$q$-Difference Equations and Identities of the Rogers--Ramanujan--Bailey Type
Andrew V. Sills

TL;DR
This paper introduces $q$-difference equations linked to the standard multiparameter Bailey pair, enabling the derivation of entire families of Rogers-Ramanujan type identities, expanding the understanding of these identities in combinatorics.
Contribution
It establishes $q$-difference equations for the SMPBP and uses them to generate comprehensive families of Rogers-Ramanujan type identities, revealing new connections.
Findings
Derived $q$-difference equations for SMPBP
Generated complete families of Rogers-Ramanujan identities
Connected classical and new identities through these equations
Abstract
In a recent paper, I defined the "standard multiparameter Bailey pair" (SMPBP) and demonstrated that all of the classical Bailey pairs considered by W.N. Bailey in his famous paper (\textit{Proc. London Math. Soc. (2)}, \textbf{50} (1948), 1--10) arose as special cases of the SMPBP. Additionally, I was able to find a number of new Rogers-Ramanujan type identities. From a given Bailey pair, normally only one or two Rogers-Ramanujan type identities follow immediately. In this present work, I present the set of -difference equations associated with the SMPBP, and use these -difference equations to deduce the complete families of Rogers-Ramanujan type identities.
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-Difference Equations and
Identities of the Rogers-Ramanujan-Bailey Type
Andrew V. Sills
Department of Mathematics, Rutgers University
110 Frelinghuysen Road
Hill Center–Busch Campus, Piscataway, NJ 08854
Phone: 1-732-445-3488, Fax: 1-732-445-5530
e-mail: [email protected]
URL: http://www.math.rutgers.edu/~asills
2000 AMS Subject Codes: 11B65. 39A13, 05A19, 33D15
Keywords: Rogers-Ramanujan identities, -difference equations, -series
(June 21, 2004)
Abstract
In a recent paper, I defined the “standard multiparameter Bailey pair” (SMPBP) and demonstrated that all of the classical Bailey pairs considered by W.N. Bailey in his famous paper (Proc. London Math. Soc. (2), 50 (1948), 1–10) arose as special cases of the SMPBP. Additionally, I was able to find a number of new Rogers-Ramanujan type identities. From a given Bailey pair, normally only one or two Rogers-Ramanujan type identities follow immediately. In this present work, I present the set of -difference equations associated with the SMPBP, and use these -difference equations to deduce the complete families of Rogers-Ramanujan type identities.
1 Introduction
1.1 Overview
Recall the famous Rogers-Ramanujan identities:
The Rogers-Ramanujan Identities**.**
[TABLE]
and
[TABLE]
where
[TABLE]
[TABLE]
and
[TABLE]
(Although the results in this paper may be considered purely from the point of view of formal power series, they also yield identities of analytic functions provided .)
The Rogers-Ramanujan identities were discovered by L. J. Rogers [10], and were rediscovered independently by S. Ramanujan [9] and I. Schur [12]. There are many series–product identities similar in form to the Rogers-Ramanujan identities, and were dubbed “identities of the Rogers-Ramanujan type” by W. N. Bailey in [7].
Furthermore, Bailey found what he termed “-generalizations” of a number of Rogers-Ramanujan type identities. For example, the -generalizations of (1.1) and (1.2) are, respectively,
The -generalized Rogers-Ramanujan Identities**.**
[TABLE]
and
[TABLE]
Notice that (1.1) and (1.2) are obtained from (1.3) and (1.4) respectively by setting and applying Jacobi’s triple product identity [8, p. 12, equation (1.6.1)] to the right hand side.
If we define
[TABLE]
and
[TABLE]
it is well known (and easy to see) that and satisfy the following system of -difference equations:
[TABLE]
with initial conditions .
A standard proof of and is to show that the right hand sides of and satisfy the same -difference equations and initial conditions as and ; see, e.g., [2, p. 183 ff.].
The main goal of this paper is to show that the system of -difference equations given above is a special case of a much more general form, and that once this general form is established, we may use it to derive new Rogers-Ramanujan-Bailey type identities related to those studied in [14].
More specifically, we make the following definition:
Definition 1.1**.**
For , , , and , let
[TABLE]
and subsequently we shall prove that the following theorem:
Theorem 1.2**.**
The satisfy the following system of -difference equations
[TABLE]
for
[TABLE]
with initial conditions
[TABLE]
Thus (1.8), (1.9), and (1.10) uniquely determine as a double power series in and .
We then prove that for particular values of , , and , various seemingly different functions , to be defined later, satisfy the same -difference equations and initial conditions. From this, families of Rogers-Ramanujan type identities are established.
In order to motivate the definition of the various , we will need to review some background material in §1.2. Next, in §2, Theorem 1.2 will be proved. In §3, several instances of the will be derived, from which families of Rogers-Ramanujan type identities will be deduced. In §4, I comment on how this work fits into context with previous work, and suggest a promising direction for further research.
1.2 Background
Definition 1.3**.**
A pair of sequences is called a Bailey pair if for ,
[TABLE]
In [6] and [7], Bailey proved the fundamental result now known as “Bailey’s lemma” (see also [5, Chapter 3]).
Bailey’s Lemma**.**
If form a Bailey pair, then
[TABLE]
In [14], I defined the “standard multiparameter Bailey pair” (SMPBP) via
[TABLE]
with the corresponding determined by (1.11), i.e.
[TABLE]
and showed that by specializing , , and to particular values, we could recover all of the Bailey pairs studied by Bailey in [6] and [7], and additionally derive many new Bailey pairs which lead to elegant new Rogers-Ramanujan type identities. As usual, Rogers-Ramanujan type identities result from inserting Bailey pairs into certain limiting cases of Bailey’s lemma. Here, we will focus on the limiting case of (1.12), with the case of the SMPBP as the Bailey pair inserted, i.e.
[TABLE]
Remark 1.4**.**
It will become clear subsequently that in fact equals the right hand side of (1.15).
Remark 1.5**.**
It is well known that Rogers-Ramanujan type identities end to occur in closely related families, e.g. there are two Rogers-Ramanujan identities (1.1), (1.2), three Rogers-Selberg identities [6, p. 421, equations (1.3)–(1.5)], four Dyson mod 27 identities [6, p. 433, equations (B1–B4)], etc. However, only one or two members of a family can normally be determined immediately from an instance of the SMPBP. We can derive all members of a given family with the aid of (1.8) and (1.9).
2 Proof of Theorem 1.2 and related results
Before launching into the proof of Theorem 1.2, let us establish the following lemma:
Lemma 2.1**.**
For , , , and ,
[TABLE]
Proof.
[TABLE]
∎
Proof of Theorem 1.2.
First, (1.8) is easily established:
Proof of (1.8).
[TABLE]
∎
Next, we establish (1.9):
Proof of (1.9).
[TABLE]
∎
The above proofs of (1.8) and (1.9) together with the routine verification that (1.10) holds by (1.7) establishes Theorem 1.2. ∎
The right hand sides of Rogers-Ramanujan type identities (in only) are expressible as infinite products. Accordingly, we will need the following proposition.
Proposition 2.2**.**
[TABLE]
Proof.
[TABLE]
∎
3 Rogers-Ramanujan-Bailey type identities
3.1 The general procedure
First, define to be the left hand side of (1.14):
[TABLE]
Then allow , , …, to be determined by
[TABLE]
for
[TABLE]
This will establish the identities
[TABLE]
provided the initial conditions
[TABLE]
are satisfied.
3.2 Examples
In [14], I derived eighteen new Bailey pairs by explicitly finding (1.14) for various values of , , and , and deduced one or two identities associated for each. With the -difference equations now in hand, the full set of identities can be deduced for a given .
3.2.1 Special cases previously in the literature
Before displaying the new families of results associated with the Bailey pairs found in [14], I should point out that many known families of results, including classical results due to L. J. Rogers, arise from special cases of the standard multiparameter Bailey pair (hence its designation as “standard”). I summarize these in the following table:
[TABLE]
3.2.2 The five identities associated with
Let us now demonstrate in detail how a particular family of Rogers-Ramanujan-Bailey type identities is deduced. Begin by noting that [14, equation (3.9)] states
[TABLE]
Inserting (3.5) into (1.15) yields an -generalization of a Rogers-Ramanujan type identity related to the modulus 11 due to Dennis Stanton [17, p. 65, equation (6.4)]. Stanton presents this as an isolated identity, but actually it is one of a family of closely related identities. Define
[TABLE]
Remark 3.1**.**
In order to obtain (3.6) from the case of (3.1), the order of summation is reversed and is replaced by .
Next, set up the system of -difference equations:
[TABLE]
Given that we have an explicit formula for , it is thus possible to find, one by one, explicit formulas for each of the other .
Using (3.7), it is immediate that
[TABLE]
Next, using (3.11) we find
[TABLE]
where the third equality follows by simply by shifting the index to in the second summation.
Using (3.8), we find
[TABLE]
And finally, via (3.10),
[TABLE]
It is easily checked that the initial conditions are satisfied, thus we have
[TABLE]
for . By setting in (3.16), with the aid of Proposition 2.2, we obtain the following family of Rogers-Ramanujan type identities:
[TABLE]
Note that this family of five identities related to the modulus 11 is different from those of Andrews [3, p. 4082, equation (1.7) with ], and [4, pp. 332-333, equations (1.10)–(1.14)].
3.2.3 The family of four identities associated with
In a completely analogous manner, additional families of results may be deduced.
[TABLE]
by [14, equation (3.8)].
[TABLE]
3.2.4 The family of three identities associated with
[TABLE]
by [14, equation (3.10)].
[TABLE]
3.2.5 The family of four identities associated with
[TABLE]
by [14, equation (3.13)].
[TABLE]
3.2.6 The family of seven identities associated with
[TABLE]
by [14, equation (3.16)].
[TABLE]
3.2.7 The familiy of four identities associated with .
[TABLE]
by [14, equation (3.20)].
[TABLE]
3.2.8 The familiy of five identities associated with .
[TABLE]
by [14, equation (3.21)].
[TABLE]
3.2.9 The familiy of six identities associated with .
[TABLE]
by [14, equation (3.22)].
[TABLE]
4 Conclusion
A full family of identities could be worked out for any . Of course, the serendipitous cancellations which arise in the calculations of §3.2.2 are not guaranteed to occur everywhere. For instance, despite my best efforts, I could not find neater looking representations for the left hand sides of (3.52), (3.58), and (3.59). Nonetheless, in many of the cases explored here, I was fortunate enough to be able to add some attractive identities to the literature.
Furthermore, it should be noted that the studied here generalize the I studied previously in [13], which in turn generalizes some of the ideas in Andrews [1]. In fact, the of [13] is precisely the case of the in this present work.
The -difference equations associated with the case led to a breakthough in understanding of the combinatorics of a large class of both new and classical Rogers-Ramanujan type identities [13]. It is hoped that the -difference equations herein can help shed some light on the combinatorics of the identities for additional values of , or even more optimistically, for general .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. E. Andrews, On q 𝑞 q -difference equations for certain well-poised basic hypergeometric series, Quart. J. Math 19 (1968), 433–447.
- 2[2] G. E. Andrews, Number Theory , Philadelphia: Sauders, 1971.
- 3[3] G. E. Andrews, An analytic generalization of the Rogers-Ramanujan identities for odd moduli, Proc. Nat. Acad. Sci. USA , 71 (1974), 4082–4085.
- 4[4] G. E. Andrews, On Rogers-Ramanujan type identities related to the modulus 11, Proc. London Math. Soc. (3) , 30 (1975), 330–346.
- 5[5] G. E. Andrews, q-series: their development and application in analysis, number theory, combinatorics, physics, and computer algebra , CBMS Regional Conferences Series in Mathematics, no. 66, American Mathematical Society, Providence, RI, 1986.
- 6[6] W. N. Bailey, Some identities in combinatory analysis, Proc. London Math. Soc. (2) , 49 (1947), 421–435.
- 7[7] W. N. Bailey, Identities of the Rogers-Ramanujan type, Proc. London Math. Soc. (2) , 50 (1948), 1–10.
- 8[8] G. Gasper and M. Rahman, Basic Hypergeometric Series , Cambridge Univ. Press, 1990.
