Additive primitive length in relatively free algebras
Vesselin Drensky

TL;DR
This paper establishes bounds on the additive primitive length of elements in various relatively free algebras, providing explicit bounds depending on algebra type, number of generators, and field characteristics, with efficient constructive methods.
Contribution
It introduces new bounds for additive primitive length in polynomial and Lie algebras, extending previous results and providing effective algorithms for primitive element decompositions.
Findings
Bound depends on algebra type, generators, and field characteristic.
Primitive decompositions can be found efficiently in polynomial time.
Results generalize recent findings for free metabelian Lie algebras.
Abstract
The additive primitive length of an element of a relatively free algebra in a variety of algebras is equal to the minimal number such that can be presented as a sum of primitive elements. We give an upper bound for the additive primitive length of the elements in the -generated polynomial algebra over a field of characteristic 0, . The bound depends on and on the degree of the element. We show that if the field has more than two elements, then the additive primitive length in free -generated nilpotent-by-abelian Lie algebras is bounded by 5 for and by 6 for . If the field has two elements only, then our bound are 6 for and 7 for . This generalizes a recent result of Ela Ayd{\i}n for two-generated free metabelian Lie algebras. In all cases considered in the paper the presentation of the elements as sums of primitive can…
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Additive primitive length
in relatively free algebras
Vesselin Drensky
Institute of Mathematics and Informatics, Bulgarian Academy of Sciences, Acad. G. Bonchev Str., Block 8, 1113 Sofia, Bulgaria
Abstract.
The additive primitive length of an element of a relatively free algebra in a variety of algebras is equal to the minimal number such that can be presented as a sum of primitive elements. We give an upper bound for the additive primitive length of the elements in the -generated polynomial algebra over a field of characteristic 0, . The bound depends on and on the degree of the element. We show that if the field has more than two elements, then the additive primitive length in free -generated nilpotent-by-abelian Lie algebras is bounded by 5 for and by 6 for . If the field has two elements only, then our bound are 6 for and 7 for . This generalizes a recent result of Ela Aydın for two-generated free metabelian Lie algebras. In all cases considered in the paper the presentation of the elements as sums of primitive can be found effectively in polynomial time.
Key words and phrases:
primitive elements, automorphisms, polynomial algebras, free metabelian Lie algebras.
2010 Mathematics Subject Classification:
13F20, 13P05, 14E07, 14R10, 17B30, 17B40.
Introduction
Let be the -generated relatively free algebra in a variety of algebras over a field . An element in is primitive if it is an image of under an automorphism of , where is a free generating system of . The additive primitive length of an element of is equal to the minimal such that can be presented as a sum of primitive elements. If such a presentation is impossible, we define . The additive primitive width of is equal to the maximum of , . The notions of additive primitive length and width were introduced by Aydın in her recent paper [1] by analogy with the notions of primitive length and width for free groups defined and studied by Bardakov, Shpilrain, and Tolstykh [4]. Aydın [1] calculated the additive primitive length of the elements of the two-generated free metabelian (i.e., solvable of class 2) Lie algebra over a field of characteristic 0. In particular she described the elements of infinite length in . Aydın also asked the problem whether the elements of , , are of finite length and, if this is true, what is and whether it depends on .
The first topic of the present paper is the study of the additive primitive length of the elements of the polynomial algebra over a field of characteristic 0. The case is trivial because the only primitive elements are of the form , , . Hence if , , then . Our main result in this direction is that if and , then . In our presentation of as a sum of primitive elements we use tame primitive elements only, i.e., images of under tame automorphisms of . Unfortunately, our proof does not work when the base field is of positive characteristic. We show that for the presentation of can be found effectively in polynomial time. Hence the problem to find the presentation belongs to the class P of decision problems which can be solved by a deterministic Turing machine using a polynomial amount of computation time. It is interesting to know whether is bounded when . There are some reasons to believe that, at least for , the additive primitive length of the polynomials is not bounded, but we cannot prove this.
Then we consider the additive primitive length for the elements of the free metabelian Lie algebra over an arbitrary field . In the case Aydın [1] uses the description of the automorphisms of given by Shmelkin [13] when . But the same description of is true for any field , see [7]. We consider the case and , . For we show that if has more than two elements and if . If , then when and when . The primitive elements which appear as summands in our presentation of are images of under tame and inner automorphisms. Finally, we consider the relatively free algebras of the variety of (nilpotent of class )-by-abelian Lie algebras, . As in the case of groups, see Bryant and Gupta [6], an endomorphism of is an automorphism if and only if it induces an automorphism on the free metabelian Lie algebra , see [7]. This easily implies that the additive primitive length of is the same as of the image of in . Again, the presentation of the elements of as a sum of primitive can be found effectively in polynomial time.
For a background on automorphisms of polynomial algebras, free groups, and free algebras we refer to the books by van den Essen [9] and by Mikhalev, Shpilrain, and Yu [12], and on varieties of Lie algebras to the book by Bahturin [2].
1. Polynomial algebras
In this section we fix a field of characteristic 0 and work in the polynomial algebra , . Recall that the group of tame automorphisms of is generated by the affine automorphisms defined by
[TABLE]
where and the matrix is invertible ( is called linear if all are equal to 0), and the triangular automorphisms defined by
[TABLE]
where and .
Lemma 1.1**.**
Let , , , and let
[TABLE]
Then the polynomial
[TABLE]
is primitive.
Proof.
We define the triangular automorphism and the affine automorphism by
[TABLE]
[TABLE]
Since , it is primitive. ∎
The following theorem is the first main result in our paper.
Theorem 1.2**.**
Let the base field be of characteristic [math] and let . If and , then
[TABLE]
Proof.
We write in the form
[TABLE]
where
[TABLE]
is the homogeneous component of of degree . If there is a linear automorphism which sends to . Since the automorphisms do not change the additive primitive length of the elements, we can work with instead with and may assume that , . If , then . Hence in both cases we can work with presented in the form
[TABLE]
Since the base field is of characteristic 0 we can choose pairwise different nonzero elements such that for a fixed all powers are pairwise different. Additionally, we require that the matrices
[TABLE]
are invertible for all nonnegative integers . Such matrices appear in the determinantal presentation of Schur functions, see e.g. [10]. We want to present as a sum of the primitive elements of the form (2), where
[TABLE]
[TABLE]
and is defined in (1) for . Here the coefficients are unknown elements of . We can choose all in such a way that they are different from 0 and , i.e., the affine component of is equal to the affine component of . By Lemma 1.1 the polynomials are primitive. Now, let . Then for the homogeneous component of degree of we obtain
[TABLE]
[TABLE]
where
[TABLE]
and is the multinomial coefficient. Comparing the coefficients of the monomials , we obtain the linear system
[TABLE]
with equations and unknowns. Since , , the integers from (4) have presentations in the numerical system with base and are pairwise different. Hence the rows of the matrix of the system (5) are rows of a matrix of the form (3). Since the matrix (3) is invertible, its rows are linearly independent and the system (5) has a solution. This implies that can be presented as a sum of primitive polynomials and . ∎
Corollary 1.3**.**
If , , we can find effectively a presentation of as a sum of primitive polynomials in polynomial time.
Proof.
Following the proof of Theorem 1.2, we can find the presentation of , , as a sum of primitive polynomials in three steps:
(1) We find a linear automorphism of which send to ;
(2) We compute ;
(3) We solve linear systems with equations and unknowns.
Obviously steps (1) and (2) can be performed in polynomial time. In the third step we shall solve the systems applying the Gaussian elimination. It is well known that for a system with equations and unknowns we need arithmetic operations. The number of arithmetic operations measures the computational complexity when the time for each arithmetic operation is approximately the same. This happens when the coefficients of the system are represented by floating-point numbers or when we work in a finite field. For our purposes we need to work with rational numbers represented exactly. In this case the intermediate entries may become exponentially large and the bit complexity is exponential. But there is a variant of Gaussian elimination due to Bareiss [5] which avoids the exponential growth of the intermediate entries. It has the same arithmetic complexity , but its bit complexity is . ∎
Remark 1.4**.**
(1) In Theorem 1.2 we consider the case because the case is trivial. If and , then is primitive and ; if , then , and .
(2) The proof of Theorem 1.2 does not hold for fields of positive characteristic because some of the multinomial coefficients become 0 modulo .
2. Metabelian Lie algebras
In this section we consider the free metabelian Lie algebra , , over an arbitrary field . It is well known, see e.g., [2], that as a vector space the commutator ideal has a basis
[TABLE]
where , , and . For the Lie algebra the group of tame automorphisms is generated by the linear and the triangular automorphisms which are defined in the same way as in the case of polynomial algebras. Additionally, we shall consider the inner automorphisms of defined by
[TABLE]
(By the theorem of Bahturin and Nabiyev [3] the inner automorphisms of are wild, i.e., not tame.)
Lemma 2.1**.**
The following elements of are primitive:
[TABLE]
[TABLE]
[TABLE]
if the elements , and are linearly independent.
Proof.
The elements from (6) and from (7) are primitive: is the image of under a triangular automorphism and is an image of under the automorphism . Finally, since the elements
[TABLE]
are linearly independent we can extend them with elements to a basis of the vector space spanned by . Then from (8) has the form . In this way is an image of under a triangular automorphism with respect to the free generating system of and hence is primitive. ∎
Theorem 2.2**.**
Let . Then for
[TABLE]
When , then
[TABLE]
Proof.
As in the polynomial case in Theorem 1.2 we can apply a linear automorphism to bring in the form
[TABLE]
where , , , , .
First, let . Then in (9) we present as a sum of three parts
[TABLE]
[TABLE]
[TABLE]
In this way has the form
[TABLE]
We want to present it as a sum of the following five primitive elements
[TABLE]
[TABLE]
[TABLE]
with unknown coefficients . We require . (If or some is equal to zero, then or is still a primitive element.) If , then we need the linear independence of and . If , then may be any. In the latter case, if , then simply does not participate in the presentation of . The components of and in coincide. Comparing the linear components we obtain the system
[TABLE]
This system always has a solution of nonzero and some . When and the field has more than two elements we can vary to guarantee the linear independence of and . Hence . If we can add one more primitive summand: When the only solution for and of the system (10) implies that and coincide, we split in two parts , where
[TABLE]
, , to make and different which gives that is primitive.
Now, let . In (9) we present as a sum of four parts
[TABLE]
[TABLE]
[TABLE]
[TABLE]
We want to present as a sum of six primitive elements
[TABLE]
[TABLE]
[TABLE]
where and if some is different from 0, then and are linearly independent. (If , then it is also allowed .) Since , the generator does not participate in the expression of . Similarly, does not participate in . By Lemma 2.1 all summands are primitive. We still have to arrange the equality of the linear components. This means to solve the system
[TABLE]
obtained comparing the coefficients of . As in the case of polynomial algebras when we can find a solution of the system (11) which satisfies all the requirements for being different from 0 and for linear independence. If we have to add one more linear primitive element to arrange the required restrictions. ∎
Remark 2.3**.**
As in Corollary 1.3, when in Theorem 2.2 we can find the presentation of as a sum of primitive elements in polynomial time: Repeating the steps of the proof of Corollary 1.3 we have to perform steps (1) and (2) only and then to solve the system (10) when or (11) when .
Corollary 2.4**.**
Let be the relatively free algebra of rank of the variety of (nilpotent of class )-by-abelian Lie algebras, . Then the additive primitive length of is the same as of the image of in .
Proof.
There is a canonical epimorphism . Since an endomorphism of is an automorphism if and only if it induces an automorphism on , see [7], we obtain that is primitive if and only if its image is primitive in . Hence, if in , then in . Now, let in , , and , where and are primitive in . Hence are primitive in . Clearly,
[TABLE]
and hence is also primitive in . In this way and . ∎
3. Open problems
In this section we shall collect some open problems concerning the additive primitive length for different relatively free algebras.
Problem 3.1**.**
Is there an upper bound for , , ? In other words, does exist? What happens when ?
By a result of Shpilrain and Yu [14] the primitive elements of the free associative algebra are palindromic, i.e., they coincide with their images under the antiautomorphism of to the opposite algebra . In other words they are the same if we read their monomials backwards, from right to the left. Hence elements of which are not palindromic cannot be presented as sums of primitive.
Problem 3.2**.**
Describe the elements of which can be presented as sums of primitive.
Since the automorphism groups of and are isomorphic, one can lift in a unique way every automorphism of to an automorphism of , see the comments in [14]. Hence every decomposition of into a sum of primitive polynomials can be lifted uniquely to a similar sum in . The main difficulty in the above problem is that the presentation of the elements of as a sum of primitive is not unique.
Problem 3.3**.**
What happens with the presentation into a sum of primitive in , ?
We may ask the same question for the free Lie algebra . Since all automorphisms of are linear, the interesting case is .
Let be the variety of associative algebras defined by the polynomial identity . By a theorem of Maltsev [11] in characteristic 0 and of Siderov [15] and other authors for infinite fields of positive characteristic this variety is generated by the algebra of upper triangular matrices. As in the case of Lie algebras, see [7], the problem for the presentation of the elements of , , is reduced to the same problem for .
Problem 3.4**.**
Describe the elements of the relatively free associative algebra which can be presented as sums of primitive.
Applying the canonical epimorphism , when , we can present , , as a sum of tame primitive elements and lift the presentation to . Hence the problem is reduced to the problem to find a presentation as a sum of primitive elements of the element in the commutator ideal of . This ideal has a basis
[TABLE]
see e.g., [8]. When we can handle the elements (12) as in the case of metabelian Lie algebras and the main difficulty is to find a presentation for the elements from (12) when .
Problem 3.5**.**
One can ask similar questions for the additive primitive length for other relatively free algebras , e.g., for the varieties of associative and Lie algebras generated by the matrix algebra, or for varieties of Jordan algebras.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] Yu. A. Bahturin , Identical Relations in Lie Algebras (Russian), “Nauka”, Moscow, 1985. Translation: VNU Science Press, Utrecht, 1987.
- 3[3] Yu. Bahturin, S. Nabiyev , Automorphisms and derivations of abelian extensions of some Lie algebras , Abh. Math. Semin. Univ. Hamb. 62 (1992), 43-57.
- 4[4] V. Bardakov, V. Shpilrain, V. Tolstykh , On the palindromic and primitive widths of a free group , J. Algebra 285 (2005), No. 2, 574-585.
- 5[5] E. H. Bareiss , Sylvester’s Identity and multistep integer-preserving Gaussian elimination , Math. Comp. 22 (1968), 565-578.
- 6[6] R. M. Bryant, C. K. Gupta , Characteristic subgroups of free centre-by-metabelian groups , J. London Math. Soc. (2) 29 (1984), No. 3, 435-440.
- 7[7] V. Drensky , Automorphisms of relatively free algebras , Comm. Algebra 18 (1990), No. 12, 4323-4351.
- 8[8] V. Drensky , Free Algebras and PI-Algebras , Springer-Verlag, Singapore, 2000.
