is the σλ-eigenspace for the action of T on Gal(Li/K). Likewise, Gal(Ki/K) decomposes into
[TABLE]
Let L be the composite L1⋯Lk and K be the composite K1⋯Kl. Letting Li be the composite L1⋯Li, filter L by
[TABLE]
The Galois group
[TABLE]
is a G′-submodule of Gal(Li/K). Hence the characters for the action of T on Gal(Li/Li−1) are each of the form σλ. Similar reasoning shows that the characters for the action of T on Gal(K/K) are each of the form χˉσλ. Set E=K∩L and M=Gal(E/K). Being a quotient of Gal(L/K), M decomposes into eigenspaces for the action of the torus
[TABLE]
Since M is a quotient of Gal(K/K),
[TABLE]
It is assumed that the image of σλ spans Fq and that σλ is not a Gal(Fq/Fp) twist of χˉσγ. Hence, it follows that
[TABLE]
Therefore, Hom(M,M)G′=0 and in particular, the identity map is zero. This implies that K∩L=K.
∎
5. Deformation conditions at Auxiliary Primes
We introduce the auxiliary primes v and the liftable deformation problem Cv at v.
Definition 5.1**.**
A prime number v is a trivial prime if the following splitting conditions are satisfied:
•
Gv⊆kerρˉ,
•
v≡1modp and v≡1modp2.
In other words, a prime number v is trivial if it splits in Q(ρˉ,μp) and does not split in Q(μp2). By Lemma 4.5, Q(ρˉ,μp) does not contain Q(μp2). This is a Chebotarev condition, i.e. defined by a finite union of sets that are defined by applying the Chebotarev density theorem. Therefore, the set of trivial primes has positive Dirichlet density, in particular, it is infinite.
Let v be a trivial prime. The deformations of the trivial representation ρˉ↾Gv are tamely ramified. The Galois group of the maximal pro-p extension of Qv is generated by a Frobenius σv and a generator of tame pro-p inertia τv. These satisfy the relation
σvτvσv−1=τlv. We define the deformation functor Cv. The functor Cv will be liftable, however, it will not be a deformation condition. Let α be a root which shall be specified later. The root-subgroup Uα⊂GSp2n is the subgroup generated by the image of the root-subspace (sp2n)α under the exponential map. We let Z(Uα) be the subgroup of GSp2n consisting of elements which commute with Uα.
Definition 5.2**.**
[2, Definition 3.1]
Let Dvα consist of the deformation classes of lifts such that some representative ϱ satisfies:
(1)
ϱ(σv)∈T⋅Z(Uα) and ϱ(τv)∈Uα,
2. (2)
under the composite
[TABLE]
ϱ(σv) maps to v.
Remark 5.3**.**
When n=1 and α is the positive root of sl2, the deformation functor Dvα consists of ϱ such that there exists x and y such that
[TABLE]
Here c is equal to (κ(σv)/v)21.
We shall denote by the kernel of α restricted to t by tα. Since the action of Gv on Ad0ρˉ is trivial,
[TABLE]
Let Pvα be the subspace of H1(Gv,Ad0ρˉ) consisting of ϕ such that
[TABLE]
[TABLE]
Let Φα denote the subset of roots β∈Φ such that [(Ad0ρˉ)α,(Ad0ρˉ)β]=0. Recall that Xα is a choice of root vector for α.
Definition 5.4**.**
(1)
Let v be a trivial prime which is unramified mod p2 in our lifting argument. Set α=2L1 and Cv=Cvnr consist of deformations with a representative
[TABLE]
where ϱ is a representative for a deformation in Dvα which satisfies further conditions. In accordance with [2, Definition 3.5], we assume that the mod-p2 reduction ϱ2:=ϱmodp2 satisfies the following conditions:
(a)
ϱ2 is unramified, with ϱ2(σv)∈T(W(Fq)/p2),
2. (b)
for all β∈Φα,
[TABLE]
Let Svα consist of ϕ∈H1(Gv,Ad0ρˉ) such that ϕ(σv)∈⨁β∈Φα(Ad0ρˉ)β and ϕ(τv)=0. Let Nv be specified by
[TABLE]
2. (2)
Let v be a trivial prime which will be ramified mod p2 in our lifting argument. Let α=−2L1 and Cv=Cvram consist of deformations in Dvα with representative ϱ satisfying some additional conditions, which we specify. In accordance with [2, Definition 3.9], assume that the mod-p2 reduction ϱ2 satisfies the following conditions:
(a)
ϱ2(τv)∈uα(py) where y∈W(Fq)×, and uα:(Ad0ρˉ)α→GSp2n is the root group homomorphism over W(Fq).
2. (b)
For all β∈Φα,
[TABLE]
Let Svα denote the space of cohomology classes specified in the proof of [2, Lemma 3.10]. Let Nv=Nvram be defined by
[TABLE]
The following gives us a criterion for an element f∈H1(Gv,Ad0ρˉ) to not be contained in Nvnr. This criterion is used in the proof of Proposition 7.1.
Lemma 5.5**.**
Let v be a trivial prime and Cv=Cvnr. Let f∈Nv, express f(σv)=∑λ∈ΦaλXλ+∑i=1naiHi. Write X−2L1=cen+1,1 and X2L1=de1,n+1. We have that a2L1=−(cd)−1a1.
Proof.
Set g:=(Id+X−2L1)−1f(Id+X−2L1) and express g(σv)=∑λ∈ΦbλXλ+∑i=1nbiHi. Note that for ϕ∈Pv2L1,
[TABLE]
and hence has zero H1-component. For ϕ∈Sv2L1, we have that
[TABLE]
We deduce that the H1-component b1 is equal to zero. We show that the H1-component of g(σv) is equal to a1+cda2L1 from the relation g(σv)=(Id+X−2L1)−1f(σv)(Id+X−2L1). Note that X−2L12=0 and thus, (Id+X−2L1)−1=(Id−X−2L1). One has that
[TABLE]
Note that
[TABLE]
and thus does not contribute to the H1-component of g(σv). The contribution of
[TABLE]
to the H1-component of g(σv) is from the term
[TABLE]
Thus, we have shown that b1=a1+cda2L1. Since, b1=0, we deduce that a1=−cda2L1.
∎
Lemma 5.6**.**
[2, Lemma 3.2, 3.6,3.10]**
Let v be a trivial prime (for which either Cv=Cvram or Cvnr is the chosen deformation condition) and X∈Nv,
(1)
dimNv=dimAd0ρˉ=h0(Gv,Ad0ρˉ).
2. (2)
Let m≥3 and ρm∈Cv(W(Fq)/pm), then
[TABLE]
3. (3)
The deformation functor Cv is liftable.
Prior to lifting ρˉ to characteristic zero, we show that ρˉ lifts to ρ2 after increasing the set of ramification from S to S∪X1. One may choose a continuous lift τ of ρˉ as depicted
[TABLE]
such that the composite ν∘τ=ψmodp2.
The obstruction class
[TABLE]
is represented by the 2-cocycle
[TABLE]
The residual representation ρˉ lifts to a representation ρ2 ramified only at primes in S∪X1 if and only if this obstruction is zero. For v∈S, the local representation ρˉ↾Gv satisfies Cv which is a liftable deformation condition (by assumption) and thus lifts to mod p2. The residual representation ρˉ is unramified at each prime v∈X1 and thus it is easy to see that ρˉ↾Gv lifts to mod p2 for v∈X1. As a consequence, O(ρˉ)↾S∪X1 is contained in S∪X12(Ad0ρˉ). We will show that a set of finitely many trivial primes X1 can be chosen so that
[TABLE]
For such a choice of X1, there is a deformation ρ2
[TABLE]
Proposition 5.7**.**
Let M denote the finite set of GQ-modules defined by
[TABLE]
There is a finite set T⊃S such that T\S consists of only trivial primes such that for all M∈M,
[TABLE]
and so in particular,
[TABLE]
Proof.
We show that T can be chosen for which
[TABLE]
the argument for any M∈M is identical. For 0=ψ∈H1(GQ,S,Ad0ρˉ∗), let Kψ⊃Q(Ad0ρˉ∗) be the field extension cut out by ψ. By Lemma LABEL:l4, the extension Kψ is not equal to Q(Ad0ρˉ∗). The extension K(μp2) is linearly disjoint with Kψ over K. By Lemma 4.5, K(μp2) is not contained in K and K(μp2)∩Kψ=K. As a result, there is a nonempty Chebotarev class of primes which split in K and are non-split in Kψ and K(μp2). If v is such a prime, it must be a trivial prime since it splits in K and is non-split in Q(μp2). On the other hand, since v is non-split in Kψ, deduce that ψ↾Gv=0. We may therefore choose a finite set of primes T such that
•
T is finite,
•
T\S consists of only trivial primes,
•
ker{H1(GQ,T,Ad0ρˉ∗)→⨁w∈T\SH1(Gw,Ad0ρˉ∗)}=0.
∎
The set of trivial primes X1 is taken to be T\S.
6. Lifting to mod p3
By Proposition 5.7, there is a finite set of primes T containing S such that T\S consists of trivial primes and T1(Ad0ρˉ∗)=0. Let X1 be the set of trivial primes T\S. At each prime v∈X1, let Cv be the liftable deformation problem Cvnr. By global duality, T2(Ad0ρˉ)=0 and thus the cohomological obstruction to lifting ρˉ to a representation ζ2
[TABLE]
vanishes. Here, ζ2 is stipulated to have similitude character κmodp2. Let v∈T, recall that the set of W(Fq)/p2 lifts of ρˉ↾Gv is an H1(Gv,Ad0ρˉ)-torsor. Therefore there exists zv∈H1(Gv,Ad0ρˉ) such that the twist (Id+zvp)ζ2↾Gv satisfies Cv. Further, for v∈X1, the class zv may is chosen so that this twist is unramified. We show that there is a set W of at most two trivial primes such that on increasing the set T to Z=T∪W there exists a global cohomology class h∈H1(GQ,Z,Ad0ρˉ) such that
•
h↾Gv=zv for v∈T,
•
(1+ph)ζ2∣Gv∈Cvram for v∈W.
Further, letting ρ2 be the twist ρ2=(Id+ph)ζ2, each local representation ρ2↾Gv satisfies Cv for v∈Z. As a consequence, the obstruction class O(ρ2) is in Z2(Ad0ρˉ). Since Z contains T, the group Z2(Ad0ρˉ) is zero. As a result, ρ2 must lift to W(F)/p3. Assume that there is no such class h for a set W such that #W≤1. It is shown that there is a pair of trivial primes v1,v2∈/T such that W can be chosen to be equal to {v1,v2}. The set of trivial primes X2 is then chosen to be Z\S. For v∈W, choose Cv to be equal to Cvram. In what follows, a Chebotarev class refers to a nonempty collection of primes defined by the application of the Chebotarev density theorem. Note that a Chebotarev class has positive Dirichlet density, and is in particular, infinite.
Proposition 6.1**.**
Let T be as in Proposition 5.7 and ψ be a nonzero element in H1(GQ,T,Ad0ρˉ∗) and let W⊂H1(GQ,T,Ad0ρˉ∗) be a subspace not containing ψ. Then, there exists a Chebotarev class of trivial primes v such that
[TABLE]
Moreover we may choose v so that v does not split completely in the χˉσ2L1-eigenspace of Gal(Kψ/K) when viewed as a Galois submodule of Ad0ρˉ∗.
Proof.
Let {ψ1,…,ψm} be a basis of W. Since ψ is not contained in the span of W, the classes ψ,ψ1,…,ψm are linearly independent. Extend ψ1,…,ψm to ψ1,…,ψr, so that ψ,ψ1,…,ψr is a basis of H1(GQ,T,Ad0ρˉ∗). Let W be the span of {ψ1,…,ψr}. It suffices to prove the statement for W in place of W, since W is contained in W. Let F denote the composite Kψ1⋯Kψr. Set P:=Gal(Kψ/K) and recall that Jψ⊂Kψ is the field fixed by Pχˉσ2L1. Lemma LABEL:l4 asserts that Jψ=Kψ. We will show that F∩Kψ⊆Jψ. First, we show how the result follows from this.
Set L:=F⋅Kψ=Kψ1⋯Kψr⋅Kψ. We consider the following field diagram,
[TABLE]
By Lemma 4.5, the intersection K∩Q(μp2)=Q(μp). In fact, Lemma 4.5 asserts that F∩Q(μp2)=Q(μp). Therefore there is a prime v which is
(1)
split in Gal(F/Q),
2. (2)
nonsplit in Gal(Q(μp2)/Q(μp)),
3. (3)
nonsplit in Gal(Kψ/Jψ).
Since K=Q(ρˉ,μp) is contained in F, the prime v is a trivial prime. Since v splits in Gal(F/Q), we have that ψi↾Gv=0 for i=1,…,r. Since v does not split in Gal(Kψ/K), we have that ψ↾Gv=0.
We begin by showing that Kψ is not contained in F. This is equivalent to the assertion that L is not equal to F. Each of the classes ψ,ψ1,…,ψr is in the image of the inflation map
[TABLE]
and hence the above map is an isomorphism. It follows that
[TABLE]
It suffices to show that
h1(Gal(F/Q),Ad0ρˉ∗)≤r. We show by induction on i that
[TABLE]
Lemma LABEL:l3 asserts that H1(G′,Ad0ρˉ∗)=0 and hence by inflation-restriction,
[TABLE]
Lemma LABEL:y1 asserts that
[TABLE]
and hence the case i=1 follows.
For the induction step, set Fi:=Kψ1⋯Kψi and
[TABLE]
Lemma LABEL:y1 asserts that
[TABLE]
from which we see from inflation-restriction
[TABLE]
We conclude that L=F and thus we have deduced that Kψ∩F=Kψ. Set Q:=Gal(Kψ/Kψ∩F), by Lemma LABEL:mainin,
[TABLE]
We deduce that Kψ∩F is contained in Jψ. This completes the proof.
∎
Definition 6.2**.**
Let J be a set of trivial primes that contains the set S and v∈/J be a trivial prime. Denote by ΨJk and ΨJ,vk the maps defined by
[TABLE]
and
[TABLE]
Let τv be a generator of the maximal pro-p quotient of the tame inertia at v, denote by
[TABLE]
the evaluation map defined by
[TABLE]
Lemma 6.3**.**
Let T be a set of primes as in Proposition 5.7 that contains the set S and k an integer. Suppose v∈/T is a trivial prime with the property that for all β∈H1(GQ,T,(Ad0ρˉ)k∗), the restriction β↾Gv=0. The following are exact:
[TABLE]
[TABLE]
Further, the image of ΨT is equal to the image of ΨT,v.
Proof.
Clearly the composite of the maps is zero and \eqrefshortexact1 is exact in the middle. Denote by resv the restriction map:
[TABLE]
By assumption, H1(GQ,T,(Ad0ρˉ)k∗) and kerresv are equal. By the local Euler characteristic formula and local duality,
[TABLE]
[TABLE]
By Wiles’ Formula \eqrefwilesformula,
[TABLE]
and the exactness of \eqrefshortexact1 follows. The exactness of \eqrefshortexact2 follows by the same arguments. Therefore,
[TABLE]
∎
Let M be an Fq[Gw]-module which is a finite dimensional Fq-vector space. The cup product induces the map
[TABLE]
taking f1∈H1(Gw,M) and f2∈H1(Gw,M∗) to invw(f1∪f2)∈Fq. Define the non-degenerate pairing
[TABLE]
defined by
a∪b=∑w∈Tinvw(aw∪bw). Denote by Ann((zw)w∈T) the annihilator of the tuple (zw)w∈T. Recall that we assume that (zw)w∈T does not arise from a global class unramified outside T. In particular, the tuple (zw)w∈T is not zero, and as a result, Ann((zw)w∈T) is a codimension one subspace of ⨁w∈TH1(Gw,Ad0ρˉ∗). Let ΨT and ΨT∗ denote the restriction maps
[TABLE]
From the exactness of the Poitou-Tate sequence [10, Theorem 8.6.14], it follows that the images of ΨT and ΨT∗ are exact annihilators of one another. Since it is assumed that (zw)w∈T is not in the image ΨT∗, it follows that the image of ΨT is not contained in Ann((zw)w∈T). As a result, ΨT∗−1(Ann(zw)w∈T) has codimension one in H1(GQ,T,Ad0ρˉ∗). Set (Ad0ρˉ)−2L1 for the Fq span of the root vector X−2L1.
Proposition 6.4**.**
Let T be as in Proposition 5.7. There exists a Chebotarev class l of trivial primes v such that
(1)
β↾Gv=0* for all β∈H1(GQ,T,(Ad0ρˉ)d∗) for d≥−2n+2,*
2. (2)
there exists an Fq basis {ψ,ψ1,…,ψr} of H1(GQ,T,Ad0ρˉ∗) such that
•
{ψ1,…,ψr}* is a basis of ΨT∗−1(Ann(zw)w∈T)*
•
ψ↾Gv=0* and ψj↾Gv=0 for all j≥1.*
Furthermore, there is, for each v∈l, an element h(v)∈H1(GT∪{v},Ad0ρˉ) such that
[TABLE]
for all w∈T and
[TABLE]
Proof.
First, we analyze condition \eqref22Decc1.
Recall that (Ad0ρˉ)d∗ is the quotient of Ad0ρˉ∗ by the Galois stable subspace (Ad0ρˉ)d⊥, see Definition LABEL:perpdef. Its T-eigenspaces consist of (Ad0ρˉ)d,χˉσλ−1∗, where λ ranges through Φ∪{1} with ht(λ)≥d. Condition \eqrefthc4 of Theorem 1.1 asserts that χˉσ−λ=σ1, i.e., σλ=χˉ. Therefore, (Ad0ρˉ)d∗ contains no trivial eigenspace. Hence, the splitting conditions imposed by \eqref22Decc1 are independent of the non-splitting condition in Q(μp2) imposed by the fact that trivial primes are not 1modp2. On the other hand, by Proposition 6.1, condition \eqref22Decc2 can be satisfied by a Chebotarev class of trivial primes.
Next, we show that conditions \eqref22Decc1 and \eqref22Decc2 can be satisfied simultaneously. To show this, note that the condition requiring ψ↾Gv=0 is a non-splitting condition of v in Gal(Kψ/K). By Lemma LABEL:l4, the χˉσ2L1-eigenspace for the T-action on Gal(Kψ/K) is nontrivial. We shall require that v does not split in the χˉσ2L1-eigenspace of Gal(Kψ/K). On the other hand,
[TABLE]
does not contain the χˉσ2L1-eigenspace of Ad0ρˉ∗. Note that the character χˉσ2L1 is not twist equivalent to any of the characters occurring in the T-eigenspace decomposition of (Ad0ρˉ∗)d. As a result, it follows via an argument identical to that in proof of Lemma 4.9, that the non-splitting condition of v in Gal(Kψ/K)χˉσ2L1 may be simultaneously satisfied along with the rest of the splitting conditions.
Let v be a trivial prime which satisfies conditions \eqref22Decc1 and \eqref22Decc2 and moreover is non-split in Gal(Kψ/K)χˉσ2L1. Let d≥−2n+2, Lemma 6.3 asserts that the image of
[TABLE]
is the same as the image of
[TABLE]
For a trivial prime v for which condition \eqref22Decc2 is satisfied, it follows from an application of Wiles’ formula \eqrefwilesformula that the image of the map
[TABLE]
is greater than that of the map
[TABLE]
We next deduce the existence of h(v)∈H1(GQ,T∪{v},Ad0ρˉ) satisfying the specified properties. Since the image of ΨT,v is greater than the image of ΨT, there is a class g in H1(GQ,T∪{v},Ad0ρˉ) such that ΨT,v(g)∈/Image(ΨT). Let
[TABLE]
and
[TABLE]
The argument in [6, Proposition 34] applies verbatim to imply that W1=W2 and so we deduce the existence of h(v)∈H1(GQ,T∪{v},Ad0ρˉ) for which
[TABLE]
for all w∈T. As we have observed,
[TABLE]
since h(v)∈/Image(ΨT) it follows that h(v)(τv) is not contained in (Ad0ρˉ)−2n+2. Invoking Lemma 6.3, we deduce that on adding a suitable linear combination of elements to h(v) from kerΨT,vd for d>−2n+1, we modify the class h(v) so that
[TABLE]
as required.
∎
For d∈Z, the natural inclusion (Ad0ρˉ)d⊥↪Ad0ρˉ∗ induces a natural map of cohomology groups H1(GQ,(Ad0ρˉ)d⊥)→H1(GQ,Ad0ρˉ∗).
Lemma 6.5**.**
Let l be the Chebotarev class of trivial primes in the Proposition 6.4. Let {Xλ∗}λ∈Φ and {H1∗,…,Hn∗} be as in \eqrefXHdual. There exists an Fq-independent set
[TABLE]
contained in H1(GQ,T∪{v},Ad0ρˉ∗), satisfying the following properties:
(1)
ηλ(v)* is in the image of the natural map*
[TABLE]
where h=ht(λ).
2. (2)
For i=1,…,n, the cohomology class ηi(v)
is in the image of the natural map
[TABLE]
3. (3)
For λ∈Φ, we have that ηλ(v)(τv)=Xλ∗.
4. (4)
For i=1,…,n, we have that ηi(v)(τv)=Hi∗.
5. (5)
The images of the elements ηλ(v) are a basis for the cokernel of the inflation map
[TABLE]
Proof.
The dual to (Ad0ρˉ)k⊥ is Ad0ρˉ/(Ad0ρˉ)k. Proposition 5.7 asserts that
On applying the local Euler characteristic formula and Tate duality we have that
[TABLE]
For the last equality, note that χˉ↾Gv=1 since v≡1modp and that the action on (Ad0ρˉ)k)⊥ is trivial. It follows that
[TABLE]
and the evaluation map at τv
[TABLE]
induces a short exact sequence
[TABLE]
The assertion of the Lemma follows.
∎
Let v a trivial prime in the Chebotarev class l of Proposition 6.4. For λ∈Φ, denote by Kλ(v):=Kηλ(v) and for i=1,…,n, set Ki(v):=Kηi(v). Let Ji(v)⊊Ki(v) and Jλ(v)⊊Kλ(v) denote Jηi(v) and Jηλ(v) respectively. If E=Ki(v) (resp. Kλ(v)), denote by JE the sub-extension Ji(v) (resp. Jλ(v)). Let F(v) denote the collection of fields consisting of Ki(v) for i=1,…,n and Kλ(v) for λ∈Φ. The Chebotarev class l from Proposition 6.4 is defined by Chebotarev classes in a collection of fields Fl. More specifically, Fl is the collection of fields:
•
Kψ,Kψ1,…,Kψr from Proposition 6.4,
•
Kβ as β runs through all cohomology classes H1(GQ,T,(Ad0ρˉ∗)d), where d≥−2n+2,
•
K(ζ2) (with ζ2 defined at the start of the section),
•
K(μp2).
For v∈l from Proposition 6.4, recall that Lh(v) is the field extension of L cut out by
[TABLE]
Associate to a set of trivial primes A={v1,…,vk} in l,
[TABLE]
Lemma 6.6**.**
Let A={v1,…,vk}⊂l.
(1)
Let F1 be a field in the collection FA and F2 be the composite of all the other fields in FA∪LA∪Fl. Then F1 is not contained in F2. Moreover, the intersection F1∩F2 is contained in JF1.
2. (2)
Let M1 be a field in the collection LA and M2 denote the composite of all the other fields in FA∪LA∪Fl. The intersection M1∩M2=L.
Proof.
Part \eqref66c1 is obtained from an application of Proposition 4.7, as we now explain. In accordance with the statement of Proposition 4.7, we define a sequence of linearly independent classes
[TABLE]
and a sequence of fields L1,…,Lb, each of which is unrelated to Ad0ρˉ∗.
Consider the classes ηi(vj) and ηλ(vj) as i=1,…,n, λ∈Φ and j=1,…,k. Enumerate these classes by θ0,…,θa, so that θ0 is the cohomology class specified in the description of F1, i.e. F1=Kθ0. The number a is equal to (nk#Φ)−1 and FA={Kθ0,Kθ1,…,Kθa}. Let θa+1,…,θt be a basis of H1(GQ,T,Ad0ρˉ∗). Recall that for λ∈Φ, we have that ηλ(vj)(τvj)=Xλ∗, and for i=1,…,n, we have that ηi(vj)(τvj)=Hi∗. The classes θa+1,…,θt are unramified at each of the primes vj∈A. It is thus, easy to see that θ0,…,θt are linearly independent. Let L1,…,Ll be an enumeration for the fields Kβ, as β runs through all cohomology classes H1(GQ,T,(Ad0ρˉ∗)d) for d≥−2n+2. Let Ll+1 be the field K(ζ2) and Ll+2 the field K(μp2). The collection of fields Fl consists of Kθi for i=a+1,…,t and Li for i=1,…,l+2. Next, we have to account for the fields in LA. Let Ll+3,…,Lb be an enumeration of the fields Lh(v1),…,Lh(vk). Thus, the collection of fields LA is {Ll+3,…,Lb}. In order to apply Proposition 4.7, it suffices to show that each of the fields L1,…,Lb is unrelated to Ad0ρˉ∗. Note that:
•
by Lemma 4.8, part \eqref415c1, each of the fields L1,…,Ll is unrelated to Ad0ρˉ∗,
•
by part \eqref415c2, Ll+2 is unrelated to Ad0ρˉ∗,
•
by part \eqref415c3, Ll+3,…,Lb are unrelated to Ad0ρˉ∗,
•
and by part \eqref415c4, Ll+1 is unrelated to Ad0ρˉ∗.
By Proposition 4.7, F1 is not contained in F2 and it follows from Lemma LABEL:mainin that F1∩F2⊆JF1.
Assume without loss of generality that M1=Lh(v1). Recall that by (6.4), we have that
[TABLE]
As a result, v1 is ramified in the σ−2L1-eigenspace of Gal(M1/L). On the other hand, v1 is unramified in each of the field extensions in Fl and LA\{M1}. Since the classes ηi(vj) and ηλ(vj) are valued in Ad0ρˉ∗, there is no σ−2L1-eigenspace for the action of T on Gal(Kθi/K) for Kθi∈FA. As a result, v1 is unramified in the σ−2L1-eigenspace of Gal(M2/L). Therefore, M1⊆M2. Identify Q:=Gal(M1/M1∩M2) with a subgroup of h(v1)(GL)⊆Ad0ρˉ. By Lemma 4.4 it suffices to show that Q−2L1=0. Since v1 is unramified in M2, the image of τv1 in Gal(M1/L) lies in Gal(M1/M1∩M2). Since h(v1)(τv1) is in (Ad0ρˉ)−2L1\{0}, we deduce that Q−2L1=0. The assertion \eqref66c2 follows.
∎
Lemma 6.7**.**
Let v∈l and h(v) be as in Proposition 6.4. Then the Gal(Lh(v)/L)≃Ad0ρˉ.
Proof.
Let Q:=Gal(Lh(v)/L)⊆Ad0ρˉ. Since Q−2L1=0, the assertion follows from Lemma 4.4.
∎
Proposition 6.8**.**
For a pair (v1,v2) of trivial primes in l in Proposition 6.4 set h=−h(v1)+2h(v2) and ρ2:=(I+ph)ζ2. There is a pair (v1,v2) such that ρ2↾Gw∈Cw for all w∈T and ρ2↾Gvi∈Cviram for i=1,2.
Proof.
For i=1,2, we set Cvi:=Cviram. Note that h↾Gw=zw
for all w∈T and hence ρ2↾Gw∈Cw for all w∈T. This is not the case at the primes v1 and v2. We show that one may indeed find a pair (v1,v2)∈l×l so that (I+pzvi)ζ2∈Cviram for i=1,2. Consider for v∈l, the pair of elements (ζ2(σv),h(v)(σv)), and let A=(A1,A2) be the pair of matrices which occurs most frequently, that is, with maximal upper density. The choice of A is not necessarily unique. Let l1={v∈l∣ζ2(σv)=A1,h(v)(σv)=A2}. Since there are finitely many choices for A, the set of primes l1 has positive upper-density. Since h(τvi)∈(Ad0ρˉ)−2L1 and ζ2 is unramified at vi, we have that
[TABLE]
Furthermore, since h(τvi)=0, the additional condition on (Id+ph(τvi))ζ2(τvi) (see Definition 5.4 part \eqrefdefconditions2) is satisfied. Since ζ2(σv) is fixed throughout l1, there are (not necessarily unique) matrices Ci such that if h(σvi)=Ci, we will have
(Id+ph)ζ2↾Gvi∈Cvi for i=1,2. The values h(vi)(σvj) are represented in the table below:
[TABLE]
We need E=(A2+C1)/2 and R=2A2−C2. Note that for an arbitrary pair (v1,v2)∈l1×l1, this need not be the case. What follows is a recipe for producing a pair (v1,v2) such that E=(A2+C1)/2 and R=2A2−C2.
For v∈l1, let δ(v)∈H1(Gv,Ad0ρˉ∗) be the cohomology class given by δ(v)(σv)=X−2L1∗ and δ(v)(τv)=0. Let y
be the element that occurs most frequently among the elements invv(δ(v)∪h(v)) among primes v of l1. Set
[TABLE]
l2 has positive
upper density. Suppose we first choose v1∈l2. Recall that h(v1)(τv1)∈(Ad0ρˉ)−2L1. By Lemma 4.4, the class h(v1) has full rank, i.e. h(v1)(GK)=Ad0ρˉ. In particular, 2A2−C2 is contained in h(v1)(GK). Choosing v2 such that h(v1)(σv2)=2A2−C2 is a Chebotarev condition on the splitting of v2 in Lh(v1). We show that h(v2)(σv1) is determined by how v2 splits in the χˉσ2L1-eigenspace each of the fields in F(v1). Since h(v2) is unramified at v1, the values ηλ(v1)(τv1) and h(v2)(σv1) determine (ηλ(v1)∪h(v2))↾Gv1. Express h(v2)(σv1)=∑λaλXλ+∑i=1naiHi. As ηλ(v1)(τv1)=Xλ∗, we see that invv1(ηλ(v1)∪h(v2)) determines aλ. Likewise, invv1(ηi(v1)∪h(v2)) determines ai. For v∈l and λ∈Φ, set zλ(v) to be equal to invv(ηλ(v)∪h(v)). The global reciprocity law asserts that
[TABLE]
Since h↾Gw(v2)=zw=h↾Gw(v1) for w∈T, we deduce that
[TABLE]
Since zλ(v1) depends on v1 which is fixed, the variance of the right hand side of the equation comes from the term invv2(ηλ(v1)∪h(v2)). The specification of h(v2)(σv1) amounts to the specification of invv1(ηλ(v1)∪h(v2)) for λ∈Φ and invv1(ηi(v1)∪h(v2)) for i=1,…,n. Set uλ to be ηλ(v1)(σv2)(X−2L1) for λ∈Φ and set ui to be ηi(v1)(σv2)(X−2L1) for i=1,…,n. Since h(v2)(τv2) is a multiple of X−2L1, we see that
[TABLE]
Moreover since h(v2)(τv2) is non-zero, we can choose b∈Fq such that invv2(bδ(v2)∪h(v2)) takes on any desired value. Note that invv2(δ(v2)∪h(v2)) is set to equal y for all v2∈l2, i.e., does not depend on the choice of v2∈l2. As a result, for v1∈l2, there exist values {bλ}λ∈Φ and {bi}i=1,…,n depending only on v1 such that if uλ=bλ for λ∈Φ and ui=bi for i=1,…,n, then,
[TABLE]
The condition requiring h(v2)(σv1)=(A2+C1)/2, is determined by ηλ(v1)(σv2)(X−2L1) for λ∈Φ and by ηi(v1)(σv2)(X−2L1) for i=1,…,n. Note that v2 is unramified in Kηλ(v1) and the value of ηλ(v1)(σv2)(X−2L1) is determined by the projection of σv2 to the χˉσ2L1-eigenspace of Gal(Kηλ(v1)/K), when viewed as a T-module. Recall that Jηλ(v1) is the subextension K⊆Jηλ(v1)⊊Kηλ(v1) such that
[TABLE]
Since v2 is a trivial prime, it is split in K. One may indeed insist that v2 is split in Jηλ(v1) and σv2 takes on the appropriate value in Gal(Kηλ(v1)/Jηλ(v1)) so that uλ=bλ. Hence, the condition uλ=bλ is simply a condition on the χˉσ2L1-eigenspace of Kηλ(v1)/K. Likewise, the condition ui=bi is a condition on the χˉσ2L1-eigenspace of Kηi(v1)/K. To summarize, the condition requiring h(v2)(σv1)=(A2+C1)/2, is equivalent to Chebotarev conditions on the splitting of v2 in the χˉσ2L1-eigenspaces of the fields in F(v1), in the sense made precise in the preceding discussion.
Suppose that for the choice of v1∈l2, there is a v2∈l2 for which the required conditions are satisfied:
(1)
the condition on the splitting of v2 in Lh(v1) which amounts to specifying h(v1)(σv2),
2. (2)
the condition on the splitting of v2 in the fields F(v1) which amounts to specifying h(v2)(σv1).
Then we are done. Note that l2 is not a Chebotarev condition, it has only been observed that l2 has positive upper density. Consider the case when there is no choice of v2∈l2 for which the above conditions are satisfied. Let lv1 be the subset of l for which (R,E)=(2A2−C2,2(A2+C1)) for the choice of v1. We have thus assumed that l2⊆lv1, it follows that the upper density δ(l2) is less than or equal to the upper density δ(lv1).
Set E(v1) to be the composite of the field Lh(v1) with the fields in F(v1) and let Fl be the composite of fields in Fl. We show that there is an element x∈Gal(E(v1)⋅Fl/K) such that if v2 is trivial prime such that the Frobenius at v2 maps to x, then v2∈l and the conditions on v2 are satisfied. Said differently, if σv2=x, then v2∈l\lv1. If F1 is any of the fields in F(v1) and F2 is the composite of the other fields in F(v1)∪Fl, Lemma 6.6 asserts that F1∩F2⊆JF1. Lemma 6.6 asserts that Lh(v1) is linearly disjoint over L from the composite of all fields in F(v1)∪Fl. To construct such an element x, enumerate the fields in F(v1)={E1,…,Ek−1} and set Ek:=Fh(v1). Set E0:=Fl and let Ej be the composite E0⋯Ej, note that Ek=E(v1)⋅Fl. Consider the filtration
[TABLE]
Let x0∈Gal(E0/K) be an element defining l. Note that Gal(E1/E0)≃Gal(E1/E1∩E0) and the intersection E1∩E0 is contained in JE1. The condition on E1/K is on the χˉσ2L1-eigenspace Gal(E1/JE1). Hence x0 lifts to a suitable x1∈Gal(E1/K). Repeating the process, we see that x1 lifts to xk−1∈Gal(Ek−1/K) such that if σv2=xk−1, then v2∈l and h(v2)(σv1)=(A2+C1)/2. Since Ek∩Ek−1=K, it follows that xk−1 can be lifted to xk∈Gal(Ek/K) such that if σv2=x, then all conditions on v2 are satisfied.
As a result, δ(l\lv1)≥[E(v1)⋅Fl:K]1, and hence,
[TABLE]
For F∈F(v1), the Galois group Gal(F/K) may be identified with a Galois submodule of Ad0ρˉ∗. Hence [F:K]≤qdim(Ad0ρˉ) for F∈F(v1) is a uniform bound independent of v1. Similar reasoning shows that [Lh(v1):L]≤qdim(Ad0ρˉ). Setting N:=(#Φ+n+1)⋅dimAd0ρˉ, deduce that
[TABLE]
Suppose that there is a sequence of m primes v1(1),…,v1(m)∈l2, such that it is not possible to find a second prime v2 for any of the primes v1(j). In other words, l2⊆∩j=1mlv1(j). We show that the density of ∩j=1mlv1(j) approaches zero as m approaches infinity. Since the upper density of l2 is positive, we will eventually find a pair (v1,v2). For convenience of notation, set wj:=v1(j) and set A={w1,…,wm}. Fix 1≤j≤m and enumerate the fields F(wj)={E1,…,Ek−1} and set Ek=Fh(wj). Denote by Ej:=Fl⋅E(w1)⋯E(wj) and let Cj be the subset of Gal(Ej/K) defining the set ∩i=1jlwi. This means that v2∈∩i=1jlwi if and only if σv2∈Cj. We show that any element w∈Gal(Ej−1/K) lifts to an element w~∈Gal(Ej/K) which is not in Cj. This is shown by filtering Ej/Ej−1 by
[TABLE]
where El:=Ej−1E1⋯El. The argument is identical to that provided before.
As a result,
[TABLE]
Therefore,
[TABLE]
Therefore, δ(∩i=1mlwi)≤(1−q−N)m−1(1−q−N[Fl:K]−1). Since l2 has positive upper density there is a large value of m such that l2 is not contained in ∩i=1mlwi. This shows that a pair (v1,v2) satisfying the required conditions does exist.
∎
Proposition 6.9**.**
Let ρ2 be as in Proposition 6.8. The image of ρ2 is the principal congruence subgroup of GSp2n(W(Fq)/p2) of similitude character 1.
Proof.
Recall that the similitude character κ is prescribed to equal κ0χk where κ0 is the Teichmüller lift of κˉ and k is divisible by p(p−1). Therefore, we have that κ≡κ0modp2, and as a result, elements in the principal congruence subgroup in the image of ρ2 necessarily have similitude character 1. Therefore, ρ2(GL) may be identified with a subspace of Ad0ρˉ. In greater detail, ρ2(g) is identified with p1(ρ2(g)−Id), for g∈GL=kerρˉ. It may be checked that ρ2(GL) is a G-submodule of Ad0ρˉ and that the natural G-action on Gal(Q(ρ2)/L) (induced by conjugation) coincides with the G-action on ρ2(GL) viewed as a submodule of Ad0ρˉ. Recall that ρ2=(Id+ph)ζ2, where h is the cohomology class given by −h(v1)+2h(v2). Since ρˉ is unramified at v1, we have that τv1∈GL. The cohomology class h(v2) is unramified at v1, as is ζ2. Therefore, we have that
Therefore, ρ2(GL) is identified with a Galois-submodule of Ad0ρˉ which contains an element with non-zero −2L1-component. From Lemma 4.4, it is deduced that this module must be all of Ad0ρˉ. This completes the proof.
∎
7. Annihiliating the dual-Selmer Group
Let ρ3:GQ,T∪{v1,v2}→GSp2n(W(Fq)/p3) be the lift of ρˉ obtained from the application of Propositions 6.8 and 6.9. Recall that the Galois group Gal(K(ρ2)/K) is identified with Ad0ρˉ. As a result, once it is shown that ρ3 lifts to a characteristic zero representation ρ, it shall follow that ρ is irreducible. In showing that ρ3 can be lifted to characteristic zero, we enlarge the set of primes Z=T∪{v1,v2} to a finite set of primes Y such that X:=Y\S consists only of trivial primes. For i=1,2 set Cvi=Cviram and for primes v∈X\{v1,v2}, set Cv=Cvnr. We show that the dual-Selmer group HN⊥1(GQ,Y,Ad0ρˉ∗) vanishes for a suitably chosen set of primes Y. For convenience of notation, denote by W the Galois submodule (Ad0ρˉ)−2n+2 of Ad0ρˉ spanned by root spaces (Ad0ρˉ)β for β=−2L1.
Proposition 7.1**.**
Let ρ3:GQ,T∪{v1,v2}→GSp2n(W(Fq)/p3) be the lift of ρˉ obtained from the application of Propositions 6.8 and 6.9. Let Y be a finite set of primes which contains Z=T∪{v1,v2} such that Y\S consists of trivial primes. Suppose f∈HN1(GQ,Y,Ad0ρˉ) and ψ∈HN⊥1(GQ,Y,Ad0ρˉ∗) are nonzero classes. Then there exists a prime v∈/Y such that
(1)
v* is a trivial prime,*
2. (2)
ρ3↾Gv* satisfies Cv=Cvnr,*
3. (3)
f* does not satisfy Nv=Nvnr,*
4. (4)
β↾Gv=0* for all β∈H1(GQ,Y,W∗),*
5. (5)
ψ↾Gv=0* and one can extend {ψ} to a basis ψ1=ψ,ψ2,…,ψk of H1(GQ,Y,Ad0ρˉ∗) such that ψi↾Gv=0 for i>1.*
Proof.
Each condition is a union of Chebotarev conditions on a number of finite extensions J of K. Each of the extensions J are Galois over Q with Gal(J/K) an Fp-vector space. Let g∈G′ and x∈Gal(J/K), define, g⋅x:=g~xg~−1 where g~ is a lift of g to Gal(J/Q). This gives Gal(J/K) the structure of an Fp[G′]-module. For each condition, we list the choices for J below as well as characters for the T-action on Gal(J/K):
[TABLE]
We show that these conditions may be simultaneously satisfied. First, we show that each of the conditions is a nonempty Chebotarev condition (or a union of finitely many Chebotarev conditions). It is clear that condition \eqref71one and \eqref71two are nonempty Chebotarev conditions. Lemma 5.5 gives a criterion for the element f to not be in the space Nv. In accordance with Lemma 5.5, write X−2L1=cen+1,1 and X2L1=de1,n+1. Since f is non-zero, f(GL) is a non-zero Galois-stable submodule of Ad0ρˉ. Hence, by Lemma LABEL:mainin, contains (Ad0ρˉ)σ2L1. Therefore, the image of f↾GL contains an element
[TABLE]
such that a2L1=−(cd)−1a1. As a result, condition \eqref71three is a union of finitely many nonempty Chebotarev conditions. Condition \eqref71four requires that the prime splits in the composite of the fields Kβ. That condition \eqref71five is a nonempty Chebotarev condition follows from Proposition 6.4.
Next we examine the independence of these conditions. It follows from Lemma 4.9 that the composite of the fields defining the first three conditions is linearly disjoint over K from the composite of the fields defining the last two conditions. As a result, the conditions may be treated separately from the last two. It follows from Proposition 6.4 that the conditions \eqref71four and \eqref71five are compatible with each other. Therefore, it remains to show that \eqref71one,\eqref71two and \eqref71three may be simultaneously satisfied. We begin with the independence of \eqref71one and \eqref71two. Proposition 6.9 asserts that Gal(K(ρ2)/K)=Ad0ρˉ. Suppose that Q is a proper G′-stable subgroup of Ad0ρˉ. Lemma 4.2 asserts that Q decomposes into T-eigenspaces Q=⨁λ∈Φ∪{1}Qσλ and Lemma 4.4 asserts that the eigenspace Q−2L1:=Qσ−2L1 must be trivial. Hence the quotient Ad0ρˉ/Q must have a non-zero σ−2L1-eigenspace. It follows that there is no proper Galois stable subgroup Q of Ad0ρˉ such that Ad0ρˉ/Q is has trivial Galois action. Since G′ acts trivially
on Gal(K(μp2)/K) it follows that K(ρ2)∩K(μp2)=K. Thus conditions \eqref71one and \eqref71two are independent.
We show that the first three conditions may be simultaneously satisfied by considering the cases K(ρ2)⊇Kf and K(ρ2)⊇Kf separately. First consider the case when K(ρ2)⊇Kf. Let r:=dimFpf(GK). Since Gal(K(ρ2)/K)≃Ad0ρˉ, if r<dimFpAd0ρˉ the containment K(ρ2)⊃Kf is proper. Since f is non-zero, Lemma LABEL:l4 asserts that Kf=K. Let Q⊂Gal(K(ρ2)/K) be the proper subgroup such that Gal(K(ρ2)/K)/Q≃Gal(Kf/K). Lemma 4.2 asserts that Q decomposes into T-eigenspaces Q=⨁λ∈Φ∪{1}Qσλ and Lemma 4.4 asserts that the eigenspace Q−2L1:=Qσ−2L1 must be trivial. Hence the quotient Gal(Kf/K) must have a non-zero σ−2L1-eigenspace. Identify Gal(Kf/K) with f(GK)⊂Ad0ρˉ. Since r<dimFpAd0ρˉ, Lemma 4.4 asserts that f(GK)−2L1=0, a contradiction. Hence, K(ρ2)⊇Kf forces equality K(ρ2)=Kf. Let
[TABLE]
and
[TABLE]
The composite α1α2−1 is a G′-automorphism of Ad0ρˉ. It follows from Corollary 4.3 that α1α2−1 is a scalar a∈Fq× and hence α1=aα2. Let v satisfy \eqref71one, \eqref71two, \eqref71four and \eqref71five such that
[TABLE]
has non-trivial H1 component. Since v is a trivial prime, σv lies in GK. Identifying ker{GSp(W(Fq)/p2)→GSp(Fq)} with Ad0ρˉ, we view ρ2(σv) as an element in Ad0ρˉ. Since f(σv)=aρ2(σv), we see that (Id+X−2L1)−1f(σv)(Id+X−2L1) has non-zero H1 component and hence is not contained in t2L1+Cent((Ad0ρˉ)2L1). As a result, f is not in (Id+X−2L1)Pv2L1(Id+X−2L1)−1. It is easy to see that f is not in Nv and hence \eqref71three is also satisfied.
We consider the case when Kf⊆K(ρ2). Since
[TABLE]
K(ρ2) is not contained in Kf. It follows that K(ρ2)⊋K(ρ2)∩Kf and Kf⊋K(ρ2)∩Kf and thus by Lemma LABEL:mainin, the images of
[TABLE]
contain (Ad0ρˉ)σ2L1. If Kf⊆K(ρ2,μp2), then it follows that
[TABLE]
However, Gal(K(ρ2,μp2)/K)σ2L1 may be identified with
[TABLE]
since K(μp2) contributes to the trivial eigenspace.
Hence, Kf⊆K(ρ2,μp2). Let v be a prime satisfying conditions \eqref71one, \eqref71two, \eqref71four and \eqref71five. Lemma LABEL:mainin asserts that the image of
[TABLE]
contains (Ad0ρˉ)σ2L1 and thus, we have the freedom to stipulate that the X2L1-component of f(σv) be anything we like. Lemma 5.5 asserts that if f∈Nv, an explicit relationship must be satisfied between the X2L1-component and the H1-component of f(σv). It follows that we may alter the X2L1-component of f(σv) so that f∈/Nv. Therefore all conditions may be satisfied and the proof is complete.
∎
Proposition 7.2**.**
There is a finite set Y⊇Z such that Y\S consists of trivial primes and HN⊥1(GQ,Y,Ad0ρˉ∗)=0.
Proof.
Let Y be a finite set of primes containing Z such that Y\S consists of trivial primes. If HN1(GQ,Y,Ad0ρˉ)=0, we exhibit a trivial prime v not contained in Y such that
[TABLE]
Therefore, a finite set of primes Y may be chosen so that the Selmer group HN1(GQ,Y,Ad0ρˉ) is equal to zero. Since
[TABLE]
the dual Selmer group does also vanish.
Let v∈/Y be trivial prime which satisfies the conditions of Proposition 7.1. Let M be the Selmer condition
[TABLE]
Let ψ be the non-zero class in HN⊥1(GQ,Y,Ad0ρˉ∗) as in Proposition 7.1. Note that HN⊥1(GQ,Y,Ad0ρˉ∗) contains HM⊥1(GQ,Y∪{v},Ad0ρˉ∗) and since ψ↾Gv=0, the element ψ is not contained in HM⊥1(GQ,Y∪{v},Ad0ρˉ∗). In particular, we have that
[TABLE]
Consider the restriction maps
[TABLE]
and
[TABLE]
We show that the maps Φ1 and Φ2 have the same image. By the Poitou-Tate sequence,
[TABLE]
i.e.,
the image of Φ1 is the exact annihiliator of the image of the restriction map
[TABLE]
Let M be the Selmer condition
[TABLE]
with dual Selmer condition
[TABLE]
By the Poitou-Tate sequence, the image of Φ2 is the exact annihilator of the restriction map
[TABLE]
By Proposition 7.1 condition \eqref71four,
[TABLE]
and therefore, the image of Φ1 is equal to the image of Φ2.
We deduce that
[TABLE]
By 7.2, we deduce that the sequence
[TABLE]
is a short exact sequence.
Define the maps
[TABLE]
and
[TABLE]
From the Cassels-Poitou-Tate long exact sequence and the vanishing of Y2(Ad0ρˉ), we deduce that the following sequences are exact
[TABLE]
[TABLE]
Set t′ to denote the difference dimimageΦ3−dimimageΦ4. From the assertion made in \eqrefdimgreaterone we conclude that t′≥1.
We claim that it suffices to find dimAd0ρˉ−t′+1 elements in kerΦ3, no linear combination of which lies in Nv. It follows then that the image of
[TABLE]
has dimension strictly greater than dimAd0ρˉ−t′. From the exactness of
[TABLE]
one may deduce that
[TABLE]
Note that Y1(Ad0ρˉ)=0 and thus an application of Wiles’ formula (3.1) shows that
[TABLE]
and
[TABLE]
Therefore,
[TABLE]
Therefore, we have that
[TABLE]
Therefore in order to complete the proof we proceed to construct dimAd0ρˉ−t′+1 elements in kerΦ3 no linear combination of which lies in Nv. We are in fact able to construct dimAd0ρˉ elements, which suffices since t′≥1.
Note that Ad0ρˉ/W is isomorphic to Fq(σ−2L1) and hence H0(GQ,Ad0ρˉ/W) is zero. We find that H1(GQ,Y∪{v},W) injects into H1(GQ,Y∪{v},Ad0ρˉ) and thereby it follows that kerΦ2 is contained in kerΦ3. Let Z1,…,Zs be a basis of W. By the exactness of 7.3 there exist ωi∈kerΦ2 such that ωi(τv)=Zi for i=1,…,s. We show that no linear combination of {f,ω1,…,ωs} lies in Nv. Let Q=c0f+∑i=1sciωi be in Nv. Since f is unramified at v, f(τv)=0. On the other hand,
Q(τv)=∑i=1sciZi is contained in W. Since Q∈Nv,
[TABLE]
for α=2L1 and some constant c′. The root vectors Xα and X−α are constant multiples of e1,n+1 and en+1,1 respectively. Assume without loss of generality that Xα=e1,n+1 and X−α=en+1,1. Clearly, X−α2=0 and hence (1+X−α)−1=(1−X−α). We see that
[TABLE]
We deduce that Q(τv)=0 since en+1,1∈/W. Therefore, ci=0 for all i=1,…,s. As a consequence, Q=c0f. However, f is not contained in Nv. It follows that c0=0 and therefore, Q=0. Therefore no linear combination of {f,ω1,…,ωs} lies in Nv and this completes the proof.
∎
To conclude the proof of Theorem 1.1, we observe that on choosing an appropriately large choice of trivial primes the dual Selmer group vanishes and hence, by the lifting construction outlined in section 3, ρ3 lifts to a characteristic zero representation ρ. Furthermore, ρ can be arranged to have similitude character κ, and satisfy the local conditions Cv at the primes v∈S. Proposition 6.9 asserts that the image of ρ2 contains
[TABLE]
and it follows that ρ is irreducible.
8. Examples
Let p be an odd prime. Under certain hypotheses on p, we show that there are examples of reducible Galois representations
ρˉ:GQ,{p}→GSp4(Fp) which satisfy the conditions of Theorem 1.1. First, we sketch the strategy used. The reader may refer to section 2 for some of the notation used in this section. Recall that χˉ denotes the mod-p cyclotomic character. Let φ1,φ2 and κˉ:GQ,{p}→GL1(Fq) be characters to be specificied later and rˉ the diagonal representation specified by
[TABLE]
The characters, φi and κˉ will be powers of χˉ.
Let D∈GSp4(Qp) be the diagonal matrix
[TABLE]
and set H to denote (DGSp4(Zp)D−1)∩(D−1GSp4(Zp)D). Note that H is the subgroup of GSp4(Zp) consisting of matrices
[TABLE]
Note that D−1XD is equal to
[TABLE]
and thus reduces to the Borel B(Fq) modulo p. Let H0 denote the intersection of H with Sp4(Zp). Recall that for k≥1, Uk(Fp)⊂B(Fq) is the exponential subgroup generated by exp((Ad0ρˉ)k). The strategy we adopt is as follows:
(1)
Under some conditions on p, we may choose φ1,φ2 and κˉ such that H2(GQ,{p},Ad0rˉ) is zero. Thus the global deformation problem (unramified outside {p}) is unobstructed.
2. (2)
We show that there is a lift
[TABLE]
of rˉ with image in H. Letting ρˉ denote the mod-p reduction of D−1rD, we note that the image of ρˉ is contained in B(Fp).
3. (3)
Let Π denote the intersection of the image of ρˉ with U1(Fp). It is shown that after the mod-p2 lift r2 of rˉ may be carefully chosen so that Π surjects onto U1(Fp)/U2(Fp). Lemma 8.2 shows that the image of ρˉ contains U1(Fp). Moreover, the characters φ1,φ2 and κˉ are suitably chosen so that all the conditions of Theorem 1.1 are satisfied.
Recall that Φ+ consists of roots {2L1,2L2,(L1−L2),(L1+L2)} and the simple roots are λ1=L1−L2 and λ2=2L2. The root vectors are as follows
[TABLE]
[TABLE]
For m≥1, set H0(Z/pm) (resp. H(Z/pm)) to denote the image of H0 (resp. H) in Sp4(Z/pm). Let hm denote the kernel of the mod-pm reduction map H0(Z/pm+1)→H0(Z/pm). Identify hm with a subspace of Ad0rˉ, so that Id+pmX is identified with X in Ad0rˉ. It is easy to see that
[TABLE]
Let A be the Class group of Q(μp) and let C denote the mod-p class group C:=A⊗Fp. The Galois group Gal(Q(μp)/Q) acts on C via the natural action. Since the order of Gal(Q(μp)/Q) is prime to p, it follows that C decomposes into eigenspaces
[TABLE]
where C(χˉi)={x∈C∣g⋅x=χˉi(g)x}.
Lemma 8.1**.**
For 0≤i≤p−2,
(1)
the group {p}1(Fp(χˉi)) injects into Hom(C(χˉi),Fp),
2. (2)
the group {p}2(Fp(χˉi)) equals zero if C(χˉp−i) equals zero.
Proof.
Since the order of Gal(Q(μp)/Q) is prime to p, it follows that
[TABLE]
As a result, part \eqreflemma31p1 follows from the inflation-restriction sequence. Part \eqreflemma31p2 follows from part \eqreflemma31p1 and Poitou-Tate duality for -groups [10, Theorem 8.6.7].
∎
Lemma 8.2**.**
Suppose that p>2 is a prime number and let Π be the a subgroup of U1(Fp) such that the quotient map Π→U1(Fp)/U2(Fp) is surjective. Then Π is equal to U1(Fp).
Proof.
For x,y∈U1(Fp), set {x,y} to denote the commutator xyx−1y−1. As Fp-vector spaces, we have that
[TABLE]
We check that if x=exp(Xλ) and y=exp(Xμ), for roots μ and λ in Φ+, with height k and l respectively, then
[TABLE]
We have the relations
[TABLE]
and that Xλ2=0 for λ∈Φ+. We have therefore,
[TABLE]
Since Xλ2 and Xμ2 are both equal to zero, we have that
[TABLE]
and thus XλXμXλ∈(Ad0ρˉ)2k+l. Likewise, the same reasoning shows that
[TABLE]
and therefore, XμXλXμ∈(Ad0ρˉ)k+2l. Next, observe that (XλXμ)2 is equal to 21([Xλ,Xμ])2. This too follows from the relations Xλ2=Xμ2=0. From the relations \eqrefrelationsrootvectors, we have that if [Xλ,Xμ] is nonzero, then, λ+μ is a root and there is a constant c such that [Xλ,Xμ]=cXλ+μ. Since, Xλ+μ2=0
, it follows that (XλXμ)2=0. Since XλXμXλ∈(Ad0ρˉ)2k+l, and the maximal height of any root is 3, it follows that either XλXμXλ is zero, or a constant multiple of X2L1. It may be checked that X2L1Xλ=XλX2L1=0 for all λ∈Φ+. As a consequence, we arrive at the following relation:
[TABLE]
Note that exp(−21[[Xλ,Xμ],Xλ]) and exp(21[[Xμ,Xλ],Xμ]) are in Uk+l+1. Therefore, we deduce that
[TABLE]
We deduce from the relations \eqrefrelationsrootvectors that the commutator (x,y)↦{x,y} induces a surjective map:
[TABLE]
It follows by ascending induction on k, that the quotient map
[TABLE]
is surjective for k≥1. By descending induction on k, we deduce that Π∩Uk(Fp)=Uk(Fp) for k≥1. In particular, Π is equal to U1(Fp) and the proof is complete.
∎
Proposition 8.3**.**
Let p≥23 be a prime such that C(χˉp−i)=0 for i∈{±3,±6,±9}. There exists a Galois representation
[TABLE]
which satisfies the conditions of Theorem 1.1. The similitude character of ρˉ is the odd character χˉ9. Let κ be a fixed choice of a lift of κˉ such that κ=κ0χk, where k is a positive integer divisible by p(p−1) and κ0 is the Teichmüller lift of κˉ. There exists a finite set of auxiliary primes X such that p∈/X and a lift ρ
[TABLE]
for which
(1)
ρ* is irreducible,*
2. (2)
ρ* is p-ordinary (in the sense of [12, section 4.1]),*
3. (3)
ν∘ρ=κ.
Proof.
We show a representation ρˉ satisfying the conditions of Theorem 1.1 exists. It shall then follow from Theorem 1.1 that there exists a lift ρ which satisfies the conditions \eqref83p1, \eqref83p2 and \eqref83p3 above. Let rˉ be the representation with image in the diagonal torus:
[TABLE]
The following matrix aids (in an informal way) in describing the eigenspace decomposition of Ad0rˉ:
[TABLE]
More precisely, Ad0rˉ is an 11-dimensional space which decomposes into one-dimensional eigenspaces, and we have that
[TABLE]
We show that for m≥1, the global cohomology group H2(GQ,{p},hm) is zero. As a Galois module, hm decomposes into one-dimensional eigenspaces Fp(σ), where σ ranges through some of the characters 1,χˉ±3,χˉ±6,χˉ±9. It suffices to show that for the above choices of σ, the cohomology group H2(GQ,{p},Fp(σ)) is zero. We show that H2(Gp,Fp(σ)) is zero and {p}2(Fp(σ)) is zero. The dual Fp(σ)∗:=Hom(Fp(σ),μp) is isomorphic to Fp(χˉσ−1). Since p≥13, the character χˉσ↾Gp−1=1. It follows from local duality that H2(Gp,Fp(σ)) is zero. It is a standard fact that C(χˉ) is zero, see [20, Proposition 6.16]. It follows from Lemma 8.1 and the assumptions on p that {p}2(Ad0rˉ) is zero. We have thus shown that H2(GQ,{p},hm) is zero for all m≥1.
We stipulate that all deformations of rˉ have similitude character equal to χ9, where we recall that χ denotes the cyclotomic character. For m≥1, let χm denote χ modulo pm. Recall that h1 is spanned by H1,H2 and σ±λi for i=1,2. Since the characters σλi for i=1,2 are both odd and
[TABLE]
it follows from the global Euler characteristic formula [10, Theorem 8.7.4] that
[TABLE]
Let fi be a generator for H1(GQ,{p},Fp(σλi)) for i=1,2. Let r2′ be the mod-p2 lift
[TABLE]
and r2 be the twist (Id+p(f1+f2))r2′. Note that the image of r2 is in H(Z/p2). The obstruction to lifting r2 to r3:GQ,{p}→H(Z/p3) is in H2(GQ,{p},h2), hence, is zero. Hence, r2 lifts to r3. Since H2(GQ,{p},hm)=0 for all m≥1, it follows that if rm:GQ,{p}→H(Z/pm) is a lift of r2 (with similitude character χm9), then rm lifts one more step to rm+1:GQ,{p}→H(Z/pm+1). Furthermore, the lift rm+1 can be prescribed to have similitude character χm+19. The key ingredient here is that H is a subgroup of GSp4(Zp). Since H is a closed subgroup, it follows that r2 lifts to a continuous characteristic zero representation r:GQ,{p}→H(Zp) with similitude character χ9. Let ρˉ:GQ,{p}→B(Fp) be the mod-p reduction of D−1rD and let Π be ρˉ(GQ(μp)). Lemma 8.2 asserts that if Π→U1(Fp)/U2(Fp) is surjective, then the image of ρˉ contains U1(Fp). Let Φ(r2)⊆h1 be r2(kerrˉ). In fact, Φ(r2) is contained in Fp⟨H1,H2,XL1−L2,X2L2⟩. Since the characters 1,σλ1=χˉ3,σλ2=χˉ−9 are distinct, it follows that Φ(r2) decomposes into distinct eigenspaces
[TABLE]
Since Gal(Q(μp)/Q) is prime to p, it follows from a straightforward application of the inflation restriction sequence that fi↾GQ(μp) is nonzero. As a result, Φ(r2)χˉ3 and Φ(r2)χˉ−9 are nonzero, and hence, Xλi∈Φ(r2). Since exp(Xλ1) and exp(Xλ2) are generators of U1(Fp)/U2(Fp), it follows that Π surjects onto U1(Fp)/U2(Fp). Thus, the image of ρˉ contains U1(Fp).
We show that the conditions of Theorem 1.1 are satisfied.
•
Condition \eqrefthc1 asserts that p>4, we have assumed that p≥23.
•
Condition \eqrefthc2 asserts that dim(Ad0ρˉ)adρˉ(c)=dimn. Since p>2, up to conjugation, ρˉ(c) is equal to \left({\begin{array}[]{cccc}-1&&&\\
&1&&\\
&&1&\\
&&&-1\end{array}}\right). Explicit computation shows that w.r.t this basis,
[TABLE]
and hence, dim(Ad0ρˉ)adρˉ(c) is equal to 4. On the other hand, there are 4 positive roots and the dimension of n is 4.
•
Condition \eqrefthc3 asserts that the image of ρˉ contains the unipotent group U1(Fp). This has been shown to be the case.
•
For condition \eqrefthc4, consider σλ=χˉi and σλ′=χˉj. Since i,j∈{1,±3,±6,±9}, we see that ∣i−j∣≤18<p−1. Hence, the characters σλ and σλ′ are distinct. Note that χˉσλ′=χˉj+1 and ∣i−(j+1)∣≤19<p−1. Hence, the characters σλ and χˉσλ′ are distinct.
•
Condition \eqrefthc5, asserts that each of the roots λ∈Φ, the Fp-linear span of the image of σλ in Fq is Fq. But Fq is Fp and thus the condition is clearly satisfied.
•
Condition \eqrefthc7, is satisfied since the only prime at which ρˉ ramifies is p.
•
Condition \eqrefthc8 asserts that Tilouine’s regularity conditions (REG) and (REG)∗ are satisfied, i.e.
[TABLE]
It is clear that Ad0ρˉ/b and (Ad0ρˉ/b)(χˉ) have no trivial eigenspace for the torus action.
The proof is now complete.
∎
Remark 8.4**.**
(1)
The above hypotheses is satisfied for any regular prime p≥23. In particular, it is satisfied for p=23.
2. (2)
The section simply serves to demonstrate that examples do exist and demonstrate how they may be constructed. We restrict to GSp4 so that the arguments are simplified.
3. (3)
Note that D−1rD is not necessarily p-ordinary and thus not necessarily geometric in the sense of Fontaine-Mazur. On the other hand, the lift ρ is p-ordinary.
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