Some remarks on the coincidence set for the Signorini problem
Miguel de Benito Delgado, Jes\'us Ildefonso D\'iaz

TL;DR
This paper investigates the properties of the coincidence set in the boundary Signorini problem, offering new insights that relax previous convexity assumptions on the domain by introducing alternative conditions on the data.
Contribution
It demonstrates that the convexity assumption on the domain can be replaced with alternative data conditions, extending the understanding of the coincidence set in Signorini problems.
Findings
Convexity assumption can be avoided with alternative data conditions
Improved understanding of the coincidence set properties
Extends previous results in Signorini problem analysis
Abstract
We study some properties of the coincidence set for the boundary Signorini problem, improving some results from previous works by the second author and collaborators. Among other new results, we show here that the convexity assumption on the domain made previously in the literature on the location of the coincidence set can be avoided under suitable alternative conditions on the data.
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Some remarks on the
coincidence set
for the Signorini problem
Miguel de Benito Delgado
Jesus Ildefonso Díaz
Abstract
We study some properties of the coincidence set for the boundary Signorini problem, improving some results from previous works by the second author and collaborators. Among other new results, we show here that the convexity assumption on the domain made previously in the literature on the location of the coincidence set can be avoided under suitable alternative conditions on the data.
*From two generations of students
to a fabulous teacher and friend now in his retirement:
Baldomero Rubio*
AMS Subject Classification: 35J86, 35R35, 35R70, 35B60
Keywords: Signorini problem, coincidence set, location estimates, free boundary problem, contact problems
1 Introduction
In the classical Signorini problem of linear elasticity [24], or boundary obstacle problem, an isotropic, homogeneous and linearly hyperelastic material rests in equilibrium over a rigid foundation. Because the contact zone is an unknown of the problem, estimates on its location and size are of interest in the study of the properties of solutions. In the scalar Signorini problem displacements take place along one dimension only and the equation of conservation of momentum is reduced to Poisson’s equation. The simplified model we shall consider in this paper is the following:
[TABLE]
Notice that, although the prototypical model for boundary obstacle problems is the one in elasticity theory, other related models with similar boundary conditions are found for instance in semipermeable membranes (the so called parabolic Signorini problem) or stochastic control (with fractional powers of the Laplacian). See the last series of Remarks at the end of the paper.
We recall that the weak mathematical formulation of the model (what we will refer to as Problem 1) is the following: given an open, bounded set with Lipschitz boundary and functions and , find such that
[TABLE]
where
[TABLE]
Since the bilinear form is not coercive some additional conditions on the data must be introduced. In particular, we must assume the compatibility condition
[TABLE]
Notice that (3) is the one-dimensional equivalent of the general condition for vectorial formulations of the problem considered initially by Fichera [16, p. 81], although there it is given in the equivalent form:
[TABLE]
for every rigid and admissible displacement , with equality if and only if is also admissible, i.e. the cone of displacements moving the body away from the obstacle. Equivalently, condition (3) means that rigid displacements separating the body from the obstacle increase the elastic energy.
Existence and uniqueness of solution of a general class of problems including Problem 1 follow from [21, Theorem 5.1] which proves the result for general non-symmetric semicoercive bilinear forms, with uniqueness up to a member of a given subset of the rigid displacements satisfying the condition (where was defined in (2)). In our case, since the unknown is scalar we obtain uniqueness once the compatibility condition is assumed.
The coincidence set for a solution is defined as the complement of the open set , i.e.
[TABLE]
Observe that it is not justified to require a priori since is not coercive and the solution may fail to be in in very simple cases. See, e.g., [1, Theorem I.10] and [19, p. 617] for some classical counterexamples of cases in which , as well as the results presented in [23] and [3].
A common recourse against the lack of coercivity of the bilinear form is to replace the equation by a new one by introducing an additional regularizing term with which makes the proofs of existence and uniqueness straightforward. This is done e.g. in [1, Theorem I.10]. In this case the corresponding problem (which we shall refer to as Problem ) involves the PDE which leads to the bilinear form
[TABLE]
Here, the additional linear term makes coercive even in the case of no Dirichlet boundary conditions and allows for a standard proof of existence and uniqueness applying Stampacchia’s theorem, [21, Theorem 2.1]. Coercivity also allows the use of Brézis’ regularity result [1, Theorem I.10] stating whenever , making the choice adequate. We also note that under additional assumptions on the data, the solution is in (see, e.g. [1, Theorem I.10] and [20, §5]). See also the monograph [22].
Concerning the estimates on the spatial location of the coincidence set we recall that after Friedman’s pioneering paper [17], the first explicit estimates on the location were given in [8, 13] for Problem with , under the geometric requirement that be convex and by assuming that the external force be negative near a sufficiently large part of the boundary .
In Section 2 we extend the conclusion of the above mentioned papers to Problem 1 (see Theorem 1) while also relaxing their assumptions. Section 3 is devoted to the study of location estimates of the coincidence set when the convexity assumption on is not made. We provide Example 1 in which the coincidence set is totally identified on a non-convex . Finally, by working with a suitable change of coordinates, we prove the main result of this paper (Theorem 3) in which we obtain some location estimates of the coincidence set without any geometrical assumption on but instead some regularity condition on .
2 Location estimates for Problem 1
As already mentioned, in [13, Theorem 2] the basic geometrical assumption made for the study of Problem with is that the domain must be convex. In this section we first improve on the aforementioned result by considering Problem 1 (i.e., without any regularization term) for non necessarily vanishing data and . Moreover we shall assume convexity only for parts of near the boundary on which a suitable balance between the external force, the obstacle and the boundary flux becomes negative. We shall also require boundary in order to have a tubular neighborhood of with a parametrization given by .
Theorem 1
Let be an open set in and assume that the data and lead to a unique solution of Problem 1. Assume that there exist , a subset of class , and a tubular semi-neighborhood of for some with
[TABLE]
such that if is a nonnegative extension of to (i.e. on ) then one has
[TABLE]
and
[TABLE]
Then, if and
[TABLE]
we have the location estimate on the coincidence set of .
We note that, in the case in which , by assuming the coincidence set in the class of regular subsets of , a necessary condition in order to have a positively measured coincidence set is that (see e.g. [17]). So, in some sense, Theorem 1 shows that a pointwise balance estimate (6) on a good part of is enough to identify where the coincidence is taking place.
Proof. We first prove the result for the solutions of Problem , for any Notice that it is enough to prove the conclusion for data, and . Indeed, we let be the solution of Problem 1 under these conditions, and readily see that solves the problem with data . Let and, for , let be the tubular semi-neighborhood of defined by the parametrization
[TABLE]
Let . Define and consider the subset Define and as in Figure 1.
For some define now in the function . In we have
[TABLE]
assuming
[TABLE]
Additionally, on , from assumption (5) we have
[TABLE]
which holds if
[TABLE]
Moreover, since by construction is non-negative, on the subset of the coincidence set we have a.e. and thus a.e. on all of . Now, the Signorini conditions imply that it has to be over , and, on the other hand we have
[TABLE]
where we used the convexity of (positivity of the cosine) in the first inequality. Then, by the comparison principle applied to the associated problem on the set , with Signorini boundary conditions on and with Dirichlet conditions on (see, e.g. [1]) we deduce finally that in and that the same inequality holds for the traces, that is:
[TABLE]
Letting we conclude that for every , a.e. in uniformly (since the estimate on the location of is independent of ).
Final step. For we let be the solutions with data , and of Problem . The regularity result mentioned above implies that we have uniformly on . Then, by well known results we have strongly in and therefore on .
Remark. In fact we can also consider the case and under the assumptions of Theorem 1. Indeed, assume for the moment that we can construct, for some , a function satisfying
[TABLE]
Then, the function is a solution of Problem for data and . Taking and using the expression of the Laplacian on (see, e.g. [18] and [25, §4.3.5, p. 62]), the construction of such a is reduced to finding such that
[TABLE]
for , where denotes the mean curvature of the hypersurface, to a distance of , i.e. at points . When is a convex set, as required in (7), we have that is non-negative and bounded for small enough depending on this convex part of the boundary and thus can be made explicit.
3 Sharper estimates and further remarks
One of the main goals of this section is to obtain some sharper location estimates on the coincidence set and to extend the previous results while dispensing with the convexity condition (7) on the tubular semi-neighborhood of . We start by showing in a concrete example that this goal is not impossible.
Example 1
Let and define the open ring
[TABLE]
with inner boundary and outer boundary . Let , and be such that
[TABLE]
and consider the special formulation of the Signorini problem
[TABLE]
Notice that we now do not need the compatibility condition since we have Dirichlet conditions on .
We claim that the coincidence set is the whole , i.e. .
To see this we apply again the comparison principle for the associated Problem for any and then we pass to the limit as in Theorem 1. We define over the ring , the function
[TABLE]
for some constant to be determined later. Then, writing for we have
[TABLE]
Consequently on whenever . For instance, we may take . We set in and by construction . Let . In order to apply the comparison lemma, we need the condition on , that is: or, equivalently, and this is possible for large enough values of . Furthermore, on we have too, since by construction is non-negative. Thus on and on the complement , where , the Signorini condition implies and also . Applying the comparison principle we deduce on , and in particular over .
The following result improves Theorem 1 for the case and .
Theorem 2
Assume the conditions of Theorem 1 except condition (7), for some fixed and . Then we obtain the location estimate on the coincidence set of .
Proof. We follow the same arguments of the proof of Theorem 1, but instead of condition (7) we use the fact that we can assume that
[TABLE]
for some continuous function (as a matter of fact ). Then, in (8) we argue instead with
[TABLE]
which holds by taking
[TABLE]
i.e.
[TABLE]
Therefore it is enough to take
[TABLE]
and
Remark. Notice that when the tubular semi-neighborhood of is convex then . We conjecture that, under suitable additional conditions, it should be possible to dispense with at least one of the assumptions or on the semi-neighborhood of . At present it seems that this fact remains an open problem in the literature. One could try to argue as in the previous Remark in order to extend the result to the case but with . However, it is not entirely clear how to construct the function without condition (7). Notice that in the special case in which we assume that all the mean curvatures are constant and equal to , we may actually solve the auxiliary equation of the above Remark without requiring , but under suitable choices of the interval of definition of such functions. Indeed, the exact solution is given by . For the general solution of the homogeneous equation with , A=\left(\begin{array}[]{cc}0&1\\ 0&-b\end{array}\right) and one has with \mathrm{e}^{As}=\left(\begin{array}[]{cc}1&\frac{-1}{b}\mathrm{e}^{-bs}\\ 0&\mathrm{e}^{-bs}\end{array}\right),\vec{\alpha}\in\mathbbm{R}^{2}. Therefore:
[TABLE]
For the particular solution of the inhomogeneous equation we find with the Ansatz :
[TABLE]
Introducing the boundary conditions we arrive at and
[TABLE]
Finally we have over some interval because is continuous and negative at zero, therefore in an interval around it, and , meaning that the function decreases to zero from the left.
Our next goal is to improve the location estimates. In order to achieve this we shall not use a function of the Euclidean norm as local supersolution, but a differentiable extension of the intrinsic distance over the manifold . The gradient is then tangent at every point, and we may build simple supersolutions. Let denote the length of a piecewise curve joining two points . Fix a point and an open neighborhood of in whose closure is the graph of a Lipschitz map . Define the intrinsic distance to over as
[TABLE]
With this distance is a complete metric space determining the same topology as the differential structure. For smooth enough, is a non-negative function in which we now extend. Let be a tubular neighborhood of with the parametrization
[TABLE]
and define
[TABLE]
Now let . The function is clearly in and we know that
[TABLE]
(see [6, Theorem 8.5, Chapter 7]). Furthermore, for any given precompact in , , there exist positive constants and depending on and such that
[TABLE]
The second assertion is obvious since . For the first simply let , , , , where we may assume after a translation placing at the origin. Then it suffices to take and . Finally, using the extension we may define for sufficiently small the balls
[TABLE]
Equipped with all this we may finally prove our main result:
Theorem 3
Let be an open set in and suppose that the data and lead to a unique solution . Assume that there exist , a subset of class , and a tubular semi-neighborhood of equipped with the intrinsic distance, for some such that
[TABLE]
and such that if is a nonnegative extension of to (i.e. on ) then we have that
[TABLE]
and
[TABLE]
If and are strictly positive, then one has the location estimate , the coincidence set of .
Proof. As in Theorem 1 it is enough to work with data , and . Let and the maximal width of a tubular neighborhood around . Define , , and . Define now in the function for some . In we have
[TABLE]
Additionally, on we have
[TABLE]
assuming that
[TABLE]
Notice that this condition holds once we take (hence also ) large enough (for some given ). Moreover, since over , by using property (10) we have
[TABLE]
once we take
[TABLE]
i.e.
[TABLE]
Moreover, since in we have here. This yields in and the same inequality holds for the traces, that is:
[TABLE]
Letting we conclude that a.e. in .
4 Final remarks and related work
The above results can be easily extended to the associated heat equation with Signorini boundary conditions by using arguments similar to those found in [12]. Moreover, it is also possible to extend them to Poisson’s equation or to the heat equation with dynamic boundary conditions as in [11] and [7] respectively. Notice that according to the equivalent formulation of the fractional Laplacian operator (see, e.g. [2] and the multiple references given in [10]), the case of dynamical Signorini boundary conditions for the Poisson and related linear equations corresponds to the usual obstacle problem associated to the fractional Laplace operator.
The Signorini boundary conditions can be also formulated in terms of multivalued nonlinear maximal monotone graphs (see [1]). Some results analyzing the set in which the solution vanishes on the boundary for other different nonlinear boundary conditions was the main goal of the paper [14]. See also [4] for the case of singular nonlinear boundary conditions.
The proof techniques used in the present scalar Signorini problem can also be applied to the study of the contact region of one of the vectorial components of the deformation field associated to some problems in linear elasticity (see, e.g., [15] and [5]).
A different class of problems to which the techniques of this paper can be applied are the ones mentioned in the pioneering book [15] concerning temperature control or reverse osmosis membranes (see also the associated homogenization process in [9]).
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