Class $\mathcal{S}$ Anomalies from M-theory Inflow
Ibrahima Bah, Federico Bonetti, Ruben Minasian, and Emily Nardoni

TL;DR
This paper derives the anomaly polynomials for 4d $ ext{N}=2$ class $ ext{S}$ theories of type $A_{N-1}$ from M-theory inflow, providing a geometric approach that connects 11d geometry, fluxes, and puncture data.
Contribution
It offers a first principles derivation of anomaly polynomials for class $ ext{S}$ theories using M-theory inflow, clarifying the geometric origin of puncture labeling.
Findings
Derived anomaly polynomials for class $ ext{S}$ theories from M-theory.
Connected puncture data to 11d geometry and flux analysis.
Highlighted applications to the AdS/CFT correspondence.
Abstract
We present a first principles derivation of the anomaly polynomials of 4d class theories of type with arbitrary regular punctures, using anomaly inflow in the corresponding M-theory setup with M5-branes wrapping a punctured Riemann surface. The labeling of punctures in our approach follows entirely from the analysis of the 11d geometry and flux. We highlight the applications of the inflow method to the AdS/CFT correspondence.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Class Anomalies from M-theory Inflow
Ibrahima Bah
Federico Bonetti
Department of Physics and Astronomy, Johns Hopkins University, 3400 North Charles Street, Baltimore, MD 21218, USA
Ruben Minasian
Institut de Physique Théorique, Université Paris Saclay, CNRS, CEA, F-91191, Gif-sur-Yvette, France
Emily Nardoni
Mani L. Bhaumik Institute for Theoretical Physics, Department of Physics and Astronomy, University of California, Los Angeles, CA 90095, USA
Abstract
We present a first principles derivation of the anomaly polynomials of 4d class theories of type with arbitrary regular punctures, using anomaly inflow in the corresponding M-theory setup with M5-branes wrapping a punctured Riemann surface. The labeling of punctures in our approach follows entirely from the analysis of the 11d geometry and flux. We highlight the applications of the inflow method to the AdS/CFT correspondence.
I Introduction
’t Hooft anomalies are measures of degrees of freedom of quantum systems that are preserved under renormalization group flow. Thus, anomalies provide powerful tools for exploring phases and non-perturbative regimes of quantum theories.
In the last ten years, a new approach to studying quantum field theories (QFTs) has emerged with the discovery of class superconformal field theories (SCFTs) Gaiotto (2009); Gaiotto et al. (2009), where a large class of 4d SCFTs are geometrically defined from reductions of 6d SCFTs on punctured Riemann surfaces. A choice of 6d SCFT and boundary data at the punctures completely specify a 4d SCFT and its various protected sectors. A typical theory in this class is non-Lagrangian and strongly coupled, and yet it can be analyzed from the geometric construction. The approach of the class program has been generalized and adopted for studying SCFTs in different dimensions with varying amount of supersymmetry. The geometrization program has become a standard tool in the study of QFTs.
A key feature of the class program is the richness of the variety of punctures on the Riemann surface. The anomalies of class SCFTs in the presence of regular punctures have been indirectly obtained from field theoretic arguments Gaiotto and Maldacena (2012); Chacaltana et al. (2013); Tachikawa (2015). However, a direct derivation of the anomalies from the geometric definition of class SCFTs is lacking. In this letter we use anomaly inflow in M-theory to provide a first principles derivation, building on Bah and Nardoni (2018). Our procedure can be generalized to obtain the anomalies of other classes of SCFTs with geometric descriptions. Further, our prescription suggests a method for extracting the exact anomalies of a holographic SCFT from its gravity dual.
The ’t Hooft anomalies of a -dimensional QFT are neatly encoded in the -form anomaly polynomial. In this letter we derive the anomaly polynomials of 4d class SCFTs with regular punctures engineered from the 6d SCFTs. First, we describe the relevant geometric setup from a stack of M5-branes in M-theory, and the inflow procedure. Then we provide a novel description of the boundary data at punctures in terms of the four-form flux of M-theory. Finally, we compute the anomaly polynomial and discuss its implications for holography. A companion paper Bah et al. to this letter contains more complete derivations and a broader study of the results and their implications.
II Setup and Inflow
A 4d class theory of type is engineered in M-theory by taking the low-energy limit of a configuration with coincident M5-branes wrapping a punctured Riemann surface. Let denote the 6d worldvolume of the M5-brane stack inside the ambient 11d space . The normal bundle to , denoted , encodes the five transverse directions to the stack and generically has structure group . We study the case , where is external spacetime and is a Riemann surface of genus with punctures.
We are interested in setups that preserve 4d supersymmetry (for ). In this case, the structure group of reduces from to , and correspondingly decomposes as . The (universal cover) of is identified with the R-symmetry of the 4d field theory. In summary, the tangent bundle to 11d spacetime restricted on decomposes as
[TABLE]
The total space of the fibration over is the cotangent bundle , and is hyper-Kähler. The twisting of over implements a partial topological twist of the 6d theory living on the stack. If denotes the Chern root of , then
[TABLE]
where is the first Chern class of , is the Chern root of , and is the Euler characteristic of the punctured Riemann surface. In order to specify the 4d theory, we must supplement each puncture with appropriate data, encoding the boundary conditions for the 6d theory. The puncture data is determined by the branching pattern of the M5-branes which governs the flavor symmetry of the 4d theory.
From the point of view of M-theory, the combined system of the M5-brane stack and the 11d bulk enjoys a non-anomalous diffeomorphism invariance. The total system is free from local anomalies in 11d due to a cancellation between the anomaly generated by the chiral massless degrees of freedom localized on , and anomaly inflow from the bulk.
The anomaly inflow from the bulk amounts to a classical anomalous variation of the M-theory effective action under 11d diffeomorphisms, due to the presence of the M5-brane stack. The latter acts as a magnetic source for the M-theory four-form with delta-function support on , . In order to analyze anomaly inflow in the supergravity approximation we must smooth out the delta-function singularity Freed et al. (1998); Harvey et al. (1998). This is achieved by cutting out a small tubular neighborhood of the M5-brane stack. As a result, we are now considering M-theory on a manifold with a boundary , which is diffeomorphic to an bundle over . The information about the original delta-function source is translated into a smoothed-out flux,
[TABLE]
The quantity is a bump function that depends only on the radial distance away from the M5-brane stack, smoothly interpolating between at the boundary and [math] away from it. The four-form is globally-defined, closed, invariant under the action of the structure group of , and can be written locally as . The integral of over the surrounding the stack measures the total magnetic charge of the M5-branes.
The anomalous variation of the M-theory effective action is expressed as an integral over and is conveniently formulated in the framework of descent,
[TABLE]
The formal quantity is a twelve-form characteristic class constructed from and given by
[TABLE]
On the right-hand-side we suppressed wedge products for brevity, and we introduced the eight-form class , which is defined in terms of the Pontryagin classes of as
[TABLE]
The inflow contribution to the anomaly polynomial of the 4d CFT is extracted by integrating over the total space of the bundle over , denoted ,
[TABLE]
Anomaly cancellation requires to cancel against the CFT anomaly, up to decoupling modes,
[TABLE]
To compute the integral in (7), we excise small disks around each puncture on , together with the fibers on top of them. We thus obtain a space , which is an fibration over a smooth Riemann surface with boundaries. We replace the excised portions of with suitable local geometries , with , glued smoothly to . This decomposition of translates to
[TABLE]
where denotes the puncture on . We refer to as the bulk contribution to .
Each geometry is locally , where the encodes the angular directions of , while comprises the directions of the excised disk, together with the fibers of on top of it. More precisely, is the local space that models in the vicinity of the puncture . Thus, the possible choices of in M-theory encode the puncture data. The space admits a isometry, which is identified with the action on in the bulk of .
III Bulk contribution to inflow
To write down the class on it is convenient to recall that can be realized as an fibration over an interval. The subscript is a reminder that we use the coordinate (with period ) to parametrize . The label is inserted for convenience, to distinguish from other two-spheres discussed below. The interval is parametrized with a coordinate . At the radius of goes to zero, while at shrinks to zero. The non-triviality of the bundle is captured by , where is a connection with field strength , see (2). Using this notation, the general reads
[TABLE]
The function depends on only, satisfies , , and has no zeros within the interval , but is otherwise arbitrary. The two-form is the closed, -invariant completion of the volume form on , normalized to integrate to . The overall normalization in (10) is fixed by (3).
The class on is obtained via the decomposition of , under (1), using standard formulae for Pontryagin classes of direct sums of vector bundles. Notice that , , while , where is the second Chern class of . The only terms in that can contribute to the integral over are those linear in ,
[TABLE]
We are now in a position to compute the integral of over . To this end, it is useful to recall the Bott-Cattaneo formula Bott and Cattaneo (1998) . The result reads
[TABLE]
The quantity coincides with the dimensional reduction along of the inflow eight-form anomaly polynomial for a stack of M5-branes Bah and Nardoni (2018).
IV Puncture geometry and flux
To understand , first consider a small disk around a generic point on with polar coordinates . The local geometry is an fibration over the half-strip spanned by and the interval depicted in Figure 1. shrinks along the boundary component at (the black line); shrinks along (the dotted red line); and shrinks along (the blue line).
We now map the half-strip to a quadrant of with coordinates . The qualitative features of this map are highlighted in Figure 1. The region on the axis corresponds to the interval at , while the region corresponds to at .
We define a new angle , and we regard the whole as an fibration over the 3d base space spanned by . We demand that shrinks along the axis in the base space, so that we identify the base space with with cylindrical coordinates . The non-triviality of the fibration is captured by
[TABLE]
for a function of , .
The function is smooth in the interior of the quadrant, but it approaches a discontinuous, piecewise constant function of for . More precisely, we need for , and for . This ensures that we reproduce the features of the previous description—that shrinks at and shrinks on . The discontinuity in implies that the fibration has a monopole source of charge on the axis located at .
So far we have done a rewriting of the local geometry near a generic point on the Riemann surface, i.e. a non-puncture. Although in this case the local geometry is trivial, the formulation in terms of the fibration (13) features a monopole source where the fiber shrinks.
This setup lends itself to a natural generalization. Consider a fibration as in (13) with monopoles labeled by , located at and with . This configuration is depicted in Figure 2. Denote the piecewise constant values of by
[TABLE]
The charge of each monopole is measured by
[TABLE]
for the 2-sphere surrounding the monopole in base space . The circle shrinks at each monopole.
Since the space is a local model for in the neighborhood of the puncture , its geometry is constrained. In particular, for all , so that the are a sequence of decreasing integers. Furthermore, the local geometry near each monopole is an ALF hyper-Kähler space, modeled by a single-center Taub-NUT space with charge , denoted . This space has an orbifold singularity which can be resolved to yield a smooth hyper-Kähler space .
Now we discuss in the geometry . The most general form of compatible with the symmetries is
[TABLE]
where the gauging of with the connection is inherited from , and denotes as in (13) with . The field strength in the puncture region only receives contributions from the term in (2). The quantities , are functions of , and are constrained by flux quantization of . Both and must vanish on the axis at , because shrinks there.
We start by defining the relevant cycles. For there is a four-cycle consisting of the interval at , , and . For , shrinks at the endpoints of and thus we also have a two-cycle , depicted in Figure 2.
Next, consider the arc connecting a point on the axis to a point within the interval, with , as depicted in Figure 2. The arc , together with and the combination of and that shrinks along , gives the four-cycle . The arc in Figure 2, combined with and , gives a four-cycle that is equivalent to the bulk .
Supersymmetry requires the flux of through the and cycles to respectively carry the same sign. We choose the orientations such that and are positive to be consistent with the conditions and, for the non-puncture, . One finds
[TABLE]
such that and is an increasing sequence of positive integers.
The flux equals evaluated at the endpoint of the arc on the axis. Since the endpoint can be freely moved within , is piecewise constant along the axis, and takes non-negative integer values,
[TABLE]
Although is discontinuous along the axis, must be continuous. This condition gives ,
[TABLE]
where and we used . Continuity of thus implies the partition of labeling a regular puncture.
For each non-trivial two-cycle in , we can turn on an additional contribution to of the form , for the Poincaré dual of the two-cycle and the field strength of a background connection on . One such two-cycle is depicted in Figure 2, with Poincaré dual denoted . Additional two-cycles are introduced upon resolving the orbifold singularities at the monopoles. The resolved space admits two-cycles, with Poincaré duals . Their intersection pairings give the Cartan matrix of ,
[TABLE]
Including these additional terms, reads
[TABLE]
where and are 4d field strengths. (21) only captures the Cartan subgroup of the full 4d flavor group ,
[TABLE]
Let us now discuss in the puncture geometry. It is computed using the local decomposition
[TABLE]
The Pontryagin classes of are given in terms of the Chern roots , as , . To account for the gauging of the angle in (16), the Chern roots are shifted by ,
[TABLE]
The relevant terms of are
[TABLE]
where is taken as the class before the shift (24). The total decomposes into a sum of terms, which satisfy Gibbons et al. (1979).
V Inflow answer and cft comparison
We now have the necessary components to compute in (9). We use the standard parametrization of for 4d SCFTs
[TABLE]
where and are the effective numbers of vector multiplets and hypermultiplets respectively; is the flavor central charge of a factor of the 4d flavor group.
A direct computation of the integrals yields
[TABLE]
Note that there is an enhancement of the Cartan components to the second Chern class of the full non-Abelian factor in (22).
The partition of in (19) defines a Young diagram with rows , where for . We define and . It follows that (27)-(28) are equivalently written as
[TABLE]
We can also read off from (12),
[TABLE]
According to (9), the total , are
[TABLE]
These quantities can now be compared to the known CFT answers Chacaltana et al. (2013), as presented in Bah and Nardoni (2018). We find
[TABLE]
The inflow and CFT contributions cancel, up to minus the anomaly of a free 6d tensor multiplet reduced on a genus- Riemann surface with no punctures. We identify this free tensor multiplet with the center-of-mass mode of the M5-brane stack. Our results show that this mode is insensitive to the presence of punctures.
VI Conclusion and applications to holography
In this letter we provided a first principles derivation of the anomaly polynomials of 4d class theories with arbitrary regular punctures, using anomaly inflow in the corresponding M-theory setup with M5-branes wrapping a punctured Riemann surface.
In our approach, the puncture data are entirely specified by the topological properties of the 11d geometry and flux in the vicinity of the puncture. Remarkably, the anomaly inflow cancels exactly the known anomalies of the 4d SCFTs, up to the contribution of the center-of-mass free tensor multiplet on the M5-brane stack.
Our method for analyzing regular punctures is generalizable to irregular punctures and setups with less supersymmetry. Many interesting QFTs can be realized via branes probing geometries in string theory and M-theory. In such cases, inflow can be a robust tool to compute anomalies, and therefore provides a handle on non-perturbative aspects of these QFTs.
We conclude with a discussion of applications to holography. An important motivation for our analysis of the local puncture geometry and flux comes from the holographic M-theory duals of and class theories with punctures Gaiotto and Maldacena (2012); Bah (2015). In particular, the fibration in (13) is related to and inspired by the Bäcklund transform of Gaiotto and Maldacena (2012). The solutions are warped products of with an internal space with four-form flux .
We observe that the topological properties of in Gaiotto and Maldacena (2012) are the same as those of in (7). Furthermore,
[TABLE]
where is with all 4d connections turned off and is the four-form flux of Gaiotto and Maldacena (2012). In the bulk of , but is non-trivial in the puncture geometry and encodes the puncture labelling.
Kaluza-Klein reduction of 11d supergravity on yields a 5d gauged supergravity model with an vacuum. The full reduction ansatz requires a that captures the fluctuations of the gauge fields beyond the linearized level. is a natural candidate for constructing such an ansatz Harvey et al. (1998).
In the solutions of Gaiotto and Maldacena (2012) the classical objects , provide the exact topological data of , to all orders in . This data determines the and needed to carry out the inflow procedure, which (subtracting the contribution of decoupling modes) yields the exact anomaly coefficients of the dual SCFT. This route to the exact and central charges bypasses a computation with the effective action, which would require a detailed knowledge of higher-derivative corrections.
An interesting question is whether (37) extends to more general solutions in M-theory, with varying amount of supersymmetry. If so, we may use inflow and classical data of the supergravity solution to access exact anomaly coefficients, providing a systematic way to compute quantum corrections in .
Acknowledgements.
Acknowledgments. We are grateful to J. Distler, T. Dumitrescu, K. Intriligator, J. Kaplan, C. Lawrie, G. Moore, S. Schäfer-Nameki, J. Song, Y. Tachikawa, A. Tomasiello, and Y. Wang for interesting conversations and correspondence. The work of EN is supported in part by DOE grant DE-SC0009919, and a UC President’s Dissertation Fellowship. The work of IB and FB is supported in part by NSF grant PHY-1820784. Part of this work was performed at the Aspen Center for Physics, which is supported by NSF grant PHY-1607611.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1Gaiotto (2009) D. Gaiotto, (2009), ar Xiv:ar Xiv:0904.2715 [hep-th] .
- 2Gaiotto et al. (2009) D. Gaiotto, G. W. Moore, and A. Neitzke, (2009), ar Xiv:0907.3987 [hep-th] .
- 3Gaiotto and Maldacena (2012) D. Gaiotto and J. Maldacena, JHEP 10 , 189 (2012) , ar Xiv:0904.4466 [hep-th] . · doi ↗
- 4Chacaltana et al. (2013) O. Chacaltana, J. Distler, and Y. Tachikawa, Int. J. Mod. Phys. A 28 , 1340006 (2013) , ar Xiv:1203.2930 [hep-th] . · doi ↗
- 5Tachikawa (2015) Y. Tachikawa, PTEP 2015 , 11B 102 (2015) , ar Xiv:1504.01481 [hep-th] . · doi ↗
- 6Bah and Nardoni (2018) I. Bah and E. Nardoni, (2018), ar Xiv:1803.00136 [hep-th] .
- 7(7) I. Bah, F. Bonetti, R. Minasian, and E. Nardoni, To appear .
- 8Freed et al. (1998) D. Freed, J. A. Harvey, R. Minasian, and G. W. Moore, Adv. Theor. Math. Phys. 2 , 601 (1998) , ar Xiv:hep-th/9803205 [hep-th] . · doi ↗
