A remark on the notion of independence of quantum integrals of motion in the thermodynamic limit
Oleg Lychkovskiy

TL;DR
This paper critiques the standard definition of independence of quantum integrals of motion in many-body systems, proposes a new definition, and clarifies the integrability status of the PXP model.
Contribution
It introduces a revised definition of quantum integrals of motion independence, resolving ambiguities in the assessment of quantum integrability.
Findings
The common definition overestimates independent QIMs in the PXP model.
A new definition clarifies the true integrability of the system.
The study impacts the understanding of quantum integrability criteria.
Abstract
Studies of integrable quantum many-body systems have a long history with an impressive record of success. However, surprisingly enough, an unambiguous definition of quantum integrability remains a matter of an ongoing debate. We contribute to this debate by dwelling upon an important aspect of quantum integrability -- the notion of independence of quantum integrals of motion (QIMs). We point out that a widely accepted definition of functional independence of QIMs is flawed, and suggest a new definition. Our study is motivated by the PXP model -- a model of spins possessing an extensive number of binary QIMs. The number of QIMs which are independent according to the common definition turns out to be equal to the number of spins, . A common wisdom would then suggest that the system is completely integrable, which is not the case. We discuss the origin of this conundrum and…
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11institutetext: Skolkovo Institute of Science and Technology, Bolshoy Boulevard 30, bld. 1 Moscow 121205, Russia
Steklov Mathematical Institute of Russian Academy of Sciences, Gubkina str. 8, Moscow 119991, Russia
11email: [email protected]
A remark on the notion of independence
of quantum integrals of motion
in the thermodynamic limit
Oleg Lychkovskiy
(Received: date / Accepted: date)
Abstract
Studies of integrable quantum many-body systems have a long history with an impressive record of success. However, surprisingly enough, an unambiguous definition of quantum integrability remains a matter of an ongoing debate. We contribute to this debate by dwelling upon an important aspect of quantum integrability – the notion of independence of quantum integrals of motion (QIMs). We point out that a widely accepted definition of functional independence of QIMs is flawed, and suggest a new definition. Our study is motivated by the PXP model – a model of spins possessing an extensive number of binary QIMs. The number of QIMs which are independent according to the common definition turns out to be equal to the number of spins, . A common wisdom would then suggest that the system is completely integrable, which is not the case. We discuss the origin of this conundrum and demonstrate how it is resolved when a new definition of independence of QIMs is employed.
Keywords:
Quantum integrability Integrals of motion Functional independence PXP model
††journal: Journal of Statistical Physics
1 Introduction
A classical Hamiltonian system with degrees of freedom is said to be completely integrable if it posses functionally independent integrals of motion in involution (i.e. with pairwise commuting Poisson brackets). This concise, clear and rigorous definition is a mainstay of the well-developed and very fruitful theory of classical integrability. The situation with quantum integrability is remarkably different: It is fair to say that even a commonly accepted rigorous definition of quantum integrability is lacking. An attempt of a straightforward translation of the classical definition to the quantum language stumbles upon several ambiguities: How to define and count quantum “degrees of freedom” zhang1989 ; weigert1992 ; faddeev2007 ? What notion of independence of quantum integrals of motion (QIMs) should be used Sklyanin1992 ; gravel2002 ; Tempesta2004 ? Should proper integrals of motion be local in some sense caux2011remarks ? While a number of working definitions of quantum integrability are in use Weigert1995 ; gravel2002 ; caux2011remarks ; sutherland2004beautiful ; owusu2011 ; owusu2013 , none of them is of the same level of rigor, generality and usefulness as the definition of the classical integrability. The very existence of several different definitions indicates that the issue is not settled.
It is expected that integrable and non-integrable quantum many-body systems are markedly different in a number of aspects. The list of differences includes the (non)existence of an extensive number of local integrals of motion, level statistics (Wigner-Dyson bohigas vs Poisson berry ), (non)validity of the eigenstate thermalization hypothesis deutsch ; srednicki ; rigol ; kim2014testing and the canonical universality hypothesis dymarsky , the nature of the local steady state approached after relaxation from a non-equilibrium initial state (Gibbs thermal state vs generalized Gibbs state) vidmar2016generalized ; mori2018thermalization . These expectations are rooted in a huge amount of analytical and numerical work pertaining to specific systems as well as in insights from the random matrix theory mori2018thermalization . This body of work shows that typically a system which possesses one of the properties in the list, also possesses others. On the integrable side, this is verified for quadratic fermionic and bosonic systems as well as for systems solvable by Bethe ansatz. On the nonintegrable side, these properties have been tested in many numerical simulations. The experience gained in these studies allows one to informally classify almost any specific system as integrable or nonintegrable. Still, a general proof of the above-mentioned attributes of (non)integrability based on some formal definition is lacking.
Here we attempt to clarify one of the issues of the formal definition of integrability mentioned above. Namely, we focus on the notion of independence of QIMs. Our work is inspired by a particular model of spins 1/2 known as the PXP model lesanovsky2012interacting ; bernien2017probing ; turner2018weak . This model posses an extensive number of local QIMs. We first attempt to identify a set of QIMs which are mutually independent according to the widely accepted definition. The latter definition essentially classifies a set of QIMs as functionally independent unless one of the integrals can be expressed as a function of the others. According to this definition, the PXP model turns out to posses functionally independent local binary111i.e. having only two different eigenvalues integrals of motion. One thus might expect that the PXP model is completely integrable and, in particular, all eigenstates can be unambiguously enumerated by different combinations of the eigenvalues of its binary integrals of motion. However, this is not the case: The PXP model is not integrable (in particular, it has a Wigner-Dyson level statistics in a large subspace of the Hilbert space turner2018weak ), and the above-mentioned enumeration can not be carried out. Furthermore, certain polynomials constructed from these “independent” QIMs turn out to be identically zero, which is at odds with the intuitive notion of independence.
This conundrum motivates us to reconsider the notion of independence of QIMs. We suggest a new definition of this notion which allows for a more general functional dependence of integrals of motion, , of the form . The triviality of this generalization is deceptive: It would not work unless supplemented by certain requirements imposed on the function . To be specific, one must exclude a class of functions which is trivial in a certain sense, and, further, require that the complexity of is polynomial in the system size. We incorporate these requirements in our definition.
Armed with the new definition of independence of QIMs, we then return to the PXP model. We prove that according to this new definition there are still (at least) commuting local independent binary QIMs. Thus the PXP model constitutes an example of a nonintegrable quantum many-body model with an extensive number of independent local integrals of motion in involution.
The rest of the paper is organised as follows. In the next section we introduce the PXP model. In Sect. 3 we review the common definition of the independence of QIMs, demonstrate its failure in the PXP model, and expose the reasons for this failure. In Sect. 4 we give a new definition of the independence of QIMs and demonstrate how it evades various pitfalls discussed in the present paper and elsewhere. In particular, we identify a subset of QIMs of the PXP model which are independent according to this definition. Sect. 5 contains summary and concluding remarks.
2 PXP model and its integrals of motion
We consider a one-dimensional chain of spins with a translation-invariant Hamiltonian
[TABLE]
where the projection operator reads
[TABLE]
and lattice sites are enumerated modulo . This model (or its close proxies) can describe bosons on a lattice with next-nearest hard-core constraints sachdev2002mott ; fendley2004competing or Rydberg atoms on a lattice subject to dipole blockade preventing simultaneous excitation of two neighboring atoms lesanovsky2012interacting ; bernien2017probing . Furthermore, a one-dimensional version of the two-fermion model of high-temperature superconductivity in cuprates fine2004hypothesis ; fine2005temperature ; fine2007magnetic ; bhartiya2017superconductivity can be mapped to the Hamiltonian (1) in a certain limit.
The three-body interaction in eq. (1) flips a spin provided that two neighboring spins are down (this way it is able to describe hard core or Rydberg blockade constraints). Therefore, if two neighboring spins happen to be up, they will stay up forever. As a consequence, projection operators
[TABLE]
satisfy
[TABLE]
and are thus integrals of motion. Furthermore, these integrals of motion are in involution, i.e.
[TABLE]
Despite the existence of the above integrals of motion, the model (1) should be classified as nonintegrable turner2018weak for the following reasons. Consider first the sector of the Hilbert space with all equal to zero (no neighboring spins pointing up).222 When the Hamiltonian (1) is applied to Rydberg atoms or hard-core bosons, this is the only physical sector lesanovsky2012interacting ; bernien2017probing ; sachdev2002mott ; fendley2004competing . In our studies we ignore this physical context and consider the Hamiltonian (1) as acting in the full Hilbert space of dimension . This sector has an exponentially large Hilbert space lesanovsky2012interacting . In this sector the level statistics of the model exhibits level repulsion which is a clear footprint of nonintegrability turner2018weak . The same is expected when a single is equal to one and others are zero. When two non-neighboring are equal to one, the chain is effectively cut in two noninteracting pieces by two stable configurations along the chain. In other words, the system consists of two noninteracting nonintegrable systems. It is natural to count this case as nonintegrable, too. The same logic holds as long as the number of cuts (i.e. equal to 1) is . Thus the system can be firmly classified as nonintegrable in the large portion of the Hilbert space. An additional argument in favour of nonintegrability is that the system thermalizes, albeit the thermalization time scale can be atypically large bernien2017probing ; turner2018weak ; turner2018quantum .
Given the existence of binary QIMs in involution (3) on the one hand and the nonintegrability of the model on the other, it is natural to ask how many independent integrals of motion the PXP model possesses. This question is addressed in the next two sections.
3 Common definition of independence of QIMs
In the present section and in Sect. 4 we dwell upon the notion of independence of quantum integrals of motion. Our discussion is motivated by but not restricted to the specific model (1). Whenever our discussion is general, the notations and are unrelated to the specific Hamiltonian (1) and QIMs (3) but refer to a general many-body quantum Hamiltonian and its integrals of motion, respectively. It should be stressed, however, that we consider only sets of QIMs in involution, i.e. eq. (5) is always valid. We use a notation for an eigenvalue of . Whether the notations , and apply to the specific model (1) or to a general case will be clear from the context.
We start from reviewing a commonly used gravel2002 ; caux2011remarks ; ros2015integrals notion of functional independence of QIMs which we refer to as independence in the weak sense or, briefly, weak independence.
Definition 1. Commuting integrals of motion are functionally independent in the weak sense unless one of the integrals, , can be expressed as a function of others.
Note that since all commute and thus share a common eigenbasis, the notion of function of operators here is free from the ordering ambiguities. Sometimes a class of functions is restricted to polynomials in which case thus defined independence is referred to as algebraic gravel2002 ; caux2011remarks .
It is easy to see that all QIMs (3) of the model (1) are independent in the weak sense. Indeed, assume the opposite, e.g. that for some function . This implies that for any two common eigenstates of QIMs, and , with coinciding eigenvalues of the integrals , the respective eigenvalues of also coincide and equal . This is not the case, as can be readily verified e.g. for , and , see Table 1 (the generalization to higher is straightforward).
When a system of spins possesses local binary QIMs classified as independent, one might expect that this model is completely integrable according to any reasonable notion of complete integrability. This expectation is based in a tacit assumption that all eigenstates can be unambiguously enumerated by different combinations of the eigenvalues of integrals of motion. This would imply that the Hilbert space is partitioned in a tensor product of two-dimensional Hilbert spaces, and the quantum many-body dynamics reduces to the dynamics of decoupled two-level systems. This indeed happens e.g. in systems described by quadratic fermionic Hamiltonians (in particular, in the integrable model of spins lieb1961two ).333It should be stressed that the notion of the number of independent QIMs is not meaningful without referring to the number of eigenvalues of each QIM. For example, one could substitute every couple of binary QIMs , by a quaternary QIM with the eigenvalues , and thus reduce the number of charges twofold.
Yet, the model (1) is undeniably not completely integrable, as discussed in Sect. 1, and the above mentioned enumeration can not be carried out, see Table 1. The catch is that the independence in the weak sense as determined by Definition 1 fails to grasp the intuitive meaning of independence of QIMs. In fact, there are relations between the QIMs (3) of the form
[TABLE]
There is no way to express one QIM as a function of the others using these relations, thus they do not invalidate the independence of QIMs (3) in the weak sense. Still, they restrict possible combinations of eigenvalues of QIMs so that the total number of allowed combinations is less than . This is to say, certain combinations of eigenvalues correspond to several different eigenstates each (these eigenstates form invariant subspaces), while other combinations do not correspond to any eigenstate, see Table 1. This is the reason why the eigenvalues of QIMs (3) fall short in enumerating a complete basis in the full Hilbert space of the PXP model. Furthermore, the dimensions of the invariant subspaces in the combined spectrum of the set of QIMs (3) in general grow exponentially with , thus leaving enough room for the full-fledged nonintegrability to develop.
It should be noted, however, that despite the above-discussed deficiency of the notion the independence of QIMs in the weak sense, such weak independence remains a meaningful characteristics of a set of QIMs. Indeed, consider again the above simple example of the PXP model with spins. Three weakly independent QIMs foliate the Hilbert space in the five invariant subspaces, see Table 1. However, if we discard one of three QIMs, we will loose some information on the eigenbasis of the model, since the remaining two QIMs will foliate the Hilbert space in only four subspaces. This illustrates that all QIMs independent in the weak sense should be taken into account to attain the maximal foliation of the Hilbert space in invariant subspaces, even if they are not independent in the strong sense defined in what follows.
4 New definition of independence of QIMs
4.1 Naive generalisation of the notion of independence of QIMs
The above discussion exposes the need for a more elaborated definition of independence of quantum integrals of motion. Motivated by the relation (6), one might be tempted to introduce the following
Naive definition. Integrals of motion are functionally independent unless there exists a function such that .
While the need to account for the functional dependence of a general form is well understood gravel2002 , the application of this naive definition is hindered by two quite well-known pitfalls. In the next two subsections we discuss them and demonstrate how they can be remedied. These remedies, being incorporated into the naive definition, turn the latter into a valid one. This new definition is stated in Sect. 4.4.
4.2 Triviality of functional dependence
The first pitfall is that there exist “trivial” functions such that while the relation holds, it does not imply any actual dependence of QIMs. For example, the very fact that defined by eq. (3) are projection operators leads to a trivial relation
[TABLE]
and to a plethora of apparently more involved but still trivial relations, e.g.
[TABLE]
Clearly, such relations are irrelevant for the task of determining the number of independent QIMs.
It is important to realize that there is a crucial difference between the functional dependence (6) on the one hand and (7), (8) on the other: The relations (7), (8) hold when we substitute the integrals of motion by an arbitrary combination of the corresponding eigenvalues, while the relation (6) does not. Indeed, eqs. (7), (8) are mere consequences of the fact that
[TABLE]
In contrast, there exists a combination of eigenvalues of operators which does not satisfy the functional relation (6), i.e.
[TABLE]
This means that eq. (6) imposes a restriction on compatibility of eigenvalues (cf. Table 1 and discussion in Sect. 3) and thus should be regarded as a nontrivial functional dependence. These arguments motivate us to introduce
Definition 2. The functional dependence of commuting integrals of motion is trivial if for an arbitrary combination of eigenvalues of , and nontrivial otherwise.
We reiterate that according to this definition eq. (6) determines a nontrivial functional dependence between QIMs (3), while eqs. (7) and (8) – trivial ones.
It should be stressed that the notion of triviality introduced by the Definition 2 refers not to the function alone, but collectively to the function and the set of QIMs .
4.3 Complexity of functional dependence
To expose the second pitfall of the naive definition of the independence of QIMs, we review an issue first raised in weigert1992 . This issue is based on a theorem by von Neumann neumann1931uber which states that any number of commuting operators can be expressed as functions of a certain other operator. In particular, if one of the integrals of motion, say, , has a non-degenerate eigenvalue spectrum (this is not uncommon for integrable Hamiltonians), then any other integral of motion which commutes with can be expressed as a polynomial of as follows:
[TABLE]
Here is the dimension of the Hilbert space, and are eigenvalues of respectively and in the common eigenbasis , and index in the products runs over integers distinct from .
If we were to accept the functional dependence of QIMs given by eq. (11) as relevant, we would be left with a single independent integral of motion, , and thus never get an integrable system. This is the essence of the issue discussed in weigert1992 . Note that the assumption of a nondegenerate spectrum of is not essential for the argument and can be avoided weigert1992 .444For example, given a set of mutually commuting QIMs, one can replace by a new QIM given by
(12) One can always choose numerical coefficients in such a way that has a nondegenerate spectrum. Note also that the functional dependence (11) is nontrivial according to the Definition 2.555The awkwardness of the functional dependence (11) is particularly stunning for a translation-invariant system of fermions with periodic boundary conditions. The Hamiltonian and the total momentum are two integrals of motion of this system, which are generally regarded as independent. However, if the accidental degeneracies of the Hamiltonian are absent (this is generically the case for interacting fermions as well as for noninteracting fermions in the presence of a magnetic flux), the operator of the total momentum can be expressed as a function of the Hamiltonian.
The reason while the functional dependence (11) is irrelevant for the definition of integrability, at least in the many-body context, is its exponential complexity. This is to say, the right hand side of eq. (11) is a polynomial of power with nontrivial coefficients, and the dimension of the Hilbert space scales exponentially with the system size.
The language of complexity theory was first used to define integrability of quantum many-body systems in caux2011remarks . Let us briefly outline the construction introduced in caux2011remarks . A Hamiltonian of a quantum many-body system is defined on a Hilbert space which is a tensor product of a large number of elementary Hilbert spaces (e.g. Hilbert spaces of single spins ). This tensor product structure induces a natural notion of few-body (or few-site) operators, which act nontrivially only in a fixed, independent on number of elementary Hilbert spaces.666A particular case of few-site operators are local operators, which act nontrivially on a fixed number of neighboring sites. QIMs (3) of the PXP model are local operators. A physical Hamiltonian itself is a sum of a polynomial (in ) number of few-body operators. It was suggested in caux2011remarks that a valid integral of motion should be representable as a sum with at most polynomial in number of terms, each term being a few-body operator caux2011remarks . This way one discards a large class of integrals of motion which bear little physical meaning in the many-body context, in particular, projection operators on individual eigenstates.
In line with the reasoning of Ref. caux2011remarks , it is natural to require that functional dependencies relevant for defining integrability should also have at most polynomial complexity. This way one gets rid of functional dependencies with exponentially large number of terms like that in eq. (11).
4.4 New definition of independence of QIMs
Now we are in a position to propose a definition of independence of QIMs of a many-body system which accounts for the aspects of the intuitive notion of such independence discussed above.
Definition 3. Commuting integrals of motion of a many-body system defined over a tensor product of elementary Hilbert spaces are functionally independent unless there exists a function such that
- •
,
- •
is nontrivial in the sense of Definition 2,
- •
the complexity of , as defined in Ref. caux2011remarks , is at most polynomial in .
This definition is the main result of the present paper. We refer to the notion of independence introduced in Definition 3 as independence in the strong sense or, briefly, strong independence.
It should be stressed that the Definition 3 can not be applied to a system with a fixed size ; it applies only to many-body systems in the limit of (which can vaguely be referred to as thermodynamic limit). This feature comes bundled with the complexity requirement caux2011remarks . It has no counterpart in the definition of the classical integrability.
4.5 A set of independent QIMs in the PXP model
According to the Definition 3, QIMs given by eq. (3) are not independent in the strong sense, due to the nontrivial functional relations (6). Let us identify the size of a maximal set of QIMs of the form (3) independent in the strong sense. To be specific, we assume that is a multiple of 3.
Eq. (6) implies that any three consecutive QIMs, , can not be independent in the strong sense. Thus can not exceed .
In fact, , and one of the maximal sets of QIMs independent in the strong sense includes all with not divided by , i.e. . To prove the strong independence of QIMs one notices that for any possible combination of eigenvalues of these QIMs there exists a common eigenstate . Assume there exists a functional dependence . Then
[TABLE]
and hence . Since the latter equality is valid for an arbitrary combination of eigenvalues , the functional dependence is trivial according to the Definition 2, and thus, according to the Definition 3, does not invalidate the strong functional independence of the set of QIMs under consideration.
Curiously, there exist sets of strongly independent QIMs of smaller sizes with the property that adding any single QIM of the form (3) destroys the strong independence. One such set is the set of QIMs (where is assumed to be even).
5 Summary and concluding remarks
To summarise, we have introduced a new definition of functional independence of integrals of motion of quantum many-body systems (Definition 3). We refer to this definition as independence in the strong sense, in contrast to the previously known independence in the weak sense (see Definition 1). The new definition seems to be delicate enough to avoid various pitfalls discussed in the previous studies weigert1992 ; Sklyanin1992 ; gravel2002 ; Tempesta2004 ; caux2011remarks and in the present paper. The definition imposes two novel requirements on a valid functional dependence of integrals of motion: The dependence should be nontrivial (as defined by Definition 2), and its complexity (as defined in Ref. caux2011remarks ) should scale at most polynomially with the system size. Due to the later requirement the new definition in fact applies to a sequence of quantum many-body systems with growing sizes rather than to a system with a fixed size.
Armed with this definition, we have considered the set (3) of integrals of motion of the PXP model (1) of spins . This set contains binary integrals independent in the weak sense. We have found that the number of integrals of the form (3) independent in the strong sense is (assuming is a multiple of 3). This leaves enough room for the nonintegrability, which indeed reveals itself by the Wigner-Dyson level statistics found in large subspaces of the Hilbert space of the PXP model turner2018weak .777Note, that, in principle, the PXP model can posses other few-body integrals of motion different from those in (3) (one such integral of motion is the Hamiltonian itself).
It should be emphasized that independence in the weak sense, while insufficient to classify a many-body system as integrable, remains a meaningful characteristics of a set of integrals of motion, as is discussed in Sect. 3.
Finally, we comment on the definition of integrability given in Ref. caux2011remarks . This elaborated definition was crafted to accurately formalize intuition accumulated in studies of integrable quantum many-body systems. Yet, the PXP model (1) challenges this definition. According to the latter, the PXP model must be classified as integrable, since it possesses an extensive number of functionally independent local integrals of motion in involution. There are good reasons, however, not to regard the PXP model as integrable, as was discussed above.888Other nonintegrable models with an extensive number of independent local integrals of motion are also known hamazaki2016generalized ; lan2017eigenstate ; moriya2018 . Thus the construction of Ref. caux2011remarks needs to be amended in order to account for the PXP model and similar models.
Acknowledgements.
Fruitful discussions with Boris V. Fine are acknowledged. The work was supported by the Russian Science Foundation under the grant No. 17-12-01587.
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